Hong Kong SFC licence institution AAD941, SG Securities (HK) Limited 法國興業證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAD941 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD834 CHAN Ping Fai 陳秉輝 RE Dealing in Securities 2004-05-17 2005-02-18
AAD849 CHUNG Kwok Kwong 鍾國光 RO Dealing in Securities 2003-04-01 2004-05-22
AAD849 CHUNG Kwok Kwong 鍾國光 RO Dealing in Futures Contracts 2003-12-16 2004-05-22
AAD849 CHUNG Kwok Kwong 鍾國光 RO Advising on Securities 2003-04-01 2003-08-18
AAD849 CHUNG Kwok Kwong 鍾國光 RO Advising on Corporate Finance 2003-04-01 2003-08-18
AAD849 CHUNG Kwok Kwong 鍾國光 RO Providing Automated Trading Services 2003-04-01 2004-05-22
AAD849 CHUNG Kwok Kwong 鍾國光 RO Asset Management 2003-04-01 2003-08-18
AAE138 HO To, Alan 何鍍 RE Dealing in Securities 2007-06-08 2009-06-04
AAE735 HO Man Leuk, Joseph 何文略 RE Dealing in Securities 2007-09-14 2009-08-18
AAE735 HO Man Leuk, Joseph 何文略 RO Dealing in Securities 2009-08-18 2010-10-01
ABG375 LEE Edmond Kam 李錦 RE Dealing in Securities 2004-07-30 2015-03-31
ABG375 LEE Edmond Kam 李錦 RE Dealing in Futures Contracts 2004-07-30 2015-03-31
ABP916 CHAN Toi Tung, Vincent 陳代東 RE Dealing in Securities 2003-04-01 2005-06-06
ABP916 CHAN Toi Tung, Vincent 陳代東 RE Advising on Securities 2003-04-01 2003-12-16
ABP916 CHAN Toi Tung, Vincent 陳代東 RE Advising on Corporate Finance 2003-04-01 2004-01-14
ABP916 CHAN Toi Tung, Vincent 陳代東 RE Providing Automated Trading Services 2003-04-01 2005-06-06
ABP916 CHAN Toi Tung, Vincent 陳代東 RE Asset Management 2003-04-01 2003-12-16
ABT540 MARTIN Todd Stuart RE Dealing in Securities 2010-07-06 2010-09-16
ABT540 MARTIN Todd Stuart RO Dealing in Securities 2010-09-16 2011-12-02
ABT540 MARTIN Todd Stuart RO Dealing in Futures Contracts 2010-11-16 2011-12-02
ABT540 MARTIN Todd Stuart RO Advising on Securities 2010-09-16 2011-12-02
ABT540 MARTIN Todd Stuart RO Advising on Futures Contracts 2010-11-16 2011-12-02
ABV140 MAK Clifford Siu Wing 麥紹榮 RE Dealing in Securities 2010-01-13 2011-12-31
ABV188 LEE Yuen Man, Sandra 李婉雯 RE Dealing in Securities 2005-12-14 2006-01-16
ABV188 LEE Yuen Man, Sandra 李婉雯 RO Dealing in Securities 2006-01-16 2009-04-24
ABV523 LAMBERT Pascal Jean-Louis RE Dealing in Securities 2009-06-18 2010-04-09
ABV523 LAMBERT Pascal Jean-Louis RO Dealing in Securities 2010-04-09 2012-10-08
ABV523 LAMBERT Pascal Jean-Louis RE Providing Automated Trading Services 2009-06-26 2012-10-08
ABW218 FOURDAN Jean-Francois Louis RE Dealing in Securities 2003-04-01 2003-11-28
ABW218 FOURDAN Jean-Francois Louis RE Advising on Securities 2003-04-01 2003-11-28
ABW218 FOURDAN Jean-Francois Louis RE Advising on Corporate Finance 2003-04-01 2003-11-28
ABW218 FOURDAN Jean-Francois Louis RE Providing Automated Trading Services 2003-04-01 2003-11-28
ABW218 FOURDAN Jean-Francois Louis RE Asset Management 2003-04-01 2003-11-28
ACA524 LO Wei Lie 盧慧莉 RE Dealing in Securities 2016-01-18
ACA524 LO Wei Lie 盧慧莉 RE Dealing in Futures Contracts 2016-01-18
ACI294 WAN Kwok Wai, Steve 溫國偉 RE Dealing in Futures Contracts 2013-09-13
ACI771 LAW Nicholas Kwan Chak 羅君澤 RE Dealing in Securities 2005-11-17 2006-11-01
ACQ226 NG Ka Yin 吳家燕 RE Dealing in Securities 2005-11-17 2006-01-19
ACR495 MCCANN Neil Anthony RE Dealing in Securities 2011-05-30 2015-04-30
ACR495 MCCANN Neil Anthony RE Dealing in Futures Contracts 2015-03-05 2015-04-30
ACR495 MCCANN Neil Anthony RE Providing Automated Trading Services 2015-03-05 2015-04-30
ACS016 LI Man Yin, Eddie 李文賢 RE Dealing in Securities 2005-07-11 2010-11-25
ACS016 LI Man Yin, Eddie 李文賢 RE Dealing in Futures Contracts 2005-07-11 2010-11-25
ACS016 LI Man Yin, Eddie 李文賢 RE Providing Automated Trading Services 2005-07-11 2010-11-25
ACX185 LEE Wilson Tsz Kin 李子建 RE Dealing in Securities 2003-04-01 2005-06-15
ACX185 LEE Wilson Tsz Kin 李子建 RO Dealing in Securities 2005-06-15 2007-04-23
ACX185 LEE Wilson Tsz Kin 李子建 RE Advising on Securities 2003-04-01 2003-12-16
ACX185 LEE Wilson Tsz Kin 李子建 RE Advising on Corporate Finance 2003-04-01 2004-09-01
ACX185 LEE Wilson Tsz Kin 李子建 RE Providing Automated Trading Services 2003-04-01 2004-09-01
ACX185 LEE Wilson Tsz Kin 李子建 RE Asset Management 2003-04-01 2003-12-16
ACX772 WONG Chi Kwong 王志光 RE Dealing in Securities 2003-04-01 2004-08-10
ACX772 WONG Chi Kwong 王志光 RE Advising on Securities 2003-04-01 2003-12-16
ACX772 WONG Chi Kwong 王志光 RE Advising on Corporate Finance 2003-04-01 2004-08-10
ACX772 WONG Chi Kwong 王志光 RE Providing Automated Trading Services 2003-04-01 2004-08-10
ACX772 WONG Chi Kwong 王志光 RE Asset Management 2003-04-01 2003-12-16
ACZ236 VINAIS Pascal Thierry Jean-Marie RE Dealing in Securities 2003-04-01 2004-03-03
ACZ236 VINAIS Pascal Thierry Jean-Marie RE Advising on Securities 2003-04-01 2003-08-18
ACZ236 VINAIS Pascal Thierry Jean-Marie RE Advising on Corporate Finance 2003-04-01 2003-11-26
ACZ236 VINAIS Pascal Thierry Jean-Marie RO Advising on Corporate Finance 2003-11-26 2004-03-03
ACZ236 VINAIS Pascal Thierry Jean-Marie RE Providing Automated Trading Services 2003-04-01 2003-08-18
ACZ236 VINAIS Pascal Thierry Jean-Marie RE Asset Management 2003-04-01 2003-08-18
ADA399 BOUSSER Timothee Cyril RE Dealing in Securities 2005-06-03 2010-02-22
ADA399 BOUSSER Timothee Cyril RO Dealing in Securities 2010-02-22
ADA399 BOUSSER Timothee Cyril RE Dealing in Futures Contracts 2008-12-18 2014-10-29
ADA399 BOUSSER Timothee Cyril RO Dealing in Futures Contracts 2014-10-29
ADC124 LAU Yuen Hung 劉婉鴻 RE Dealing in Securities 2003-04-01 2004-04-27
ADC124 LAU Yuen Hung 劉婉鴻 RE Advising on Securities 2003-04-01 2003-12-16
ADC124 LAU Yuen Hung 劉婉鴻 RE Advising on Corporate Finance 2003-04-01 2004-01-13
ADC124 LAU Yuen Hung 劉婉鴻 RE Providing Automated Trading Services 2003-04-01 2004-04-27
ADC124 LAU Yuen Hung 劉婉鴻 RE Asset Management 2003-04-01 2003-12-16
ADI947 CHAN Yat Hang 陳日恆 RE Dealing in Securities 2006-06-22 2007-06-01
ADI947 CHAN Yat Hang 陳日恆 RE Dealing in Futures Contracts 2006-06-22 2007-06-01
ADI947 CHAN Yat Hang 陳日恆 RE Providing Automated Trading Services 2006-06-22 2007-06-01
ADR689 HILLS Damian Richard RO Advising on Corporate Finance 2003-04-01 2003-07-01
ADT180 CLARKE Andrew Kenneth RE Dealing in Securities 2005-07-25 2008-05-24
ADT180 CLARKE Andrew Kenneth RE Providing Automated Trading Services 2005-07-25 2008-05-24
ADT651 CHONG Yu, Carmen 莊瑜 RE Dealing in Securities 2003-04-01 2005-10-31
ADT651 CHONG Yu, Carmen 莊瑜 RE Advising on Securities 2003-04-01 2003-12-16
ADT651 CHONG Yu, Carmen 莊瑜 RE Advising on Corporate Finance 2003-04-01 2004-01-13
ADT651 CHONG Yu, Carmen 莊瑜 RE Providing Automated Trading Services 2003-04-01 2005-10-31
ADT651 CHONG Yu, Carmen 莊瑜 RE Asset Management 2003-04-01 2003-12-16
ADT749 YIP Siu Kee 葉小琪 RE Dealing in Securities 2010-01-28 2010-07-14
ADW987 BLOT Raphael Jean Marie Michel RE Dealing in Securities 2003-04-01 2004-06-10
ADW987 BLOT Raphael Jean Marie Michel RO Dealing in Securities 2004-06-10 2006-03-31
ADW987 BLOT Raphael Jean Marie Michel RE Advising on Securities 2003-04-01 2003-12-16
ADW987 BLOT Raphael Jean Marie Michel RE Advising on Corporate Finance 2003-04-01 2004-11-19
ADW987 BLOT Raphael Jean Marie Michel RE Providing Automated Trading Services 2003-04-01 2004-06-04
ADW987 BLOT Raphael Jean Marie Michel RE Asset Management 2003-04-01 2003-12-16
ADX082 KAO An-Chi, Anne 高安琪 RE Advising on Securities 2003-04-01 2003-07-01
ADX082 KAO An-Chi, Anne 高安琪 RE Advising on Corporate Finance 2003-04-01 2003-07-01
ADX082 KAO An-Chi, Anne 高安琪 RE Asset Management 2003-04-01 2003-07-01
ADX642 POON Wai Kei, Raymond 潘偉基 RE Advising on Securities 2003-04-01 2003-07-01
ADX642 POON Wai Kei, Raymond 潘偉基 RE Advising on Corporate Finance 2003-04-01 2003-07-01
ADX642 POON Wai Kei, Raymond 潘偉基 RE Asset Management 2003-04-01 2003-07-01
ADZ441 YU Man Kiu, Janice 茹蔓喬 RE Dealing in Securities 2009-06-10 2012-08-01
ADZ441 YU Man Kiu, Janice 茹蔓喬 RE Dealing in Futures Contracts 2009-07-31 2012-08-01
ADZ441 YU Man Kiu, Janice 茹蔓喬 RE Providing Automated Trading Services 2009-07-31 2012-08-01
AEA619 CHAU Man Fai, Eric 周民輝 RE Dealing in Securities 2010-01-25 2015-07-24
AEA619 CHAU Man Fai, Eric 周民輝 RE Dealing in Futures Contracts 2010-01-25 2015-07-24
AEA619 CHAU Man Fai, Eric 周民輝 RE Providing Automated Trading Services 2010-02-10 2015-07-24
AEA836 CRAMMOND Patrick Jonathan Ronald RO Advising on Corporate Finance 2003-04-01 2003-07-01
AED148 LAI Wai Tsun, Paul 賴維津 RE Dealing in Securities 2008-09-09 2009-12-09
AED766 DROUET Frank Gerard Maurice RE Dealing in Securities 2003-04-01 2003-06-09
AED766 DROUET Frank Gerard Maurice RO Dealing in Securities 2003-06-09
AED766 DROUET Frank Gerard Maurice RO Dealing in Futures Contracts 2004-01-30
AED766 DROUET Frank Gerard Maurice RE Advising on Securities 2003-04-01 2003-05-29
AED766 DROUET Frank Gerard Maurice RO Advising on Securities 2010-08-18
AED766 DROUET Frank Gerard Maurice RO Advising on Futures Contracts 2010-11-16
AED766 DROUET Frank Gerard Maurice RE Advising on Corporate Finance 2003-04-01 2003-05-29
AED766 DROUET Frank Gerard Maurice RE Providing Automated Trading Services 2003-04-01 2003-06-09
AED766 DROUET Frank Gerard Maurice RO Providing Automated Trading Services 2003-06-09
AED766 DROUET Frank Gerard Maurice RE Asset Management 2003-04-01 2003-05-29
AEE534 TSANG Heddy 曾愷悌 RE Dealing in Securities 2003-04-01 2004-12-14
AEE534 TSANG Heddy 曾愷悌 RE Dealing in Securities 2006-08-16 2008-04-23
AEE534 TSANG Heddy 曾愷悌 RO Dealing in Securities 2008-04-23 2014-01-21
AEE534 TSANG Heddy 曾愷悌 RE Advising on Securities 2003-04-01 2003-12-16
AEE534 TSANG Heddy 曾愷悌 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AEE534 TSANG Heddy 曾愷悌 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AEE534 TSANG Heddy 曾愷悌 RE Providing Automated Trading Services 2008-02-11 2008-04-23
AEE534 TSANG Heddy 曾愷悌 RO Providing Automated Trading Services 2008-04-23 2014-01-21
AEE534 TSANG Heddy 曾愷悌 RE Asset Management 2003-04-01 2003-12-16
AEF121 LEE Cheril Chung Chi 李頌慈 RE Dealing in Securities 2003-04-01 2003-11-27
AEF121 LEE Cheril Chung Chi 李頌慈 RO Dealing in Securities 2003-11-27 2005-06-30
AEF121 LEE Cheril Chung Chi 李頌慈 RE Advising on Securities 2003-04-01 2003-09-09
AEF121 LEE Cheril Chung Chi 李頌慈 RE Advising on Corporate Finance 2003-04-01 2004-11-19
AEF121 LEE Cheril Chung Chi 李頌慈 RE Providing Automated Trading Services 2003-04-01 2003-09-09
AEF121 LEE Cheril Chung Chi 李頌慈 RE Asset Management 2003-04-01 2003-09-09
AEG184 WONG Polly Po-Yee 黃寶儀 RE Dealing in Securities 2006-05-23 2007-05-19
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Dealing in Securities 2003-04-01 2005-05-18
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Advising on Securities 2003-04-01 2003-12-16
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Asset Management 2003-04-01 2003-12-16
AEH820 EMERSON Kathleen Ann RE Dealing in Securities 2006-06-01 2008-10-28
AEH820 EMERSON Kathleen Ann RE Dealing in Futures Contracts 2006-06-01 2008-10-28
AEH820 EMERSON Kathleen Ann RE Providing Automated Trading Services 2006-06-01 2008-10-28
AEI016 LEE Andrew Yeng 李英揚 RE Dealing in Securities 2014-02-06 2014-07-31
AEM291 LEUNG Siu Ling 梁小玲 RE Dealing in Securities 2005-08-05 2006-04-03
AEM291 LEUNG Siu Ling 梁小玲 RE Dealing in Futures Contracts 2005-08-05 2006-04-03
AEM474 MCGREGOR Robert RE Advising on Securities 2003-04-01 2003-07-01
AEM474 MCGREGOR Robert RE Advising on Corporate Finance 2003-04-01 2003-07-01
AEM474 MCGREGOR Robert RE Asset Management 2003-04-01 2003-07-01
AEN822 D'SOUZA Felix Otto RE Dealing in Securities 2006-09-11 2011-05-27
AEN822 D'SOUZA Felix Otto RE Dealing in Futures Contracts 2006-09-11 2011-05-27
AEN822 D'SOUZA Felix Otto RE Providing Automated Trading Services 2006-09-11 2011-05-27
AEO443 CHAN Chi Keung, Matthew 陳志強 RE Dealing in Securities 2006-03-15 2010-07-01
AEO443 CHAN Chi Keung, Matthew 陳志強 RE Dealing in Futures Contracts 2006-03-15 2007-09-30
AEO443 CHAN Chi Keung, Matthew 陳志強 RE Dealing in Futures Contracts 2009-01-19 2010-07-01
AEO443 CHAN Chi Keung, Matthew 陳志強 RE Providing Automated Trading Services 2006-03-15 2007-09-30
AEQ054 SEE Ching, Jennifer 史靜 RE Dealing in Securities 2010-01-04 2010-12-23
AES116 LEE Ho Luen, Derek 李皓倫 RE Dealing in Securities 2010-01-04 2010-01-13
AEU416 LEUNG Mo Ki, Connie 梁慕琪 RE Dealing in Securities 2010-01-04 2010-08-19
AEW093 HANSON-LAWSON Michael John RE Dealing in Securities 2003-04-01 2003-07-22
AEW093 HANSON-LAWSON Michael John RE Advising on Securities 2003-04-01 2003-07-22
AEW093 HANSON-LAWSON Michael John RE Advising on Corporate Finance 2003-04-01 2003-07-22
AEW093 HANSON-LAWSON Michael John RE Providing Automated Trading Services 2003-04-01 2003-07-22
AEW093 HANSON-LAWSON Michael John RE Asset Management 2003-04-01 2003-06-17
AEX593 CHAN Edmund Wing Hong 陳永康 RE Dealing in Securities 2012-01-13
AEX593 CHAN Edmund Wing Hong 陳永康 RE Dealing in Futures Contracts 2012-01-13
AEY436 DAGUET Olivier Pierre Louis RE Dealing in Securities 2015-06-03 2015-06-22
AEY436 DAGUET Olivier Pierre Louis RO Dealing in Securities 2015-06-22
AEY745 KIM Jong Beum 金鍾範 RO Dealing in Securities 2003-04-01 2014-09-06
AEY745 KIM Jong Beum 金鍾範 RO Dealing in Futures Contracts 2003-12-16 2014-09-06
AEY745 KIM Jong Beum 金鍾範 RO Advising on Corporate Finance 2003-08-27 2004-11-19
AEY745 KIM Jong Beum 金鍾範 RO Providing Automated Trading Services 2003-04-01 2014-09-06
AEY856 KWAN Wing Hin, Leon 關穎軒 RE Dealing in Securities 2003-04-01 2008-04-09
AEY856 KWAN Wing Hin, Leon 關穎軒 RE Advising on Securities 2003-04-01 2003-12-16
AEY856 KWAN Wing Hin, Leon 關穎軒 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AEY856 KWAN Wing Hin, Leon 關穎軒 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AEY856 KWAN Wing Hin, Leon 關穎軒 RE Asset Management 2003-04-01 2003-12-16
AFB312 JULHIA Christian Andre Jean RE Advising on Securities 2003-04-01 2003-07-01
AFB312 JULHIA Christian Andre Jean RE Advising on Corporate Finance 2003-04-01 2003-07-01
AFB312 JULHIA Christian Andre Jean RE Asset Management 2003-04-01 2003-07-01
AFD553 TAN Sze Ling, Snowy 陳施霖 RE Dealing in Securities 2011-02-18 2015-05-15
AFD553 TAN Sze Ling, Snowy 陳施霖 RE Dealing in Futures Contracts 2011-02-18 2015-05-15
AFD553 TAN Sze Ling, Snowy 陳施霖 RE Providing Automated Trading Services 2011-02-18 2015-05-15
AFF110 CHU Sau Lan 朱秀蘭 RE Dealing in Securities 2003-04-01 2003-12-10
AFF110 CHU Sau Lan 朱秀蘭 RE Advising on Securities 2003-04-01 2003-12-10
AFF110 CHU Sau Lan 朱秀蘭 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AFF110 CHU Sau Lan 朱秀蘭 RE Providing Automated Trading Services 2003-04-01 2003-12-10
AFF110 CHU Sau Lan 朱秀蘭 RE Asset Management 2003-04-01 2003-12-10
AFF137 KO Shan Yin 高山燕 RE Dealing in Securities 2011-06-14 2016-05-20
AFF137 KO Shan Yin 高山燕 RE Dealing in Futures Contracts 2011-06-14 2016-05-20
AFF729 LEONG Gary Douglas RE Dealing in Securities 2011-07-07 2012-06-30
AFG442 NG Siu Lung, Derek 吳兆龍 RE Dealing in Securities 2007-01-15 2018-08-17
AFH192 CHUI Chi-sun 徐志真 RE Dealing in Securities 2013-08-02 2014-02-28
AFH192 CHUI Chi-sun 徐志真 RE Dealing in Futures Contracts 2013-08-02 2014-02-28
AFH192 CHUI Chi-sun 徐志真 RE Providing Automated Trading Services 2013-08-02 2014-02-28
AFK282 LEE Kun Pyo RE Dealing in Securities 2003-04-01 2004-07-23
AFK282 LEE Kun Pyo RE Advising on Securities 2003-04-01 2003-12-16
AFK282 LEE Kun Pyo RE Advising on Corporate Finance 2003-04-01 2004-07-23
AFK282 LEE Kun Pyo RE Providing Automated Trading Services 2003-04-01 2004-07-23
AFK282 LEE Kun Pyo RE Asset Management 2003-04-01 2003-12-16
AFQ048 HUI Nga Man 許雅雯 RE Dealing in Securities 2010-09-27 2011-12-24
AFQ048 HUI Nga Man 許雅雯 RE Advising on Securities 2010-09-27 2011-12-24
AFQ221 NG Chi Kit, Jimmy 吳志傑 RE Dealing in Securities 2003-04-15 2003-07-22
AFQ221 NG Chi Kit, Jimmy 吳志傑 RE Advising on Securities 2003-04-15 2003-07-22
AFQ221 NG Chi Kit, Jimmy 吳志傑 RE Advising on Corporate Finance 2003-04-15 2003-07-22
AFQ239 CHIA Liang Seng 謝良成 RE Dealing in Securities 2003-04-01 2006-01-24
AFQ239 CHIA Liang Seng 謝良成 RO Dealing in Securities 2006-01-24 2016-04-29
AFQ239 CHIA Liang Seng 謝良成 RE Dealing in Futures Contracts 2004-02-09 2006-01-24
AFQ239 CHIA Liang Seng 謝良成 RE Dealing in Futures Contracts 2006-08-23 2010-02-01
AFQ239 CHIA Liang Seng 謝良成 RO Dealing in Futures Contracts 2006-01-24 2006-08-23
AFQ239 CHIA Liang Seng 謝良成 RO Dealing in Futures Contracts 2010-02-01 2016-04-29
AFQ239 CHIA Liang Seng 謝良成 RE Advising on Securities 2003-04-01 2003-12-16
AFQ239 CHIA Liang Seng 謝良成 RE Advising on Corporate Finance 2003-04-01 2004-01-13
AFQ239 CHIA Liang Seng 謝良成 RE Providing Automated Trading Services 2003-04-01 2006-01-24
AFQ239 CHIA Liang Seng 謝良成 RO Providing Automated Trading Services 2006-01-24 2016-04-29
AFQ239 CHIA Liang Seng 謝良成 RE Asset Management 2003-04-01 2003-12-16
AFQ486 MA Sin Chi 馬善智 RE Dealing in Securities 2003-04-01 2004-07-27
AFQ486 MA Sin Chi 馬善智 RE Dealing in Futures Contracts 2004-02-09 2004-07-27
AFQ486 MA Sin Chi 馬善智 RE Advising on Securities 2003-04-01 2003-12-16
AFQ486 MA Sin Chi 馬善智 RE Advising on Corporate Finance 2003-04-01 2004-01-13
AFQ486 MA Sin Chi 馬善智 RE Providing Automated Trading Services 2003-04-01 2004-07-27
AFQ486 MA Sin Chi 馬善智 RE Asset Management 2003-04-01 2003-12-16
AFQ489 LI Yi Man 李依雯 RE Dealing in Securities 2004-08-20 2004-12-28
AFR200 CHAN Yee Yun 陳綺茵 RE Dealing in Securities 2003-04-01 2015-07-01
AFR200 CHAN Yee Yun 陳綺茵 RE Advising on Securities 2003-04-01 2003-12-16
AFR200 CHAN Yee Yun 陳綺茵 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AFR200 CHAN Yee Yun 陳綺茵 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AFR200 CHAN Yee Yun 陳綺茵 RE Asset Management 2003-04-01 2003-12-16
AFS561 REILLE Nicolas Jean Xavier RE Dealing in Securities 2003-04-01 2003-11-27
AFS561 REILLE Nicolas Jean Xavier RE Dealing in Securities 2004-07-15 2007-03-14
AFS561 REILLE Nicolas Jean Xavier RO Dealing in Securities 2003-11-27 2004-06-27
AFS561 REILLE Nicolas Jean Xavier RO Dealing in Securities 2007-03-14 2009-10-10
AFS561 REILLE Nicolas Jean Xavier RE Advising on Securities 2003-04-01 2003-09-09
AFS561 REILLE Nicolas Jean Xavier RE Advising on Corporate Finance 2003-04-01 2003-09-09
AFS561 REILLE Nicolas Jean Xavier RE Providing Automated Trading Services 2003-04-01 2003-09-09
AFS561 REILLE Nicolas Jean Xavier RE Asset Management 2003-04-01 2003-09-09
AFS697 NG Yik Sing, David 吳翊星 RE Dealing in Securities 2003-04-01 2005-06-30
AFS697 NG Yik Sing, David 吳翊星 RE Dealing in Securities 2011-03-14 2011-12-13
AFS697 NG Yik Sing, David 吳翊星 RE Advising on Securities 2003-04-01 2003-12-16
AFS697 NG Yik Sing, David 吳翊星 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AFS697 NG Yik Sing, David 吳翊星 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AFS697 NG Yik Sing, David 吳翊星 RE Asset Management 2003-04-01 2003-12-16
AFS999 AU Siu Fai 區肇輝 RE Dealing in Securities 2003-04-01 2013-12-23
AFS999 AU Siu Fai 區肇輝 RO Dealing in Securities 2013-12-23
AFS999 AU Siu Fai 區肇輝 RE Advising on Securities 2003-04-01 2003-12-16
AFS999 AU Siu Fai 區肇輝 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AFS999 AU Siu Fai 區肇輝 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AFS999 AU Siu Fai 區肇輝 RE Asset Management 2003-04-01 2003-12-16
AFS999 AU Siu Fai 區肇輝 RO Asset Management 2015-08-31 2017-07-12
AFT337 CHAN Hiu Yuet, Elvira 陳曉月 RE Dealing in Securities 2003-04-01 2007-09-08
AFT337 CHAN Hiu Yuet, Elvira 陳曉月 RE Dealing in Futures Contracts 2004-05-31 2007-09-08
AFT337 CHAN Hiu Yuet, Elvira 陳曉月 RE Advising on Securities 2003-04-01 2003-12-16
AFT337 CHAN Hiu Yuet, Elvira 陳曉月 RE Advising on Corporate Finance 2003-04-01 2004-05-27
AFT337 CHAN Hiu Yuet, Elvira 陳曉月 RE Providing Automated Trading Services 2003-04-01 2007-09-08
AFT337 CHAN Hiu Yuet, Elvira 陳曉月 RE Asset Management 2003-04-01 2003-12-16
AFU593 HUI Pui Ka, Rebecca 許蓓嘉 RE Dealing in Securities 2003-04-01 2014-01-02
AFU593 HUI Pui Ka, Rebecca 許蓓嘉 RE Advising on Securities 2003-04-01 2003-12-16
AFU593 HUI Pui Ka, Rebecca 許蓓嘉 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AFU593 HUI Pui Ka, Rebecca 許蓓嘉 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AFU593 HUI Pui Ka, Rebecca 許蓓嘉 RE Asset Management 2003-04-01 2003-12-16
AFV376 CHAN Lap Yin 陳立言 RE Dealing in Securities 2006-03-22 2008-08-05
AFV785 LUI Wai Kit 呂偉傑 RE Dealing in Securities 2006-02-09 2006-06-29
AFV785 LUI Wai Kit 呂偉傑 RE Dealing in Futures Contracts 2006-02-09 2006-06-29
AFV785 LUI Wai Kit 呂偉傑 RE Providing Automated Trading Services 2006-02-10 2006-06-29
AGB750 LEUNG Hon Chio 梁漢超 RE Dealing in Securities 2008-01-23
AGB750 LEUNG Hon Chio 梁漢超 RE Dealing in Futures Contracts 2008-01-23
AGB750 LEUNG Hon Chio 梁漢超 RE Providing Automated Trading Services 2008-01-23
AGE853 LEE Wai Kei 李偉基 RE Dealing in Securities 2018-09-11
AGE853 LEE Wai Kei 李偉基 RE Dealing in Futures Contracts 2018-10-03
AGE853 LEE Wai Kei 李偉基 RE Providing Automated Trading Services 2018-10-03
AGF172 LIU Yang 劉揚 RE Dealing in Securities 2003-05-14 2003-07-22
AGF172 LIU Yang 劉揚 RE Advising on Securities 2003-04-16 2003-07-22
AGF172 LIU Yang 劉揚 RE Advising on Corporate Finance 2003-04-16 2003-07-22
AGG658 CHEUNG Frances 張淑嫻 RE Dealing in Securities 2015-01-28 2017-06-29
AGG658 CHEUNG Frances 張淑嫻 RE Dealing in Futures Contracts 2015-03-18 2017-06-29
AGG658 CHEUNG Frances 張淑嫻 RE Advising on Securities 2015-01-28 2017-06-29
AGG658 CHEUNG Frances 張淑嫻 RE Advising on Futures Contracts 2015-03-18 2017-06-29
AGJ388 CHAN Kee Chee, Keith 陳其志 RE Dealing in Securities 2014-09-04
AGK075 NG Chak Ming 吳澤明 RE Dealing in Securities 2005-04-07 2007-08-03
AGK675 ELLIS David RE Advising on Securities 2003-04-01 2003-07-01
AGK675 ELLIS David RE Advising on Corporate Finance 2003-04-01 2003-07-01
AGK675 ELLIS David RE Asset Management 2003-04-01 2003-07-01
AGN578 CHAN Chiu Ming, Lydia 陳昭明 RE Dealing in Securities 2003-04-01
AGN578 CHAN Chiu Ming, Lydia 陳昭明 RE Advising on Securities 2003-04-01 2003-12-16
AGN578 CHAN Chiu Ming, Lydia 陳昭明 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AGN578 CHAN Chiu Ming, Lydia 陳昭明 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AGN578 CHAN Chiu Ming, Lydia 陳昭明 RE Asset Management 2003-04-01 2003-12-16
AGN917 CHEUNG Virginia Pui Sze 張珮詩 RE Dealing in Securities 2003-04-01 2004-05-19
AGN917 CHEUNG Virginia Pui Sze 張珮詩 RE Dealing in Securities 2008-06-03 2009-08-08
AGN917 CHEUNG Virginia Pui Sze 張珮詩 RE Advising on Securities 2003-04-01 2003-12-16
AGN917 CHEUNG Virginia Pui Sze 張珮詩 RE Advising on Corporate Finance 2003-04-01 2004-05-19
AGN917 CHEUNG Virginia Pui Sze 張珮詩 RE Providing Automated Trading Services 2003-04-01 2004-05-19
AGN917 CHEUNG Virginia Pui Sze 張珮詩 RE Asset Management 2003-04-01 2003-12-16
AGP627 LI Anita Oi Yan 李靄欣 RE Dealing in Securities 2003-04-01 2005-07-13
AGP627 LI Anita Oi Yan 李靄欣 RE Advising on Securities 2003-04-01 2003-12-16
AGP627 LI Anita Oi Yan 李靄欣 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AGP627 LI Anita Oi Yan 李靄欣 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AGP627 LI Anita Oi Yan 李靄欣 RE Asset Management 2003-04-01 2003-12-16
AGX684 FISCHER DE BLANITZA Gregory Marc Axel RE Dealing in Securities 2003-04-01 2003-05-09
AGX684 FISCHER DE BLANITZA Gregory Marc Axel RE Advising on Securities 2003-04-01 2003-05-09
AGX684 FISCHER DE BLANITZA Gregory Marc Axel RE Advising on Corporate Finance 2003-04-01 2003-05-09
AGX684 FISCHER DE BLANITZA Gregory Marc Axel RE Providing Automated Trading Services 2003-04-01 2003-05-09
AGX684 FISCHER DE BLANITZA Gregory Marc Axel RE Asset Management 2003-04-01 2003-05-09
AHE638 LEWIS David Richard RE Advising on Securities 2003-04-01 2003-07-01
AHE638 LEWIS David Richard RE Advising on Corporate Finance 2003-04-01 2003-07-01
AHE638 LEWIS David Richard RE Asset Management 2003-04-01 2003-07-01
AHF347 FRIEDFELD Lionel Marc RE Advising on Securities 2003-04-01 2003-06-30
AHF347 FRIEDFELD Lionel Marc RE Advising on Corporate Finance 2003-04-01 2003-06-30
AHF347 FRIEDFELD Lionel Marc RE Asset Management 2003-04-01 2003-06-30
AHF456 PANG Ti Yong 馮智勇 RE Advising on Securities 2003-04-01 2003-07-01
AHF456 PANG Ti Yong 馮智勇 RE Advising on Corporate Finance 2003-04-01 2003-07-01
AHF456 PANG Ti Yong 馮智勇 RE Asset Management 2003-04-01 2003-07-01
AHH620 CHAN Jennifer Ho Ying 陳浩盈 RE Advising on Securities 2003-04-01 2003-06-25
AHH620 CHAN Jennifer Ho Ying 陳浩盈 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AHH620 CHAN Jennifer Ho Ying 陳浩盈 RE Asset Management 2003-04-01 2003-06-25
AHJ805 OU Wai Fong RE Dealing in Securities 2003-04-01 2004-01-20
AHJ805 OU Wai Fong RO Dealing in Securities 2004-01-20 2006-01-09
AHJ805 OU Wai Fong RO Dealing in Futures Contracts 2004-01-20 2006-01-09
AHJ805 OU Wai Fong RE Advising on Securities 2003-04-01 2003-08-18
AHJ805 OU Wai Fong RE Advising on Corporate Finance 2003-04-01 2003-08-18
AHJ805 OU Wai Fong RE Providing Automated Trading Services 2003-04-01 2004-01-20
AHJ805 OU Wai Fong RO Providing Automated Trading Services 2004-01-20 2006-01-09
AHJ805 OU Wai Fong RE Asset Management 2003-04-01 2003-08-18
AHQ354 TSAI Wei-Lien 蔡威廉 RE Dealing in Securities 2003-04-01 2006-02-14
AHQ354 TSAI Wei-Lien 蔡威廉 RO Dealing in Securities 2006-02-14 2008-05-01
AHQ354 TSAI Wei-Lien 蔡威廉 RE Dealing in Futures Contracts 2004-02-09 2006-02-14
AHQ354 TSAI Wei-Lien 蔡威廉 RO Dealing in Futures Contracts 2006-02-14 2008-05-01
AHQ354 TSAI Wei-Lien 蔡威廉 RE Advising on Securities 2003-04-01 2003-12-16
AHQ354 TSAI Wei-Lien 蔡威廉 RE Advising on Corporate Finance 2003-04-01 2004-01-13
AHQ354 TSAI Wei-Lien 蔡威廉 RE Providing Automated Trading Services 2003-04-01 2006-02-14
AHQ354 TSAI Wei-Lien 蔡威廉 RO Providing Automated Trading Services 2006-02-14 2008-05-01
AHQ354 TSAI Wei-Lien 蔡威廉 RE Asset Management 2003-04-01 2003-12-16
AHQ486 MACDIARMID Bruce Ian RO Advising on Corporate Finance 2003-04-01 2003-04-30
AHR755 LAM Ching Yuen 林清遠 RE Dealing in Securities 2003-04-01 2003-07-29
AHR755 LAM Ching Yuen 林清遠 RE Advising on Securities 2003-04-01 2003-07-29
AHR755 LAM Ching Yuen 林清遠 RE Advising on Corporate Finance 2003-04-01 2003-07-29
AHR755 LAM Ching Yuen 林清遠 RE Providing Automated Trading Services 2003-04-01 2003-07-29
AHR755 LAM Ching Yuen 林清遠 RE Asset Management 2003-04-01 2003-07-29
AHS953 DULAT Johan Marcel RE Advising on Securities 2003-04-01 2003-07-01
AHS953 DULAT Johan Marcel RE Advising on Corporate Finance 2003-04-01 2003-07-01
AHS953 DULAT Johan Marcel RE Asset Management 2003-04-01 2003-07-01
AHT902 LEUNG Man Ling 梁文陵 RE Dealing in Securities 2003-04-01 2004-08-10
AHT902 LEUNG Man Ling 梁文陵 RE Advising on Securities 2003-04-01 2003-12-16
AHT902 LEUNG Man Ling 梁文陵 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AHT902 LEUNG Man Ling 梁文陵 RE Providing Automated Trading Services 2003-04-01 2004-08-10
AHT902 LEUNG Man Ling 梁文陵 RE Asset Management 2003-04-01 2003-12-16
AHV476 SUEN Wai Kit, Philip 孫偉傑 RE Dealing in Securities 2011-04-14 2013-04-30
AHX655 WONG Sin Fai, Cynthia 黃倩暉 RE Advising on Securities 2003-04-01 2003-07-01
AHX655 WONG Sin Fai, Cynthia 黃倩暉 RE Advising on Corporate Finance 2003-04-01 2003-07-01
AHX655 WONG Sin Fai, Cynthia 黃倩暉 RE Asset Management 2003-04-01 2003-07-01
AHX805 YOSANO Makoto RE Dealing in Securities 2003-04-01 2003-08-31
AHX805 YOSANO Makoto RE Advising on Securities 2003-04-01 2003-08-31
AHX805 YOSANO Makoto RE Advising on Corporate Finance 2003-04-01 2003-08-31
AHX805 YOSANO Makoto RE Providing Automated Trading Services 2003-04-01 2003-08-31
AHX805 YOSANO Makoto RE Asset Management 2003-04-01 2003-08-31
AIB354 TENGA NTCHATCHOUA Fabrice Yvon RE Dealing in Securities 2003-04-01 2005-01-27
AIB354 TENGA NTCHATCHOUA Fabrice Yvon RE Advising on Securities 2003-04-01 2003-12-16
AIB354 TENGA NTCHATCHOUA Fabrice Yvon RE Advising on Corporate Finance 2003-04-01 2004-09-01
AIB354 TENGA NTCHATCHOUA Fabrice Yvon RE Providing Automated Trading Services 2003-04-01 2004-09-01
AIB354 TENGA NTCHATCHOUA Fabrice Yvon RE Asset Management 2003-04-01 2003-12-16
AIB354 TENGA NTCHATCHOUA Fabrice Yvon RO Asset Management 2010-05-04 2011-02-02
AIB690 TSANG Ka Li 曾嘉莉 RE Dealing in Securities 2003-04-01 2004-08-01
AIB690 TSANG Ka Li 曾嘉莉 RE Advising on Securities 2003-04-01 2003-12-16
AIB690 TSANG Ka Li 曾嘉莉 RE Advising on Corporate Finance 2003-04-01 2004-08-01
AIB690 TSANG Ka Li 曾嘉莉 RE Providing Automated Trading Services 2003-04-01 2004-08-01
AIB690 TSANG Ka Li 曾嘉莉 RE Asset Management 2003-04-01 2003-12-16
AIB976 CHUY KON Alejandro Jose RE Dealing in Securities 2014-10-08
AIB976 CHUY KON Alejandro Jose RE Dealing in Futures Contracts 2014-10-08
AIB976 CHUY KON Alejandro Jose RE Providing Automated Trading Services 2014-10-08
AIC116 CHAN Hiu Won 陳曉韻 RE Dealing in Securities 2003-04-01 2006-12-16
AIC116 CHAN Hiu Won 陳曉韻 RE Advising on Securities 2003-04-01 2003-12-16
AIC116 CHAN Hiu Won 陳曉韻 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AIC116 CHAN Hiu Won 陳曉韻 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AIC116 CHAN Hiu Won 陳曉韻 RE Asset Management 2003-04-01 2003-12-16
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Securities 2016-02-01 2017-07-05
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Securities 2018-11-23
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Futures Contracts 2016-02-01 2017-07-05
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Futures Contracts 2018-11-23
AIH349 YUNG Sai Kuen 翁世權 RE Dealing in Securities 2003-04-01 2006-02-23
AIH349 YUNG Sai Kuen 翁世權 RE Advising on Securities 2003-04-01 2003-12-16
AIH349 YUNG Sai Kuen 翁世權 RE Advising on Corporate Finance 2003-04-01 2004-09-01
AIH349 YUNG Sai Kuen 翁世權 RE Providing Automated Trading Services 2003-04-01 2004-09-01
AIH349 YUNG Sai Kuen 翁世權 RE Asset Management 2003-04-01 2003-12-16
AIH454 CHU Hung 朱紅 RE Dealing in Securities 2005-08-08 2008-04-25
AIH467 VUKOVIC Gabriel RE Dealing in Securities 2003-04-01 2007-06-01
AIH467 VUKOVIC Gabriel RE Advising on Securities 2003-04-01 2003-12-16
AIH467 VUKOVIC Gabriel RE Advising on Corporate Finance 2003-04-01 2004-09-01
AIH467 VUKOVIC Gabriel RE Providing Automated Trading Services 2003-04-01 2004-09-01
AIH467 VUKOVIC Gabriel RE Asset Management 2003-04-01 2003-12-16
AIJ130 CHANG Raymond Chien Choong 張建中 RO Dealing in Securities 2003-04-01 2003-07-01
AIJ130 CHANG Raymond Chien Choong 張建中 RO Advising on Corporate Finance 2003-04-01 2003-07-01
AIJ130 CHANG Raymond Chien Choong 張建中 RO Providing Automated Trading Services 2003-04-01 2003-07-01
AIL114 EUVRARD Franck Jacques RE Dealing in Securities 2003-04-01 2004-07-09
AIL114 EUVRARD Franck Jacques RE Advising on Securities 2003-04-01 2003-12-16
AIL114 EUVRARD Franck Jacques RE Advising on Corporate Finance 2003-04-01 2004-07-09
AIL114 EUVRARD Franck Jacques RE Providing Automated Trading Services 2003-04-01 2004-07-09
AIL114 EUVRARD Franck Jacques RE Asset Management 2003-04-01 2003-12-16
AIN882 CHEUNG Kar Man 張嘉文 RE Dealing in Securities 2003-04-01 2004-08-06
AIN882 CHEUNG Kar Man 張嘉文 RE Dealing in Futures Contracts 2004-02-05 2004-08-06
AIN882 CHEUNG Kar Man 張嘉文 RE Advising on Securities 2003-04-01 2003-12-16
AIN882 CHEUNG Kar Man 張嘉文 RE Advising on Corporate Finance 2003-04-01 2004-01-13
AIN882 CHEUNG Kar Man 張嘉文 RE Providing Automated Trading Services 2003-04-01 2004-08-06
AIN882 CHEUNG Kar Man 張嘉文 RE Asset Management 2003-04-01 2003-12-16
AIQ967 ZHANG Xuan 張璇 RE Dealing in Securities 2011-09-02 2014-07-16
AIQ967 ZHANG Xuan 張璇 RO Dealing in Securities 2014-07-16 2014-11-25
AIQ967 ZHANG Xuan 張璇 RE Advising on Securities 2011-09-02 2014-07-16
AIQ967 ZHANG Xuan 張璇 RO Advising on Securities 2014-07-16 2014-11-25
AIQ967 ZHANG Xuan 張璇 RE Asset Management 2014-04-25 2014-07-16
AIQ967 ZHANG Xuan 張璇 RO Asset Management 2014-07-16 2014-11-25
AIR454 ROGIER Bernard Rene Joseph RE Dealing in Securities 2003-04-01 2003-09-18
AIR454 ROGIER Bernard Rene Joseph RE Dealing in Securities 2005-10-25 2010-04-10
AIR454 ROGIER Bernard Rene Joseph RE Advising on Securities 2003-04-01 2003-09-18
AIR454 ROGIER Bernard Rene Joseph RE Advising on Corporate Finance 2003-04-01 2003-09-18
AIR454 ROGIER Bernard Rene Joseph RE Providing Automated Trading Services 2003-04-01 2003-09-18
AIR454 ROGIER Bernard Rene Joseph RE Asset Management 2003-04-01 2003-09-18
AIR455 COMBES Cyrille RE Dealing in Securities 2003-04-28 2003-10-28
AIR455 COMBES Cyrille RE Dealing in Securities 2004-09-13 2009-05-18
AIR455 COMBES Cyrille RE Dealing in Futures Contracts 2004-09-13 2009-05-18
AIR455 COMBES Cyrille RE Providing Automated Trading Services 2004-09-13 2009-05-18
AIR726 LE PAPE Pierre Guillaume Joseph RE Dealing in Securities 2003-04-15 2007-11-22
AIR886 LAUR Yuh-Weei 勞玉偉 RE Dealing in Securities 2003-04-25 2010-10-15
AIR890 RENAULT Philippe Etienne Maurice RO Dealing in Securities 2003-04-01 2005-08-03
AIR890 RENAULT Philippe Etienne Maurice RO Providing Automated Trading Services 2003-04-01 2003-09-10
AIU431 LEE Kin Chung, Alex 李建中 RE Dealing in Securities 2007-01-24 2010-05-08
AIU431 LEE Kin Chung, Alex 李建中 RE Dealing in Futures Contracts 2007-01-24 2010-05-08
AIU431 LEE Kin Chung, Alex 李建中 RE Providing Automated Trading Services 2007-01-24 2010-05-08
AJB640 SIT Tsun Kei, Michael 薛駿騏 RE Dealing in Securities 2003-08-25 2006-06-06
AJD185 SACHANANDANI Bharat Kumar 邵巴特 RE Dealing in Securities 2005-07-12 2007-08-11
AJD185 SACHANANDANI Bharat Kumar 邵巴特 RE Dealing in Securities 2015-08-18
AJD185 SACHANANDANI Bharat Kumar 邵巴特 RE Dealing in Futures Contracts 2015-08-18 2017-07-24
AJD185 SACHANANDANI Bharat Kumar 邵巴特 RE Dealing in Futures Contracts 2018-09-06
AJE067 LIANG Li 梁麗 RE Dealing in Securities 2015-05-29 2017-09-29
AJE067 LIANG Li 梁麗 RE Dealing in Futures Contracts 2015-05-29 2017-09-29
AJF729 BIENVENU Nathanael Benjamin RE Dealing in Securities 2003-11-10 2004-08-20
AJF729 BIENVENU Nathanael Benjamin RE Dealing in Securities 2005-10-25 2008-03-20
AJG585 POUPARD Baptiste Marie Herve RE Dealing in Securities 2003-11-25 2004-05-06
AJG585 POUPARD Baptiste Marie Herve RE Dealing in Securities 2004-06-24 2005-06-30
AJG585 POUPARD Baptiste Marie Herve RE Dealing in Securities 2006-08-29 2014-04-10
AJG585 POUPARD Baptiste Marie Herve RO Dealing in Securities 2014-04-10
AJG585 POUPARD Baptiste Marie Herve RE Dealing in Futures Contracts 2004-02-18 2004-05-06
AJG585 POUPARD Baptiste Marie Herve RE Dealing in Futures Contracts 2004-06-24 2005-06-30
AJG585 POUPARD Baptiste Marie Herve RE Dealing in Futures Contracts 2006-08-29 2014-04-10
AJG585 POUPARD Baptiste Marie Herve RO Dealing in Futures Contracts 2014-04-10
AJG585 POUPARD Baptiste Marie Herve RE Providing Automated Trading Services 2004-02-18 2004-05-06
AJG585 POUPARD Baptiste Marie Herve RE Providing Automated Trading Services 2004-06-24 2005-06-30
AJG585 POUPARD Baptiste Marie Herve RE Providing Automated Trading Services 2006-08-29 2014-04-10
AJG585 POUPARD Baptiste Marie Herve RO Providing Automated Trading Services 2014-04-10
AJJ600 HSIN Sze Wai 忻思慧 RE Dealing in Securities 2004-02-18 2005-08-17
AJJ606 CHUARD Julien RE Dealing in Securities 2004-01-13 2005-10-03
AJL240 PRELLER Raoul Gustav RE Dealing in Securities 2015-03-04 2018-04-13
AJL240 PRELLER Raoul Gustav RE Dealing in Futures Contracts 2015-03-04 2018-04-13
AJL240 PRELLER Raoul Gustav RE Providing Automated Trading Services 2015-03-04 2018-04-13
AJL558 AHN Se-Yeon RE Dealing in Securities 2008-05-13 2014-12-01
AJL558 AHN Se-Yeon RE Dealing in Futures Contracts 2008-05-13 2014-12-01
AJL558 AHN Se-Yeon RE Providing Automated Trading Services 2008-05-13 2014-12-01
AJN347 LAVEAU Laurence RE Dealing in Securities 2004-03-05 2006-01-19
AJO212 KRKALO Hrvoje RE Dealing in Securities 2004-03-17 2005-06-30
AJO422 BURR Alan John Phillip RE Dealing in Futures Contracts 2014-12-19 2015-02-05
AJO422 BURR Alan John Phillip RO Dealing in Futures Contracts 2015-02-05 2018-04-30
AJO422 BURR Alan John Phillip RE Providing Automated Trading Services 2016-06-01 2018-04-30
AJT914 VILLACEQUE Pierre Eric Georges RE Dealing in Securities 2004-04-16 2008-11-05
AJT914 VILLACEQUE Pierre Eric Georges RO Dealing in Securities 2008-11-05 2017-06-30
AJT914 VILLACEQUE Pierre Eric Georges RE Dealing in Futures Contracts 2004-04-16 2008-11-05
AJT914 VILLACEQUE Pierre Eric Georges RO Dealing in Futures Contracts 2008-11-05 2017-06-30
AJT914 VILLACEQUE Pierre Eric Georges RE Providing Automated Trading Services 2004-04-16 2008-11-05
AJT914 VILLACEQUE Pierre Eric Georges RO Providing Automated Trading Services 2008-11-05 2017-06-30
AKO843 STEVENSON Paul Thomas RE Dealing in Securities 2004-05-07 2008-08-18
AKU876 CHAN Wing Wai, Albert 陳永威 RE Dealing in Securities 2013-09-02 2018-08-17
AKU876 CHAN Wing Wai, Albert 陳永威 RE Dealing in Futures Contracts 2013-09-02 2018-08-17
AKU876 CHAN Wing Wai, Albert 陳永威 RE Providing Automated Trading Services 2013-09-02 2018-08-17
AKU966 CHAN Kelly Ka Yiu 陳家耀 RE Dealing in Securities 2010-06-28 2012-03-31
AKU966 CHAN Kelly Ka Yiu 陳家耀 RE Dealing in Futures Contracts 2010-06-28 2012-03-31
AKU966 CHAN Kelly Ka Yiu 陳家耀 RE Providing Automated Trading Services 2010-06-28 2012-03-31
AKX851 BOURIAUD Olivier Dominique Antoine RE Dealing in Securities 2004-07-16 2006-12-28
AKX851 BOURIAUD Olivier Dominique Antoine RO Dealing in Securities 2006-12-28 2008-04-07
AKX851 BOURIAUD Olivier Dominique Antoine RE Dealing in Futures Contracts 2004-07-16 2006-12-28
AKX851 BOURIAUD Olivier Dominique Antoine RO Dealing in Futures Contracts 2006-12-28 2008-04-07
AKX851 BOURIAUD Olivier Dominique Antoine RE Providing Automated Trading Services 2004-07-16 2006-12-28
AKX851 BOURIAUD Olivier Dominique Antoine RO Providing Automated Trading Services 2006-12-28 2008-04-07
AKY122 CHEUNG Philip Yin Loong 張恩龍 RE Dealing in Securities 2010-08-10 2015-05-19
AKY122 CHEUNG Philip Yin Loong 張恩龍 RE Dealing in Futures Contracts 2015-03-05 2015-05-19
AKY122 CHEUNG Philip Yin Loong 張恩龍 RE Providing Automated Trading Services 2015-03-05 2015-05-19
AKY174 GUNTUR Hasram Putra RE Dealing in Securities 2004-07-15 2004-11-10
AKY174 GUNTUR Hasram Putra RE Dealing in Futures Contracts 2004-07-15 2004-11-10
AKY174 GUNTUR Hasram Putra RE Providing Automated Trading Services 2004-07-15 2004-11-10
ALA499 WONG Tsz Kin 王子健 RE Dealing in Securities 2004-07-28 2004-12-14
ALC776 CHAN Kwun Chau 陳冠宙 RE Dealing in Securities 2004-09-21 2015-07-01
ALC897 CERBOURG Sebastien RE Dealing in Securities 2004-08-20 2012-03-31
ALC897 CERBOURG Sebastien RE Dealing in Futures Contracts 2004-08-20 2012-03-31
ALC897 CERBOURG Sebastien RE Providing Automated Trading Services 2004-08-20 2012-03-31
ALG184 WONG Sze Hang 黃斯恒 RE Dealing in Securities 2005-02-24 2007-07-14
ALI003 BESSON Guillaume Gerard Marie RE Dealing in Securities 2004-10-05 2010-05-08
ALI003 BESSON Guillaume Gerard Marie RE Dealing in Futures Contracts 2004-10-05 2010-05-08
ALI003 BESSON Guillaume Gerard Marie RE Providing Automated Trading Services 2004-10-05 2010-05-08
ALI139 FERREIRA DA COSTA Jacinto Alberto RE Dealing in Securities 2004-10-11 2005-06-17
ALI139 FERREIRA DA COSTA Jacinto Alberto RE Dealing in Securities 2006-03-20 2018-05-17
ALI139 FERREIRA DA COSTA Jacinto Alberto RE Dealing in Futures Contracts 2007-11-28 2018-05-17
ALI139 FERREIRA DA COSTA Jacinto Alberto RE Providing Automated Trading Services 2007-11-28 2018-05-17
ALI521 CHAN Yuen Wah 陳婉華 RE Dealing in Securities 2004-11-11 2006-08-26
ALK183 CHEN Jeff Hungche 陳弘哲 RE Dealing in Securities 2010-06-07 2011-04-30
ALK235 SOUSI Cedric Lucien Simon RE Dealing in Securities 2004-11-03 2011-05-17
ALK235 SOUSI Cedric Lucien Simon RE Dealing in Futures Contracts 2004-11-03 2011-05-17
ALK235 SOUSI Cedric Lucien Simon RE Providing Automated Trading Services 2004-11-03 2011-05-17
ALK243 ZHOU Xiaoyin 周晓殷 RE Dealing in Securities 2004-11-03 2006-03-29
ALK886 LAPPING Jason Douglas St RE Dealing in Securities 2004-11-11 2005-08-01
ALK886 LAPPING Jason Douglas St RO Dealing in Securities 2005-08-01 2009-07-08
ALL162 SHAM Pak Kin 岑柏健 RE Dealing in Securities 2006-04-18
ALL240 PLIMACK Andrew Michael RE Dealing in Securities 2010-05-14 2014-06-27
ALL240 PLIMACK Andrew Michael RE Dealing in Futures Contracts 2010-05-14 2014-06-27
ALL240 PLIMACK Andrew Michael RE Providing Automated Trading Services 2010-05-14 2014-06-27
ALL505 CHAN Ho Yin, Stephen 陳浩然 RE Dealing in Securities 2004-11-23 2008-04-09
ALN135 SOULI Hichem RE Dealing in Securities 2004-12-02 2005-07-15
ALN135 SOULI Hichem RE Dealing in Securities 2005-09-16 2006-10-14
ALN807 LAU Wai Yin, Ann 劉慧賢 RE Dealing in Securities 2004-12-13 2005-07-15
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Securities 2015-12-08 2017-05-12
ALQ880 PAN Tsi Wan 潘芷筠 RE Dealing in Futures Contracts 2015-04-20 2016-04-19
ALR582 CHAN Holly 陳嘉珊 RE Dealing in Securities 2005-01-27 2005-03-30
ALS206 AU YEUNG Ka Man 歐陽嘉敏 RE Dealing in Securities 2005-02-07 2007-08-16
ALS348 PERRY Matthew John RE Dealing in Securities 2009-10-06 2013-06-20
ALS661 EDELIST Andrew Wayne RE Dealing in Securities 2014-11-25 2016-07-20
ALS661 EDELIST Andrew Wayne RO Dealing in Securities 2016-07-20 2017-05-31
ALS661 EDELIST Andrew Wayne RE Dealing in Futures Contracts 2014-11-25 2016-07-20
ALS661 EDELIST Andrew Wayne RO Dealing in Futures Contracts 2016-07-20 2017-05-31
ALS661 EDELIST Andrew Wayne RE Providing Automated Trading Services 2014-11-25 2016-07-20
ALS661 EDELIST Andrew Wayne RO Providing Automated Trading Services 2016-07-20 2017-05-31
ALT762 LIM Sang Soon 任祥淳 RE Dealing in Securities 2005-03-01 2007-06-16
ALT763 LEE Chang Bae RE Dealing in Securities 2005-03-01 2005-06-30
ALU954 CHOI Won Seok 崔原碩 RE Dealing in Securities 2005-03-17 2013-09-04
ALV357 ELBIED Mehdi-Sebastien RE Dealing in Securities 2005-04-07 2006-02-01
ALY382 CHOW Man Sum 周敏心 RE Dealing in Securities 2005-04-25 2007-06-09
ALY619 PADMASOLA Srinivas RE Dealing in Securities 2010-12-20 2014-09-04
ALY953 HU Shih-pei 胡詩珮 RE Dealing in Securities 2012-09-17 2016-04-15
ALZ060 YIN Hao Chi, Alec 殷浩杰 RE Dealing in Securities 2011-11-09 2014-11-07
ALZ911 CHIA Wei Chen 謝偉政 RE Dealing in Securities 2005-05-20 2005-09-28
ALZ911 CHIA Wei Chen 謝偉政 RE Dealing in Futures Contracts 2005-05-20 2005-09-28
ALZ911 CHIA Wei Chen 謝偉政 RE Providing Automated Trading Services 2005-05-20 2005-09-28
AMA147 DAS Chandranath RE Dealing in Securities 2005-05-26 2009-01-16
AMD159 LAI Yuen Fong RE Dealing in Securities 2005-06-22 2007-09-30
AMD159 LAI Yuen Fong RE Dealing in Securities 2010-01-04 2010-11-13
AME096 KIM Sun Mi RE Dealing in Securities 2005-06-22 2006-02-06
AME096 KIM Sun Mi RE Dealing in Securities 2009-10-23 2013-05-17
AME096 KIM Sun Mi RE Dealing in Futures Contracts 2005-06-22 2006-02-06
AME096 KIM Sun Mi RE Dealing in Futures Contracts 2009-10-23 2013-05-17
AME096 KIM Sun Mi RE Providing Automated Trading Services 2005-06-22 2006-02-06
AME096 KIM Sun Mi RE Providing Automated Trading Services 2009-11-04 2013-05-17
AME098 LOHSOONTHORN Poonsuk RE Dealing in Securities 2005-06-23 2006-06-10
AME098 LOHSOONTHORN Poonsuk RE Dealing in Futures Contracts 2005-06-23 2006-06-10
AME098 LOHSOONTHORN Poonsuk RE Providing Automated Trading Services 2005-06-23 2006-06-10
AME106 LAM King Kui, Clive 林景駒 RE Dealing in Securities 2005-06-23 2009-06-13
AME106 LAM King Kui, Clive 林景駒 RE Dealing in Futures Contracts 2005-06-23 2009-06-13
AME106 LAM King Kui, Clive 林景駒 RE Providing Automated Trading Services 2005-06-23 2009-06-13
AME110 POITEVIN Nicolas RE Dealing in Securities 2005-06-22
AME110 POITEVIN Nicolas RE Dealing in Futures Contracts 2005-06-22
AME110 POITEVIN Nicolas RE Providing Automated Trading Services 2005-06-22
AMF143 JAMES Axel Joan RE Dealing in Securities 2005-07-06 2006-11-25
AMF900 GRAHAM Kym Alexander RE Dealing in Securities 2015-03-04 2018-08-31
AMF900 GRAHAM Kym Alexander RE Dealing in Futures Contracts 2015-03-04 2018-08-31
AMF900 GRAHAM Kym Alexander RE Providing Automated Trading Services 2015-03-04 2016-07-13
AMG019 DUAN Yang 段楊 RE Dealing in Securities 2010-10-20 2011-06-02
AMG019 DUAN Yang 段楊 RE Advising on Securities 2010-10-20 2011-06-02
AMI212 GOLDBERG Brian Howard RE Dealing in Securities 2009-01-19 2013-04-03
AMI212 GOLDBERG Brian Howard RE Providing Automated Trading Services 2009-01-19 2013-04-03
AMI359 MARKOSOV Suren Gueorgui RE Dealing in Securities 2015-02-16 2018-09-05
AMI359 MARKOSOV Suren Gueorgui RE Dealing in Futures Contracts 2015-02-16 2018-09-05
AMI359 MARKOSOV Suren Gueorgui RE Providing Automated Trading Services 2015-02-16 2018-09-05
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Dealing in Securities 2017-01-16
AMI503 LAW Chui Shan, Clara 羅翠珊 RE Dealing in Futures Contracts 2018-09-06
AML397 CHOW Hon Wang 周翰宏 RE Dealing in Securities 2008-07-11
AML409 VACHHANI Koustubh Vijay RE Dealing in Securities 2005-09-08 2006-06-24
AML409 VACHHANI Koustubh Vijay RE Dealing in Securities 2006-09-22 2012-12-15
AML409 VACHHANI Koustubh Vijay RE Dealing in Futures Contracts 2005-10-31 2006-06-24
AML409 VACHHANI Koustubh Vijay RE Dealing in Futures Contracts 2006-09-22 2012-12-15
AML409 VACHHANI Koustubh Vijay RE Providing Automated Trading Services 2005-09-08 2006-06-24
AML409 VACHHANI Koustubh Vijay RE Providing Automated Trading Services 2006-09-22 2012-12-15
AML410 WONG Wai Keong 黃偉強 RE Dealing in Securities 2005-09-08 2006-04-18
AML411 WANG Haitian 王海天 RE Dealing in Securities 2005-09-08 2006-08-03
AML887 KAN Chi Kit, Roy 簡智傑 RE Dealing in Securities 2005-09-16 2007-04-14
AMN566 AZAMI Youssef RE Dealing in Securities 2005-09-26 2005-10-26
AMN567 ERDELY Lionel Nicolas RE Dealing in Securities 2005-09-26 2005-10-26
AMN706 CHAN Natalie Wei Ting 陳慧婷 RE Dealing in Securities 2005-10-05 2006-05-31
AMN706 CHAN Natalie Wei Ting 陳慧婷 RE Dealing in Securities 2006-06-23 2010-08-28
AMN706 CHAN Natalie Wei Ting 陳慧婷 RE Dealing in Futures Contracts 2009-08-06 2010-08-28
AMN706 CHAN Natalie Wei Ting 陳慧婷 RE Providing Automated Trading Services 2009-08-06 2010-08-28
AMN707 KUO Shih Bing 郭士斌 RE Dealing in Securities 2005-10-05 2007-08-17
AMN845 YU Ken Chung 余健聰 RE Dealing in Securities 2005-10-13 2007-05-26
AMP200 DECHY Gregoire Jacques Charles RE Dealing in Securities 2008-05-08 2010-06-08
AMP200 DECHY Gregoire Jacques Charles RE Dealing in Futures Contracts 2008-05-08 2010-06-08
AMP200 DECHY Gregoire Jacques Charles RE Providing Automated Trading Services 2008-05-08 2010-06-08
AMS323 CHENG Yi-Feng 鄭宜丰 RE Dealing in Securities 2005-11-15 2007-03-31
AMS323 CHENG Yi-Feng 鄭宜丰 RE Dealing in Securities 2010-03-16 2016-02-15
AMS630 LEE Chih Wei, Roy RE Dealing in Securities 2006-10-11 2007-09-30
AMU916 MA Kevin Chun Wai 馬振威 RE Dealing in Securities 2007-07-03 2008-01-19
AMW646 DERVILLE Guillaume Colin RE Dealing in Securities 2009-06-08 2010-06-23
AMW646 DERVILLE Guillaume Colin RE Dealing in Futures Contracts 2009-06-08 2010-06-23
AMX486 WU Yunpeng 吳云鵬 RE Dealing in Securities 2006-01-11 2006-09-15
AMX486 WU Yunpeng 吳云鵬 RE Dealing in Securities 2006-12-21 2007-05-29
AMY061 CHEUNG Vivian 張惠雲 RE Dealing in Securities 2006-01-16 2006-07-05
AMY444 POON Mun Chong, Richard 潘敏聰 RE Dealing in Securities 2009-07-10 2012-08-01
AMY444 POON Mun Chong, Richard 潘敏聰 RE Dealing in Futures Contracts 2009-07-31 2012-08-01
AMY444 POON Mun Chong, Richard 潘敏聰 RE Providing Automated Trading Services 2009-07-31 2012-08-01
AMZ222 WOO Bong Lam, John 鄔邦林 RE Dealing in Securities 2006-02-03 2017-03-31
ANA761 CHEUNG Chi Cheuk, Cedric 張智卓 RE Dealing in Securities 2006-02-13 2009-10-15
ANA761 CHEUNG Chi Cheuk, Cedric 張智卓 RE Dealing in Futures Contracts 2009-07-31 2009-10-15
ANA761 CHEUNG Chi Cheuk, Cedric 張智卓 RE Providing Automated Trading Services 2009-07-31 2009-10-15
ANB686 IPPOLITO Paolo RE Dealing in Securities 2006-02-21 2007-04-04
AND998 DESFORGES Bernard Jean RE Dealing in Securities 2006-03-10 2006-06-20
AND998 DESFORGES Bernard Jean RO Dealing in Securities 2006-06-20 2007-09-01
AND998 DESFORGES Bernard Jean RE Providing Automated Trading Services 2006-03-10 2006-06-20
AND998 DESFORGES Bernard Jean RO Providing Automated Trading Services 2006-06-20 2007-09-01
ANE031 CLEMENTSON Christian James RE Dealing in Securities 2015-03-02 2015-03-14
ANE031 CLEMENTSON Christian James RE Dealing in Securities 2015-05-11 2015-05-15
ANE031 CLEMENTSON Christian James RE Dealing in Securities 2015-05-27
ANE426 LEE Michael Douglas 李嘉文 RE Dealing in Securities 2013-05-02
ANE426 LEE Michael Douglas 李嘉文 RE Dealing in Futures Contracts 2013-05-02
ANE426 LEE Michael Douglas 李嘉文 RE Providing Automated Trading Services 2013-05-02
ANE734 CHANG Joseph 章家杰 RE Dealing in Securities 2006-03-17 2010-09-01
ANF134 WONG Man Jo, Joseph 黃文藻 RE Dealing in Securities 2006-12-07 2008-08-02
ANG869 SAUVAGE Benoit Marc-Antoine Yves RE Dealing in Securities 2016-07-07 2018-08-03
ANG869 SAUVAGE Benoit Marc-Antoine Yves RE Dealing in Futures Contracts 2016-07-07 2018-08-03
ANG869 SAUVAGE Benoit Marc-Antoine Yves RE Providing Automated Trading Services 2016-07-07 2018-08-03
ANG990 MAHOMED Ferheen RE Dealing in Securities 2006-04-20 2010-07-09
ANH709 DIDIER Virginie Emilie RE Dealing in Securities 2006-04-21 2007-03-01
ANH710 WU Wing Sze 胡詠詩 RE Dealing in Securities 2006-04-21 2015-11-13
ANH710 WU Wing Sze 胡詠詩 RE Providing Automated Trading Services 2008-02-11 2015-11-13
ANH713 TSOI Sau Hung 蔡秀虹 RE Dealing in Securities 2006-04-21
ANK547 STASKY Chad Christopher RE Dealing in Securities 2008-09-24 2010-08-14
ANK547 STASKY Chad Christopher RE Providing Automated Trading Services 2008-09-24 2010-08-14
ANL934 TSUI Hing Ling 徐馨寧 RE Dealing in Securities 2006-05-30 2010-06-09
ANL934 TSUI Hing Ling 徐馨寧 RE Dealing in Futures Contracts 2009-07-31 2010-06-09
ANL934 TSUI Hing Ling 徐馨寧 RE Providing Automated Trading Services 2009-07-31 2010-06-09
ANM681 YAU Sin Sze 邱倩詩 RE Dealing in Securities 2006-07-19 2007-05-29
ANN402 DE SUPERVIELLE-RAGEAU Francois RE Dealing in Securities 2010-01-04 2011-07-01
ANQ013 LAUNGANI Gautam Sukhdev RE Dealing in Securities 2016-12-21 2017-09-22
ANQ013 LAUNGANI Gautam Sukhdev RE Dealing in Futures Contracts 2016-12-21 2017-09-22
ANQ584 LAU Wan Yu 劉韻茹 RE Dealing in Securities 2010-08-02 2011-03-12
ANR309 MARIN Francois-xavier Yves RE Dealing in Securities 2006-07-19 2006-12-23
ANR972 QIN Qian 秦黔 RE Dealing in Securities 2012-01-18 2013-04-20
ANS268 LY Roland RE Dealing in Securities 2006-08-02 2013-07-03
ANS268 LY Roland RO Dealing in Securities 2013-07-03 2015-07-31
ANS268 LY Roland RE Dealing in Futures Contracts 2006-08-02 2015-07-31
ANS268 LY Roland RE Providing Automated Trading Services 2006-08-02 2013-07-03
ANS268 LY Roland RO Providing Automated Trading Services 2013-07-03 2015-07-31
ANT189 SMITH Adam Alexander RE Dealing in Securities 2009-09-28 2012-04-14
ANT189 SMITH Adam Alexander RE Dealing in Futures Contracts 2009-10-21 2012-04-14
ANT189 SMITH Adam Alexander RE Providing Automated Trading Services 2009-10-21 2012-04-14
ANT539 CHERIAN Josh RE Dealing in Securities 2015-06-29 2016-10-20
ANT539 CHERIAN Josh RE Dealing in Futures Contracts 2015-06-29 2016-10-20
ANT539 CHERIAN Josh RE Advising on Securities 2015-06-29 2016-10-20
ANT539 CHERIAN Josh RE Advising on Futures Contracts 2015-06-29 2016-10-20
ANT913 PANTONE Nicola RE Dealing in Securities 2008-07-24 2011-07-14
ANT913 PANTONE Nicola RE Dealing in Futures Contracts 2008-12-17 2011-07-14
ANU106 HUANG Wan Chun, Christine 黃婉君 RE Dealing in Securities 2006-08-14 2010-11-24
ANU106 HUANG Wan Chun, Christine 黃婉君 RO Dealing in Securities 2010-11-24 2011-09-26
ANU570 KITAZAWA Tomohiro RE Dealing in Securities 2014-07-22
ANU570 KITAZAWA Tomohiro RE Dealing in Futures Contracts 2014-07-22
ANV272 POON Chun Yu, Francis 潘振宇 RE Dealing in Securities 2006-08-24 2009-04-28
ANW227 LAN Shunxiang 蘭順祥 RE Dealing in Securities 2007-02-16 2007-08-16
ANW471 KIM Eung Who RE Dealing in Securities 2006-08-31 2008-11-25
ANX806 CHENG-BHURALAL Jacqueline K 鄭汶珊 RE Dealing in Securities 2011-06-23 2015-04-02
ANX862 CHANG Jack Chun-Chieh RE Dealing in Securities 2012-08-20 2015-10-24
ANX862 CHANG Jack Chun-Chieh RE Dealing in Futures Contracts 2012-08-20 2015-10-24
ANX862 CHANG Jack Chun-Chieh RE Providing Automated Trading Services 2012-08-20 2015-10-24
ANX921 SHAHA Sourabh Sharashchandra RE Dealing in Securities 2013-11-11
ANX921 SHAHA Sourabh Sharashchandra RE Dealing in Futures Contracts 2013-11-11
ANX921 SHAHA Sourabh Sharashchandra RE Providing Automated Trading Services 2013-11-11
ANZ635 LI Chun Wa, Francis 李俊華 RE Dealing in Securities 2006-09-20 2007-06-30
ANZ958 CHAN Mo Kit 陳武傑 RE Dealing in Securities 2006-09-25 2011-10-25
ANZ958 CHAN Mo Kit 陳武傑 RE Dealing in Futures Contracts 2006-09-25 2011-10-25
ANZ958 CHAN Mo Kit 陳武傑 RE Providing Automated Trading Services 2006-09-25 2011-10-25
ANZ960 POH Tze Hua 傅子華 RE Dealing in Securities 2006-09-25 2009-10-17
ANZ960 POH Tze Hua 傅子華 RE Dealing in Futures Contracts 2006-09-25 2009-10-17
ANZ960 POH Tze Hua 傅子華 RE Providing Automated Trading Services 2006-09-25 2009-10-17
ANZ962 QIAN Mingwei 錢明威 RE Dealing in Securities 2006-09-25 2008-10-31
ANZ962 QIAN Mingwei 錢明威 RE Dealing in Futures Contracts 2006-09-25 2008-10-31
ANZ962 QIAN Mingwei 錢明威 RE Providing Automated Trading Services 2006-09-25 2008-10-31
AOA108 CLOT Jacques-Louis Henri RE Dealing in Securities 2007-01-05 2016-06-20
AOA108 CLOT Jacques-Louis Henri RE Dealing in Futures Contracts 2010-11-04 2016-06-20
AOA108 CLOT Jacques-Louis Henri RE Providing Automated Trading Services 2010-11-04 2016-06-20
AOA113 KIM Jinwoo RE Dealing in Securities 2006-09-26 2012-08-07
AOA113 KIM Jinwoo RE Dealing in Futures Contracts 2006-09-26 2012-08-07
AOA113 KIM Jinwoo RE Providing Automated Trading Services 2006-09-26 2012-08-07
AOB063 WANG Yun Yu 王雲玉 RE Dealing in Securities 2006-10-11 2009-09-01
AOC931 HIRAN Shubhankar RE Dealing in Securities 2006-10-31 2009-07-22
AOC932 JAIN Ankur RE Dealing in Securities 2006-10-31 2014-08-01
AOC932 JAIN Ankur RE Dealing in Futures Contracts 2006-10-31 2014-08-01
AOC932 JAIN Ankur RE Providing Automated Trading Services 2006-10-31 2014-08-01
AOC933 GUPTA Nitesh RE Dealing in Securities 2006-10-31 2008-05-17
AOC933 GUPTA Nitesh RE Dealing in Futures Contracts 2006-10-31 2008-05-17
AOC933 GUPTA Nitesh RE Providing Automated Trading Services 2006-10-31 2008-05-17
AOC934 GUPTA Piyush RE Dealing in Securities 2006-10-31 2007-08-09
AOC934 GUPTA Piyush RE Dealing in Futures Contracts 2006-10-31 2007-08-09
AOC934 GUPTA Piyush RE Providing Automated Trading Services 2006-10-31 2007-08-09
AOE212 TING Fu Wah 丁富華 RE Dealing in Securities 2015-10-19 2016-04-22
AOE212 TING Fu Wah 丁富華 RE Dealing in Futures Contracts 2015-10-19 2016-04-22
AOE212 TING Fu Wah 丁富華 RE Providing Automated Trading Services 2015-10-19 2016-04-22
AOE627 GREGOIRE Jean-Francois Jacques Xavier RO Dealing in Securities 2007-03-01 2007-09-01
AOE627 GREGOIRE Jean-Francois Jacques Xavier RO Dealing in Futures Contracts 2007-03-01 2007-09-01
AOE627 GREGOIRE Jean-Francois Jacques Xavier RO Providing Automated Trading Services 2007-03-01 2007-09-01
AOH254 CHIU Shui Kei 趙萃琦 RE Dealing in Securities 2006-12-09 2008-12-06
AOH904 CHANG Cheun Chun, Michael 鄭翔浚 RE Dealing in Securities 2016-06-06 2016-06-17
AOH904 CHANG Cheun Chun, Michael 鄭翔浚 RE Dealing in Futures Contracts 2016-06-06 2016-06-17
AOH904 CHANG Cheun Chun, Michael 鄭翔浚 RE Providing Automated Trading Services 2016-06-06 2016-06-17
AOH908 MAAYOUFI Sofiane RE Dealing in Securities 2006-12-23 2007-05-19
AOH908 MAAYOUFI Sofiane RE Dealing in Securities 2007-08-06 2009-12-01
AOH908 MAAYOUFI Sofiane RE Dealing in Securities 2015-12-21 2016-06-03
AOH908 MAAYOUFI Sofiane RE Dealing in Futures Contracts 2006-12-23 2007-05-19
AOH908 MAAYOUFI Sofiane RE Dealing in Futures Contracts 2007-08-07 2009-12-01
AOH908 MAAYOUFI Sofiane RE Dealing in Futures Contracts 2015-12-21 2016-06-03
AOH908 MAAYOUFI Sofiane RE Providing Automated Trading Services 2006-12-23 2007-05-19
AOH908 MAAYOUFI Sofiane RE Providing Automated Trading Services 2007-08-07 2009-12-01
AOH908 MAAYOUFI Sofiane RE Providing Automated Trading Services 2015-12-21 2016-06-03
AOH910 WONG Ka-bow 黃家寶 RE Dealing in Securities 2006-12-19 2008-09-01
AOL527 ONG Peck Har, Shirley 王雪莉 RE Dealing in Futures Contracts 2009-11-25 2013-07-30
AOM535 HO Ernest 何泓哲 RE Dealing in Securities 2009-07-20 2009-09-19
AON599 OOI Lid Seng RE Dealing in Securities 2007-02-26 2009-03-09
AON878 ACCART Charlotte RE Dealing in Securities 2007-02-07 2009-03-07
AON884 SIU Ka Wah, Shirley 蕭嘉華 RE Dealing in Securities 2007-02-07 2009-06-10
AON886 CHAN Ka Shue 陳嘉澍 RE Dealing in Securities 2007-02-07 2009-06-10
AON886 CHAN Ka Shue 陳嘉澍 RE Providing Automated Trading Services 2008-02-11 2009-06-10
AON976 LAM Francois Henri 林志雄 RE Dealing in Securities 2007-02-10 2009-12-17
AON976 LAM Francois Henri 林志雄 RE Dealing in Futures Contracts 2007-02-10 2009-12-17
AON976 LAM Francois Henri 林志雄 RE Providing Automated Trading Services 2007-02-10 2009-12-17
AOO823 CHAN Tak Wai 陳德慧 RE Dealing in Securities 2007-02-16
AOS355 AN Yeon Kyung 安延卿 RE Dealing in Securities 2007-03-19 2007-07-14
AOS355 AN Yeon Kyung 安延卿 RE Dealing in Securities 2007-08-06 2011-07-01
AOS356 HONG Seungmo 洪承模 RE Dealing in Securities 2007-03-19 2007-06-23
AOS357 MEULOT Benoit Jean RE Dealing in Securities 2007-03-19 2012-07-21
AOS357 MEULOT Benoit Jean RE Dealing in Futures Contracts 2007-03-19 2012-07-21
AOS357 MEULOT Benoit Jean RE Providing Automated Trading Services 2007-03-19 2012-07-21
AOT355 MA Adrian Hin Chun 馬顯俊 RE Dealing in Securities 2010-02-22 2013-05-04
AOT355 MA Adrian Hin Chun 馬顯俊 RE Dealing in Futures Contracts 2010-02-22 2013-05-04
AOT355 MA Adrian Hin Chun 馬顯俊 RE Providing Automated Trading Services 2010-03-01 2013-05-04
AOT363 CHAN Chung Kau 陳忠球 RE Dealing in Securities 2007-03-28 2011-09-10
AOU102 NADREAU Lenaic RE Dealing in Securities 2007-04-04 2007-12-13
AOU407 THOMAS Gregoire Adrien Clement RE Dealing in Securities 2007-04-10 2011-04-08
AOU407 THOMAS Gregoire Adrien Clement RO Dealing in Securities 2011-04-08 2017-03-08
AOU407 THOMAS Gregoire Adrien Clement RE Dealing in Futures Contracts 2009-07-20 2011-04-08
AOU407 THOMAS Gregoire Adrien Clement RO Dealing in Futures Contracts 2011-04-08 2017-03-08
AOU407 THOMAS Gregoire Adrien Clement RE Providing Automated Trading Services 2009-07-20 2011-04-08
AOU407 THOMAS Gregoire Adrien Clement RO Providing Automated Trading Services 2011-04-08 2017-03-08
AOV343 CHAN Hung Ngam, Younker 陳紅岩 RE Dealing in Securities 2013-08-09
AOX049 WONG Man Yi 黃敏儀 RE Dealing in Securities 2007-05-09 2008-03-21
APB267 JAMET Nicolas Jean-claude Bernard RE Dealing in Securities 2007-06-07 2011-06-25
APB267 JAMET Nicolas Jean-claude Bernard RE Dealing in Futures Contracts 2007-06-07 2011-06-25
APB267 JAMET Nicolas Jean-claude Bernard RE Providing Automated Trading Services 2007-06-07 2011-06-25
APC643 CHEN Huilin 陳輝林 RE Dealing in Securities 2011-03-14 2012-10-11
APD044 TRAORE Karim Lamissa RE Dealing in Securities 2007-06-27 2011-04-10
APF037 MAES Nicolas Georges Paul Francois RE Dealing in Securities 2007-07-04 2010-09-01
APF037 MAES Nicolas Georges Paul Francois RE Dealing in Futures Contracts 2013-08-13 2016-12-31
APF801 CHAN Tsz Kwan 陳芷筠 RE Dealing in Securities 2007-07-11 2009-06-18
APG111 TENG Man Kuen 鄧文娟 RE Dealing in Securities 2007-07-12 2008-09-30
APG112 LEE Hiu Yu 李曉雨 RE Dealing in Securities 2007-07-12 2008-09-30
APG898 PUN Man Cheuk, Chris 潘文焯 RE Dealing in Securities 2010-08-27 2011-04-09
APH031 CHEUNG Priscilla Tak Wai 張德慧 RE Dealing in Securities 2007-07-18 2007-10-13
APH286 HO-HIO-HEN Christelle Nga Sok RE Dealing in Securities 2007-07-20 2009-05-26
APH286 HO-HIO-HEN Christelle Nga Sok RE Dealing in Futures Contracts 2007-07-20 2009-05-26
APH286 HO-HIO-HEN Christelle Nga Sok RE Providing Automated Trading Services 2007-07-20 2009-05-26
APH298 LEE Chin Keng 李俊慶 RE Dealing in Securities 2010-01-22 2017-09-26
APH403 CARTIER Etienne Alexis Remy RE Dealing in Securities 2007-07-23 2008-12-20
APH403 CARTIER Etienne Alexis Remy RE Dealing in Futures Contracts 2007-07-23 2008-12-20
APH403 CARTIER Etienne Alexis Remy RE Providing Automated Trading Services 2007-07-23 2008-12-20
APH715 CHAMBOREDON Sebastien Alain Christian RE Dealing in Securities 2007-07-30 2012-06-30
APH715 CHAMBOREDON Sebastien Alain Christian RE Dealing in Futures Contracts 2007-07-30 2012-06-30
APH715 CHAMBOREDON Sebastien Alain Christian RE Providing Automated Trading Services 2007-07-30 2012-06-30
API202 OH Jae Min 吳宰旼 RE Dealing in Securities 2007-08-01 2011-04-16
APJ226 KLINGER Ludovic RE Dealing in Securities 2007-08-06 2011-02-22
APJ312 DOSHI Kalpesh Dilip RE Dealing in Securities 2008-11-18 2013-04-13
APJ312 DOSHI Kalpesh Dilip RE Dealing in Futures Contracts 2008-11-18 2013-04-13
APJ312 DOSHI Kalpesh Dilip RE Providing Automated Trading Services 2009-01-30 2013-04-13
APJ316 TSE Jean-Louis Chi-ho 謝志豪 RE Dealing in Securities 2007-08-06 2009-02-26
APJ341 SOUSSILANE Bacta Saketaram-Prabou RE Dealing in Securities 2007-08-08 2010-09-01
APJ341 SOUSSILANE Bacta Saketaram-Prabou RE Dealing in Futures Contracts 2007-08-08 2010-09-01
APJ341 SOUSSILANE Bacta Saketaram-Prabou RE Providing Automated Trading Services 2007-08-08 2010-09-01
APK145 CHAN Pui Tin 陳佩鈿 RE Dealing in Securities 2007-08-15 2008-08-06
APK145 CHAN Pui Tin 陳佩鈿 RE Dealing in Futures Contracts 2007-08-15 2008-08-06
APK145 CHAN Pui Tin 陳佩鈿 RE Providing Automated Trading Services 2007-08-15 2008-08-06
APK401 WINIGER Ariel Werner RE Dealing in Securities 2007-08-16 2009-07-24
APK401 WINIGER Ariel Werner RO Dealing in Securities 2009-07-24
APK401 WINIGER Ariel Werner RE Dealing in Futures Contracts 2007-08-16 2009-07-23
APK401 WINIGER Ariel Werner RO Dealing in Futures Contracts 2009-07-23
APK401 WINIGER Ariel Werner RE Providing Automated Trading Services 2007-08-16 2009-07-23
APK401 WINIGER Ariel Werner RO Providing Automated Trading Services 2009-07-23
APK405 CHEN Jennifer Fung Mee RE Dealing in Securities 2007-08-16 2008-07-01
APL011 JAMOT Vincent Francois Bernard RE Dealing in Securities 2007-08-17 2015-04-10
APL011 JAMOT Vincent Francois Bernard RE Dealing in Futures Contracts 2011-03-24 2015-04-10
APL015 BOUCLY Quentin Paul Baptiste RE Dealing in Securities 2007-08-17 2008-03-05
APL244 MAK Hin Chun 麥顯俊 RE Dealing in Securities 2017-12-18
APL244 MAK Hin Chun 麥顯俊 RE Dealing in Futures Contracts 2017-12-18
APN592 DACRE Heath RE Dealing in Securities 2007-08-27 2009-09-15
APN592 DACRE Heath RE Dealing in Futures Contracts 2007-08-27 2009-09-15
APN592 DACRE Heath RE Providing Automated Trading Services 2007-08-27 2009-09-15
APN879 CHOV Sam Nang RE Dealing in Securities 2007-08-28 2010-05-17
APN879 CHOV Sam Nang RE Dealing in Futures Contracts 2007-08-28 2010-05-17
APN879 CHOV Sam Nang RE Providing Automated Trading Services 2007-08-28 2010-05-17
APP374 HO Shing Wai 何承緯 RE Dealing in Securities 2007-09-07 2010-04-01
APP580 CHEUNG Yik Shan 張亦珊 RE Dealing in Securities 2013-09-02 2013-11-26
APP580 CHEUNG Yik Shan 張亦珊 RE Dealing in Futures Contracts 2013-09-02 2013-11-26
APP580 CHEUNG Yik Shan 張亦珊 RE Providing Automated Trading Services 2013-09-02 2013-11-26
APP680 SABOT Etienne Gabriel RE Dealing in Securities 2007-09-12 2008-03-08
APP680 SABOT Etienne Gabriel RE Dealing in Securities 2010-02-25 2011-09-24
APP680 SABOT Etienne Gabriel RE Dealing in Futures Contracts 2010-02-25 2011-09-24
APP898 WERNO Alexandre Maurice Louis RE Dealing in Securities 2007-09-11 2013-05-02
APP898 WERNO Alexandre Maurice Louis RE Advising on Securities 2010-09-30 2013-05-02
APP930 GREENWOOD Michael Henry RE Dealing in Securities 2007-09-14 2008-05-17
APQ444 RODIER Florent Edouard Marie RE Dealing in Securities 2007-09-13 2009-06-24
APQ444 RODIER Florent Edouard Marie RO Dealing in Securities 2009-06-24 2012-06-16
APQ444 RODIER Florent Edouard Marie RE Dealing in Futures Contracts 2007-09-13 2011-01-19
APQ444 RODIER Florent Edouard Marie RE Dealing in Futures Contracts 2011-08-19 2012-06-16
APQ444 RODIER Florent Edouard Marie RO Dealing in Futures Contracts 2011-01-19 2011-07-19
APQ444 RODIER Florent Edouard Marie RE Providing Automated Trading Services 2007-09-13 2011-01-19
APQ444 RODIER Florent Edouard Marie RO Providing Automated Trading Services 2011-01-19 2012-06-16
APQ670 BANON Philippe Pierre David RE Dealing in Securities 2007-09-14 2009-03-09
APQ671 TANG Ivan Yiu Chun 鄧耀進 RE Dealing in Securities 2007-09-14 2009-05-28
APU650 CHNG Chee Beng, Eric 莊志明 RE Dealing in Securities 2007-10-10 2008-04-15
APU650 CHNG Chee Beng, Eric 莊志明 RE Dealing in Futures Contracts 2007-10-10 2008-04-15
APU650 CHNG Chee Beng, Eric 莊志明 RE Providing Automated Trading Services 2007-10-10 2008-04-15
APU651 LI Shuang 李爽 RE Dealing in Securities 2007-10-10 2008-09-13
APU886 SO Gideon K 蘇祈恩 RE Dealing in Securities 2007-10-10 2008-12-03
APU886 SO Gideon K 蘇祈恩 RE Dealing in Futures Contracts 2007-10-10 2008-12-03
APU886 SO Gideon K 蘇祈恩 RE Providing Automated Trading Services 2007-10-10 2008-12-03
APU891 MESSICA David RE Dealing in Securities 2007-10-10 2008-10-25
APU891 MESSICA David RE Dealing in Futures Contracts 2007-10-10 2008-10-25
APU891 MESSICA David RE Providing Automated Trading Services 2007-10-10 2008-10-25
APV582 NG Chee Leung, Bernard 吳子樑 RE Dealing in Securities 2018-12-05
APV582 NG Chee Leung, Bernard 吳子樑 RE Dealing in Futures Contracts 2018-12-05
APV897 DE LA FONTAINE DE FONTENAY LE LIEVRE DE LA GRANGE Edmond Hugues Gerard RE Dealing in Securities 2009-01-19 2011-07-13
APW052 SINGH Kumar Digvijay RE Dealing in Securities 2007-10-17 2008-12-16
APW052 SINGH Kumar Digvijay RE Dealing in Futures Contracts 2007-10-17 2008-12-16
APW052 SINGH Kumar Digvijay RE Providing Automated Trading Services 2007-10-17 2008-12-16
APW054 ELZINGA Sander Tiede RE Dealing in Securities 2007-10-22 2008-01-22
APW054 ELZINGA Sander Tiede RE Dealing in Securities 2008-06-03 2009-06-23
APW054 ELZINGA Sander Tiede RO Dealing in Securities 2009-06-23 2013-07-20
APW054 ELZINGA Sander Tiede RE Dealing in Futures Contracts 2008-06-03 2010-06-29
APW054 ELZINGA Sander Tiede RO Dealing in Futures Contracts 2010-06-29 2013-07-20
APW054 ELZINGA Sander Tiede RE Providing Automated Trading Services 2008-06-03 2010-06-29
APW054 ELZINGA Sander Tiede RO Providing Automated Trading Services 2010-06-29 2013-07-20
APX176 SUN Ying 孫穎 RE Dealing in Securities 2007-10-26 2009-04-28
APY471 DEBARD Ludovic Denis RE Dealing in Securities 2007-11-01
APY471 DEBARD Ludovic Denis RE Dealing in Futures Contracts 2007-11-01
APY471 DEBARD Ludovic Denis RE Providing Automated Trading Services 2007-11-01
APY786 YONEMORI Hayato RE Dealing in Securities 2007-11-06 2012-05-03
APY786 YONEMORI Hayato RE Dealing in Futures Contracts 2007-11-06 2012-05-03
APY786 YONEMORI Hayato RE Providing Automated Trading Services 2007-11-06 2012-05-03
APZ383 ZANNINO Francesco RE Dealing in Securities 2018-11-12
APZ383 ZANNINO Francesco RE Dealing in Futures Contracts 2018-11-12
APZ385 STACKLER Martin-Gilles, Jean, Marie, Denis RE Dealing in Securities 2007-11-08 2011-11-14
APZ527 DENG Lin 鄧林 RE Dealing in Securities 2010-06-01 2012-11-13
APZ527 DENG Lin 鄧林 RE Dealing in Futures Contracts 2010-06-01 2012-11-13
APZ527 DENG Lin 鄧林 RE Providing Automated Trading Services 2010-06-01 2012-11-13
AQA493 VAYN Jonathan Rene RE Dealing in Securities 2007-11-20 2015-01-31
AQA493 VAYN Jonathan Rene RE Dealing in Futures Contracts 2007-11-20 2015-01-31
AQA493 VAYN Jonathan Rene RE Providing Automated Trading Services 2007-11-20 2015-01-31
AQA675 SAFFON Marc, Paul, Philippe RE Dealing in Securities 2007-11-21 2009-06-23
AQA675 SAFFON Marc, Paul, Philippe RE Dealing in Securities 2017-02-07
AQA675 SAFFON Marc, Paul, Philippe RO Dealing in Securities 2009-06-23 2017-02-07
AQD329 LERMYTE Jason Joseph Emile RE Dealing in Securities 2007-12-12 2010-08-18
AQE634 FRANJOU Lionel Claude Pascal RE Dealing in Securities 2007-12-19 2010-04-16
AQE634 FRANJOU Lionel Claude Pascal RE Dealing in Securities 2018-08-21
AQE956 WONG Man Yee, Paula 黃雯誼 RE Dealing in Securities 2017-01-04
AQE956 WONG Man Yee, Paula 黃雯誼 RE Dealing in Futures Contracts 2017-01-04
AQG516 NG Yui Lam Marina 吳蕊琳 RE Dealing in Securities 2008-01-10 2008-09-30
AQG517 BRUGNON Jean-Baptiste, Michel, Stanislas RE Dealing in Securities 2008-01-10 2010-01-01
AQG517 BRUGNON Jean-Baptiste, Michel, Stanislas RE Dealing in Futures Contracts 2008-01-10 2010-01-01
AQG517 BRUGNON Jean-Baptiste, Michel, Stanislas RE Providing Automated Trading Services 2008-01-10 2010-01-01
AQG793 LA ROCCA JR Daniel Anthony RE Dealing in Securities 2013-10-02 2013-10-22
AQH099 BHATNAGAR Akshat RE Dealing in Securities 2008-01-15 2009-01-03
AQH099 BHATNAGAR Akshat RE Dealing in Futures Contracts 2008-01-15 2009-01-03
AQH099 BHATNAGAR Akshat RE Providing Automated Trading Services 2008-01-15 2009-01-03
AQI395 BOULAY Nicolas Philippe RE Dealing in Securities 2015-08-17
AQI395 BOULAY Nicolas Philippe RE Dealing in Futures Contracts 2015-08-17
AQI739 WANG Shan 王珊 RE Dealing in Securities 2008-01-23 2009-01-10
AQI861 LASCAR-TRONQUOIS Margaux, Helene, Magali RE Dealing in Securities 2008-01-23 2008-08-30
AQI862 FU Wai Ying, Tammy 符慧瑩 RE Dealing in Securities 2008-01-23
AQJ876 AIT HASSOUNE Mohamed, Eric RE Dealing in Securities 2008-02-01 2008-09-10
AQL039 WU Yun 吳雲 RE Dealing in Securities 2008-02-04 2009-01-20
AQM150 HUANG Zhiyi 黃智毅 RE Dealing in Securities 2008-02-06 2008-09-30
AQM591 KOTEWALL Neville Charles 羅博文 RE Dealing in Securities 2008-02-18 2009-05-01
AQM640 CHO Kwang Hyun RE Dealing in Securities 2011-07-06 2012-06-14
AQM640 CHO Kwang Hyun RE Dealing in Futures Contracts 2011-07-06 2012-06-14
AQM640 CHO Kwang Hyun RE Providing Automated Trading Services 2011-07-06 2012-06-14
AQN302 LEUNG Ka Chun Sunny 梁嘉駿 RE Dealing in Securities 2008-02-21 2009-11-27
AQN304 LE BIHAN Maela, Anne RE Dealing in Securities 2008-02-21 2008-08-23
AQN536 VEYLON Thomas, Arthur, Alexandre RE Dealing in Securities 2008-02-22 2009-09-26
AQN536 VEYLON Thomas, Arthur, Alexandre RE Dealing in Futures Contracts 2008-02-22 2009-09-26
AQN536 VEYLON Thomas, Arthur, Alexandre RE Providing Automated Trading Services 2008-02-22 2009-09-26
AQO343 NIDDAM Jerome Julien RE Dealing in Securities 2008-02-29 2008-10-11
AQO343 NIDDAM Jerome Julien RE Dealing in Securities 2011-11-23 2014-04-24
AQO343 NIDDAM Jerome Julien RO Dealing in Securities 2014-04-24
AQO343 NIDDAM Jerome Julien RO Dealing in Futures Contracts 2018-08-09
AQO343 NIDDAM Jerome Julien RO Advising on Securities 2018-08-09
AQO343 NIDDAM Jerome Julien RO Advising on Futures Contracts 2018-08-09
AQO343 NIDDAM Jerome Julien RO Providing Automated Trading Services 2018-08-09
AQP871 HUH Da Won RE Dealing in Securities 2008-03-06 2011-12-31
AQP871 HUH Da Won RE Dealing in Futures Contracts 2011-07-04 2011-12-31
AQP871 HUH Da Won RE Providing Automated Trading Services 2011-07-04 2011-12-31
AQP872 YOON Jung Jin RE Dealing in Securities 2008-03-06 2013-11-24
AQP872 YOON Jung Jin RE Dealing in Securities 2017-09-14
AQQ499 LIM Yoo Min 任裕敏 RE Dealing in Securities 2008-03-12 2009-09-09
AQQ499 LIM Yoo Min 任裕敏 RE Dealing in Securities 2014-07-08
AQQ499 LIM Yoo Min 任裕敏 RE Dealing in Futures Contracts 2008-03-12 2009-09-09
AQQ499 LIM Yoo Min 任裕敏 RE Dealing in Futures Contracts 2014-07-08
AQQ499 LIM Yoo Min 任裕敏 RE Providing Automated Trading Services 2008-03-12 2009-09-09
AQQ499 LIM Yoo Min 任裕敏 RE Providing Automated Trading Services 2014-07-08
AQQ766 YAGI Kayo 八木佳代 RE Dealing in Securities 2014-03-19
AQQ766 YAGI Kayo 八木佳代 RE Dealing in Futures Contracts 2014-03-19
AQQ821 WOODROW Stephen Lawrence RE Dealing in Securities 2016-02-01
AQQ821 WOODROW Stephen Lawrence RE Dealing in Futures Contracts 2016-02-01
AQR251 LEE Man Wai 李文惠 RE Dealing in Securities 2016-02-01
AQR251 LEE Man Wai 李文惠 RE Dealing in Futures Contracts 2016-02-01
AQS197 LAI Gordon Yat Hung 黎一鴻 RE Dealing in Securities 2010-06-09 2016-08-19
AQU250 DUFAY Philippe, Gerard, Pierre RE Dealing in Securities 2008-04-07 2014-07-31
AQU597 KIM Hyung Joon RE Dealing in Securities 2008-07-30 2009-07-08
AQU597 KIM Hyung Joon RE Dealing in Futures Contracts 2008-09-12 2009-07-08
AQU597 KIM Hyung Joon RE Providing Automated Trading Services 2008-09-12 2009-07-08
AQV842 GU Xiaoying 顧曉瑩 RE Dealing in Securities 2008-04-17 2009-12-12
AQV842 GU Xiaoying 顧曉瑩 RE Dealing in Futures Contracts 2008-04-17 2009-12-12
AQV842 GU Xiaoying 顧曉瑩 RE Providing Automated Trading Services 2008-04-17 2009-12-12
AQW059 CHEN Ya Hui 陳雅惠 RE Dealing in Securities 2017-09-14
AQW059 CHEN Ya Hui 陳雅惠 RE Dealing in Futures Contracts 2017-09-14
AQW517 LEUNG Wing Wah, Candice 梁穎華 RE Dealing in Securities 2008-04-22 2009-08-01
AQX053 GALAND Bastien, Albert, Laurent RE Dealing in Securities 2008-04-22 2009-08-28
AQX053 GALAND Bastien, Albert, Laurent RE Dealing in Futures Contracts 2008-04-22 2009-08-28
AQX053 GALAND Bastien, Albert, Laurent RE Providing Automated Trading Services 2008-04-22 2009-08-28
AQY765 BROQUEREAU Antoine Michel Bernard RE Dealing in Securities 2008-05-02 2014-04-24
AQY765 BROQUEREAU Antoine Michel Bernard RO Dealing in Securities 2014-04-24 2015-07-31
ARA760 KIM Mark Sun RE Dealing in Securities 2008-05-15 2014-12-18
ARA760 KIM Mark Sun RE Providing Automated Trading Services 2008-05-15 2014-12-18
ARE607 LAI Ka Kwan 黎家坤 RE Dealing in Securities 2008-06-16 2009-08-01
ARF829 MAAREK Pierre, Lorn, Axel, Samuel RE Dealing in Securities 2008-06-24 2015-01-15
ARF829 MAAREK Pierre, Lorn, Axel, Samuel RE Dealing in Futures Contracts 2009-07-22 2015-01-15
ARF829 MAAREK Pierre, Lorn, Axel, Samuel RE Providing Automated Trading Services 2008-06-24 2015-01-15
ARG801 CHAN Wing Yan, Vivian 陳榮恩 RE Dealing in Securities 2008-07-03 2011-05-04
ARG935 TSANG Tak Sang 曾德生 RE Dealing in Securities 2008-07-07 2008-07-31
ARI517 REROLLE Mathilde, Marie, Catherine RE Dealing in Securities 2008-07-17 2009-07-01
ARI754 CHEUNG Francky 張廣源 RE Dealing in Securities 2008-07-21 2010-07-01
ARK322 NG Yin Ching 吳彥澄 RE Dealing in Securities 2008-07-31 2012-10-09
ARK324 CHAN Tik Man, Desmond 陳狄文 RE Dealing in Securities 2016-02-01 2017-09-26
ARK324 CHAN Tik Man, Desmond 陳狄文 RO Dealing in Securities 2017-09-26
ARK324 CHAN Tik Man, Desmond 陳狄文 RE Dealing in Futures Contracts 2016-02-01 2017-09-26
ARK324 CHAN Tik Man, Desmond 陳狄文 RO Dealing in Futures Contracts 2017-09-26
ARM775 MUI Pang Kin, Patrick 梅鵬堅 RE Dealing in Securities 2011-10-26 2012-04-27
ARN295 SUPPIN Arnaud, Marcel, Pierre RE Dealing in Securities 2008-08-18 2009-08-01
ARN389 LEE Min Ha 李旻河 RE Dealing in Securities 2008-08-19 2009-08-25
ARN389 LEE Min Ha 李旻河 RE Dealing in Futures Contracts 2008-08-19 2009-08-25
ARN389 LEE Min Ha 李旻河 RE Providing Automated Trading Services 2008-08-19 2009-08-25
ARN435 KO Wing Hay 高穎晞 RE Dealing in Futures Contracts 2014-06-16 2015-06-15
ARN581 WONG Chak Kei, Jack 王澤基 RE Dealing in Securities 2013-12-09 2017-08-07
ARN683 WONG Rainbow Nga Man 黃雅文 RE Dealing in Securities 2008-08-25 2008-11-29
ARN813 ROUGERON EP BRADLEY Catherine Annick Caroline RE Dealing in Securities 2013-06-10 2014-08-02
ARN813 ROUGERON EP BRADLEY Catherine Annick Caroline RE Advising on Securities 2013-06-10 2014-08-02
ARP166 GOSWAMI Kaushik RE Dealing in Securities 2008-09-09 2009-11-21
ARQ097 YU Chiung-yin 尤瓊瑩 RE Dealing in Securities 2014-03-10
ARQ393 CHAN Shih-Hao 詹致昊 RE Dealing in Securities 2008-09-18
ARQ393 CHAN Shih-Hao 詹致昊 RE Dealing in Futures Contracts 2008-09-18
ARQ393 CHAN Shih-Hao 詹致昊 RE Providing Automated Trading Services 2008-09-18
ARR798 MOTTARD Alexandre Flavien RE Dealing in Securities 2008-10-03 2009-09-19
ARR798 MOTTARD Alexandre Flavien RE Dealing in Futures Contracts 2008-10-03 2009-09-19
ARR798 MOTTARD Alexandre Flavien RE Providing Automated Trading Services 2008-10-03 2009-09-19
ARS299 ZHANG Lianhua 張連華 RE Dealing in Securities 2008-10-09 2011-04-30
ARS303 LEVY-BRUHL Francois Andre Jacques RE Dealing in Securities 2008-10-13 2011-06-24
ARS303 LEVY-BRUHL Francois Andre Jacques RO Dealing in Securities 2011-06-24 2011-10-01
ARS303 LEVY-BRUHL Francois Andre Jacques RE Dealing in Futures Contracts 2008-10-13 2011-06-24
ARS303 LEVY-BRUHL Francois Andre Jacques RO Dealing in Futures Contracts 2011-06-24 2011-10-01
ARS303 LEVY-BRUHL Francois Andre Jacques RE Providing Automated Trading Services 2008-10-13 2011-06-24
ARS303 LEVY-BRUHL Francois Andre Jacques RO Providing Automated Trading Services 2011-06-24 2011-10-01
ART915 GUPTA Niraj Mahendra RE Dealing in Securities 2008-10-31 2010-10-27
ART993 PICCARDO Massimo RE Dealing in Securities 2008-10-27 2009-10-10
ARV046 GAUTIER DE CHARNACE Antoine, Pierre, Marie, Christian RE Dealing in Securities 2009-07-08 2012-03-01
ARV353 AVANIAN Alexandre RE Dealing in Securities 2008-11-07 2010-06-25
ARV353 AVANIAN Alexandre RO Dealing in Securities 2010-06-25 2015-05-29
ARV353 AVANIAN Alexandre RE Dealing in Futures Contracts 2008-11-07 2009-09-28
ARV353 AVANIAN Alexandre RO Dealing in Futures Contracts 2009-09-28 2015-05-29
ARV353 AVANIAN Alexandre RE Providing Automated Trading Services 2008-11-07 2009-09-28
ARV353 AVANIAN Alexandre RO Providing Automated Trading Services 2009-09-28 2015-05-29
ARW119 MITRANI Sebastien Laurent RE Dealing in Securities 2008-12-01 2010-12-15
ARW119 MITRANI Sebastien Laurent RO Dealing in Securities 2010-12-15 2017-06-30
ARW119 MITRANI Sebastien Laurent RE Dealing in Futures Contracts 2008-12-01 2010-12-15
ARW119 MITRANI Sebastien Laurent RO Dealing in Futures Contracts 2010-12-15 2017-06-30
ARW119 MITRANI Sebastien Laurent RE Providing Automated Trading Services 2008-12-01 2010-12-15
ARW119 MITRANI Sebastien Laurent RO Providing Automated Trading Services 2010-12-15 2017-06-30
ARW266 FOO Chee Hong 符氣鴻 RE Dealing in Futures Contracts 2008-11-24 2011-12-01
ARW267 GODIN Olivier Pascal RE Dealing in Futures Contracts 2008-11-17 2009-04-07
ARW267 GODIN Olivier Pascal RO Dealing in Futures Contracts 2009-04-07 2018-09-28
ARW267 GODIN Olivier Pascal RO Providing Automated Trading Services 2017-11-24 2018-06-21
ARW269 WEN Shu RE Dealing in Futures Contracts 2008-11-14 2009-03-04
ARW270 HANSJACOB Nicolas, Pierre, Jean RE Dealing in Futures Contracts 2008-11-24 2013-01-31
ARW396 LEE Daeyoung RE Dealing in Securities 2009-07-16 2014-11-29
ARW396 LEE Daeyoung RE Dealing in Futures Contracts 2009-07-16 2014-11-29
ARW396 LEE Daeyoung RE Providing Automated Trading Services 2009-07-16 2014-11-29
ARW500 HAAS Harold, Gregory RE Dealing in Securities 2008-11-14 2010-02-18
ARW500 HAAS Harold, Gregory RE Dealing in Futures Contracts 2008-11-14 2010-02-18
ARW500 HAAS Harold, Gregory RE Providing Automated Trading Services 2008-11-14 2010-02-18
ARW504 FAVRE Emilie, Valerie, Nicole RE Dealing in Securities 2008-12-01 2014-06-21
ARW504 FAVRE Emilie, Valerie, Nicole RE Dealing in Futures Contracts 2008-12-01 2014-06-21
ARW504 FAVRE Emilie, Valerie, Nicole RE Providing Automated Trading Services 2008-12-01 2014-06-21
ARW543 ASABA Keitaro RE Dealing in Securities 2008-11-28 2009-07-21
ARW543 ASABA Keitaro RE Dealing in Futures Contracts 2008-11-28 2009-07-21
ARW543 ASABA Keitaro RE Providing Automated Trading Services 2008-11-28 2009-07-21
ARW564 EL BIED Sina RE Dealing in Securities 2008-11-17 2011-05-04
ARW798 GENTET Chloe RE Dealing in Securities 2008-11-19 2010-08-21
ARW798 GENTET Chloe RE Dealing in Futures Contracts 2008-11-19 2010-08-21
ARW798 GENTET Chloe RE Providing Automated Trading Services 2008-11-19 2010-08-21
ARZ122 LO Man 盧敏 RE Dealing in Securities 2008-11-27 2015-03-06
ARZ122 LO Man 盧敏 RE Dealing in Futures Contracts 2010-03-08 2015-03-06
ARZ122 LO Man 盧敏 RE Providing Automated Trading Services 2010-03-08 2015-03-06
ASD028 PATOIS Jean-Baptiste, Francois, Damien, Henri RE Dealing in Securities 2008-12-02 2012-07-21
ASD028 PATOIS Jean-Baptiste, Francois, Damien, Henri RE Dealing in Futures Contracts 2008-12-02 2012-07-21

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