Hong Kong SFC licence institution AAE045, MUSHK Limited

These are the licence-holders that were found for SFC licence institution AAE045 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA186 NAMBA Kiyonobu 難波聖延 RE Dealing in Securities 2003-08-18 2005-03-10
AAA186 NAMBA Kiyonobu 難波聖延 RO Dealing in Securities 2005-03-10 2005-11-30
AAA186 NAMBA Kiyonobu 難波聖延 RE Dealing in Futures Contracts 2003-08-18 2005-03-10
AAA186 NAMBA Kiyonobu 難波聖延 RO Dealing in Futures Contracts 2005-03-10 2005-11-30
AAA186 NAMBA Kiyonobu 難波聖延 RE Advising on Securities 2003-08-18 2005-03-10
AAA186 NAMBA Kiyonobu 難波聖延 RO Advising on Securities 2005-03-10 2005-11-30
AAA186 NAMBA Kiyonobu 難波聖延 RE Advising on Futures Contracts 2003-08-18 2005-03-10
AAA186 NAMBA Kiyonobu 難波聖延 RO Advising on Futures Contracts 2005-03-10 2005-11-30
AAE587 SHUM Man Sau 沈文秀 RE Dealing in Securities 2003-04-01 2005-06-15
AAE587 SHUM Man Sau 沈文秀 RE Dealing in Securities 2010-06-02 2010-09-11
AAE587 SHUM Man Sau 沈文秀 RO Dealing in Securities 2005-06-15 2010-06-02
AAE587 SHUM Man Sau 沈文秀 RE Dealing in Futures Contracts 2003-06-05 2005-06-15
AAE587 SHUM Man Sau 沈文秀 RO Dealing in Futures Contracts 2005-06-15 2010-06-02
AAE587 SHUM Man Sau 沈文秀 RE Advising on Securities 2003-04-01 2005-06-15
AAE587 SHUM Man Sau 沈文秀 RO Advising on Securities 2005-06-15 2010-06-02
AAE587 SHUM Man Sau 沈文秀 RE Advising on Futures Contracts 2003-06-05 2005-06-15
AAE587 SHUM Man Sau 沈文秀 RO Advising on Futures Contracts 2005-06-15 2010-06-02
AAE587 SHUM Man Sau 沈文秀 RE Advising on Corporate Finance 2003-04-01 2003-07-30
AAE587 SHUM Man Sau 沈文秀 RE Asset Management 2003-04-01 2003-07-30
AAE947 LI Pak Keung 李栢強 RE Dealing in Securities 2003-10-24 2005-03-19
AAE947 LI Pak Keung 李栢強 RO Dealing in Securities 2005-03-19 2008-11-01
AAE947 LI Pak Keung 李栢強 RE Dealing in Futures Contracts 2003-10-24 2005-03-19
AAE947 LI Pak Keung 李栢強 RO Dealing in Futures Contracts 2005-03-19 2008-11-01
AAE947 LI Pak Keung 李栢強 RE Advising on Securities 2003-10-24 2005-03-19
AAE947 LI Pak Keung 李栢強 RO Advising on Securities 2005-03-19 2008-11-01
AAE947 LI Pak Keung 李栢強 RE Advising on Futures Contracts 2003-10-24 2005-03-19
AAE947 LI Pak Keung 李栢強 RO Advising on Futures Contracts 2005-03-19 2008-11-01
AAF636 TSUI Chi Yin 徐智賢 RE Dealing in Securities 2007-04-25 2010-04-20
AAF636 TSUI Chi Yin 徐智賢 RE Advising on Securities 2007-04-25 2010-04-20
AAG132 LEUNG Kally 梁嘉莉 RE Dealing in Securities 2004-02-16 2004-07-12
AAG132 LEUNG Kally 梁嘉莉 RE Advising on Securities 2004-02-16 2004-07-12
AAG270 LUNG Tak Wing 龍德榮 RE Dealing in Securities 2004-07-06 2008-11-01
AAG270 LUNG Tak Wing 龍德榮 RE Dealing in Futures Contracts 2004-07-06 2008-11-01
ACB771 SIK Siu Kwan 薛兆坤 RE Advising on Corporate Finance 2005-09-01 2005-10-07
ACB771 SIK Siu Kwan 薛兆坤 RO Advising on Corporate Finance 2005-10-07 2007-04-01
ACC570 LAM Fung 林峰 RE Dealing in Securities 2003-04-01 2004-03-03
ACC570 LAM Fung 林峰 RE Dealing in Futures Contracts 2003-04-01 2004-03-03
ACC570 LAM Fung 林峰 RE Advising on Securities 2003-04-01 2004-03-03
ACC570 LAM Fung 林峰 RE Advising on Futures Contracts 2003-04-01 2004-03-03
ACC570 LAM Fung 林峰 RE Advising on Corporate Finance 2003-04-01 2003-07-14
ACC570 LAM Fung 林峰 RE Asset Management 2003-04-01 2003-07-14
ACF395 LEUNG Wing Cheong, Eric 梁永昌 RO Advising on Corporate Finance 2003-04-01 2005-08-23
ACW654 MAK Hau Lin 麥巧蓮 RE Dealing in Securities 2008-07-23 2010-12-30
ADE819 DUAN Hong 段宏 RE Dealing in Securities 2010-06-28 2010-12-30
ADS538 ASADA Norihiro RE Dealing in Securities 2007-08-16 2010-06-27
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RE Dealing in Securities 2006-10-27 2007-03-26
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Dealing in Securities 2007-03-26 2011-02-28
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RE Advising on Securities 2006-10-27 2007-03-26
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Advising on Securities 2007-03-26 2011-02-28
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RE Advising on Corporate Finance 2006-10-27 2007-03-26
ADU243 CHENG Kwok Kin, Paul 鄭國乾 RO Advising on Corporate Finance 2007-03-26 2011-02-28
ADW087 PORTSMOUTH-LAYTON Andrew John RE Dealing in Securities 2006-06-01 2010-08-05
ADW087 PORTSMOUTH-LAYTON Andrew John RO Dealing in Securities 2010-08-05 2011-02-28
ADW087 PORTSMOUTH-LAYTON Andrew John RE Advising on Securities 2006-07-04 2010-08-05
ADW087 PORTSMOUTH-LAYTON Andrew John RO Advising on Securities 2010-08-05 2011-02-28
AEA554 SIH David Shuh-Ren 薛樹仁 RO Advising on Securities 2003-09-25 2005-10-09
AEA554 SIH David Shuh-Ren 薛樹仁 RO Advising on Corporate Finance 2005-03-22 2005-10-09
AEA554 SIH David Shuh-Ren 薛樹仁 RO Asset Management 2003-04-01 2005-10-09
AEC989 HUNG Mei Ha, Iris 孔美霞 RE Advising on Securities 2003-04-01 2003-11-23
AEC989 HUNG Mei Ha, Iris 孔美霞 RE Advising on Corporate Finance 2003-04-01 2003-11-23
AEC989 HUNG Mei Ha, Iris 孔美霞 RE Asset Management 2003-04-01 2003-11-23
AEJ403 CHAN Chi Ming, Simon 陳志明 RE Dealing in Securities 2003-04-01 2004-10-04
AEJ403 CHAN Chi Ming, Simon 陳志明 RE Dealing in Futures Contracts 2003-04-01 2004-10-04
AEJ403 CHAN Chi Ming, Simon 陳志明 RE Advising on Securities 2003-04-01 2004-10-04
AEJ403 CHAN Chi Ming, Simon 陳志明 RE Advising on Futures Contracts 2003-04-01 2004-10-04
AEJ403 CHAN Chi Ming, Simon 陳志明 RE Advising on Corporate Finance 2003-04-01 2003-12-30
AEJ403 CHAN Chi Ming, Simon 陳志明 RE Asset Management 2003-04-01 2003-12-30
AEK133 IGUCHI Hiroshi RE Dealing in Securities 2003-04-01 2003-08-26
AEK133 IGUCHI Hiroshi RO Dealing in Securities 2003-08-26 2009-03-01
AEK133 IGUCHI Hiroshi RE Dealing in Futures Contracts 2003-04-01 2003-08-26
AEK133 IGUCHI Hiroshi RO Dealing in Futures Contracts 2003-08-26 2009-03-01
AEK133 IGUCHI Hiroshi RE Advising on Securities 2003-04-01 2003-08-26
AEK133 IGUCHI Hiroshi RO Advising on Securities 2003-08-26 2009-03-01
AEK133 IGUCHI Hiroshi RE Advising on Futures Contracts 2003-04-01 2003-08-26
AEK133 IGUCHI Hiroshi RO Advising on Futures Contracts 2003-08-26 2009-03-01
AEK133 IGUCHI Hiroshi RE Advising on Corporate Finance 2003-04-01 2003-07-21
AEK133 IGUCHI Hiroshi RE Asset Management 2003-04-01 2003-07-21
AEU775 SUEHIRO Taiji RE Dealing in Securities 2006-07-18 2006-10-21
AEU775 SUEHIRO Taiji RE Dealing in Futures Contracts 2006-07-18 2006-10-21
AEU775 SUEHIRO Taiji RE Advising on Securities 2006-07-18 2006-10-21
AEU775 SUEHIRO Taiji RE Advising on Futures Contracts 2006-07-18 2006-10-21
AEU832 CHAN Yi Kan, Ada 陳依芹 RE Advising on Corporate Finance 2004-04-30 2005-10-10
AEX949 KIUCHI Yuko RE Dealing in Securities 2006-11-20 2010-12-30
AEX949 KIUCHI Yuko RE Advising on Securities 2006-11-20 2010-12-30
AFA748 HASHIMOTO Kenichi 橋本賢一 RE Dealing in Securities 2009-03-16 2010-12-30
AFA748 HASHIMOTO Kenichi 橋本賢一 RE Advising on Securities 2009-03-16 2010-12-30
AFR651 TSANG Chung Lam, Andrew 曾忠林 RE Advising on Securities 2003-04-01 2004-08-27
AFR651 TSANG Chung Lam, Andrew 曾忠林 RE Advising on Corporate Finance 2003-04-01 2005-04-18
AFR651 TSANG Chung Lam, Andrew 曾忠林 RO Advising on Corporate Finance 2005-04-18 2005-10-10
AFR651 TSANG Chung Lam, Andrew 曾忠林 RE Asset Management 2003-04-01 2004-08-27
AGF540 CHAN Kong 陳崗 RE Advising on Securities 2003-04-01 2003-07-28
AGF540 CHAN Kong 陳崗 RE Advising on Corporate Finance 2003-04-01 2003-07-28
AGF540 CHAN Kong 陳崗 RE Asset Management 2003-04-01 2003-07-28
AGH932 LEUNG Wai Nam 梁偉南 RO Advising on Corporate Finance 2008-02-18 2008-06-07
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RE Dealing in Securities 2009-12-03 2010-12-30
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RE Advising on Securities 2008-02-21 2010-12-30
AHK217 MACPHERSON Glyn RE Dealing in Securities 2009-06-04 2010-12-30
AHN831 CHIN Ching Yap 陳振業 RE Dealing in Securities 2003-04-01 2003-10-02
AHN831 CHIN Ching Yap 陳振業 RE Dealing in Futures Contracts 2003-04-01 2003-10-02
AHN831 CHIN Ching Yap 陳振業 RE Advising on Securities 2003-04-01 2003-10-02
AHN831 CHIN Ching Yap 陳振業 RE Advising on Futures Contracts 2003-04-01 2003-10-02
AHN831 CHIN Ching Yap 陳振業 RE Advising on Corporate Finance 2003-04-01 2003-10-02
AHN831 CHIN Ching Yap 陳振業 RE Asset Management 2003-04-01 2003-10-02
AHR005 LI Wai Ching, Veronica 李慧貞 RE Dealing in Securities 2006-10-13 2010-12-30
AHR005 LI Wai Ching, Veronica 李慧貞 RE Advising on Securities 2006-10-13 2010-12-30
AHR005 LI Wai Ching, Veronica 李慧貞 RE Advising on Corporate Finance 2006-10-13 2010-12-30
AHX685 WU Jennifer York Kei 吳若琪 RE Advising on Securities 2003-04-01 2004-08-25
AHX685 WU Jennifer York Kei 吳若琪 RE Advising on Corporate Finance 2003-04-01 2004-10-07
AHX685 WU Jennifer York Kei 吳若琪 RE Asset Management 2003-04-01 2004-08-25
AHX691 KIBE Hideyuki RE Advising on Securities 2003-04-01 2004-08-27
AHX691 KIBE Hideyuki RE Advising on Corporate Finance 2003-04-01 2005-03-04
AHX691 KIBE Hideyuki RO Advising on Corporate Finance 2005-03-04 2005-07-21
AHX691 KIBE Hideyuki RE Asset Management 2003-04-01 2004-08-27
AHX696 CHAN Ka Pong 陳嘉邦 RE Advising on Securities 2003-04-01 2005-03-22
AHX696 CHAN Ka Pong 陳嘉邦 RO Advising on Securities 2005-03-22 2005-10-09
AHX696 CHAN Ka Pong 陳嘉邦 RE Advising on Corporate Finance 2003-04-01 2003-08-13
AHX696 CHAN Ka Pong 陳嘉邦 RE Advising on Corporate Finance 2005-03-11 2005-10-09
AHX696 CHAN Ka Pong 陳嘉邦 RE Asset Management 2003-04-01 2005-03-22
AHX696 CHAN Ka Pong 陳嘉邦 RO Asset Management 2005-03-22 2005-10-09
AHX697 LUO Xiaoyong 羅小勇 RE Advising on Securities 2003-04-01 2004-08-26
AHX697 LUO Xiaoyong 羅小勇 RE Advising on Corporate Finance 2003-04-01 2005-06-03
AHX697 LUO Xiaoyong 羅小勇 RE Asset Management 2003-04-01 2004-08-26
AHX742 TANAKA Yojiro RE Advising on Securities 2003-04-01 2004-08-26
AHX742 TANAKA Yojiro RE Advising on Corporate Finance 2003-04-01 2004-09-24
AHX742 TANAKA Yojiro RE Asset Management 2003-04-01 2004-08-26
AHY748 SUGAWARA Hiromasa RO Dealing in Securities 2003-04-01 2004-12-22
AHY748 SUGAWARA Hiromasa RO Dealing in Futures Contracts 2003-04-01 2004-12-22
AHY748 SUGAWARA Hiromasa RO Advising on Securities 2003-04-01 2004-12-22
AHY748 SUGAWARA Hiromasa RO Advising on Futures Contracts 2003-04-01 2004-12-22
AIH530 SAMOTO Fumio RE Dealing in Securities 2003-04-01 2003-08-30
AIH530 SAMOTO Fumio RE Dealing in Futures Contracts 2003-04-01 2003-08-30
AIH530 SAMOTO Fumio RE Advising on Securities 2003-04-01 2003-08-30
AIH530 SAMOTO Fumio RE Advising on Futures Contracts 2003-04-01 2003-08-30
AIH530 SAMOTO Fumio RE Advising on Corporate Finance 2003-04-01 2003-08-30
AIH530 SAMOTO Fumio RE Asset Management 2003-04-01 2003-08-30
AJF996 WONG Kwun Hung 王冠雄 RE Dealing in Securities 2005-09-01 2007-03-01
AJF996 WONG Kwun Hung 王冠雄 RE Dealing in Futures Contracts 2005-09-07 2007-03-01
AJG151 LEUNG Ka Kui 梁家駒 RE Advising on Corporate Finance 2003-11-18 2005-10-10
AKP013 OGAWA Kazutoshi RE Dealing in Securities 2004-05-10 2004-09-15
AKP013 OGAWA Kazutoshi RO Dealing in Securities 2004-09-15 2007-12-01
AKP013 OGAWA Kazutoshi RE Dealing in Futures Contracts 2004-05-10 2004-09-15
AKP013 OGAWA Kazutoshi RO Dealing in Futures Contracts 2004-09-15 2007-12-01
AKP013 OGAWA Kazutoshi RE Advising on Securities 2004-05-10 2004-09-15
AKP013 OGAWA Kazutoshi RO Advising on Securities 2004-09-15 2007-12-01
AKP013 OGAWA Kazutoshi RE Advising on Futures Contracts 2004-05-10 2004-09-15
AKP013 OGAWA Kazutoshi RO Advising on Futures Contracts 2004-09-15 2007-12-01
AKP013 OGAWA Kazutoshi RO Advising on Corporate Finance 2005-05-09 2007-12-01
ALD598 KUROKAWA Ayato RE Advising on Corporate Finance 2004-08-26 2005-09-12
ALD598 KUROKAWA Ayato RO Advising on Corporate Finance 2005-09-12 2005-10-10
ALQ881 HIRAOKA Emiko RE Dealing in Securities 2006-05-10 2010-04-20
ALQ881 HIRAOKA Emiko RE Advising on Securities 2006-05-22 2010-04-20
ALR679 TSE Sze Ming 謝思明 RE Advising on Securities 2007-04-18 2008-02-05
ALU600 PAN Candice 潘士縈 RE Dealing in Securities 2005-03-29 2010-12-30
ALU600 PAN Candice 潘士縈 RE Advising on Securities 2005-03-29 2010-12-30
ALW391 RAMSEY Michael Ryan RE Dealing in Securities 2010-08-18 2010-12-30
ALY829 TAY Li Choo RE Dealing in Securities 2010-08-16 2010-12-30
AMJ219 HUA Huimin RE Advising on Corporate Finance 2005-08-11 2005-10-10
AML475 OSAWA Miyuki RE Dealing in Securities 2005-09-13 2007-06-01
AML475 OSAWA Miyuki RE Advising on Securities 2005-09-13 2007-06-01
AMY547 LEE Patrick Maung RE Dealing in Securities 2010-02-22 2010-08-05
ANJ226 YASUDA Tamotsu RE Dealing in Securities 2006-05-08 2008-05-26
ANJ226 YASUDA Tamotsu RO Dealing in Securities 2008-05-26 2011-02-12
ANJ226 YASUDA Tamotsu RE Advising on Securities 2006-05-08 2008-05-26
ANJ226 YASUDA Tamotsu RO Advising on Securities 2008-05-26 2011-02-12
ANR619 CHAN Gee Yan, Dominic 陳智恩 RE Dealing in Securities 2007-08-06 2010-11-07
ANR619 CHAN Gee Yan, Dominic 陳智恩 RE Dealing in Futures Contracts 2007-08-06 2010-11-07
ANU829 LAM Edmond Hoi Tik 林凱迪 RE Dealing in Securities 2006-08-21 2010-12-30
ANU830 INADOME Shigehisa 稻留重久 RE Dealing in Securities 2006-08-21 2008-03-05
ANU830 INADOME Shigehisa 稻留重久 RE Advising on Securities 2006-08-21 2008-03-05
ANV281 ICHIMURA Tsutomu 市村勉 RE Dealing in Securities 2006-08-30 2007-01-24
ANV281 ICHIMURA Tsutomu 市村勉 RO Dealing in Securities 2007-01-24 2008-10-06
ANV281 ICHIMURA Tsutomu 市村勉 RE Dealing in Futures Contracts 2006-08-30 2007-01-24
ANV281 ICHIMURA Tsutomu 市村勉 RO Dealing in Futures Contracts 2007-01-24 2008-10-06
ANW920 KAWANISHI Hiroyuki 川西宏幸 RO Advising on Securities 2006-10-24 2008-03-01
ANX981 VINTON Darren Charles RE Dealing in Securities 2006-09-15 2010-12-30
AOE050 OTSU Yasuyuki RO Dealing in Securities 2009-08-20 2010-05-01
AOE050 OTSU Yasuyuki RO Advising on Securities 2009-08-20 2010-05-01
AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Securities 2008-05-28 2010-12-30
AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Futures Contracts 2008-05-28 2010-12-30
AOK029 URATA Keiichi RE Dealing in Securities 2007-01-22 2007-05-11
AOK029 URATA Keiichi RO Dealing in Securities 2007-05-11 2010-01-29
AOK029 URATA Keiichi RE Dealing in Futures Contracts 2007-01-22 2007-05-11
AOK029 URATA Keiichi RO Dealing in Futures Contracts 2007-05-11 2010-01-29
AOK029 URATA Keiichi RE Advising on Securities 2007-01-22 2007-05-11
AOK029 URATA Keiichi RO Advising on Securities 2007-05-11 2010-01-29
AOK029 URATA Keiichi RE Advising on Futures Contracts 2007-01-22 2007-05-11
AOK029 URATA Keiichi RO Advising on Futures Contracts 2007-05-11 2010-01-29
AOT386 OKAJIMA Kengo 岡島謙吾 RE Dealing in Securities 2007-04-02 2007-06-09
AOT402 LI Hoi On 李凱安 RE Dealing in Securities 2007-04-02 2007-05-22
AOT413 MAN Lai Kai 文麗佳 RE Dealing in Securities 2007-04-02 2010-12-30
AOT416 SHEN Hua 沈華 RE Dealing in Securities 2007-04-02 2009-08-17
AOT416 SHEN Hua 沈華 RO Dealing in Securities 2009-08-17 2011-03-19
AOT418 YANG Ernie RE Dealing in Securities 2007-04-02 2008-06-28
AOT418 YANG Ernie RE Advising on Securities 2007-04-02 2008-06-28
AOT458 CHAN Oi Wan 陳靄雲 RE Dealing in Securities 2007-04-02 2007-06-30
AOT458 CHAN Oi Wan 陳靄雲 RE Advising on Securities 2007-04-02 2007-06-30
AOV395 YANG Wu-Kuang 楊武光 RE Dealing in Securities 2008-10-02 2010-06-01
AOV395 YANG Wu-Kuang 楊武光 RE Advising on Securities 2008-10-02 2010-06-01
AOX208 EGUCHI Hiroyuki RE Dealing in Securities 2007-05-14 2010-04-10
AOX587 VERMA Manjesh RE Advising on Securities 2010-08-30 2010-12-30
AOY486 NAM Dong Soo RE Dealing in Securities 2010-08-18 2010-12-30
APF161 ASHWORTH Marcus Bryan RE Dealing in Securities 2007-08-14 2009-04-01
APH041 WATES Nigel Christopher RE Dealing in Securities 2007-07-23 2009-06-13
APH041 WATES Nigel Christopher RE Advising on Securities 2007-07-23 2009-06-13
APJ514 CHAN Kit Yee, Jody 陳潔儀 RE Dealing in Securities 2007-09-10 2010-12-30
APJ694 KIRKLAND Bradley John RE Dealing in Securities 2007-08-13 2008-11-25
APJ694 KIRKLAND Bradley John RO Dealing in Securities 2008-11-25 2009-04-01
APJ694 KIRKLAND Bradley John RE Advising on Securities 2008-11-13 2008-11-25
APJ694 KIRKLAND Bradley John RO Advising on Securities 2008-11-25 2009-04-01
APJ945 HASHIMOTO Yoshinori RE Dealing in Securities 2007-09-14 2008-05-19
APJ958 BRUCKNER Andreas RE Dealing in Securities 2007-09-14 2010-12-30
APJ963 OTAKE Makoto 大竹誠 RE Dealing in Securities 2007-09-14 2010-05-27
APJ963 OTAKE Makoto 大竹誠 RO Dealing in Securities 2010-05-27 2011-02-28
APJ963 OTAKE Makoto 大竹誠 RO Dealing in Futures Contracts 2010-05-27 2011-02-28
APJ963 OTAKE Makoto 大竹誠 RO Advising on Securities 2010-05-27 2011-02-28
APJ963 OTAKE Makoto 大竹誠 RO Advising on Futures Contracts 2010-05-27 2011-02-28
APL284 MCCULLOCH David Christian RE Dealing in Securities 2007-09-25 2008-03-08
APN594 LAMONT-BROWN Andrew RE Dealing in Securities 2007-10-02 2010-12-30
APN594 LAMONT-BROWN Andrew RE Dealing in Futures Contracts 2010-12-02 2010-12-30
APN596 HIRAMOTO Yoko RE Dealing in Securities 2007-10-02 2010-12-30
APN598 GINEITIS Adomas RE Dealing in Securities 2007-10-02 2010-12-30
APN602 MAEDER Dominik RE Dealing in Securities 2007-10-02 2010-12-30
APO460 KUMATA Mitsuo RO Dealing in Securities 2007-11-16 2009-10-01
APO460 KUMATA Mitsuo RO Dealing in Futures Contracts 2007-11-16 2009-10-01
APO460 KUMATA Mitsuo RO Advising on Securities 2007-11-16 2009-10-01
APO460 KUMATA Mitsuo RO Advising on Futures Contracts 2007-11-16 2009-10-01
APP014 WATSON Matthew RE Dealing in Securities 2007-10-05 2010-12-30
APP015 MUIR James Thomas RE Dealing in Securities 2007-10-05 2010-09-15
APP016 POBJOY James Edward RE Dealing in Securities 2007-10-05 2010-12-30
APP026 BOUDNY Miroslav Misha RE Dealing in Securities 2007-10-05 2010-12-30
APP026 BOUDNY Miroslav Misha RE Dealing in Futures Contracts 2010-11-25 2010-12-30
APS544 MATSUDA Makoto RE Advising on Securities 2007-10-17 2010-05-29
APW353 SMITH Clive Anthony RE Dealing in Securities 2007-11-28 2010-11-23
APX162 MASE Takeshi 真瀨剛 RE Dealing in Securities 2007-11-29 2010-12-30
APX163 ASPROULI Maria RE Dealing in Securities 2007-10-30 2008-04-19
APZ548 TAKEMURA Yuriko RE Dealing in Securities 2007-11-14 2010-12-30
AQF031 MAKINO Shinsuke RE Dealing in Securities 2008-01-28 2009-10-01
AQF032 CHO Yong Sa RE Dealing in Securities 2008-01-25 2010-04-20
AQF149 KISHIMOTO Masakazu 岸本正和 RE Dealing in Securities 2008-01-03 2009-09-08
AQF149 KISHIMOTO Masakazu 岸本正和 RO Dealing in Securities 2009-09-08 2010-06-02
AQF149 KISHIMOTO Masakazu 岸本正和 RE Advising on Securities 2008-01-03 2010-06-02
AQG922 LEE Nelson Ho-Wing 李浩榮 RE Dealing in Securities 2008-05-28 2010-12-30
AQG922 LEE Nelson Ho-Wing 李浩榮 RE Dealing in Futures Contracts 2008-05-28 2010-12-30
AQH113 TSENG Ko 曾科 RE Dealing in Securities 2009-04-20 2010-08-03
AQH113 TSENG Ko 曾科 RE Advising on Securities 2009-04-20 2010-08-03
AQJ087 OCHIAI Noboru 落合昇 RE Dealing in Securities 2008-01-28 2010-06-26
AQJ087 OCHIAI Noboru 落合昇 RE Advising on Securities 2008-01-28 2010-06-02
AQM082 SHINOHARA Tatsuyoshi 篠原達芳 RE Advising on Securities 2008-02-15 2008-10-17
AQM082 SHINOHARA Tatsuyoshi 篠原達芳 RO Advising on Securities 2008-10-17 2011-02-28
AQM083 FUNATO Keizo RE Dealing in Securities 2008-02-13 2010-12-30
AQM546 KHINE Jessica Khine-Chit RE Dealing in Securities 2008-04-03 2010-12-30
AQM778 BUNN Malcolm RE Dealing in Securities 2008-02-19 2010-12-30
AQU409 FREEAR Stephen Jason RE Dealing in Securities 2008-05-15 2010-12-30
ARG536 YOGO Shingo RE Dealing in Securities 2008-07-23 2010-12-30
ARS775 SEKIGUCHI Tadahisa RE Dealing in Securities 2008-11-13 2010-12-30
ARX076 MATSUURA Akiko 松浦安希子 RE Advising on Securities 2008-11-27 2010-12-30
ASZ209 HARRINGTON Stephen John William RE Dealing in Securities 2009-05-21 2010-12-30
ATE109 QIN Huaiou 秦懷歐 RE Dealing in Securities 2009-07-06 2010-12-30
ATH836 OCHIAI Satoru RE Dealing in Securities 2009-07-13 2010-12-30
ATN175 OYAMA Natsumi 大山夏美 RE Advising on Securities 2009-09-15 2010-12-30
ATN990 SURUGA Hideki RE Dealing in Securities 2009-08-17 2009-10-16
ATN990 SURUGA Hideki RO Dealing in Securities 2009-10-16 2011-02-28
ATN990 SURUGA Hideki RO Dealing in Futures Contracts 2010-04-09 2011-02-28
ATN990 SURUGA Hideki RE Advising on Securities 2009-08-17 2009-10-16
ATN990 SURUGA Hideki RO Advising on Securities 2009-10-16 2011-02-28
ATN990 SURUGA Hideki RO Advising on Futures Contracts 2010-04-09 2011-02-28
ATO582 SUMOTO Tokue 周本德慧 RE Dealing in Securities 2009-09-18 2010-03-20
ATS926 ITO Takahiro 伊藤隆弘 RE Dealing in Securities 2009-10-16 2010-02-01
AUB086 BYRNE Luke William RE Dealing in Securities 2010-07-05 2010-12-30
AUK454 TSANG Wai Yin Susanna 曾慧賢 RE Dealing in Securities 2010-01-22 2010-12-30
AUR287 ROBERTSON Toby Neil RE Dealing in Securities 2010-02-04 2010-12-30
AUR625 WONG Yun Tong Anton 黃潤棠 RE Dealing in Securities 2010-02-09 2010-12-30
AUX313 KWOK Ka Yan Karen 郭嘉欣 RE Dealing in Securities 2010-03-25 2010-12-30
AUY976 HIRST David A RE Dealing in Securities 2010-03-30 2010-12-30
AVM346 TAKINO Toshiro RE Dealing in Securities 2010-08-18 2010-12-30
AVN515 MATSUSHITA Masahiro 松下昌宏 RE Dealing in Securities 2010-07-27 2010-12-30
AVQ761 TAY Ek Pon RE Dealing in Securities 2010-08-09 2010-12-30
AVS383 YOON Jee Woong 尹智雄 RE Dealing in Securities 2010-08-18 2010-12-30
AVY319 NAKAUCHI Kozue 仲內梢 RE Dealing in Securities 2010-09-28 2010-12-30
AWA398 SEE THOR Wai Fung 司徒慧芬 RE Dealing in Securities 2010-11-02 2010-12-30

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