These are the licence-holders that were found for SFC licence institution AAE074 on the SFC website.
Get in touch for API access to all sorts of public Hong Kong data
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAF914 | NISHIZAWA Kiyotada | 西澤清忠 | RE | Dealing in Securities | 2003-04-01 | 2009-01-31 |
| AAF914 | NISHIZAWA Kiyotada | 西澤清忠 | RE | Dealing in Securities | 2016-12-23 | 2018-06-08 |
| AAF914 | NISHIZAWA Kiyotada | 西澤清忠 | RE | Advising on Securities | 2003-04-01 | 2004-02-09 |
| AAF914 | NISHIZAWA Kiyotada | 西澤清忠 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-09 |
| AAF914 | NISHIZAWA Kiyotada | 西澤清忠 | RE | Asset Management | 2003-04-01 | 2004-02-09 |
| AAI334 | YU LEE Ming Tai | 余李明棣 | RE | Dealing in Securities | 2004-02-09 | |
| AAI334 | YU LEE Ming Tai | 余李明棣 | RO | Dealing in Securities | 2003-04-01 | 2004-02-09 |
| AAI334 | YU LEE Ming Tai | 余李明棣 | RO | Advising on Securities | 2003-04-01 | 2004-02-09 |
| AAI334 | YU LEE Ming Tai | 余李明棣 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-02-09 |
| AAI334 | YU LEE Ming Tai | 余李明棣 | RO | Asset Management | 2003-04-01 | 2004-02-09 |
| ABH272 | NGAI Ying Chu, Alice | 魏瑩珠 | RE | Dealing in Securities | 2003-04-01 | 2016-04-29 |
| ABH272 | NGAI Ying Chu, Alice | 魏瑩珠 | RE | Advising on Securities | 2003-04-01 | 2004-02-09 |
| ABH272 | NGAI Ying Chu, Alice | 魏瑩珠 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-09 |
| ABH272 | NGAI Ying Chu, Alice | 魏瑩珠 | RE | Asset Management | 2003-04-01 | 2004-02-09 |
| ABI038 | TAKAMATSU Shigeyuki | RO | Dealing in Securities | 2003-04-01 | ||
| ABI038 | TAKAMATSU Shigeyuki | RO | Advising on Securities | 2014-09-24 | ||
| ACC570 | LAM Fung | 林峰 | RE | Dealing in Securities | 2004-11-26 | |
| ADQ592 | WONG Foelan | 黃富仁 | RE | Dealing in Securities | 2004-02-02 | 2007-02-14 |
| AEC832 | SHOJI Isao | 東海林功 | RO | Dealing in Securities | 2003-04-01 | 2013-08-23 |
| AEC832 | SHOJI Isao | 東海林功 | RO | Advising on Securities | 2003-04-01 | 2004-07-14 |
| AEC832 | SHOJI Isao | 東海林功 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-07-14 |
| AEC832 | SHOJI Isao | 東海林功 | RO | Asset Management | 2003-04-01 | 2004-07-14 |
| AEO285 | TAKEMIYA Aiko | RE | Dealing in Securities | 2003-09-15 | 2005-04-01 | |
| AEP758 | HO Yiu Man | 何耀文 | RE | Dealing in Securities | 2003-04-01 | 2007-06-28 |
| AEP758 | HO Yiu Man | 何耀文 | RE | Advising on Securities | 2003-04-01 | 2004-02-09 |
| AEP758 | HO Yiu Man | 何耀文 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-09 |
| AEP758 | HO Yiu Man | 何耀文 | RE | Asset Management | 2003-04-01 | 2004-02-09 |
| AFA748 | HASHIMOTO Kenichi | 橋本賢一 | RE | Dealing in Securities | 2013-01-10 | 2013-02-19 |
| AFA748 | HASHIMOTO Kenichi | 橋本賢一 | RO | Dealing in Securities | 2013-02-19 | 2014-08-31 |
| AFA748 | HASHIMOTO Kenichi | 橋本賢一 | RE | Advising on Securities | 2013-01-10 | 2013-02-19 |
| AFA748 | HASHIMOTO Kenichi | 橋本賢一 | RO | Advising on Securities | 2013-02-19 | 2014-08-31 |
| AFQ478 | KURIHARA Takuya | 栗原拓也 | RE | Dealing in Securities | 2003-04-01 | 2012-06-28 |
| AFQ478 | KURIHARA Takuya | 栗原拓也 | RE | Advising on Securities | 2003-04-01 | 2004-02-09 |
| AFQ478 | KURIHARA Takuya | 栗原拓也 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-09 |
| AFQ478 | KURIHARA Takuya | 栗原拓也 | RE | Asset Management | 2003-04-01 | 2004-02-09 |
| AFU106 | URUMA Kuninobu | 賣間國信 | RE | Dealing in Securities | 2014-09-01 | 2016-04-29 |
| AHT189 | KOSAKA Tomomi | 小坂朋美 | RE | Dealing in Securities | 2003-07-02 | 2004-11-22 |
| AIU519 | TESHIGAWARA Jun | RE | Dealing in Securities | 2009-10-19 | 2010-08-31 | |
| AIU519 | TESHIGAWARA Jun | RO | Dealing in Securities | 2003-06-07 | 2009-10-19 | |
| AIU519 | TESHIGAWARA Jun | RE | Dealing in Futures Contracts | 2009-10-19 | 2010-08-31 | |
| AIU519 | TESHIGAWARA Jun | RO | Dealing in Futures Contracts | 2007-05-17 | 2009-10-19 | |
| AIU519 | TESHIGAWARA Jun | RE | Advising on Securities | 2009-10-19 | 2010-08-31 | |
| AIU519 | TESHIGAWARA Jun | RO | Advising on Securities | 2007-05-17 | 2009-10-19 | |
| AIU520 | TAGAMI Akihiro | RO | Dealing in Securities | 2003-06-07 | 2010-08-23 | |
| AIU520 | TAGAMI Akihiro | RO | Dealing in Futures Contracts | 2007-05-17 | 2010-08-23 | |
| AIU520 | TAGAMI Akihiro | RO | Advising on Securities | 2007-05-17 | 2010-08-23 | |
| AKW699 | NAITO Atsushi | 內藤淳 | RE | Dealing in Securities | 2004-06-24 | |
| AKX279 | NAKAMURA Mariko | 中村真理子 | RE | Dealing in Securities | 2004-07-06 | 2005-05-25 |
| ALI735 | INAMI Yasushi | 井波康史 | RE | Dealing in Securities | 2005-01-27 | 2011-07-31 |
| ALQ881 | HIRAOKA Emiko | RE | Dealing in Securities | 2010-09-28 | 2011-09-30 | |
| ALS547 | MURAKAMI Akari | 村上明里 | RE | Dealing in Securities | 2005-02-21 | 2006-01-14 |
| AMB616 | CHAN Shuk Har | 陳淑霞 | RE | Dealing in Securities | 2005-06-29 | 2011-07-31 |
| AMF565 | KIANG Li Li | 姜麗莉 | RE | Dealing in Securities | 2005-07-12 | 2007-09-07 |
| AMF565 | KIANG Li Li | 姜麗莉 | RE | Dealing in Securities | 2015-06-17 | |
| AMU059 | MATSUZAWA Naomi | 松澤尚美 | RE | Dealing in Securities | 2006-09-15 | 2010-09-10 |
| AMU250 | LIN Mei Shan, Jovis | 連美珊 | RE | Dealing in Securities | 2005-12-01 | |
| AMU250 | LIN Mei Shan, Jovis | 連美珊 | RE | Dealing in Futures Contracts | 2007-11-20 | 2011-11-01 |
| ANQ443 | TAKASEKI Kotomi | 高關琴美 | RE | Dealing in Securities | 2006-07-10 | |
| ANQ462 | UCHIYAMA Akiko | RE | Dealing in Securities | 2006-07-10 | 2006-11-17 | |
| ANQ462 | UCHIYAMA Akiko | RE | Dealing in Securities | 2009-08-06 | 2009-10-29 | |
| ANW223 | CHEW Kang Wei | 周康偉 | RE | Dealing in Securities | 2009-05-20 | 2011-03-06 |
| ANW223 | CHEW Kang Wei | 周康偉 | RE | Dealing in Futures Contracts | 2009-05-20 | 2011-03-06 |
| ANW223 | CHEW Kang Wei | 周康偉 | RE | Advising on Securities | 2009-06-10 | 2011-03-06 |
| AOT605 | HEUNG May Yin | 香美賢 | RE | Dealing in Securities | 2007-04-02 | 2010-06-21 |
| AOT860 | FU Ka Ho | 傅家豪 | RE | Dealing in Securities | 2013-10-09 | 2013-11-20 |
| APA127 | WONG Check Shing | 黃卓誠 | RE | Dealing in Securities | 2007-07-05 | 2017-09-27 |
| APA127 | WONG Check Shing | 黃卓誠 | RE | Advising on Securities | 2008-06-16 | 2017-09-27 |
| APB483 | CHENG Hoi Ling | 鄭海凌 | RE | Dealing in Securities | 2013-09-26 | |
| APD545 | CHAN Chun Wah | 陳俊華 | RE | Dealing in Securities | 2007-06-28 | 2009-02-28 |
| APH606 | HOSOKAWA Hiroyoshi | 細川浩義 | RO | Dealing in Securities | 2007-08-22 | 2008-03-22 |
| APH606 | HOSOKAWA Hiroyoshi | 細川浩義 | RO | Dealing in Securities | 2008-06-24 | 2014-12-11 |
| APH606 | HOSOKAWA Hiroyoshi | 細川浩義 | RO | Dealing in Futures Contracts | 2008-10-29 | 2011-11-01 |
| APH606 | HOSOKAWA Hiroyoshi | 細川浩義 | RO | Advising on Securities | 2007-08-22 | 2008-03-22 |
| APH606 | HOSOKAWA Hiroyoshi | 細川浩義 | RO | Advising on Securities | 2008-06-24 | 2014-12-11 |
| APK682 | CAO Dudu | 曹篤篤 | RE | Dealing in Securities | 2009-03-17 | 2009-12-31 |
| APK682 | CAO Dudu | 曹篤篤 | RE | Dealing in Futures Contracts | 2009-03-17 | 2009-12-31 |
| APN538 | YIU Chin Keung | 姚展強 | RE | Dealing in Securities | 2016-06-01 | 2016-08-23 |
| APW593 | LAU Pui Yi, Christine | 劉珮儀 | RE | Dealing in Securities | 2007-10-26 | |
| AQA061 | YOSHIHARA Suguru | 吉原優 | RE | Dealing in Securities | 2007-11-19 | 2013-08-10 |
| AQE338 | WONG Ching Ching | 黃晶晶 | RE | Dealing in Securities | 2007-12-21 | 2008-05-15 |
| AQE339 | ITOH Yuji | 伊藤雄治 | RE | Dealing in Securities | 2007-12-21 | 2012-09-14 |
| AQM082 | SHINOHARA Tatsuyoshi | 篠原達芳 | RO | Dealing in Securities | 2014-12-19 | |
| AQM082 | SHINOHARA Tatsuyoshi | 篠原達芳 | RO | Advising on Securities | 2014-12-19 | |
| AQN970 | MO Chung Man | 毛仲汶 | RE | Dealing in Securities | 2008-02-21 | 2009-08-20 |
| ARA418 | TSUTSUMI Kazumasa | 堤一將 | RE | Dealing in Securities | 2011-05-17 | 2012-10-12 |
| ASF050 | KIN Shunei | 金春瑛 | RE | Dealing in Securities | 2008-12-31 | 2011-06-30 |
| ASF554 | MO Po Chu | 巫寶珠 | RE | Dealing in Securities | 2009-01-12 | 2010-04-30 |
| ASH951 | CHAN Pui Ching | 陳珮晶 | RE | Dealing in Securities | 2009-01-19 | 2010-06-12 |
| ASO501 | CHOY Ka Chun | 蔡家浚 | RE | Dealing in Securities | 2009-03-17 | 2010-05-31 |
| ASO502 | SHAH Hassan Ali | RE | Dealing in Securities | 2009-03-17 | 2013-10-31 | |
| ASZ191 | HO Wai Lun | 何偉麟 | RE | Dealing in Securities | 2013-09-23 | 2015-06-20 |
| ATI680 | TANG Tsz Yan Janice | 鄧子欣 | RE | Dealing in Securities | 2011-06-27 | 2012-07-31 |
| ATR464 | BANNO Katsukuni | RO | Dealing in Securities | 2009-11-12 | ||
| ATR464 | BANNO Katsukuni | RO | Dealing in Futures Contracts | 2010-08-19 | 2011-11-01 | |
| ATR464 | BANNO Katsukuni | RO | Advising on Securities | 2009-11-12 | ||
| AUW502 | KIM Hyung Eun | RE | Dealing in Securities | 2010-03-16 | 2010-06-24 | |
| AVJ557 | LAU Jeff Yat Ping | 劉一平 | RE | Dealing in Securities | 2010-06-29 | 2010-09-16 |
| AVZ280 | WONG Hoi Lam | 黃凱琳 | RE | Dealing in Securities | 2010-10-07 | 2011-08-24 |
| AVZ313 | SHEA Man Kwan | 佘曼筠 | RE | Dealing in Securities | 2010-10-07 | 2012-03-05 |
| AWJ805 | CHAN Wai Sing | 陳偉星 | RE | Dealing in Securities | 2014-09-30 | 2015-07-04 |
| AWT462 | CHAN Wai Fung | 陳偉鋒 | RE | Dealing in Securities | 2014-09-30 | 2015-07-18 |
| AXP786 | KE Tak Lai | 紀德禮 | RE | Dealing in Securities | 2011-07-11 | 2012-09-30 |
| AXR111 | CHAN Shiu Chung | 陳兆聰 | RE | Dealing in Securities | 2011-07-25 | 2012-04-14 |
| AXT494 | YIN Yaoyao | 尹遙遙 | RE | Dealing in Securities | 2011-08-10 | 2012-10-31 |
| AXW168 | TSANG Chin Hang, Felix | 曾展亨 | RE | Dealing in Securities | 2011-08-17 | 2013-08-01 |
| AXW887 | SHIMIZU Hiroko | 清水弘子 | RE | Dealing in Securities | 2011-08-22 | |
| AXZ411 | MORI Yoji | 森陽嗣 | RE | Dealing in Securities | 2011-09-05 | 2014-12-20 |
| AYA582 | CHEUNG Ka Ki | 張家琪 | RE | Dealing in Securities | 2011-09-14 | 2013-08-24 |
| AYC270 | TSANG Ka Wai | 曾嘉慧 | RE | Dealing in Securities | 2011-09-19 | |
| AYC985 | CHAN Chun Man | 陳俊文 | RE | Dealing in Securities | 2011-09-26 | 2012-09-30 |
| AYD009 | LEE Ke-Fong | 李科鋒 | RE | Dealing in Securities | 2011-09-28 | 2014-08-31 |
| AYD375 | ABE Yusuke | 安倍裕介 | RE | Dealing in Securities | 2011-10-03 | 2012-06-22 |
| AYI803 | CHENG Siyuan | 程思遠 | RE | Dealing in Securities | 2011-11-01 | 2013-06-07 |
| AZH492 | KHIU Yu Yuen | 邱裕源 | RE | Dealing in Securities | 2012-04-17 | 2015-05-22 |
| AZL683 | KOHNO Hidemaru | 河野日出丸 | RE | Dealing in Securities | 2012-06-01 | |
| AZP148 | NARUSE Mari | 成瀨真理 | RE | Dealing in Securities | 2012-06-05 | 2015-11-07 |
| AZP148 | NARUSE Mari | 成瀨真理 | RE | Advising on Securities | 2012-06-05 | 2015-11-07 |
| BBQ706 | NG Kit Man | 伍潔文 | RE | Dealing in Securities | 2013-08-05 | 2015-05-22 |
| BBT689 | HAR Wilson Wai Shun | 夏偉舜 | RE | Dealing in Securities | 2016-04-18 | 2016-05-17 |
| BBU152 | KWOK Chi Ho | 郭志浩 | RE | Dealing in Securities | 2013-09-27 | 2016-04-01 |
| BBW127 | FAN Chun Hin | 樊浚軒 | RE | Dealing in Securities | 2013-09-16 | 2013-11-12 |
| BBX356 | CHUNG Kwun Wai | 鍾冠偉 | RE | Dealing in Securities | 2013-09-25 | 2016-10-31 |
| BBX603 | LEUNG Benjamin Ding Kwok | 梁定國 | RE | Dealing in Securities | 2013-09-25 | 2013-10-03 |
| BCY753 | MIYATA Luna | RE | Dealing in Securities | 2014-02-24 | 2015-02-10 | |
| BDT971 | OKUZAWA Keiichi | 奧澤圭一 | RE | Dealing in Securities | 2014-08-04 | 2014-08-29 |
| BDT971 | OKUZAWA Keiichi | 奧澤圭一 | RO | Dealing in Securities | 2014-08-29 | |
| BDT971 | OKUZAWA Keiichi | 奧澤圭一 | RE | Advising on Securities | 2014-08-04 | 2014-08-29 |
| BDT971 | OKUZAWA Keiichi | 奧澤圭一 | RO | Advising on Securities | 2014-08-29 | |
| BEJ593 | SHUM Shuk Yee | 沈淑怡 | RE | Dealing in Securities | 2016-11-21 | 2018-09-01 |
| BEJ593 | SHUM Shuk Yee | 沈淑怡 | RE | Advising on Securities | 2016-11-21 | 2018-09-01 |
| BEL396 | LEE Ming Hei | 李銘熹 | RE | Dealing in Securities | 2014-11-05 | 2015-07-24 |
| BEL398 | IIJIMA Naoto | 飯島直人 | RE | Dealing in Securities | 2014-11-05 | 2018-02-25 |
| BFW391 | CHOW Shuk Man | 周淑雯 | RE | Dealing in Securities | 2015-07-20 | 2015-09-25 |
| BFX164 | CHAN Rocco | 陳樂濤 | RE | Dealing in Securities | 2015-07-21 | |
| BFX936 | POON Phoebe Ho Yan | 潘皓昕 | RE | Dealing in Securities | 2015-08-03 | 2015-11-17 |
| BGA349 | YEH Ming Ming | 葉明明 | RE | Dealing in Securities | 2015-08-13 | 2016-08-27 |
| BGG840 | RIZVI Syed Hassan Tallal | RE | Dealing in Securities | 2015-09-24 | 2018-11-17 | |
| BGL222 | KOIZUMI Megumi | RE | Dealing in Securities | 2015-11-05 | ||
| BGL222 | KOIZUMI Megumi | RE | Advising on Securities | 2015-11-05 | ||
| BGZ149 | HUNG Wan Man | 洪韻雯 | RE | Dealing in Securities | 2016-02-15 | 2017-04-21 |
| BHT517 | TAM Sui Hei | 譚穗晞 | RE | Dealing in Securities | 2016-07-08 | 2017-05-15 |
| BHT921 | CHENG Cheuk Pan Ambrose | 鄭卓彬 | RE | Dealing in Securities | 2016-07-14 | 2018-05-01 |
| BJQ460 | CHAN Yuet Ngai | 陳乙羿 | RE | Dealing in Securities | 2017-06-01 | 2018-08-08 |
| BKM304 | LEE Tsz Yin Jonathan | 李祉賢 | RE | Dealing in Securities | 2018-10-29 | 2018-10-31 |
| BKM304 | LEE Tsz Yin Jonathan | 李祉賢 | RE | Advising on Securities | 2018-10-29 | 2018-10-31 |
| BKP656 | LAU Yat Sing | 劉溢昇 | RE | Dealing in Securities | 2017-08-28 | 2017-10-31 |
| BMC605 | WATANABE Jun | RE | Dealing in Securities | 2018-02-01 | 2018-07-30 | |
| BNG892 | TSOI Kwan Kin | 蔡君健 | RE | Dealing in Securities | 2018-07-25 |
Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:
© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)