Hong Kong SFC licence institution AAE226, Alpha Securities Company Limited 亞華證券有限公司

These are the licence-holders that were found for SFC licence institution AAE226 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE147 LEUNG So Kum 梁素琴 RE Dealing in Securities 2003-04-01
AAE147 LEUNG So Kum 梁素琴 RE Advising on Securities 2003-04-01 2005-01-21
AAE147 LEUNG So Kum 梁素琴 RE Advising on Corporate Finance 2003-04-01 2005-01-21
AAE147 LEUNG So Kum 梁素琴 RE Asset Management 2003-04-01 2005-01-21
AAE180 ONG Ka Lueng, Peter 王家龍 RO Dealing in Securities 2003-04-01
AAE180 ONG Ka Lueng, Peter 王家龍 RO Advising on Securities 2003-04-01 2005-01-24
AAE180 ONG Ka Lueng, Peter 王家龍 RO Advising on Corporate Finance 2003-04-01 2005-01-24
AAE180 ONG Ka Lueng, Peter 王家龍 RO Asset Management 2003-04-01 2005-01-24
ABH337 ONG Ka Fai, Philip 王家輝 RO Dealing in Securities 2003-04-01
ABH337 ONG Ka Fai, Philip 王家輝 RO Advising on Securities 2003-04-01 2005-01-24
ABH337 ONG Ka Fai, Philip 王家輝 RO Advising on Corporate Finance 2003-04-01 2005-01-24
ABH337 ONG Ka Fai, Philip 王家輝 RO Asset Management 2003-04-01 2005-01-24
ABT082 CHAN Ka Lok 陳家樂 RE Dealing in Securities 2003-04-01 2008-01-11
ABT082 CHAN Ka Lok 陳家樂 RE Advising on Securities 2003-04-01 2005-01-21
ABT082 CHAN Ka Lok 陳家樂 RE Advising on Corporate Finance 2003-04-01 2005-01-21
ABT082 CHAN Ka Lok 陳家樂 RE Asset Management 2003-04-01 2005-01-21
ADO049 LIN Huan Chih 練橫持 RE Dealing in Securities 2003-04-01 2003-11-30
ADO049 LIN Huan Chih 練橫持 RE Advising on Securities 2003-04-01 2003-11-30
ADO049 LIN Huan Chih 練橫持 RE Advising on Corporate Finance 2003-04-01 2003-11-30
ADO049 LIN Huan Chih 練橫持 RE Asset Management 2003-04-01 2003-11-30
ADW266 TAM Yin Yee, Angela 譚燕兒 RE Dealing in Securities 2003-04-01 2016-12-31
ADW266 TAM Yin Yee, Angela 譚燕兒 RE Advising on Securities 2003-04-01 2005-01-21
ADW266 TAM Yin Yee, Angela 譚燕兒 RE Advising on Corporate Finance 2003-04-01 2005-01-21
ADW266 TAM Yin Yee, Angela 譚燕兒 RE Asset Management 2003-04-01 2005-01-21
AMG991 ONG CHAN Siu Kar, Jessica 王陳兆笳 RO Dealing in Securities 2005-09-30

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