Hong Kong SFC licence institution AAE276, Citigroup First Investment Management Limited

These are the licence-holders that were found for SFC licence institution AAE276 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RO Advising on Securities 2007-02-16 2007-06-22
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RO Asset Management 2007-02-16 2007-06-22
ACS329 KIM Ho Young RO Advising on Securities 2007-02-16 2013-02-28
ACS329 KIM Ho Young RO Asset Management 2007-02-16 2013-02-28
AFM247 CHEUNG Kit Sum 張潔心 RE Advising on Securities 2009-06-17 2009-08-04
AFM247 CHEUNG Kit Sum 張潔心 RO Advising on Securities 2009-08-04 2015-12-03
AFM247 CHEUNG Kit Sum 張潔心 RE Asset Management 2009-06-17 2009-08-04
AFM247 CHEUNG Kit Sum 張潔心 RO Asset Management 2009-08-04 2015-12-03
AJC639 COLLARD Jeremy David RO Advising on Securities 2007-02-16 2014-11-30
AJC639 COLLARD Jeremy David RO Asset Management 2007-02-16 2014-11-30
AKT482 HUYNH HUU Tuan RE Advising on Securities 2009-05-04 2009-06-03
AKT482 HUYNH HUU Tuan RO Advising on Securities 2009-06-03 2010-03-31
AKT482 HUYNH HUU Tuan RE Asset Management 2009-05-04 2009-06-03
AKT482 HUYNH HUU Tuan RO Asset Management 2009-06-03 2010-03-31
ANP431 LI Song 李松 RE Advising on Securities 2010-06-03 2010-07-26
ANP431 LI Song 李松 RE Advising on Securities 2011-02-15 2011-04-12
ANP431 LI Song 李松 RO Advising on Securities 2010-07-26 2011-02-15
ANP431 LI Song 李松 RO Advising on Securities 2011-04-12
ANP431 LI Song 李松 RE Asset Management 2010-06-03 2010-07-26
ANP431 LI Song 李松 RE Asset Management 2011-02-15 2011-04-12
ANP431 LI Song 李松 RO Asset Management 2010-07-26 2011-02-15
ANP431 LI Song 李松 RO Asset Management 2011-04-12
AOR530 TROUBLAIEWITCH Cyrille Dimitri RO Advising on Securities 2016-09-29
AOR530 TROUBLAIEWITCH Cyrille Dimitri RO Asset Management 2016-09-29
APJ242 WONG Kar Yee, Andrew 黃家頤 RE Advising on Securities 2009-06-02 2010-04-28
APJ242 WONG Kar Yee, Andrew 黃家頤 RE Advising on Securities 2012-09-13 2014-03-14
APJ242 WONG Kar Yee, Andrew 黃家頤 RE Asset Management 2009-06-02 2010-04-28
APJ242 WONG Kar Yee, Andrew 黃家頤 RE Asset Management 2012-09-13 2014-03-14
APP233 WONG Wai Lap 黃為立 RE Advising on Securities 2016-09-01
APP233 WONG Wai Lap 黃為立 RE Asset Management 2016-09-01
AQY139 CHEN Zhao Teng 陳騰昭 RO Advising on Securities 2009-02-26 2014-03-31
AQY139 CHEN Zhao Teng 陳騰昭 RO Asset Management 2009-02-26 2014-03-31
ASU495 PENG Zhenyu 彭振宇 RE Advising on Securities 2009-04-23 2014-09-26
ASU495 PENG Zhenyu 彭振宇 RE Asset Management 2009-04-23 2014-09-26
AUZ927 CHAN Tat Kei 陳達基 RE Advising on Securities 2010-04-13 2016-04-27
AUZ927 CHAN Tat Kei 陳達基 RO Advising on Securities 2016-04-27 2016-10-01
AUZ927 CHAN Tat Kei 陳達基 RE Asset Management 2010-04-13 2016-04-27
AUZ927 CHAN Tat Kei 陳達基 RO Asset Management 2016-04-27 2016-10-01
AVV775 CHEUNG Yee Yan Elaine 張懿恩 RE Advising on Securities 2016-09-08 2017-01-17
AVV775 CHEUNG Yee Yan Elaine 張懿恩 RO Advising on Securities 2017-01-17
AVV775 CHEUNG Yee Yan Elaine 張懿恩 RE Asset Management 2016-09-08 2017-01-17
AVV775 CHEUNG Yee Yan Elaine 張懿恩 RO Asset Management 2017-01-17
AWS884 FLAMAIN Celine Anne Nathalie RE Advising on Securities 2011-02-10 2012-03-22
AWS884 FLAMAIN Celine Anne Nathalie RE Asset Management 2011-02-10 2012-03-22
AWZ240 WILHELM Ronald Eugene RE Asset Management 2012-08-02 2013-06-25
AXQ538 LAU Wan Chi 劉韻芝 RE Advising on Securities 2011-07-19
AXQ538 LAU Wan Chi 劉韻芝 RE Asset Management 2011-07-19
AYD207 RUANGTHAVEEKOON Apinya RE Advising on Securities 2011-10-10 2015-12-01
AYD207 RUANGTHAVEEKOON Apinya RO Advising on Securities 2015-12-01 2016-05-13
AYD207 RUANGTHAVEEKOON Apinya RE Asset Management 2011-10-10 2015-12-01
AYD207 RUANGTHAVEEKOON Apinya RO Asset Management 2015-12-01 2016-05-13
AZX618 FU Cheng Yuan RE Advising on Securities 2012-07-30 2016-04-11
AZX618 FU Cheng Yuan RE Asset Management 2012-07-30 2016-04-11
BFK924 MOROUCHE Fouzia RE Advising on Securities 2015-05-13 2016-04-11
BFK924 MOROUCHE Fouzia RE Asset Management 2015-05-13 2016-04-11
BGL754 LI Wei 李維 RE Advising on Securities 2015-11-05
BGL754 LI Wei 李維 RE Asset Management 2015-11-05

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