Hong Kong SFC licence institution AAE337, Chekiang First Securities Co. Limited 浙江第一證券有限公司

These are the licence-holders that were found for SFC licence institution AAE337 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE353 KAM Ming Ming 金敏敏 RO Dealing in Securities 2003-04-01 2006-11-04
AAE353 KAM Ming Ming 金敏敏 RO Advising on Securities 2003-04-01 2003-07-14
AAE353 KAM Ming Ming 金敏敏 RO Advising on Corporate Finance 2003-04-01 2003-07-14
AAE353 KAM Ming Ming 金敏敏 RO Asset Management 2003-04-01 2003-07-14
AAE362 NG Wai 吳偉 RO Dealing in Securities 2003-04-01 2004-03-31
AAE362 NG Wai 吳偉 RO Advising on Securities 2003-04-01 2003-09-22
AAE362 NG Wai 吳偉 RO Advising on Corporate Finance 2003-04-01 2003-09-22
AAE362 NG Wai 吳偉 RO Asset Management 2003-04-01 2003-09-22
AAK449 WONG Mei Ying 黃美英 RE Dealing in Securities 2003-04-01 2004-08-27
AAK449 WONG Mei Ying 黃美英 RE Advising on Securities 2003-04-01 2003-09-22
AAK449 WONG Mei Ying 黃美英 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AAK449 WONG Mei Ying 黃美英 RE Asset Management 2003-04-01 2003-09-22
AAO745 TOM Chi Keung 譚志強 RO Dealing in Securities 2006-07-13 2014-11-24
ABC737 CHAN Ko Ming 陳高鳴 RE Dealing in Securities 2003-04-01 2005-08-08
ABC737 CHAN Ko Ming 陳高鳴 RE Advising on Securities 2003-04-01 2003-09-22
ABC737 CHAN Ko Ming 陳高鳴 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ABC737 CHAN Ko Ming 陳高鳴 RE Asset Management 2003-04-01 2003-09-22
ABO901 AU Yuk Sheung, Rida 區玉霜 RE Dealing in Securities 2003-04-01 2004-08-30
ABO901 AU Yuk Sheung, Rida 區玉霜 RE Advising on Securities 2003-04-01 2003-08-18
ABO901 AU Yuk Sheung, Rida 區玉霜 RE Advising on Corporate Finance 2003-04-01 2003-08-18
ABO901 AU Yuk Sheung, Rida 區玉霜 RE Asset Management 2003-04-01 2003-08-18
ABR045 YUEN Soo Ping 袁素萍 RE Dealing in Securities 2003-04-01 2004-09-16
ABR045 YUEN Soo Ping 袁素萍 RE Advising on Securities 2003-04-01 2003-08-18
ABR045 YUEN Soo Ping 袁素萍 RE Advising on Corporate Finance 2003-04-01 2003-08-18
ABR045 YUEN Soo Ping 袁素萍 RE Asset Management 2003-04-01 2003-08-18
ABX446 TSANG Tsz Yau 曾子佑 RE Dealing in Securities 2003-04-01 2003-05-06
ABX446 TSANG Tsz Yau 曾子佑 RO Dealing in Securities 2003-05-06 2014-11-24
ABX446 TSANG Tsz Yau 曾子佑 RE Advising on Securities 2003-04-01 2003-04-28
ABX446 TSANG Tsz Yau 曾子佑 RE Advising on Corporate Finance 2003-04-01 2003-04-28
ABX446 TSANG Tsz Yau 曾子佑 RE Asset Management 2003-04-01 2003-04-28
ACQ800 LUKE Ka Kin, Tony 陸加健 RE Dealing in Securities 2003-04-01 2004-02-24
ACQ800 LUKE Ka Kin, Tony 陸加健 RE Advising on Securities 2003-04-01 2003-08-18
ACQ800 LUKE Ka Kin, Tony 陸加健 RE Advising on Corporate Finance 2003-04-01 2003-08-18
ACQ800 LUKE Ka Kin, Tony 陸加健 RE Asset Management 2003-04-01 2003-08-18
ACX367 LEE Yuk Yee 李玉儀 RE Dealing in Securities 2003-04-01 2004-09-16
ACX367 LEE Yuk Yee 李玉儀 RE Advising on Securities 2003-04-01 2003-09-22
ACX367 LEE Yuk Yee 李玉儀 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ACX367 LEE Yuk Yee 李玉儀 RE Asset Management 2003-04-01 2003-09-22
AEA475 YING Cheung Wong 邢長旺 RE Dealing in Securities 2003-04-01 2005-09-12
AEA475 YING Cheung Wong 邢長旺 RE Advising on Securities 2003-04-01 2003-09-22
AEA475 YING Cheung Wong 邢長旺 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AEA475 YING Cheung Wong 邢長旺 RE Asset Management 2003-04-01 2003-09-22
AEH942 LEUNG Po Yi, Polly 梁寶儀 RE Dealing in Securities 2003-04-01 2004-08-27
AEH942 LEUNG Po Yi, Polly 梁寶儀 RE Advising on Securities 2003-04-01 2003-09-22
AEH942 LEUNG Po Yi, Polly 梁寶儀 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AEH942 LEUNG Po Yi, Polly 梁寶儀 RE Asset Management 2003-04-01 2003-09-22
AFS191 NG Yee Ming 吳綺明 RE Dealing in Securities 2003-04-01 2004-08-27
AFS191 NG Yee Ming 吳綺明 RE Advising on Securities 2003-04-01 2003-06-19
AFS191 NG Yee Ming 吳綺明 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AFS191 NG Yee Ming 吳綺明 RE Asset Management 2003-04-01 2003-06-19

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