Hong Kong SFC licence institution AAE412, Tisco Securities Hong Kong Limited 得士可證券香港有限公司

These are the licence-holders that were found for SFC licence institution AAE412 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC152 YAM Shun Hung 任順鴻 RE Dealing in Securities 2003-04-01 2006-06-09
AAC152 YAM Shun Hung 任順鴻 RE Advising on Securities 2003-04-01 2004-01-16
AAC152 YAM Shun Hung 任順鴻 RE Advising on Corporate Finance 2003-04-01 2004-01-16
AAC152 YAM Shun Hung 任順鴻 RE Asset Management 2003-04-01 2004-01-16
AAE181 LIU Shui Wing, Edmond 廖瑞榮 RE Dealing in Securities 2003-04-01 2004-12-16
AAE181 LIU Shui Wing, Edmond 廖瑞榮 RE Advising on Securities 2003-04-01 2004-02-11
AAE181 LIU Shui Wing, Edmond 廖瑞榮 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAE181 LIU Shui Wing, Edmond 廖瑞榮 RE Asset Management 2003-04-01 2004-02-11
ABH598 LAM Ho Chu, Wilson 林灝柱 RO Dealing in Securities 2003-04-01 2006-07-21
ABH598 LAM Ho Chu, Wilson 林灝柱 RO Advising on Securities 2003-04-01 2006-07-21
ABH598 LAM Ho Chu, Wilson 林灝柱 RO Advising on Corporate Finance 2003-04-01 2005-11-17
ABH598 LAM Ho Chu, Wilson 林灝柱 RO Asset Management 2003-04-01 2005-11-17
ABI394 EURWONGPRAVIT Praphant RO Dealing in Securities 2003-04-01 2004-07-31
ABI394 EURWONGPRAVIT Praphant RO Advising on Securities 2003-04-01 2004-07-31
ABI394 EURWONGPRAVIT Praphant RO Advising on Corporate Finance 2003-04-01 2004-07-31
ABI394 EURWONGPRAVIT Praphant RO Asset Management 2003-04-01 2004-07-31
ABP943 LEE Kin Lam 李健林 RE Dealing in Securities 2003-04-01 2005-09-06
ABP943 LEE Kin Lam 李健林 RO Dealing in Securities 2005-09-06 2008-06-26
ABP943 LEE Kin Lam 李健林 RE Advising on Securities 2003-04-01 2004-07-20
ABP943 LEE Kin Lam 李健林 RO Advising on Securities 2005-09-06 2008-06-26
ABP943 LEE Kin Lam 李健林 RE Advising on Corporate Finance 2003-04-01 2004-07-20
ABP943 LEE Kin Lam 李健林 RE Asset Management 2003-04-01 2004-07-20
ADH225 MONGKOLTHANIT Kriengkrai RE Dealing in Securities 2003-04-01 2005-02-24
ADH225 MONGKOLTHANIT Kriengkrai RO Dealing in Securities 2005-02-24 2007-02-28
ADH225 MONGKOLTHANIT Kriengkrai RE Advising on Securities 2003-04-01 2005-02-24
ADH225 MONGKOLTHANIT Kriengkrai RO Advising on Securities 2005-02-24 2007-02-28
ADH225 MONGKOLTHANIT Kriengkrai RE Advising on Corporate Finance 2003-04-01 2005-03-30
ADH225 MONGKOLTHANIT Kriengkrai RE Asset Management 2003-04-01 2005-03-30
AET445 YU Chun Man, James 余鎮民 RE Dealing in Securities 2003-04-01 2004-05-17
AET445 YU Chun Man, James 余鎮民 RE Advising on Securities 2003-04-01 2004-02-11
AET445 YU Chun Man, James 余鎮民 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AET445 YU Chun Man, James 余鎮民 RE Asset Management 2003-04-01 2004-02-11
AEX286 WONG Pui Ling, Emenry 黃佩玲 RE Dealing in Securities 2003-04-01 2004-02-10
AEX286 WONG Pui Ling, Emenry 黃佩玲 RE Advising on Securities 2003-04-01 2004-02-10
AEX286 WONG Pui Ling, Emenry 黃佩玲 RE Advising on Corporate Finance 2003-04-01 2004-02-10
AEX286 WONG Pui Ling, Emenry 黃佩玲 RE Asset Management 2003-04-01 2004-02-10
AFB592 CHEUNG Siu Tong 張兆棠 RE Dealing in Securities 2003-04-01 2006-07-21
AFB592 CHEUNG Siu Tong 張兆棠 RE Advising on Securities 2003-04-01 2004-02-11
AFB592 CHEUNG Siu Tong 張兆棠 RE Advising on Securities 2005-07-21 2006-07-21
AFB592 CHEUNG Siu Tong 張兆棠 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AFB592 CHEUNG Siu Tong 張兆棠 RE Asset Management 2003-04-01 2004-02-11
AFJ048 KWOK Wing Fai 郭永輝 RE Dealing in Securities 2003-04-01 2004-02-11
AFJ048 KWOK Wing Fai 郭永輝 RE Advising on Securities 2003-04-01 2005-03-02
AFJ048 KWOK Wing Fai 郭永輝 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AFJ048 KWOK Wing Fai 郭永輝 RE Asset Management 2003-04-01 2004-02-11
AGB110 LAM Pui Ming 林沛明 RE Dealing in Securities 2003-04-01 2004-03-30
AGB110 LAM Pui Ming 林沛明 RE Advising on Securities 2003-04-01 2004-02-11
AGB110 LAM Pui Ming 林沛明 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AGB110 LAM Pui Ming 林沛明 RE Asset Management 2003-04-01 2004-02-11
AGO888 DACHAVIJIT Umaporn RE Dealing in Securities 2003-04-01 2006-11-30
AGO888 DACHAVIJIT Umaporn RO Dealing in Securities 2006-11-30 2008-06-26
AGO888 DACHAVIJIT Umaporn RE Advising on Securities 2003-04-01 2004-02-18
AGO888 DACHAVIJIT Umaporn RE Advising on Securities 2005-07-21 2006-11-30
AGO888 DACHAVIJIT Umaporn RO Advising on Securities 2006-11-30 2008-06-26
AGO888 DACHAVIJIT Umaporn RE Advising on Corporate Finance 2003-04-01 2004-02-18
AGO888 DACHAVIJIT Umaporn RE Asset Management 2003-04-01 2004-02-18
AGR073 CHAN Wai Cheong 陳偉昌 RE Dealing in Securities 2003-04-01 2006-07-21
AGR073 CHAN Wai Cheong 陳偉昌 RE Advising on Securities 2003-04-01 2004-02-11
AGR073 CHAN Wai Cheong 陳偉昌 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AGR073 CHAN Wai Cheong 陳偉昌 RE Asset Management 2003-04-01 2004-02-11
AGV353 FUNG Wai Keung 馮偉強 RE Dealing in Securities 2003-04-01 2006-06-09
AGV353 FUNG Wai Keung 馮偉強 RE Advising on Securities 2003-04-01 2004-02-11
AGV353 FUNG Wai Keung 馮偉強 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AGV353 FUNG Wai Keung 馮偉強 RE Asset Management 2003-04-01 2004-02-11
AHF358 AKSORAKUL Weerawan RE Dealing in Securities 2003-04-01 2003-04-30
AHF358 AKSORAKUL Weerawan RE Advising on Securities 2003-04-01 2003-04-30
AHF358 AKSORAKUL Weerawan RE Advising on Corporate Finance 2003-04-01 2003-04-30
AHF358 AKSORAKUL Weerawan RE Asset Management 2003-04-01 2003-04-30
AHR391 CHU Chun Ming 朱振明 RE Advising on Securities 2003-04-01 2005-09-27
AHR391 CHU Chun Ming 朱振明 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AHR391 CHU Chun Ming 朱振明 RE Asset Management 2003-04-01 2004-02-11
AIR195 TSE Lai Heng 謝禮恆 RE Dealing in Securities 2003-04-01 2003-12-23
AIR195 TSE Lai Heng 謝禮恆 RE Advising on Securities 2003-04-01 2003-12-23
AIR195 TSE Lai Heng 謝禮恆 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AIR195 TSE Lai Heng 謝禮恆 RE Asset Management 2003-04-01 2003-12-23
AKQ345 YUE Man Hong 余文康 RE Dealing in Securities 2004-05-19 2005-09-14
AKQ399 CHAN Cheuk Wa 陳卓華 RE Dealing in Securities 2004-05-19 2007-02-28
ALS678 SHIKITA Yoshikazu 敷田義和 RE Dealing in Securities 2005-03-11 2006-07-21
ALU539 NGAN Wai Hang 顏偉恆 RE Dealing in Securities 2005-03-08 2006-02-03
ALZ559 LIE Suet Ching 李雪晶 RE Advising on Securities 2005-05-13 2006-04-13
AMP310 ARAI Hiroyuki RE Dealing in Securities 2005-10-21 2006-07-14
AMR827 OKADA Toshiyuki 岡田敏行 RE Dealing in Securities 2005-11-09 2006-06-09
ANC071 CHEN Kenneth 陳子鍵 RE Dealing in Securities 2006-02-22 2006-04-20

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