Hong Kong SFC licence institution AAE430, DBS Asia Capital Limited 星展亞洲融資有限公司

These are the licence-holders that were found for SFC licence institution AAE430 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAW465 LAU Siu Ki 劉紹基 RO Dealing in Securities 2003-04-01 2008-11-14
AAW465 LAU Siu Ki 劉紹基 RO Advising on Securities 2003-04-01 2008-11-14
AAW465 LAU Siu Ki 劉紹基 RO Advising on Corporate Finance 2003-04-01 2008-11-14
AAW465 LAU Siu Ki 劉紹基 RO Asset Management 2003-04-01 2005-01-28
ABJ722 HONGCHOY George Kwok Lung 王國龍 RO Dealing in Securities 2005-01-10 2009-01-01
ABJ722 HONGCHOY George Kwok Lung 王國龍 RO Advising on Securities 2005-01-10 2009-01-01
ABJ722 HONGCHOY George Kwok Lung 王國龍 RO Advising on Corporate Finance 2005-01-10 2009-01-01
ABR188 JACOBSEN William Keith 葉偉其 RO Advising on Securities 2005-06-14 2006-04-12
ABR188 JACOBSEN William Keith 葉偉其 RE Advising on Corporate Finance 2004-07-30 2005-06-14
ABR188 JACOBSEN William Keith 葉偉其 RO Advising on Corporate Finance 2005-06-14 2006-04-12
ABT429 LAU Chi Wah Alex 劉志華 RO Dealing in Securities 2003-04-01 2004-02-16
ABT429 LAU Chi Wah Alex 劉志華 RO Advising on Securities 2003-04-01 2004-02-16
ABT429 LAU Chi Wah Alex 劉志華 RO Advising on Corporate Finance 2003-04-01 2004-02-16
ABW695 LIANG Chen-chung 梁振中 RE Dealing in Securities 2003-04-01 2004-03-30
ABW695 LIANG Chen-chung 梁振中 RO Dealing in Securities 2004-03-30 2005-11-01
ABW695 LIANG Chen-chung 梁振中 RE Advising on Securities 2003-04-01 2004-03-30
ABW695 LIANG Chen-chung 梁振中 RO Advising on Securities 2004-03-30 2005-11-01
ABW695 LIANG Chen-chung 梁振中 RE Advising on Corporate Finance 2003-04-01 2004-03-30
ABW695 LIANG Chen-chung 梁振中 RO Advising on Corporate Finance 2004-05-05 2005-11-01
ABW695 LIANG Chen-chung 梁振中 RE Asset Management 2003-04-01 2004-03-30
ABX510 YIP Kwok Kwan 葉國均 RO Dealing in Securities 2003-04-01 2005-04-21
ABX510 YIP Kwok Kwan 葉國均 RO Advising on Securities 2003-04-01 2005-04-21
ABX510 YIP Kwok Kwan 葉國均 RO Advising on Corporate Finance 2003-04-01 2005-04-21
ABX510 YIP Kwok Kwan 葉國均 RO Asset Management 2003-04-01 2005-01-28
ABX789 WONG HUNG Flavia Yuen Yee 黃洪琬貽 RO Dealing in Securities 2003-04-01 2004-02-16
ABX789 WONG HUNG Flavia Yuen Yee 黃洪琬貽 RO Advising on Securities 2003-04-01 2004-02-16
ABX789 WONG HUNG Flavia Yuen Yee 黃洪琬貽 RO Advising on Corporate Finance 2003-04-01 2004-02-16
ABX789 WONG HUNG Flavia Yuen Yee 黃洪琬貽 RO Asset Management 2003-04-01 2004-02-16
ACB771 SIK Siu Kwan 薛兆坤 RE Advising on Corporate Finance 2007-09-14 2008-10-01
ACL026 LI Xinzhong 李新中 RE Advising on Securities 2004-06-29 2005-03-15
ACL026 LI Xinzhong 李新中 RO Advising on Securities 2005-03-15 2008-03-01
ACL026 LI Xinzhong 李新中 RE Advising on Corporate Finance 2004-06-29 2005-03-15
ACL026 LI Xinzhong 李新中 RO Advising on Corporate Finance 2005-03-15 2008-03-01
ACL978 YAO Yuen-jen, Michael 姚允仁 RO Dealing in Securities 2005-09-27 2006-07-08
ACL978 YAO Yuen-jen, Michael 姚允仁 RO Advising on Securities 2005-09-27 2006-07-08
ACL978 YAO Yuen-jen, Michael 姚允仁 RO Advising on Corporate Finance 2005-09-27 2006-07-08
ACN138 YAU Sze Ka 游思嘉 RE Dealing in Securities 2003-04-01 2003-12-24
ACN138 YAU Sze Ka 游思嘉 RO Dealing in Securities 2003-12-24 2005-12-17
ACN138 YAU Sze Ka 游思嘉 RE Advising on Securities 2003-04-01 2003-12-24
ACN138 YAU Sze Ka 游思嘉 RO Advising on Securities 2003-12-24 2005-12-17
ACN138 YAU Sze Ka 游思嘉 RE Advising on Corporate Finance 2003-04-01 2003-12-24
ACN138 YAU Sze Ka 游思嘉 RO Advising on Corporate Finance 2003-12-24 2005-12-17
ACN138 YAU Sze Ka 游思嘉 RE Asset Management 2003-04-01 2003-12-23
ADE404 LIU Xiaofeng 劉曉峰 RE Dealing in Securities 2005-09-23 2006-03-24
ADE404 LIU Xiaofeng 劉曉峰 RO Dealing in Securities 2006-03-24 2009-09-01
ADE404 LIU Xiaofeng 劉曉峰 RE Advising on Securities 2005-09-23 2006-03-24
ADE404 LIU Xiaofeng 劉曉峰 RO Advising on Securities 2006-03-24 2009-09-01
ADE404 LIU Xiaofeng 劉曉峰 RE Advising on Corporate Finance 2005-09-23 2006-03-24
ADE404 LIU Xiaofeng 劉曉峰 RO Advising on Corporate Finance 2006-03-24 2009-09-01
ADH952 CHIU Pat Ngao, Steven 趙不傲 RO Dealing in Securities 2011-09-14 2012-09-14
ADH952 CHIU Pat Ngao, Steven 趙不傲 RO Advising on Securities 2011-09-14 2012-09-14
ADH952 CHIU Pat Ngao, Steven 趙不傲 RO Advising on Corporate Finance 2011-09-14 2012-09-14
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Dealing in Securities 2006-09-13 2007-06-26
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Dealing in Securities 2007-06-26 2011-05-29
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Advising on Securities 2006-09-13 2007-06-26
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Advising on Securities 2007-06-26 2011-05-29
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Advising on Corporate Finance 2006-08-08 2007-06-26
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Advising on Corporate Finance 2007-06-26 2011-05-29
ADI295 YEUNG Ernest Sze Lok 楊思樂 RE Dealing in Securities 2005-07-18 2005-10-01
ADI295 YEUNG Ernest Sze Lok 楊思樂 RE Advising on Securities 2005-07-18 2005-10-01
ADI295 YEUNG Ernest Sze Lok 楊思樂 RE Advising on Corporate Finance 2005-07-18 2005-10-01
ADM634 CHOI Yin Bing 蔡妍冰 RE Dealing in Securities 2005-02-16 2007-06-26
ADM634 CHOI Yin Bing 蔡妍冰 RO Dealing in Securities 2007-06-26 2007-07-28
ADM634 CHOI Yin Bing 蔡妍冰 RE Advising on Securities 2003-04-01 2007-06-26
ADM634 CHOI Yin Bing 蔡妍冰 RO Advising on Securities 2007-06-26 2007-07-28
ADM634 CHOI Yin Bing 蔡妍冰 RE Advising on Corporate Finance 2003-04-01 2007-06-26
ADM634 CHOI Yin Bing 蔡妍冰 RO Advising on Corporate Finance 2007-06-26 2007-07-28
ADM634 CHOI Yin Bing 蔡妍冰 RE Asset Management 2003-04-01 2005-01-12
ADV210 WOO Jack Man, Jimmy 吳積民 RO Dealing in Securities 2009-06-16 2010-05-14
ADV210 WOO Jack Man, Jimmy 吳積民 RO Advising on Securities 2009-06-16 2010-05-14
ADV210 WOO Jack Man, Jimmy 吳積民 RO Advising on Corporate Finance 2009-06-16 2010-05-14
AEE670 NG Sui Wa, Alyssa 伍瑞華 RE Dealing in Securities 2006-07-26 2008-01-21
AEE670 NG Sui Wa, Alyssa 伍瑞華 RE Advising on Securities 2006-07-26 2008-01-21
AEE670 NG Sui Wa, Alyssa 伍瑞華 RE Advising on Corporate Finance 2006-07-26 2008-01-21
AEJ841 YAU Siu Kei, Eric 丘兆祺 RE Dealing in Securities 2006-08-08 2009-03-27
AEJ841 YAU Siu Kei, Eric 丘兆祺 RO Dealing in Securities 2009-03-27 2010-11-14
AEJ841 YAU Siu Kei, Eric 丘兆祺 RE Advising on Securities 2006-08-08 2009-03-27
AEJ841 YAU Siu Kei, Eric 丘兆祺 RO Advising on Securities 2009-03-27 2010-11-14
AEJ841 YAU Siu Kei, Eric 丘兆祺 RE Advising on Corporate Finance 2006-08-08 2009-03-27
AEJ841 YAU Siu Kei, Eric 丘兆祺 RO Advising on Corporate Finance 2009-03-27 2010-11-14
AEL258 SHIU Siu Tao 蕭少滔 RE Dealing in Securities 2011-08-04 2011-09-02
AEL258 SHIU Siu Tao 蕭少滔 RO Dealing in Securities 2011-09-02 2014-07-15
AEL258 SHIU Siu Tao 蕭少滔 RE Advising on Securities 2011-08-04 2011-09-02
AEL258 SHIU Siu Tao 蕭少滔 RO Advising on Securities 2011-09-02 2014-07-15
AEL258 SHIU Siu Tao 蕭少滔 RE Advising on Corporate Finance 2011-08-04 2011-09-02
AEL258 SHIU Siu Tao 蕭少滔 RO Advising on Corporate Finance 2011-09-02 2014-07-15
AES310 SIU Anthony 蕭德祺 RE Dealing in Securities 2003-04-01 2005-02-21
AES310 SIU Anthony 蕭德祺 RE Advising on Securities 2003-04-01 2005-04-07
AES310 SIU Anthony 蕭德祺 RE Advising on Corporate Finance 2003-04-01 2005-04-07
AES310 SIU Anthony 蕭德祺 RE Asset Management 2003-04-01 2005-02-21
AEY337 YU Koon Ying, Harry 余冠英 RE Dealing in Securities 2016-08-26 2016-09-21
AEY337 YU Koon Ying, Harry 余冠英 RO Dealing in Securities 2016-09-21
AEY337 YU Koon Ying, Harry 余冠英 RE Advising on Securities 2016-08-26 2016-09-21
AEY337 YU Koon Ying, Harry 余冠英 RO Advising on Securities 2016-09-21
AEY337 YU Koon Ying, Harry 余冠英 RE Advising on Corporate Finance 2016-08-26 2016-09-21
AEY337 YU Koon Ying, Harry 余冠英 RO Advising on Corporate Finance 2016-09-21
AFH004 HO Stephen Chiming 何子明 RO Dealing in Securities 2011-03-23 2013-06-15
AFH004 HO Stephen Chiming 何子明 RO Advising on Securities 2011-03-23 2013-06-15
AFH004 HO Stephen Chiming 何子明 RO Advising on Corporate Finance 2011-03-23 2013-06-15
AFI959 LEUNG Yuk Ming 梁旭明 RE Dealing in Securities 2004-06-25 2007-02-01
AFI959 LEUNG Yuk Ming 梁旭明 RE Advising on Securities 2004-06-25 2007-02-01
AFI959 LEUNG Yuk Ming 梁旭明 RE Advising on Corporate Finance 2004-06-25 2007-02-01
AFI959 LEUNG Yuk Ming 梁旭明 RE Asset Management 2004-06-25 2005-01-28
AFJ607 LEE Ka Shing, Cathina 李嘉聖 RE Dealing in Securities 2005-06-17 2007-07-19
AFJ607 LEE Ka Shing, Cathina 李嘉聖 RE Advising on Securities 2005-06-17 2007-07-19
AFJ607 LEE Ka Shing, Cathina 李嘉聖 RE Advising on Corporate Finance 2005-06-17 2007-07-19
AFK300 LAM Tuan RO Dealing in Securities 2006-03-13 2006-04-29
AFK300 LAM Tuan RO Advising on Securities 2006-03-13 2006-04-29
AFK300 LAM Tuan RO Advising on Corporate Finance 2006-03-13 2006-04-29
AFM256 CHEN Weimin 陳為民 RE Dealing in Securities 2005-05-03 2006-05-20
AFM256 CHEN Weimin 陳為民 RE Advising on Securities 2005-05-26 2006-05-20
AFM256 CHEN Weimin 陳為民 RE Advising on Corporate Finance 2005-05-03 2006-05-20
AFU161 YEUNG Wai Fai, Andrew 楊煒輝 RE Dealing in Securities 2004-01-10 2007-06-26
AFU161 YEUNG Wai Fai, Andrew 楊煒輝 RO Dealing in Securities 2007-06-26 2014-06-03
AFU161 YEUNG Wai Fai, Andrew 楊煒輝 RE Advising on Securities 2004-01-10 2007-06-26
AFU161 YEUNG Wai Fai, Andrew 楊煒輝 RO Advising on Securities 2007-06-26 2014-06-03
AFU161 YEUNG Wai Fai, Andrew 楊煒輝 RE Advising on Corporate Finance 2004-01-10 2007-06-26
AFU161 YEUNG Wai Fai, Andrew 楊煒輝 RO Advising on Corporate Finance 2007-06-26 2014-06-03
AFU161 YEUNG Wai Fai, Andrew 楊煒輝 RE Asset Management 2004-01-10 2005-01-28
AFU223 HUNG Shing Ming 洪誠明 RE Dealing in Securities 2015-08-13 2015-08-27
AFU223 HUNG Shing Ming 洪誠明 RO Dealing in Securities 2015-08-27 2018-09-10
AFU223 HUNG Shing Ming 洪誠明 RE Advising on Securities 2015-08-13 2015-08-27
AFU223 HUNG Shing Ming 洪誠明 RO Advising on Securities 2015-08-27 2018-09-10
AFU223 HUNG Shing Ming 洪誠明 RE Advising on Corporate Finance 2015-08-13 2015-08-27
AFU223 HUNG Shing Ming 洪誠明 RO Advising on Corporate Finance 2015-08-27 2018-09-10
AFU418 PAK Yuen Mei, Emma 白菀媚 RE Dealing in Securities 2007-07-19 2011-05-01
AFU418 PAK Yuen Mei, Emma 白菀媚 RE Dealing in Securities 2011-10-25 2015-01-22
AFU418 PAK Yuen Mei, Emma 白菀媚 RO Dealing in Securities 2015-01-22
AFU418 PAK Yuen Mei, Emma 白菀媚 RE Advising on Securities 2007-07-19 2011-05-01
AFU418 PAK Yuen Mei, Emma 白菀媚 RE Advising on Securities 2011-10-25 2015-01-22
AFU418 PAK Yuen Mei, Emma 白菀媚 RO Advising on Securities 2015-01-22
AFU418 PAK Yuen Mei, Emma 白菀媚 RE Advising on Corporate Finance 2010-03-22 2011-05-01
AFU418 PAK Yuen Mei, Emma 白菀媚 RE Advising on Corporate Finance 2011-10-25 2015-01-22
AFU418 PAK Yuen Mei, Emma 白菀媚 RO Advising on Corporate Finance 2015-01-22
AFV839 WONG Shin Yee, Freda 黃倩而 RE Dealing in Securities 2005-02-16 2006-04-19
AFV839 WONG Shin Yee, Freda 黃倩而 RE Advising on Securities 2003-04-01 2006-04-19
AFV839 WONG Shin Yee, Freda 黃倩而 RE Advising on Corporate Finance 2003-04-01 2006-04-19
AFV839 WONG Shin Yee, Freda 黃倩而 RE Asset Management 2003-04-01 2005-01-12
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Dealing in Securities 2005-02-16 2005-06-15
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Advising on Securities 2003-04-01 2005-06-15
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Advising on Corporate Finance 2003-04-01 2005-06-15
AFV840 CHAN Wan Tsun, Adrian Alan 陳弘俊 RE Asset Management 2003-04-01 2005-01-12
AFW086 YIM Kwok Man 嚴國文 RE Dealing in Securities 2005-10-07 2006-05-26
AFW086 YIM Kwok Man 嚴國文 RE Advising on Securities 2005-10-07 2006-05-26
AFW086 YIM Kwok Man 嚴國文 RE Advising on Corporate Finance 2005-10-07 2006-05-26
AFY720 CHIU Chun Pong 趙振邦 RE Dealing in Securities 2006-06-12 2007-09-22
AFY720 CHIU Chun Pong 趙振邦 RE Advising on Securities 2006-06-12 2007-09-22
AFY720 CHIU Chun Pong 趙振邦 RE Advising on Corporate Finance 2006-06-12 2007-09-22
AFY824 LAI King Chi 黎敬之 RE Dealing in Securities 2004-02-06 2006-04-01
AFY824 LAI King Chi 黎敬之 RE Advising on Securities 2004-02-06 2006-04-01
AFY824 LAI King Chi 黎敬之 RE Advising on Corporate Finance 2004-02-06 2006-04-01
AFY824 LAI King Chi 黎敬之 RE Asset Management 2004-02-06 2005-01-28
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RE Dealing in Securities 2008-10-13 2008-11-14
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RE Advising on Securities 2008-10-27 2008-11-14
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RE Advising on Corporate Finance 2008-10-13 2008-11-14
AGE930 LIM Fui Fong 林慧芳 RE Advising on Securities 2003-04-01 2004-09-30
AGE930 LIM Fui Fong 林慧芳 RE Advising on Corporate Finance 2003-04-01 2004-09-30
AGE930 LIM Fui Fong 林慧芳 RE Asset Management 2003-04-01 2004-09-30
AGG695 TSE King Fai, Philip 謝景暉 RE Dealing in Securities 2006-12-27 2008-11-14
AGG695 TSE King Fai, Philip 謝景暉 RE Dealing in Securities 2011-06-17 2011-08-26
AGG695 TSE King Fai, Philip 謝景暉 RO Dealing in Securities 2011-08-26 2016-07-27
AGG695 TSE King Fai, Philip 謝景暉 RE Advising on Securities 2006-12-27 2008-11-14
AGG695 TSE King Fai, Philip 謝景暉 RE Advising on Securities 2011-06-17 2011-08-26
AGG695 TSE King Fai, Philip 謝景暉 RO Advising on Securities 2011-08-26 2016-07-27
AGG695 TSE King Fai, Philip 謝景暉 RE Advising on Corporate Finance 2006-12-27 2008-11-14
AGG695 TSE King Fai, Philip 謝景暉 RE Advising on Corporate Finance 2011-06-17 2011-08-26
AGG695 TSE King Fai, Philip 謝景暉 RO Advising on Corporate Finance 2011-08-26 2016-07-27
AGJ127 HSU Chai Tong 許擇湯 RE Advising on Securities 2003-04-01 2004-05-14
AGJ127 HSU Chai Tong 許擇湯 RE Advising on Corporate Finance 2003-04-01 2004-05-14
AGJ127 HSU Chai Tong 許擇湯 RE Asset Management 2003-04-01 2004-05-14
AGK896 HO Kenneth Shiu Pong 何兆邦 RE Dealing in Securities 2003-04-01 2005-05-10
AGK896 HO Kenneth Shiu Pong 何兆邦 RE Advising on Securities 2003-04-01 2005-05-10
AGK896 HO Kenneth Shiu Pong 何兆邦 RE Advising on Corporate Finance 2003-04-01 2005-05-10
AGK896 HO Kenneth Shiu Pong 何兆邦 RE Asset Management 2003-04-01 2005-02-15
AGL055 TAN Ming Hong 陳鳴鳳 RE Dealing in Securities 2003-04-01 2005-04-21
AGL055 TAN Ming Hong 陳鳴鳳 RE Advising on Securities 2003-04-01 2005-04-21
AGL055 TAN Ming Hong 陳鳴鳳 RE Advising on Corporate Finance 2003-04-01 2005-04-21
AGL055 TAN Ming Hong 陳鳴鳳 RE Asset Management 2003-04-01 2005-02-15
AGN063 TSAI Chen Chang 蔡辰昌 RE Dealing in Securities 2003-04-01 2005-04-02
AGN063 TSAI Chen Chang 蔡辰昌 RE Advising on Securities 2003-04-01 2005-04-02
AGN063 TSAI Chen Chang 蔡辰昌 RE Advising on Corporate Finance 2003-04-01 2005-04-02
AGN063 TSAI Chen Chang 蔡辰昌 RE Asset Management 2003-04-01 2005-02-15
AGN534 FANG Hua 方華 RE Dealing in Securities 2006-02-27 2007-03-17
AGN534 FANG Hua 方華 RE Advising on Securities 2006-02-27 2007-03-17
AGN534 FANG Hua 方華 RE Advising on Corporate Finance 2006-02-23 2007-03-17
AGP529 LIU Hiu Lau 廖曉柳 RE Dealing in Securities 2004-01-29 2006-05-20
AGP529 LIU Hiu Lau 廖曉柳 RE Advising on Securities 2004-01-29 2006-05-20
AGP529 LIU Hiu Lau 廖曉柳 RE Advising on Corporate Finance 2004-01-29 2006-05-20
AGP529 LIU Hiu Lau 廖曉柳 RE Asset Management 2004-01-29 2005-01-28
AHC010 LIU Kam Yin 廖錦賢 RE Dealing in Securities 2016-11-28 2017-01-24
AHC010 LIU Kam Yin 廖錦賢 RO Dealing in Securities 2017-01-24
AHC010 LIU Kam Yin 廖錦賢 RE Advising on Securities 2016-11-28 2017-01-24
AHC010 LIU Kam Yin 廖錦賢 RO Advising on Securities 2017-01-24
AHC010 LIU Kam Yin 廖錦賢 RE Advising on Corporate Finance 2016-11-28 2017-01-24
AHC010 LIU Kam Yin 廖錦賢 RO Advising on Corporate Finance 2017-01-24
AHD038 HO Yew Mun 何耀民 RO Dealing in Securities 2003-04-01 2003-11-16
AHD038 HO Yew Mun 何耀民 RO Advising on Securities 2003-04-01 2003-11-16
AHD038 HO Yew Mun 何耀民 RO Advising on Corporate Finance 2003-04-01 2003-11-16
AHD038 HO Yew Mun 何耀民 RO Asset Management 2003-04-01 2003-11-16
AHD513 WONG Sai Fu 黃世富 RE Dealing in Securities 2006-11-17 2007-01-20
AHD513 WONG Sai Fu 黃世富 RE Advising on Securities 2006-11-17 2007-01-20
AHD513 WONG Sai Fu 黃世富 RE Advising on Corporate Finance 2006-10-26 2007-01-20
AHU106 SY Kin Lun 施建麟 RE Dealing in Securities 2006-07-10 2006-08-23
AHU106 SY Kin Lun 施建麟 RE Advising on Securities 2006-07-10 2006-08-23
AHU106 SY Kin Lun 施建麟 RE Advising on Corporate Finance 2006-07-10 2006-08-23
AHU592 YEN Chang Chi, George 嚴昌麒 RE Dealing in Securities 2006-10-23 2012-12-12
AHU592 YEN Chang Chi, George 嚴昌麒 RE Advising on Securities 2006-10-23 2012-12-12
AHU592 YEN Chang Chi, George 嚴昌麒 RE Advising on Corporate Finance 2006-10-23 2012-12-12
AHX011 KAROONYAVANICH Anuruk RE Dealing in Securities 2015-08-12 2016-10-03
AHX011 KAROONYAVANICH Anuruk RO Dealing in Securities 2016-10-03
AHX011 KAROONYAVANICH Anuruk RE Advising on Securities 2015-08-12 2016-10-03
AHX011 KAROONYAVANICH Anuruk RO Advising on Securities 2016-10-03
AHX011 KAROONYAVANICH Anuruk RE Advising on Corporate Finance 2015-08-12 2016-10-03
AHX011 KAROONYAVANICH Anuruk RO Advising on Corporate Finance 2016-10-03
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Dealing in Securities 2003-04-01 2005-07-05
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Advising on Securities 2003-04-01 2005-07-05
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Advising on Corporate Finance 2003-04-01 2005-07-05
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Asset Management 2003-04-01 2005-02-15
AHY120 WONG Yat Lam 王逸林 RE Dealing in Securities 2007-06-18 2010-08-25
AHY120 WONG Yat Lam 王逸林 RE Advising on Securities 2007-06-18 2010-08-25
AHY120 WONG Yat Lam 王逸林 RE Advising on Corporate Finance 2007-05-21 2010-08-25
AIE433 LOH Kuo Loon 駱國綸 RE Dealing in Securities 2003-04-01 2003-11-27
AIE433 LOH Kuo Loon 駱國綸 RE Advising on Securities 2003-04-01 2003-11-27
AIE433 LOH Kuo Loon 駱國綸 RE Advising on Corporate Finance 2003-04-01 2003-11-27
AIE433 LOH Kuo Loon 駱國綸 RE Asset Management 2003-04-01 2003-11-27
AIL178 WANG Xun Christopher 王洵 RE Dealing in Securities 2005-01-24 2005-05-24
AIL178 WANG Xun Christopher 王洵 RE Advising on Securities 2005-01-24 2005-05-24
AIL178 WANG Xun Christopher 王洵 RE Advising on Corporate Finance 2004-06-24 2005-05-24
AIO987 POON Cheuk Yin, Matthew 潘卓賢 RE Dealing in Securities 2003-04-01 2003-11-13
AIO987 POON Cheuk Yin, Matthew 潘卓賢 RE Advising on Securities 2003-04-01 2003-11-13
AIO987 POON Cheuk Yin, Matthew 潘卓賢 RE Advising on Corporate Finance 2003-04-01 2003-11-13
AIO987 POON Cheuk Yin, Matthew 潘卓賢 RE Asset Management 2003-04-01 2003-11-13
AIU292 KHAN Kaleem Airfan Mahmood RE Dealing in Securities 2003-05-16 2003-06-09
AIU292 KHAN Kaleem Airfan Mahmood RE Advising on Securities 2003-05-16 2003-06-09
AIU292 KHAN Kaleem Airfan Mahmood RE Advising on Corporate Finance 2003-05-16 2003-06-09
AIU292 KHAN Kaleem Airfan Mahmood RE Asset Management 2003-05-16 2003-06-09
AIU419 YAU Wai 邱惠 RE Dealing in Securities 2008-05-16 2008-09-03
AIU419 YAU Wai 邱惠 RO Dealing in Securities 2008-09-03 2016-04-08
AIU419 YAU Wai 邱惠 RE Advising on Securities 2008-05-16 2008-09-03
AIU419 YAU Wai 邱惠 RO Advising on Securities 2008-09-03 2016-04-08
AIU419 YAU Wai 邱惠 RE Advising on Corporate Finance 2008-05-06 2008-09-03
AIU419 YAU Wai 邱惠 RO Advising on Corporate Finance 2008-09-03 2016-04-08
AIY638 LAI Zi Yin, Wendy 黎枳言 RE Dealing in Securities 2005-08-10 2011-04-05
AIY638 LAI Zi Yin, Wendy 黎枳言 RE Dealing in Securities 2015-06-02 2015-08-05
AIY638 LAI Zi Yin, Wendy 黎枳言 RO Dealing in Securities 2015-08-05 2017-06-27
AIY638 LAI Zi Yin, Wendy 黎枳言 RE Advising on Securities 2005-08-10 2011-04-05
AIY638 LAI Zi Yin, Wendy 黎枳言 RE Advising on Securities 2015-06-02 2015-08-05
AIY638 LAI Zi Yin, Wendy 黎枳言 RO Advising on Securities 2015-08-05 2017-06-27
AIY638 LAI Zi Yin, Wendy 黎枳言 RE Advising on Corporate Finance 2005-08-10 2011-04-05
AIY638 LAI Zi Yin, Wendy 黎枳言 RE Advising on Corporate Finance 2015-06-02 2015-08-05
AIY638 LAI Zi Yin, Wendy 黎枳言 RO Advising on Corporate Finance 2015-08-05 2017-06-27
AJC929 LOW Han Keat RE Dealing in Securities 2003-08-05 2004-07-07
AJC929 LOW Han Keat RE Advising on Securities 2003-08-05 2004-07-07
AJC929 LOW Han Keat RE Advising on Corporate Finance 2003-08-05 2004-07-07
AJC929 LOW Han Keat RE Asset Management 2003-08-05 2004-07-07
AJL094 ZHANG Xiuping 張秀萍 RE Advising on Corporate Finance 2004-02-20 2005-05-03
AJL094 ZHANG Xiuping 張秀萍 RE Advising on Corporate Finance 2005-05-18 2005-05-24
AJL851 CHAN Tsui Fong, Kellie 陳翠芳 RE Dealing in Securities 2006-01-12 2007-08-11
AJL851 CHAN Tsui Fong, Kellie 陳翠芳 RE Advising on Securities 2006-01-12 2007-08-11
AJL851 CHAN Tsui Fong, Kellie 陳翠芳 RE Advising on Corporate Finance 2005-08-19 2007-08-11
AKS933 LEE Sze Wan 李詩韻 RE Dealing in Securities 2011-10-12 2011-11-02
AKS933 LEE Sze Wan 李詩韻 RO Dealing in Securities 2011-11-02 2014-06-18
AKS933 LEE Sze Wan 李詩韻 RE Advising on Securities 2011-10-12 2011-11-02
AKS933 LEE Sze Wan 李詩韻 RO Advising on Securities 2011-11-02 2014-06-18
AKS933 LEE Sze Wan 李詩韻 RE Advising on Corporate Finance 2011-10-12 2011-11-02
AKS933 LEE Sze Wan 李詩韻 RO Advising on Corporate Finance 2011-11-02 2014-06-18
ALO062 ANGERER Alexander William Tzen RE Dealing in Securities 2004-12-22 2005-12-20
ALO062 ANGERER Alexander William Tzen RE Advising on Securities 2004-12-22 2005-12-20
ALO062 ANGERER Alexander William Tzen RE Advising on Corporate Finance 2004-12-22 2005-12-20
ALQ217 TUNG Chun Fai 董駿暉 RE Dealing in Securities 2008-04-21 2010-05-31
ALQ217 TUNG Chun Fai 董駿暉 RE Advising on Securities 2008-05-15 2010-05-31
ALQ217 TUNG Chun Fai 董駿暉 RE Advising on Corporate Finance 2008-04-21 2010-05-31
ALQ969 PONG Joanne Chiu Yan 龐朝恩 RE Dealing in Securities 2005-01-28 2006-06-23
ALQ969 PONG Joanne Chiu Yan 龐朝恩 RE Advising on Securities 2005-01-28 2006-06-23
ALQ969 PONG Joanne Chiu Yan 龐朝恩 RE Advising on Corporate Finance 2005-01-28 2006-06-23
ALR740 LIAO Ming 廖明 RE Dealing in Securities 2005-02-03 2006-03-17
ALR740 LIAO Ming 廖明 RE Advising on Securities 2005-02-03 2006-03-17
ALR740 LIAO Ming 廖明 RE Advising on Corporate Finance 2005-02-03 2006-03-17
ALS352 PAN Kwang-Wu 潘廣武 RE Dealing in Securities 2006-08-29 2013-04-18
ALS352 PAN Kwang-Wu 潘廣武 RE Advising on Securities 2006-08-29 2013-04-18
ALS352 PAN Kwang-Wu 潘廣武 RE Advising on Corporate Finance 2006-08-29 2013-04-18
AMB135 GAN Ker Wei 顏可為 RE Dealing in Securities 2005-06-01 2007-12-05
AMB135 GAN Ker Wei 顏可為 RE Advising on Securities 2005-06-01 2007-12-05
AMB135 GAN Ker Wei 顏可為 RE Advising on Corporate Finance 2005-06-01 2007-12-05
AMB242 CHAN Tak Kee, Douglas 陳德基 RE Dealing in Securities 2005-06-01 2007-07-28
AMB242 CHAN Tak Kee, Douglas 陳德基 RE Advising on Securities 2005-06-01 2007-07-28
AMB242 CHAN Tak Kee, Douglas 陳德基 RE Advising on Corporate Finance 2005-06-01 2007-07-28
AMH139 CHAN Wayne Holt 陳偉浩 RE Dealing in Securities 2007-06-15 2007-07-26
AMH139 CHAN Wayne Holt 陳偉浩 RE Advising on Securities 2007-06-15 2007-07-26
AMH139 CHAN Wayne Holt 陳偉浩 RE Advising on Corporate Finance 2007-05-16 2007-07-26
AMK346 WONG Sze Tchung, Jason 王世宗 RE Dealing in Securities 2005-08-31 2005-10-21
AMK346 WONG Sze Tchung, Jason 王世宗 RO Dealing in Securities 2005-10-21 2007-07-28
AMK346 WONG Sze Tchung, Jason 王世宗 RE Advising on Securities 2005-08-31 2005-10-21
AMK346 WONG Sze Tchung, Jason 王世宗 RO Advising on Securities 2005-10-21 2007-07-28
AMK346 WONG Sze Tchung, Jason 王世宗 RE Advising on Corporate Finance 2005-08-31 2005-10-21
AMK346 WONG Sze Tchung, Jason 王世宗 RO Advising on Corporate Finance 2005-10-21 2007-07-28
AMS787 WONG Sai Kit 黃世傑 RE Dealing in Securities 2007-09-10 2008-07-25
AMS787 WONG Sai Kit 黃世傑 RE Advising on Securities 2007-09-10 2008-07-25
AMS787 WONG Sai Kit 黃世傑 RE Advising on Corporate Finance 2007-08-21 2008-07-25
ANE713 HUANG Zao 黃早 RE Dealing in Securities 2006-03-17 2007-06-09
ANE713 HUANG Zao 黃早 RE Advising on Securities 2006-03-17 2007-06-09
ANE713 HUANG Zao 黃早 RE Advising on Corporate Finance 2006-03-17 2007-06-09
ANG359 ZHANG Wei 張巍 RE Dealing in Securities 2006-04-03 2007-07-01
ANG359 ZHANG Wei 張巍 RE Advising on Securities 2006-04-03 2007-07-01
ANG359 ZHANG Wei 張巍 RE Advising on Corporate Finance 2006-04-03 2007-07-01
ANG364 CHEN Jiwen 陳繼文 RE Dealing in Securities 2006-04-03 2007-05-15
ANG364 CHEN Jiwen 陳繼文 RE Advising on Securities 2006-04-03 2007-05-15
ANG364 CHEN Jiwen 陳繼文 RE Advising on Corporate Finance 2006-04-03 2007-05-15
ANK162 BAI Jing 白璟 RE Dealing in Securities 2006-05-18 2007-07-01
ANK162 BAI Jing 白璟 RE Advising on Securities 2006-05-18 2007-07-01
ANK162 BAI Jing 白璟 RE Advising on Corporate Finance 2006-05-18 2007-07-01
ANM107 LAM Chun Kwan, Kelvin 林俊均 RE Dealing in Securities 2006-06-08 2006-09-17
ANM107 LAM Chun Kwan, Kelvin 林俊均 RE Advising on Securities 2006-06-08 2006-09-17
ANM107 LAM Chun Kwan, Kelvin 林俊均 RE Advising on Corporate Finance 2006-06-08 2006-09-17
ANQ243 SEAH Tiong Hoo 佘忠富 RE Dealing in Securities 2006-07-11 2009-03-23
ANQ243 SEAH Tiong Hoo 佘忠富 RO Dealing in Securities 2009-03-23 2011-06-12
ANQ243 SEAH Tiong Hoo 佘忠富 RE Advising on Securities 2006-07-11 2009-03-23
ANQ243 SEAH Tiong Hoo 佘忠富 RO Advising on Securities 2009-03-23 2011-06-12
ANQ243 SEAH Tiong Hoo 佘忠富 RE Advising on Corporate Finance 2006-07-11 2009-03-23
ANQ243 SEAH Tiong Hoo 佘忠富 RO Advising on Corporate Finance 2009-03-23 2011-06-12
ANQ244 LIEN Sheng-Wu 連勝武 RE Dealing in Securities 2006-07-11 2011-03-09
ANQ244 LIEN Sheng-Wu 連勝武 RE Advising on Securities 2006-07-11 2011-03-09
ANQ244 LIEN Sheng-Wu 連勝武 RE Advising on Corporate Finance 2006-07-11 2011-03-09
AOB435 CHU Chuen Sing 朱泉星 RE Dealing in Securities 2006-10-18 2010-07-10
AOB435 CHU Chuen Sing 朱泉星 RE Advising on Securities 2006-10-18 2010-07-10
AOB435 CHU Chuen Sing 朱泉星 RE Advising on Corporate Finance 2006-10-18 2010-07-10
AOL101 CHEUNG Pak Wai 張栢威 RE Dealing in Securities 2007-01-19 2014-10-03
AOL101 CHEUNG Pak Wai 張栢威 RO Dealing in Securities 2014-10-03 2017-05-18
AOL101 CHEUNG Pak Wai 張栢威 RE Advising on Securities 2007-01-19 2014-10-03
AOL101 CHEUNG Pak Wai 張栢威 RO Advising on Securities 2014-10-03 2017-05-18
AOL101 CHEUNG Pak Wai 張栢威 RE Advising on Corporate Finance 2007-01-19 2014-10-03
AOL101 CHEUNG Pak Wai 張栢威 RO Advising on Corporate Finance 2014-10-03 2017-05-18
AON843 LAI Ka Yan, Karen 黎嘉茵 RE Dealing in Securities 2007-02-06 2009-02-01
AON843 LAI Ka Yan, Karen 黎嘉茵 RE Advising on Securities 2007-02-06 2009-02-01
AON843 LAI Ka Yan, Karen 黎嘉茵 RE Advising on Corporate Finance 2007-02-06 2009-02-01
APB109 TSE Sheung Lai, Sunny 謝尚禮 RO Dealing in Securities 2014-03-17 2016-10-01
APB109 TSE Sheung Lai, Sunny 謝尚禮 RO Advising on Securities 2014-03-17 2016-10-01
APB109 TSE Sheung Lai, Sunny 謝尚禮 RO Advising on Corporate Finance 2014-03-17 2016-10-01
APG277 HE Hao 何浩 RE Dealing in Securities 2007-07-10 2010-08-25
APG277 HE Hao 何浩 RE Advising on Securities 2007-07-10 2010-08-25
APG277 HE Hao 何浩 RE Advising on Corporate Finance 2007-07-10 2010-08-25
API004 HONG Weili 洪偉力 RE Dealing in Securities 2007-07-27 2008-06-12
API004 HONG Weili 洪偉力 RE Advising on Securities 2007-07-27 2008-06-12
API004 HONG Weili 洪偉力 RE Advising on Corporate Finance 2007-07-27 2008-06-12
APJ451 TSE Mei Yi, Joyce 謝美儀 RE Dealing in Securities 2007-09-07 2010-05-03
APJ451 TSE Mei Yi, Joyce 謝美儀 RE Advising on Securities 2007-09-07 2010-05-03
APJ451 TSE Mei Yi, Joyce 謝美儀 RE Advising on Corporate Finance 2007-09-07 2010-05-03
APJ664 YIP Wei Mun 葉威敏 RE Dealing in Securities 2007-08-07 2008-01-15
APJ664 YIP Wei Mun 葉威敏 RO Dealing in Securities 2008-01-15
APJ664 YIP Wei Mun 葉威敏 RE Advising on Securities 2007-08-07 2008-01-15
APJ664 YIP Wei Mun 葉威敏 RO Advising on Securities 2008-01-15
APJ664 YIP Wei Mun 葉威敏 RE Advising on Corporate Finance 2007-08-07 2008-01-15
APJ664 YIP Wei Mun 葉威敏 RO Advising on Corporate Finance 2008-01-15
APL207 KOH Yilan 許依嵐 RE Dealing in Securities 2007-08-17 2008-03-17
APL207 KOH Yilan 許依嵐 RE Advising on Securities 2007-08-17 2008-03-17
APL207 KOH Yilan 許依嵐 RE Advising on Corporate Finance 2007-08-17 2008-03-17
APL374 WONG Kar Fung, Kenneth 黃嘉豐 RE Dealing in Securities 2010-12-01 2015-10-07
APL374 WONG Kar Fung, Kenneth 黃嘉豐 RO Dealing in Securities 2015-10-07 2016-02-06
APL374 WONG Kar Fung, Kenneth 黃嘉豐 RE Advising on Securities 2010-12-01 2015-10-07
APL374 WONG Kar Fung, Kenneth 黃嘉豐 RO Advising on Securities 2015-10-07 2016-02-06
APL374 WONG Kar Fung, Kenneth 黃嘉豐 RE Advising on Corporate Finance 2010-12-01 2015-10-07
APL374 WONG Kar Fung, Kenneth 黃嘉豐 RO Advising on Corporate Finance 2015-10-07 2016-02-06
APO055 ZHAN Meijing 詹美惊 RE Dealing in Securities 2007-08-31 2011-10-21
APO055 ZHAN Meijing 詹美惊 RE Advising on Securities 2007-08-31 2011-10-21
APO055 ZHAN Meijing 詹美惊 RE Advising on Corporate Finance 2007-08-31 2011-10-21
APR730 LONG Wen 龍雯 RE Dealing in Securities 2007-09-25
APR730 LONG Wen 龍雯 RE Advising on Securities 2007-09-25
APR730 LONG Wen 龍雯 RE Advising on Corporate Finance 2007-09-25
APS500 CHOI Yin On 蔡賢安 RE Dealing in Securities 2007-10-02 2011-11-28
APS500 CHOI Yin On 蔡賢安 RE Dealing in Securities 2012-09-28 2015-01-22
APS500 CHOI Yin On 蔡賢安 RO Dealing in Securities 2015-01-22 2015-05-14
APS500 CHOI Yin On 蔡賢安 RE Advising on Securities 2007-10-02 2011-11-28
APS500 CHOI Yin On 蔡賢安 RE Advising on Securities 2012-09-28 2015-01-22
APS500 CHOI Yin On 蔡賢安 RO Advising on Securities 2015-01-22 2015-05-14
APS500 CHOI Yin On 蔡賢安 RE Advising on Corporate Finance 2007-10-02 2011-11-28
APS500 CHOI Yin On 蔡賢安 RE Advising on Corporate Finance 2012-09-28 2015-01-22
APS500 CHOI Yin On 蔡賢安 RO Advising on Corporate Finance 2015-01-22 2015-05-14
APU298 FAN Lai Kwan 范勵君 RE Dealing in Securities 2015-03-03 2015-05-23
APU298 FAN Lai Kwan 范勵君 RE Advising on Securities 2015-03-03 2015-05-23
APU298 FAN Lai Kwan 范勵君 RE Advising on Corporate Finance 2015-03-03 2015-05-23
APU507 LU Ning 陸宁 RE Dealing in Securities 2007-10-08 2008-02-16
APU507 LU Ning 陸宁 RE Advising on Securities 2007-10-08 2008-02-16
APU507 LU Ning 陸宁 RE Advising on Corporate Finance 2007-10-08 2008-02-16
AQA849 WONG Yi Ning, Sherry 黃伊寧 RE Dealing in Securities 2007-11-23 2011-04-29
AQA849 WONG Yi Ning, Sherry 黃伊寧 RE Advising on Securities 2007-11-23 2011-04-29
AQA849 WONG Yi Ning, Sherry 黃伊寧 RE Advising on Corporate Finance 2007-11-23 2011-04-29
ARE340 FU Bradley 符基業 RE Dealing in Securities 2008-06-06 2009-03-03
ARE340 FU Bradley 符基業 RE Advising on Securities 2008-06-06 2009-03-03
ARE340 FU Bradley 符基業 RE Advising on Corporate Finance 2008-06-06 2009-03-03
ASI112 WANG Ying 王穎 RE Dealing in Securities 2009-01-22
ASI112 WANG Ying 王穎 RE Advising on Securities 2009-01-22
ASI112 WANG Ying 王穎 RE Advising on Corporate Finance 2009-01-22
ASL510 CHAN Justin 陳卓泓 RE Dealing in Securities 2010-07-20 2011-10-08
ASL510 CHAN Justin 陳卓泓 RE Advising on Securities 2010-07-20 2011-10-08
ASL510 CHAN Justin 陳卓泓 RE Advising on Corporate Finance 2010-07-20 2011-10-08
AUD022 YIP Heng 葉鏗 RE Dealing in Securities 2017-05-17 2018-04-16
AUD022 YIP Heng 葉鏗 RE Advising on Securities 2017-05-17 2018-04-16
AUD022 YIP Heng 葉鏗 RE Advising on Corporate Finance 2017-05-17 2018-04-16
AUM188 CHEUNG Yan To 張甄陶 RE Dealing in Securities 2016-04-05
AUM188 CHEUNG Yan To 張甄陶 RE Advising on Securities 2016-04-05
AUM188 CHEUNG Yan To 張甄陶 RE Advising on Corporate Finance 2016-04-05 2017-05-08
AUM188 CHEUNG Yan To 張甄陶 RO Advising on Corporate Finance 2017-05-08
AVN236 CHEUNG Yin Man, Monica 張彥文 RE Dealing in Securities 2011-08-11 2014-12-25
AVN236 CHEUNG Yin Man, Monica 張彥文 RE Advising on Securities 2011-08-11 2014-12-25
AVN236 CHEUNG Yin Man, Monica 張彥文 RE Advising on Corporate Finance 2011-08-11 2014-12-25
AVU788 HE Xuan 何旋 RE Dealing in Securities 2018-05-29
AVU788 HE Xuan 何旋 RE Advising on Securities 2018-05-29
AVU788 HE Xuan 何旋 RE Advising on Corporate Finance 2018-05-29
AVX291 LAI Jerry Chi Yuen 黎志遠 RE Dealing in Securities 2010-09-17 2014-12-14
AVX291 LAI Jerry Chi Yuen 黎志遠 RE Dealing in Securities 2018-07-26
AVX291 LAI Jerry Chi Yuen 黎志遠 RE Advising on Securities 2010-09-17 2014-12-14
AVX291 LAI Jerry Chi Yuen 黎志遠 RE Advising on Securities 2018-09-04
AVX291 LAI Jerry Chi Yuen 黎志遠 RE Advising on Corporate Finance 2010-09-17 2014-12-14
AVX291 LAI Jerry Chi Yuen 黎志遠 RE Advising on Corporate Finance 2018-07-26
AWA607 LIU Wai Ho 廖偉豪 RE Dealing in Securities 2017-02-22 2017-10-30
AWA607 LIU Wai Ho 廖偉豪 RE Advising on Securities 2017-02-22 2017-10-30
AWA607 LIU Wai Ho 廖偉豪 RE Advising on Corporate Finance 2017-02-22 2017-10-30
AWC885 LEE Siu San Rocky 李少燊 RE Dealing in Securities 2010-10-21 2016-01-15
AWC885 LEE Siu San Rocky 李少燊 RO Dealing in Securities 2016-01-15 2016-04-02
AWC885 LEE Siu San Rocky 李少燊 RE Advising on Securities 2010-10-21 2016-01-15
AWC885 LEE Siu San Rocky 李少燊 RO Advising on Securities 2016-01-15 2016-04-02
AWC885 LEE Siu San Rocky 李少燊 RE Advising on Corporate Finance 2010-10-21 2016-01-15
AWC885 LEE Siu San Rocky 李少燊 RO Advising on Corporate Finance 2016-01-15 2016-04-02
AXF284 LEUNG Sui Pan 梁萃斌 RE Dealing in Securities 2017-02-15 2017-06-01
AXF284 LEUNG Sui Pan 梁萃斌 RO Dealing in Securities 2017-06-01
AXF284 LEUNG Sui Pan 梁萃斌 RE Advising on Securities 2017-02-15 2017-06-01
AXF284 LEUNG Sui Pan 梁萃斌 RO Advising on Securities 2017-06-01
AXF284 LEUNG Sui Pan 梁萃斌 RE Advising on Corporate Finance 2017-02-15 2017-06-01
AXF284 LEUNG Sui Pan 梁萃斌 RO Advising on Corporate Finance 2017-06-01
AXT603 LO Yeuk Kai 盧若佳 RE Dealing in Securities 2011-08-03 2011-12-31
AXT603 LO Yeuk Kai 盧若佳 RE Advising on Securities 2011-08-03 2011-12-31
AXT603 LO Yeuk Kai 盧若佳 RE Advising on Corporate Finance 2011-08-03 2011-12-31
AXU879 LAM Ya Yui, Sandra 林也睿 RE Dealing in Securities 2011-08-05 2013-06-29
AXU879 LAM Ya Yui, Sandra 林也睿 RE Advising on Securities 2011-08-05 2013-06-29
AXU879 LAM Ya Yui, Sandra 林也睿 RE Advising on Corporate Finance 2011-08-05 2013-06-29
AYQ244 NU Da 牛達 RE Dealing in Securities 2011-12-15 2013-04-20
AYQ244 NU Da 牛達 RE Advising on Securities 2011-12-15 2013-04-20
AYQ244 NU Da 牛達 RE Advising on Corporate Finance 2011-12-15 2013-04-20
AZR638 WU Chi Chung, Nelson 胡智聰 RE Dealing in Securities 2012-07-09 2015-07-15
AZR638 WU Chi Chung, Nelson 胡智聰 RE Advising on Securities 2012-07-09 2015-07-15
AZR638 WU Chi Chung, Nelson 胡智聰 RE Advising on Corporate Finance 2012-07-09 2015-07-15
AZV595 WANG Shaoxing 王紹興 RE Dealing in Securities 2012-07-05 2013-05-20
AZV595 WANG Shaoxing 王紹興 RE Advising on Securities 2012-07-05 2013-05-20
AZV595 WANG Shaoxing 王紹興 RE Advising on Corporate Finance 2012-07-05 2013-05-20
BEA831 LUO Xiaoran 羅笑然 RE Dealing in Securities 2017-01-16 2017-09-15
BEA831 LUO Xiaoran 羅笑然 RE Advising on Securities 2017-01-16 2017-09-15
BEA831 LUO Xiaoran 羅笑然 RE Advising on Corporate Finance 2017-01-16 2017-09-15
BEF662 WEE Leung Kit Jeffrey 黃良傑 RE Dealing in Securities 2014-09-25 2015-03-05
BEF662 WEE Leung Kit Jeffrey 黃良傑 RE Advising on Securities 2014-09-25 2015-03-05
BEF662 WEE Leung Kit Jeffrey 黃良傑 RE Advising on Corporate Finance 2014-09-25 2015-03-05
BEG517 ZHU Xiaotian 祝驍天 RE Dealing in Securities 2014-10-03 2018-06-03
BEG517 ZHU Xiaotian 祝驍天 RE Advising on Securities 2014-10-03 2018-06-03
BEG517 ZHU Xiaotian 祝驍天 RE Advising on Corporate Finance 2014-10-03 2018-06-03
BEH577 LI Xiao 李瀟 RE Dealing in Securities 2014-10-07 2016-06-25
BEH577 LI Xiao 李瀟 RE Advising on Securities 2014-10-07 2016-06-25
BEH577 LI Xiao 李瀟 RE Advising on Corporate Finance 2014-10-07 2016-06-25
BEH581 ZHU Bo 朱博 RE Dealing in Securities 2014-10-07 2015-08-07
BEH581 ZHU Bo 朱博 RE Advising on Securities 2014-10-07 2015-08-07
BEH581 ZHU Bo 朱博 RE Advising on Corporate Finance 2014-10-07 2015-08-07
BEH967 ZHAO Siqi 趙思琦 RE Dealing in Securities 2014-10-09 2015-04-11
BEH967 ZHAO Siqi 趙思琦 RE Advising on Securities 2014-10-09 2015-04-11
BEH967 ZHAO Siqi 趙思琦 RE Advising on Corporate Finance 2014-10-09 2015-04-11
BFC361 ANG Teck Wee RO Dealing in Securities 2015-04-23 2017-03-16
BFC361 ANG Teck Wee RO Advising on Securities 2015-04-23 2017-03-16
BFC361 ANG Teck Wee RO Advising on Corporate Finance 2015-04-23 2017-03-16
BFD444 ZHENG Yiran 鄭亦然 RE Dealing in Securities 2015-03-20 2016-03-19
BFD444 ZHENG Yiran 鄭亦然 RE Advising on Securities 2015-03-20 2016-03-19
BFD444 ZHENG Yiran 鄭亦然 RE Advising on Corporate Finance 2015-03-20 2016-03-19
BFI417 WONG Yat Yu 王一如 RE Dealing in Securities 2015-04-24 2016-10-01
BFI417 WONG Yat Yu 王一如 RE Advising on Securities 2015-04-24 2016-10-01
BFI417 WONG Yat Yu 王一如 RE Advising on Corporate Finance 2015-04-24 2016-10-01
BFO978 HUI Ling 許玲 RE Dealing in Securities 2015-06-10 2015-08-13
BFO978 HUI Ling 許玲 RE Advising on Securities 2015-06-10 2015-08-13
BFO978 HUI Ling 許玲 RE Advising on Corporate Finance 2015-06-10 2015-08-13
BFP706 LAM Chung Ming 林仲銘 RE Dealing in Securities 2015-06-16 2017-08-06
BFP706 LAM Chung Ming 林仲銘 RE Advising on Securities 2015-06-16 2017-08-06
BFP706 LAM Chung Ming 林仲銘 RE Advising on Corporate Finance 2015-06-16 2017-08-06
BFY805 LEE Tse Ting 李子庭 RE Dealing in Securities 2017-06-05
BFY805 LEE Tse Ting 李子庭 RE Advising on Securities 2017-06-05
BFY805 LEE Tse Ting 李子庭 RE Advising on Corporate Finance 2017-06-05
BFZ525 NG Julian Chi Wo 吳子和 RE Dealing in Securities 2015-08-11 2016-06-09
BFZ525 NG Julian Chi Wo 吳子和 RE Advising on Securities 2015-08-11 2016-06-09
BFZ525 NG Julian Chi Wo 吳子和 RE Advising on Corporate Finance 2015-08-11 2016-06-09
BGL243 LI Wen 李聞 RE Dealing in Securities 2015-10-30 2017-03-09
BGL243 LI Wen 李聞 RE Advising on Securities 2015-10-30 2017-03-09
BGL243 LI Wen 李聞 RE Advising on Corporate Finance 2015-10-30 2017-03-09
BGO353 LEE Tianci, Edwin 李天賜 RE Dealing in Securities 2015-11-19 2017-10-31
BGO353 LEE Tianci, Edwin 李天賜 RE Advising on Securities 2015-11-19 2017-10-31
BGO353 LEE Tianci, Edwin 李天賜 RE Advising on Corporate Finance 2015-11-19 2017-10-31
BGZ457 POON Wai Kit 潘偉傑 RE Dealing in Securities 2017-12-19
BGZ457 POON Wai Kit 潘偉傑 RE Advising on Securities 2017-12-19
BGZ457 POON Wai Kit 潘偉傑 RE Advising on Corporate Finance 2017-12-19
BHV049 YANG Haoyuan 楊昊源 RE Dealing in Securities 2016-07-19
BHV049 YANG Haoyuan 楊昊源 RE Advising on Securities 2016-07-19
BHV049 YANG Haoyuan 楊昊源 RE Advising on Corporate Finance 2016-07-19
BIN860 ZHENG Zuer 鄭祖儿 RE Dealing in Securities 2018-02-22
BIN860 ZHENG Zuer 鄭祖儿 RE Advising on Securities 2018-02-22
BIN860 ZHENG Zuer 鄭祖儿 RE Advising on Corporate Finance 2018-02-22
BJM101 CHEUNG Ka Man 張嘉敏 RE Dealing in Securities 2017-05-11
BJM101 CHEUNG Ka Man 張嘉敏 RE Advising on Securities 2017-05-11
BJM101 CHEUNG Ka Man 張嘉敏 RE Advising on Corporate Finance 2017-05-11
BJM102 YUAN Yang 袁洋 RE Dealing in Securities 2017-05-15 2017-08-11
BJM102 YUAN Yang 袁洋 RE Advising on Securities 2017-05-15 2017-08-11
BJM102 YUAN Yang 袁洋 RE Advising on Corporate Finance 2017-05-15 2017-08-11
BJM103 CHIA Shaw Ming 佘紹銘 RE Dealing in Securities 2017-05-11
BJM103 CHIA Shaw Ming 佘紹銘 RE Advising on Securities 2017-05-11
BJM103 CHIA Shaw Ming 佘紹銘 RE Advising on Corporate Finance 2017-05-11
BJO509 MENG Fan En 孟繁恩 RE Dealing in Securities 2017-06-26
BJO509 MENG Fan En 孟繁恩 RE Advising on Securities 2017-06-26
BJO509 MENG Fan En 孟繁恩 RE Advising on Corporate Finance 2017-06-26
BKM204 LEUNG Cheuk Lai, Justin Jonathan 梁卓禮 RE Dealing in Securities 2017-08-16
BKM204 LEUNG Cheuk Lai, Justin Jonathan 梁卓禮 RE Advising on Securities 2017-08-16
BKM204 LEUNG Cheuk Lai, Justin Jonathan 梁卓禮 RE Advising on Corporate Finance 2017-08-16
BLM062 GOH Diwen 吳迪文 RE Dealing in Securities 2017-11-10
BLM062 GOH Diwen 吳迪文 RE Advising on Securities 2017-11-10
BLM062 GOH Diwen 吳迪文 RE Advising on Corporate Finance 2017-11-10
BLM101 POH Jiesheng RE Dealing in Securities 2017-11-10 2018-06-03
BLM101 POH Jiesheng RE Advising on Securities 2017-11-10 2018-06-03
BLM101 POH Jiesheng RE Advising on Corporate Finance 2017-11-10 2018-06-03
BLM121 TANG Hao 湯浩 RE Dealing in Securities 2017-11-10
BLM121 TANG Hao 湯浩 RE Advising on Securities 2017-11-10
BLM121 TANG Hao 湯浩 RE Advising on Corporate Finance 2017-11-10
BMQ946 CHUAH Chia Ern 蔡家恩 RE Dealing in Securities 2018-03-29
BMQ946 CHUAH Chia Ern 蔡家恩 RE Advising on Securities 2018-03-29
BMQ946 CHUAH Chia Ern 蔡家恩 RE Advising on Corporate Finance 2018-03-29
BMV587 WONG Cheuk Fung 王卓鋒 RE Dealing in Securities 2018-04-24 2018-07-31
BMV587 WONG Cheuk Fung 王卓鋒 RE Advising on Securities 2018-04-24 2018-07-31
BMV587 WONG Cheuk Fung 王卓鋒 RE Advising on Corporate Finance 2018-04-24 2018-07-31
BNI578 CHUNG Long Fung 鍾朗豐 RE Dealing in Securities 2018-08-08
BNI578 CHUNG Long Fung 鍾朗豐 RE Advising on Securities 2018-08-08
BNI578 CHUNG Long Fung 鍾朗豐 RE Advising on Corporate Finance 2018-08-08
BNI579 NG Kwan Ho John 吳君浩 RE Dealing in Securities 2018-08-08
BNI579 NG Kwan Ho John 吳君浩 RE Advising on Securities 2018-08-08
BNI579 NG Kwan Ho John 吳君浩 RE Advising on Corporate Finance 2018-08-08
BNJ152 TAN Rowan Jin Sen RE Dealing in Securities 2018-08-14
BNJ152 TAN Rowan Jin Sen RE Advising on Securities 2018-08-14
BNJ152 TAN Rowan Jin Sen RE Advising on Corporate Finance 2018-08-14

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