Hong Kong SFC licence institution AAE431, Public Financial Securities Limited 大眾金融証券有限公司

These are the licence-holders that were found for SFC licence institution AAE431 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE090 SAY Chi Ming, Deana 謝智明 RO Dealing in Securities 2003-04-01 2006-08-20
AAE090 SAY Chi Ming, Deana 謝智明 RO Advising on Securities 2003-04-01 2004-11-05
AAE090 SAY Chi Ming, Deana 謝智明 RO Advising on Corporate Finance 2003-04-01 2004-11-05
AAE090 SAY Chi Ming, Deana 謝智明 RO Asset Management 2003-04-01 2004-11-05
AAE233 WONG Hoi Ling 黃凱玲 RE Dealing in Securities 2003-04-01 2017-12-31
AAE233 WONG Hoi Ling 黃凱玲 RE Advising on Securities 2003-04-01 2004-11-11
AAE233 WONG Hoi Ling 黃凱玲 RE Advising on Corporate Finance 2003-04-01 2004-11-11
AAE233 WONG Hoi Ling 黃凱玲 RE Asset Management 2003-04-01 2004-11-11
AAF139 NG Yin Tsang 吳彥錚 RE Dealing in Securities 2005-05-20 2005-05-24
AAF139 NG Yin Tsang 吳彥錚 RO Dealing in Securities 2005-05-24 2013-06-17
AAH157 KONG Chiu San, Raymond 江朝新 RO Dealing in Securities 2004-12-03 2005-06-03
AAH215 SIU Pak Chuen 蕭伯川 RE Dealing in Securities 2003-04-01 2004-07-06
AAH215 SIU Pak Chuen 蕭伯川 RE Advising on Securities 2003-04-01 2004-07-06
AAH215 SIU Pak Chuen 蕭伯川 RE Advising on Corporate Finance 2003-04-01 2004-07-06
AAH215 SIU Pak Chuen 蕭伯川 RE Asset Management 2003-04-01 2004-07-06
ACQ800 LUKE Ka Kin, Tony 陸加健 RE Dealing in Securities 2004-06-11 2006-05-31
ACX687 CHIU Kwok Yan 趙國恩 RO Dealing in Securities 2003-11-07 2004-06-21
ADC258 CHUNG Kam Cheung 鍾錦祥 RE Dealing in Securities 2003-04-01 2004-12-01
ADC258 CHUNG Kam Cheung 鍾錦祥 RE Advising on Securities 2003-04-01 2004-11-11
ADC258 CHUNG Kam Cheung 鍾錦祥 RE Advising on Corporate Finance 2003-04-01 2004-11-11
ADC258 CHUNG Kam Cheung 鍾錦祥 RE Asset Management 2003-04-01 2004-11-11
ADZ376 YIP Ka Lung 葉家龍 RE Dealing in Securities 2003-04-01 2003-10-02
ADZ376 YIP Ka Lung 葉家龍 RE Advising on Securities 2003-04-01 2003-10-02
ADZ376 YIP Ka Lung 葉家龍 RE Advising on Corporate Finance 2003-04-01 2003-10-02
ADZ376 YIP Ka Lung 葉家龍 RE Asset Management 2003-04-01 2003-10-02
ADZ903 LAI Chung Cheong 黎仲昌 RE Dealing in Securities 2003-04-01 2004-02-02
ADZ903 LAI Chung Cheong 黎仲昌 RE Advising on Securities 2003-04-01 2004-02-02
ADZ903 LAI Chung Cheong 黎仲昌 RE Advising on Corporate Finance 2003-04-01 2004-02-02
ADZ903 LAI Chung Cheong 黎仲昌 RE Asset Management 2003-04-01 2004-02-02
AFJ253 TANG Hang Fu, Joseph 鄧恆富 RE Dealing in Securities 2006-08-01 2007-01-01
AFQ211 WONG Kwan Hong 黃均康 RE Dealing in Securities 2007-08-09 2015-12-09
AGB134 LAI Kwok Choi 賴國財 RE Dealing in Securities 2003-04-01 2007-06-09
AGB134 LAI Kwok Choi 賴國財 RE Advising on Securities 2003-04-01 2004-11-11
AGB134 LAI Kwok Choi 賴國財 RE Advising on Corporate Finance 2003-04-01 2004-11-11
AGB134 LAI Kwok Choi 賴國財 RE Asset Management 2003-04-01 2004-11-11
AGS184 WONG Chi Wai 黃志偉 RE Dealing in Securities 2006-07-31
AIQ685 OR Pui Sing 柯沛成 RE Dealing in Securities 2003-04-01 2008-07-03
AIQ685 OR Pui Sing 柯沛成 RO Dealing in Securities 2008-07-03
AIQ685 OR Pui Sing 柯沛成 RE Advising on Securities 2003-04-01 2004-11-11
AIQ685 OR Pui Sing 柯沛成 RE Advising on Corporate Finance 2003-04-01 2004-11-11
AIQ685 OR Pui Sing 柯沛成 RE Asset Management 2003-04-01 2004-11-11
AJN767 LEUNG Tat Lung 梁達龍 RE Dealing in Securities 2007-06-12 2015-05-06
AMR815 CHAU Man Ching, Gladys 周曼青 RE Dealing in Securities 2005-12-07 2006-09-26
AMR815 CHAU Man Ching, Gladys 周曼青 RO Dealing in Securities 2006-09-26
AND459 LAM Mei Fong 林美芳 RE Dealing in Securities 2006-04-19
ANP394 CHEUNG Ching Ha 張靜霞 RE Dealing in Securities 2008-09-30 2018-05-02
AOA850 YU Pak Hang 余栢恒 RE Dealing in Securities 2008-11-21 2010-09-01
AON651 LEE Yiu Keung 李耀強 RE Dealing in Securities 2007-10-22 2014-10-17
AON714 CHAN Lap Kwok, Alvin 陳立國 RE Dealing in Securities 2008-08-25 2012-03-30
AOV855 CHENG Tak Pong 鄭德邦 RE Dealing in Securities 2008-09-09 2012-10-10
APF345 TANG Kar Wai 鄧嘉慧 RE Dealing in Securities 2007-08-09
APJ479 TO Sam Hung 杜三鴻 RE Dealing in Securities 2010-03-19 2011-04-22
APY704 LAU Wai Chi 劉媁芝 RE Dealing in Securities 2008-12-01 2011-04-04
AUX381 CHOW Sze Kai 周思佳 RE Dealing in Securities 2010-05-06 2012-07-09
BGH888 MA Hin Lap 馬衍立 RO Dealing in Securities 2017-01-26

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