Hong Kong SFC licence institution AAE544, ETRADE Securities Limited 億創證券有限公司

These are the licence-holders that were found for SFC licence institution AAE544 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ988 SO Shirley RE Dealing in Securities 2003-04-01 2003-12-24
AAJ988 SO Shirley RE Advising on Securities 2003-04-01 2003-12-24
AAJ988 SO Shirley RE Advising on Corporate Finance 2003-04-01 2003-12-23
AAJ988 SO Shirley RE Providing Automated Trading Services 2003-04-01 2003-12-23
AAJ988 SO Shirley RE Asset Management 2003-04-01 2003-12-23
ABW191 LANGAN Helen Mary RO Dealing in Securities 2003-04-01 2004-09-21
ABW191 LANGAN Helen Mary RO Advising on Securities 2003-04-01 2004-09-21
ABW191 LANGAN Helen Mary RO Providing Automated Trading Services 2003-04-01 2004-02-06
ACG762 LAI Pui Ming 賴沛明 RE Dealing in Securities 2003-04-01 2003-12-22
ACG762 LAI Pui Ming 賴沛明 RE Advising on Securities 2003-04-01 2003-12-22
ACG762 LAI Pui Ming 賴沛明 RE Advising on Corporate Finance 2003-04-01 2003-12-22
ACG762 LAI Pui Ming 賴沛明 RE Providing Automated Trading Services 2003-04-01 2003-12-22
ACG762 LAI Pui Ming 賴沛明 RE Asset Management 2003-04-01 2003-12-22
ACN211 NG Wai Chun 吳偉俊 RE Dealing in Securities 2004-04-01 2007-10-31
ACN211 NG Wai Chun 吳偉俊 RE Advising on Securities 2004-04-01 2007-10-31
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Dealing in Securities 2003-04-01 2004-06-17
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Advising on Securities 2003-04-01 2004-06-17
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Advising on Corporate Finance 2003-04-01 2004-01-05
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Providing Automated Trading Services 2003-04-01 2004-01-05
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Asset Management 2003-04-01 2004-01-05
ADR543 LAU Chun Keung 劉俊強 RE Dealing in Securities 2003-10-23 2007-03-09
ADR543 LAU Chun Keung 劉俊強 RE Advising on Securities 2003-10-23 2007-03-09
AED915 FOK Kin Lip, Philip 霍建立 RE Dealing in Securities 2003-04-01 2003-12-24
AED915 FOK Kin Lip, Philip 霍建立 RE Advising on Securities 2003-04-01 2003-12-24
AED915 FOK Kin Lip, Philip 霍建立 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AED915 FOK Kin Lip, Philip 霍建立 RE Providing Automated Trading Services 2003-04-01 2003-12-23
AED915 FOK Kin Lip, Philip 霍建立 RE Asset Management 2003-04-01 2003-12-23
AEE181 HO Kar Yee 何嘉儀 RE Dealing in Securities 2003-04-01 2003-07-21
AEE181 HO Kar Yee 何嘉儀 RE Advising on Securities 2003-04-01 2003-07-21
AEE181 HO Kar Yee 何嘉儀 RE Advising on Corporate Finance 2003-04-01 2003-07-17
AEE181 HO Kar Yee 何嘉儀 RE Providing Automated Trading Services 2003-04-01 2003-07-17
AEE181 HO Kar Yee 何嘉儀 RE Asset Management 2003-04-01 2003-07-17
AEJ639 ONG Lee Wah 王利華 RE Dealing in Securities 2003-04-01 2007-10-31
AEJ639 ONG Lee Wah 王利華 RE Advising on Securities 2003-04-01 2007-10-31
AEJ639 ONG Lee Wah 王利華 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AEJ639 ONG Lee Wah 王利華 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AEJ639 ONG Lee Wah 王利華 RE Asset Management 2003-04-01 2004-01-05
AFC917 PHILLIPS Ned RO Dealing in Securities 2006-05-09 2007-10-31
AFC917 PHILLIPS Ned RO Advising on Securities 2006-05-09 2007-10-31
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Dealing in Securities 2003-04-01 2007-10-31
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Advising on Securities 2003-04-01 2007-10-31
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Asset Management 2003-04-01 2004-01-05
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Dealing in Securities 2003-04-01 2003-12-24
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Advising on Securities 2003-04-01 2003-12-24
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Providing Automated Trading Services 2003-04-01 2003-12-23
AFT194 CHEUNG Wai Sum, Vivian 張慧心 RE Asset Management 2003-04-01 2003-12-23
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Dealing in Securities 2003-04-01 2003-09-03
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Advising on Securities 2003-04-01 2003-09-03
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Advising on Corporate Finance 2003-04-01 2003-09-02
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Asset Management 2003-04-01 2003-09-02
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Dealing in Securities 2003-04-01 2007-10-31
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Advising on Securities 2003-04-01 2007-10-31
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Asset Management 2003-04-01 2004-01-05
AGG842 SO Tat Man 蘇達文 RE Dealing in Securities 2003-04-01 2004-01-12
AGG842 SO Tat Man 蘇達文 RE Advising on Securities 2003-04-01 2004-01-12
AGG842 SO Tat Man 蘇達文 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AGG842 SO Tat Man 蘇達文 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AGG842 SO Tat Man 蘇達文 RE Asset Management 2003-04-01 2004-01-05
AGG844 LAW Man Yan 羅文欣 RE Dealing in Securities 2003-04-01 2003-12-24
AGG844 LAW Man Yan 羅文欣 RE Advising on Securities 2003-04-01 2003-12-24
AGG844 LAW Man Yan 羅文欣 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AGG844 LAW Man Yan 羅文欣 RE Providing Automated Trading Services 2003-04-01 2003-12-23
AGG844 LAW Man Yan 羅文欣 RE Asset Management 2003-04-01 2003-12-23
AGH024 BAGAMAN Farrah RE Dealing in Securities 2003-12-09 2004-04-07
AGH024 BAGAMAN Farrah RE Advising on Securities 2003-12-09 2004-04-07
AGH786 TSUI Chi Hin 徐子軒 RE Dealing in Securities 2003-04-01 2003-09-03
AGH786 TSUI Chi Hin 徐子軒 RE Advising on Securities 2003-04-01 2003-09-03
AGH786 TSUI Chi Hin 徐子軒 RE Advising on Corporate Finance 2003-04-01 2003-09-02
AGH786 TSUI Chi Hin 徐子軒 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AGH786 TSUI Chi Hin 徐子軒 RE Asset Management 2003-04-01 2003-09-02
AGJ954 KIELLAND Christian H RE Dealing in Securities 2003-04-01 2004-08-19
AGJ954 KIELLAND Christian H RO Dealing in Securities 2004-08-19 2007-10-31
AGJ954 KIELLAND Christian H RE Advising on Securities 2003-04-01 2004-08-19
AGJ954 KIELLAND Christian H RO Advising on Securities 2004-08-19 2007-10-31
AGJ954 KIELLAND Christian H RE Advising on Corporate Finance 2003-04-01 2004-01-05
AGJ954 KIELLAND Christian H RE Providing Automated Trading Services 2003-04-01 2004-01-05
AGJ954 KIELLAND Christian H RE Asset Management 2003-04-01 2004-01-05
AGK907 NG Chak Chung 吳澤松 RE Dealing in Securities 2004-02-20 2004-03-19
AGK907 NG Chak Chung 吳澤松 RE Advising on Securities 2004-02-20 2004-03-19
AGM496 CLARKE Jeffrey Charles RE Dealing in Securities 2003-04-01 2003-06-27
AGM496 CLARKE Jeffrey Charles RE Advising on Securities 2003-04-01 2003-06-27
AGM496 CLARKE Jeffrey Charles RE Advising on Corporate Finance 2003-04-01 2003-06-27
AGM496 CLARKE Jeffrey Charles RE Providing Automated Trading Services 2003-04-01 2003-06-27
AGM496 CLARKE Jeffrey Charles RE Asset Management 2003-04-01 2003-06-27
AHA448 LORD II John Wesley RO Dealing in Securities 2003-04-01 2006-03-28
AHA448 LORD II John Wesley RO Advising on Securities 2003-04-01 2006-03-28
AHA448 LORD II John Wesley RO Providing Automated Trading Services 2003-04-01 2004-03-19
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Dealing in Securities 2003-04-01 2007-10-31
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Advising on Securities 2003-04-01 2007-10-31
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AHA562 SO Po Yee, Rosella 蘇寶兒 RE Asset Management 2003-04-01 2004-01-05
AHC358 MA Lai Mei 馬麗眉 RO Dealing in Securities 2004-09-02 2006-05-03
AHC358 MA Lai Mei 馬麗眉 RO Advising on Securities 2004-09-02 2006-05-03
AJM339 WONG Tsz Wai 黃子威 RE Dealing in Securities 2005-11-16 2007-10-31
AJM339 WONG Tsz Wai 黃子威 RE Advising on Securities 2005-11-16 2007-10-31

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