Hong Kong SFC licence institution AAE617, FT Securities Limited 富通證券有限公司

These are the licence-holders that were found for SFC licence institution AAE617 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Dealing in Securities 2003-04-01 2007-01-25
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Dealing in Futures Contracts 2005-09-30 2007-01-25
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Advising on Securities 2003-04-01 2004-05-17
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Advising on Futures Contracts 2005-09-30 2007-01-25
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Advising on Corporate Finance 2003-04-01 2004-05-17
AAA500 YEUNG Wing Choi, Jeffrey 楊永材 RE Asset Management 2003-04-01 2004-05-17
AAA941 AU YEUNG LEUNG Suk Men, Piera 歐陽梁淑敏 RO Dealing in Securities 2005-09-30 2007-11-20
AAA941 AU YEUNG LEUNG Suk Men, Piera 歐陽梁淑敏 RO Advising on Securities 2005-09-30 2007-11-20
AAA941 AU YEUNG LEUNG Suk Men, Piera 歐陽梁淑敏 RO Asset Management 2005-09-30 2007-11-20
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Dealing in Securities 2003-04-01 2010-10-31
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Advising on Securities 2003-04-01 2004-05-18
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Advising on Corporate Finance 2003-04-01 2004-05-18
AAB672 SUNG Ham Kin, Edmund 宋涵堅 RE Asset Management 2003-04-01 2004-05-18
AAC109 CHAN Chi Wai 陳志偉 RE Dealing in Securities 2003-04-01 2010-12-16
AAC109 CHAN Chi Wai 陳志偉 RE Dealing in Securities 2011-07-05
AAC109 CHAN Chi Wai 陳志偉 RE Dealing in Futures Contracts 2011-07-05 2012-06-27
AAC109 CHAN Chi Wai 陳志偉 RE Advising on Securities 2003-04-01 2004-06-02
AAC109 CHAN Chi Wai 陳志偉 RE Advising on Corporate Finance 2003-04-01 2004-06-02
AAC109 CHAN Chi Wai 陳志偉 RE Asset Management 2003-04-01 2004-06-02
AAD085 OMURA Yoshiyuki 大村良幸 RE Dealing in Securities 2012-01-16 2012-06-20
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RE Dealing in Securities 2005-07-14 2006-06-17
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RO Dealing in Securities 2003-04-01 2005-07-14
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RE Dealing in Futures Contracts 2005-09-30 2006-06-17
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RE Advising on Securities 2005-07-14 2006-06-17
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RO Advising on Securities 2003-04-01 2005-07-14
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RE Advising on Futures Contracts 2005-09-30 2006-06-17
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RO Advising on Corporate Finance 2003-04-01 2004-12-07
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RE Asset Management 2005-07-14 2005-07-29
AAE448 YEUNG Leung Yu, Murray 楊亮瑜 RO Asset Management 2003-04-01 2005-07-14
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Dealing in Securities 2003-04-01 2010-10-31
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Advising on Securities 2003-04-01 2004-05-18
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Advising on Corporate Finance 2003-04-01 2004-05-18
AAE455 YEE Mei Yuk, Rebecca 余美玉 RE Asset Management 2003-04-01 2004-05-18
AAE460 WONG Sai Fuk, Victor 王世福 RE Dealing in Securities 2003-04-01 2010-10-31
AAE460 WONG Sai Fuk, Victor 王世福 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAE460 WONG Sai Fuk, Victor 王世福 RE Advising on Securities 2003-04-01 2004-05-18
AAE460 WONG Sai Fuk, Victor 王世福 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAE460 WONG Sai Fuk, Victor 王世福 RE Advising on Corporate Finance 2003-04-01 2004-05-18
AAE460 WONG Sai Fuk, Victor 王世福 RE Asset Management 2003-04-01 2004-05-18
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Dealing in Securities 2003-04-01 2007-01-01
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Dealing in Futures Contracts 2005-09-30 2007-01-01
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Advising on Securities 2003-04-01 2004-05-15
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Advising on Futures Contracts 2005-09-30 2007-01-01
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Advising on Corporate Finance 2003-04-01 2004-05-15
AAE501 LI Chuen Ming, Gordon 李泉銘 RE Asset Management 2003-04-01 2004-05-15
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Dealing in Securities 2003-04-01 2007-01-25
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Dealing in Futures Contracts 2005-09-30 2007-01-25
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Advising on Securities 2003-04-01 2004-05-15
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Advising on Futures Contracts 2005-09-30 2007-01-25
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Advising on Corporate Finance 2003-04-01 2004-05-15
AAE506 LEUNG Kam Wah, Lawrence 梁錦華 RE Asset Management 2003-04-01 2004-05-15
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Dealing in Securities 2003-04-01 2010-10-31
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Advising on Securities 2003-04-01 2004-05-14
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Advising on Corporate Finance 2003-04-01 2004-05-14
AAE515 LAU Yee Wa, Raymond 劉怡華 RE Asset Management 2003-04-01 2004-05-14
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Dealing in Securities 2003-04-01 2010-10-31
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Advising on Securities 2003-04-01 2004-05-17
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Advising on Corporate Finance 2003-04-01 2004-05-17
AAE548 ZI Nai Kong, Nicholas 徐乃綱 RE Asset Management 2003-04-01 2004-05-17
AAE569 LIU Luk Por, Desmond 廖淥波 RO Dealing in Securities 2003-04-01 2005-03-01
AAE569 LIU Luk Por, Desmond 廖淥波 RO Advising on Securities 2003-04-01 2005-03-01
AAE569 LIU Luk Por, Desmond 廖淥波 RO Advising on Corporate Finance 2003-04-01 2004-12-07
AAE569 LIU Luk Por, Desmond 廖淥波 RO Asset Management 2003-04-01 2005-03-01
AAE792 SHUEN Lai Kuen, Barbara 旋麗娟 RE Dealing in Securities 2003-04-01 2010-10-31
AAE792 SHUEN Lai Kuen, Barbara 旋麗娟 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAE792 SHUEN Lai Kuen, Barbara 旋麗娟 RE Advising on Securities 2003-04-01 2004-10-14
AAE792 SHUEN Lai Kuen, Barbara 旋麗娟 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAE792 SHUEN Lai Kuen, Barbara 旋麗娟 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AAE792 SHUEN Lai Kuen, Barbara 旋麗娟 RE Asset Management 2003-04-01 2004-10-14
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Dealing in Securities 2003-04-01 2010-10-31
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Advising on Securities 2003-04-01 2004-05-18
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Advising on Corporate Finance 2003-04-01 2004-05-18
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Asset Management 2003-04-01 2004-05-18
AAG891 YIU Shing Wai 姚盛慧 RE Dealing in Securities 2018-03-26 2018-04-12
AAG891 YIU Shing Wai 姚盛慧 RO Dealing in Securities 2018-04-12
AAG891 YIU Shing Wai 姚盛慧 RO Advising on Securities 2018-04-12
AAH165 LEUNG Fuk Kuen, Eddie 梁福權 RE Dealing in Securities 2003-04-01 2005-03-18
AAH165 LEUNG Fuk Kuen, Eddie 梁福權 RE Advising on Securities 2003-04-01 2004-05-14
AAH165 LEUNG Fuk Kuen, Eddie 梁福權 RE Advising on Corporate Finance 2003-04-01 2004-05-14
AAH165 LEUNG Fuk Kuen, Eddie 梁福權 RE Asset Management 2003-04-01 2004-05-14
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Dealing in Securities 2003-04-01 2010-10-31
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Advising on Securities 2003-04-01 2004-05-15
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Advising on Corporate Finance 2003-04-01 2004-05-15
AAI316 CHEUNG Sai Wing, Nicholas 張世榮 RE Asset Management 2003-04-01 2004-05-15
AAJ442 YIM Kar Lai 嚴嘉麗 RE Dealing in Securities 2003-04-01 2010-10-31
AAJ442 YIM Kar Lai 嚴嘉麗 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAJ442 YIM Kar Lai 嚴嘉麗 RE Advising on Securities 2003-04-01 2004-05-17
AAJ442 YIM Kar Lai 嚴嘉麗 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAJ442 YIM Kar Lai 嚴嘉麗 RE Advising on Corporate Finance 2003-04-01 2004-05-17
AAJ442 YIM Kar Lai 嚴嘉麗 RE Asset Management 2003-04-01 2004-05-17
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Dealing in Securities 2003-04-01 2010-10-31
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Advising on Securities 2003-04-01 2004-05-18
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Advising on Corporate Finance 2003-04-01 2004-05-18
AAJ444 TSANG Wai Yin, Wendy 曾惠賢 RE Asset Management 2003-04-01 2004-05-18
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Dealing in Securities 2003-04-01 2010-10-31
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Advising on Securities 2003-04-01 2004-05-17
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Advising on Corporate Finance 2003-04-01 2004-05-17
AAJ978 CHENG Yin Wah, Irene 鄭燕華 RE Asset Management 2003-04-01 2004-05-17
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Dealing in Securities 2003-04-01 2010-10-31
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Advising on Securities 2003-04-01 2004-03-15
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Advising on Corporate Finance 2003-04-01 2004-03-15
AAK739 LEE Shuk Yee, Betty 李淑懿 RE Asset Management 2003-04-01 2004-03-15
AAK741 LO Shun Tat 盧順達 RE Dealing in Securities 2008-08-05 2009-06-01
AAK741 LO Shun Tat 盧順達 RE Dealing in Futures Contracts 2008-08-05 2009-06-01
AAK741 LO Shun Tat 盧順達 RE Advising on Futures Contracts 2008-08-05 2009-06-01
AAQ384 LEE Nga Lam, Adelina 李雅琳 RE Dealing in Securities 2011-12-22 2012-04-28
AAQ384 LEE Nga Lam, Adelina 李雅琳 RE Dealing in Futures Contracts 2011-12-22 2012-04-28
AAW434 CHANG Chih Ping, Tony 張志平 RE Dealing in Securities 2012-11-20 2013-01-08
AAW434 CHANG Chih Ping, Tony 張志平 RO Dealing in Securities 2013-01-08 2013-10-10
AAY606 WONG Wai Han, Jill 黃慧嫻 RE Dealing in Securities 2003-04-01 2004-04-27
AAY606 WONG Wai Han, Jill 黃慧嫻 RE Advising on Securities 2003-04-01 2004-04-27
AAY606 WONG Wai Han, Jill 黃慧嫻 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AAY606 WONG Wai Han, Jill 黃慧嫻 RE Asset Management 2003-04-01 2004-04-27
AAY647 CHUNG Chi Ming 鍾志明 RE Dealing in Securities 2018-04-24 2018-06-05
AAY647 CHUNG Chi Ming 鍾志明 RO Dealing in Securities 2018-06-05
AAY647 CHUNG Chi Ming 鍾志明 RO Advising on Securities 2018-06-05
AAZ070 LAI Wai Yi 賴慧儀 RE Dealing in Securities 2003-04-01 2010-10-31
AAZ070 LAI Wai Yi 賴慧儀 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AAZ070 LAI Wai Yi 賴慧儀 RE Advising on Securities 2003-04-01 2004-05-17
AAZ070 LAI Wai Yi 賴慧儀 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AAZ070 LAI Wai Yi 賴慧儀 RE Advising on Corporate Finance 2003-04-01 2004-05-17
AAZ070 LAI Wai Yi 賴慧儀 RE Asset Management 2003-04-01 2004-05-17
ABA528 YUEN Peter Richard 袁沛德 RE Dealing in Securities 2003-09-19 2003-12-17
ABD420 KO Tai Fun 高泰芬 RE Dealing in Securities 2005-10-25 2010-06-12
ABD420 KO Tai Fun 高泰芬 RE Dealing in Futures Contracts 2005-10-28 2010-01-06
ABD420 KO Tai Fun 高泰芬 RE Advising on Securities 2005-10-25 2010-01-06
ABD420 KO Tai Fun 高泰芬 RE Advising on Futures Contracts 2005-10-28 2010-01-06
ABE373 YIM Kwok Wa, Eugene 嚴國華 RE Dealing in Securities 2003-04-01 2009-03-06
ABE373 YIM Kwok Wa, Eugene 嚴國華 RE Dealing in Futures Contracts 2005-09-30 2009-03-06
ABE373 YIM Kwok Wa, Eugene 嚴國華 RE Advising on Securities 2003-04-01 2004-05-18
ABE373 YIM Kwok Wa, Eugene 嚴國華 RE Advising on Futures Contracts 2005-09-30 2009-03-06
ABE373 YIM Kwok Wa, Eugene 嚴國華 RE Advising on Corporate Finance 2003-04-01 2004-05-18
ABE373 YIM Kwok Wa, Eugene 嚴國華 RE Asset Management 2003-04-01 2004-05-18
ABF197 LAM Chi Biu, Andrew 林志標 RE Dealing in Securities 2003-04-01 2005-10-25
ABF197 LAM Chi Biu, Andrew 林志標 RE Dealing in Futures Contracts 2005-09-30 2005-10-25
ABF197 LAM Chi Biu, Andrew 林志標 RE Advising on Securities 2003-04-01 2004-05-17
ABF197 LAM Chi Biu, Andrew 林志標 RE Advising on Futures Contracts 2005-09-30 2005-10-25
ABF197 LAM Chi Biu, Andrew 林志標 RE Advising on Corporate Finance 2003-04-01 2004-05-17
ABF197 LAM Chi Biu, Andrew 林志標 RE Asset Management 2003-04-01 2004-05-17
ABL977 SE Yung Yee, David Carven 施勇儀 RO Dealing in Securities 2003-04-01 2010-12-16
ABL977 SE Yung Yee, David Carven 施勇儀 RO Dealing in Futures Contracts 2005-09-22 2010-12-16
ABL977 SE Yung Yee, David Carven 施勇儀 RO Advising on Securities 2003-04-01 2010-12-16
ABL977 SE Yung Yee, David Carven 施勇儀 RO Advising on Futures Contracts 2005-09-22 2010-12-16
ABL977 SE Yung Yee, David Carven 施勇儀 RO Advising on Corporate Finance 2003-04-01 2004-12-07
ABL977 SE Yung Yee, David Carven 施勇儀 RO Asset Management 2003-04-01 2010-12-16
ABN304 LEE Tak Hing 李德興 RE Dealing in Securities 2003-04-01 2005-01-04
ABN304 LEE Tak Hing 李德興 RE Advising on Securities 2003-04-01 2004-05-14
ABN304 LEE Tak Hing 李德興 RE Advising on Corporate Finance 2003-04-01 2004-05-14
ABN304 LEE Tak Hing 李德興 RE Asset Management 2003-04-01 2004-05-14
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Dealing in Securities 2003-04-01 2010-10-31
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Advising on Securities 2003-04-01 2004-05-15
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Advising on Futures Contracts 2005-09-30 2010-10-31
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Advising on Corporate Finance 2003-04-01 2004-05-15
ABP527 KWOK Tai Pang, Samson 郭大鵬 RE Asset Management 2003-04-01 2004-05-15
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Dealing in Securities 2003-04-01 2003-11-07
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Advising on Securities 2003-04-01 2003-11-07
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Advising on Corporate Finance 2003-04-01 2003-11-07
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Asset Management 2003-04-01 2003-11-07
ABT732 YING Hok Kong, Tommy 應鶴江 RE Dealing in Securities 2003-04-01 2004-09-30
ABT732 YING Hok Kong, Tommy 應鶴江 RE Advising on Securities 2003-04-01 2004-05-18
ABT732 YING Hok Kong, Tommy 應鶴江 RE Advising on Corporate Finance 2003-04-01 2004-05-18
ABT732 YING Hok Kong, Tommy 應鶴江 RE Asset Management 2003-04-01 2004-05-18
ABY211 WU Alan 吳倫 RE Dealing in Securities 2003-04-01 2003-08-01
ABY211 WU Alan 吳倫 RE Advising on Securities 2003-04-01 2003-08-01
ABY211 WU Alan 吳倫 RE Advising on Corporate Finance 2003-04-01 2003-08-01
ABY211 WU Alan 吳倫 RE Asset Management 2003-04-01 2003-08-01
ABZ884 WONG Che Lik 黃自力 RE Dealing in Securities 2003-04-01 2003-06-28
ABZ884 WONG Che Lik 黃自力 RE Advising on Securities 2003-04-01 2003-06-28
ABZ884 WONG Che Lik 黃自力 RE Advising on Corporate Finance 2003-04-01 2003-06-28
ABZ884 WONG Che Lik 黃自力 RE Asset Management 2003-04-01 2003-06-28
ACB593 HUI Kam Wing, Benjamin 許鑑榮 RE Dealing in Securities 2005-06-16 2009-05-16
ACB593 HUI Kam Wing, Benjamin 許鑑榮 RE Dealing in Futures Contracts 2005-09-30 2009-05-16
ACB593 HUI Kam Wing, Benjamin 許鑑榮 RE Advising on Futures Contracts 2005-09-30 2009-05-16
ACB899 CHU Kin Man 朱建文 RE Dealing in Securities 2003-04-01 2005-09-30
ACB899 CHU Kin Man 朱建文 RO Dealing in Securities 2005-09-30 2006-09-30
ACB899 CHU Kin Man 朱建文 RO Dealing in Futures Contracts 2005-10-06 2006-09-30
ACB899 CHU Kin Man 朱建文 RE Advising on Securities 2003-04-01 2004-05-14
ACB899 CHU Kin Man 朱建文 RO Advising on Securities 2005-09-30 2006-09-30
ACB899 CHU Kin Man 朱建文 RO Advising on Futures Contracts 2005-10-06 2006-09-30
ACB899 CHU Kin Man 朱建文 RE Advising on Corporate Finance 2003-04-01 2004-05-14
ACB899 CHU Kin Man 朱建文 RE Asset Management 2003-04-01 2004-05-14
ACB899 CHU Kin Man 朱建文 RO Asset Management 2005-09-30 2006-05-30
ACD665 SIU Julie Wailing 蕭偉玲 RE Dealing in Securities 2003-04-01 2005-03-18
ACD665 SIU Julie Wailing 蕭偉玲 RE Advising on Securities 2003-04-01 2004-05-18
ACD665 SIU Julie Wailing 蕭偉玲 RE Advising on Corporate Finance 2003-04-01 2004-05-18
ACD665 SIU Julie Wailing 蕭偉玲 RE Asset Management 2003-04-01 2004-05-18
ACG603 WONG Chi Kai 黃志佳 RE Dealing in Securities 2007-08-20 2007-11-20
ACG770 KONG Wing Yin, Emily 江穎妍 RE Dealing in Securities 2006-12-04 2010-11-20
ACG770 KONG Wing Yin, Emily 江穎妍 RE Dealing in Futures Contracts 2006-12-04 2010-11-20
ACG770 KONG Wing Yin, Emily 江穎妍 RE Advising on Futures Contracts 2007-01-19 2010-11-20
ACI910 LAM Yee Kwan 林懿君 RE Dealing in Securities 2003-04-01 2003-04-04
ACI910 LAM Yee Kwan 林懿君 RE Dealing in Securities 2008-04-17 2011-01-11
ACI910 LAM Yee Kwan 林懿君 RO Dealing in Securities 2011-01-11 2012-01-16
ACI910 LAM Yee Kwan 林懿君 RE Dealing in Futures Contracts 2008-05-26 2011-01-11
ACI910 LAM Yee Kwan 林懿君 RO Dealing in Futures Contracts 2011-01-11 2012-01-16
ACI910 LAM Yee Kwan 林懿君 RE Advising on Securities 2003-04-01 2003-04-04
ACI910 LAM Yee Kwan 林懿君 RO Advising on Securities 2011-01-11 2012-01-16
ACI910 LAM Yee Kwan 林懿君 RE Advising on Futures Contracts 2008-05-26 2011-01-11
ACI910 LAM Yee Kwan 林懿君 RO Advising on Futures Contracts 2011-01-11 2012-01-16
ACI910 LAM Yee Kwan 林懿君 RE Advising on Corporate Finance 2003-04-01 2003-04-04
ACI910 LAM Yee Kwan 林懿君 RE Asset Management 2003-04-01 2003-04-04
ACL084 CHAN Pak Ming, Nicholas 陳百銘 RE Dealing in Securities 2004-04-02 2006-06-22
ACL084 CHAN Pak Ming, Nicholas 陳百銘 RE Dealing in Futures Contracts 2005-09-30 2006-06-22
ACL084 CHAN Pak Ming, Nicholas 陳百銘 RE Advising on Futures Contracts 2005-09-30 2006-06-22
ACP246 PUN Yin Man 潘燕文 RE Dealing in Securities 2003-04-01 2010-10-31
ACP246 PUN Yin Man 潘燕文 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
ACP246 PUN Yin Man 潘燕文 RE Advising on Securities 2003-04-01 2004-05-18
ACP246 PUN Yin Man 潘燕文 RE Advising on Futures Contracts 2005-09-30 2010-10-31
ACP246 PUN Yin Man 潘燕文 RE Advising on Corporate Finance 2003-04-01 2004-05-18
ACP246 PUN Yin Man 潘燕文 RE Asset Management 2003-04-01 2004-05-18
ACP792 CHEONG Kin 張健 RE Dealing in Securities 2003-04-01 2005-04-12
ACP792 CHEONG Kin 張健 RE Dealing in Securities 2008-07-02 2010-10-31
ACP792 CHEONG Kin 張健 RE Dealing in Futures Contracts 2008-07-02 2010-10-31
ACP792 CHEONG Kin 張健 RE Advising on Securities 2003-04-01 2004-05-14
ACP792 CHEONG Kin 張健 RE Advising on Futures Contracts 2008-07-22 2010-10-31
ACP792 CHEONG Kin 張健 RE Advising on Corporate Finance 2003-04-01 2004-05-14
ACP792 CHEONG Kin 張健 RE Asset Management 2003-04-01 2004-05-14
ACQ609 FONG Suet Chung 方雪松 RE Dealing in Securities 2003-04-01 2006-06-17
ACQ609 FONG Suet Chung 方雪松 RE Dealing in Futures Contracts 2005-09-30 2006-06-17
ACQ609 FONG Suet Chung 方雪松 RE Advising on Securities 2003-04-01 2004-05-14
ACQ609 FONG Suet Chung 方雪松 RE Advising on Futures Contracts 2005-09-30 2006-06-17
ACQ609 FONG Suet Chung 方雪松 RE Advising on Corporate Finance 2003-04-01 2004-05-14
ACQ609 FONG Suet Chung 方雪松 RE Asset Management 2003-04-01 2004-05-14
ACQ914 LAM Wai Kit 林惠傑 RO Dealing in Securities 2012-05-21
ACQ914 LAM Wai Kit 林惠傑 RO Advising on Securities 2012-05-21
ACQ917 SUN Wing Man, Doris 辛頴敏 RE Dealing in Securities 2006-09-13 2009-03-02
ACQ917 SUN Wing Man, Doris 辛頴敏 RE Dealing in Futures Contracts 2006-09-13 2009-03-02
ACQ917 SUN Wing Man, Doris 辛頴敏 RE Advising on Futures Contracts 2006-09-13 2009-03-02
ACU275 CHU Po Chuen 朱寶全 RE Dealing in Securities 2003-04-01 2011-01-30
ACU275 CHU Po Chuen 朱寶全 RE Dealing in Futures Contracts 2005-09-30 2011-01-30
ACU275 CHU Po Chuen 朱寶全 RE Advising on Securities 2003-04-01 2004-05-14
ACU275 CHU Po Chuen 朱寶全 RE Advising on Futures Contracts 2005-09-30 2011-01-30
ACU275 CHU Po Chuen 朱寶全 RE Advising on Corporate Finance 2003-04-01 2004-05-14
ACU275 CHU Po Chuen 朱寶全 RE Asset Management 2003-04-01 2004-05-14
ACU277 CHENG Man, Carol 鄭敏 RE Dealing in Securities 2003-04-01 2004-03-01
ACU277 CHENG Man, Carol 鄭敏 RE Advising on Securities 2003-04-01 2004-03-01
ACU277 CHENG Man, Carol 鄭敏 RE Advising on Corporate Finance 2003-04-01 2004-03-01
ACU277 CHENG Man, Carol 鄭敏 RE Asset Management 2003-04-01 2004-03-01
ACU385 WONG Suet Man 王雪曼 RE Dealing in Securities 2003-04-01 2007-01-18
ACU385 WONG Suet Man 王雪曼 RE Dealing in Futures Contracts 2005-09-30 2007-01-18
ACU385 WONG Suet Man 王雪曼 RE Advising on Securities 2003-04-01 2004-05-18
ACU385 WONG Suet Man 王雪曼 RE Advising on Futures Contracts 2005-09-30 2007-01-18
ACU385 WONG Suet Man 王雪曼 RE Advising on Corporate Finance 2003-04-01 2004-05-18
ACU385 WONG Suet Man 王雪曼 RE Asset Management 2003-04-01 2004-05-18
ACU386 LEE Yu Sang 李裕生 RE Dealing in Securities 2003-04-01 2010-10-31
ACU386 LEE Yu Sang 李裕生 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
ACU386 LEE Yu Sang 李裕生 RE Advising on Securities 2003-04-01 2004-05-14
ACU386 LEE Yu Sang 李裕生 RE Advising on Futures Contracts 2005-09-30 2010-10-31
ACU386 LEE Yu Sang 李裕生 RE Advising on Corporate Finance 2003-04-01 2004-05-14
ACU386 LEE Yu Sang 李裕生 RE Asset Management 2003-04-01 2004-05-14
ACU387 SHAM Ping Chuen 沈炳全 RE Dealing in Securities 2003-04-01 2009-05-16
ACU387 SHAM Ping Chuen 沈炳全 RE Dealing in Futures Contracts 2005-09-30 2009-05-16
ACU387 SHAM Ping Chuen 沈炳全 RE Advising on Securities 2003-04-01 2004-05-18
ACU387 SHAM Ping Chuen 沈炳全 RE Advising on Futures Contracts 2005-09-30 2009-05-16
ACU387 SHAM Ping Chuen 沈炳全 RE Advising on Corporate Finance 2003-04-01 2004-05-18
ACU387 SHAM Ping Chuen 沈炳全 RE Asset Management 2003-04-01 2004-05-18
ACU650 SHUM Ping Hung 沈炳雄 RE Dealing in Securities 2003-04-01 2011-01-30
ACU650 SHUM Ping Hung 沈炳雄 RE Dealing in Futures Contracts 2005-09-30 2011-01-30
ACU650 SHUM Ping Hung 沈炳雄 RE Advising on Securities 2003-04-01 2004-05-18
ACU650 SHUM Ping Hung 沈炳雄 RE Advising on Futures Contracts 2005-09-30 2011-01-30
ACU650 SHUM Ping Hung 沈炳雄 RE Advising on Corporate Finance 2003-04-01 2004-05-18
ACU650 SHUM Ping Hung 沈炳雄 RE Asset Management 2003-04-01 2004-05-18
ACU709 KAM Man Sun 金文新 RE Dealing in Securities 2003-04-01 2005-01-04
ACU709 KAM Man Sun 金文新 RE Advising on Securities 2003-04-01 2004-05-18
ACU709 KAM Man Sun 金文新 RE Advising on Corporate Finance 2003-04-01 2004-05-18
ACU709 KAM Man Sun 金文新 RE Asset Management 2003-04-01 2004-05-18
ACU981 CHAN Bun 陳斌 RE Dealing in Securities 2003-04-01 2004-02-29
ACU981 CHAN Bun 陳斌 RE Advising on Securities 2003-04-01 2004-02-29
ACU981 CHAN Bun 陳斌 RE Advising on Corporate Finance 2003-04-01 2004-02-29
ACU981 CHAN Bun 陳斌 RE Asset Management 2003-04-01 2004-02-29
ACX170 MAK Mei Mei, Cilla 麥美美 RE Dealing in Securities 2003-04-01 2007-07-01
ACX170 MAK Mei Mei, Cilla 麥美美 RE Dealing in Futures Contracts 2005-09-30 2007-07-01
ACX170 MAK Mei Mei, Cilla 麥美美 RE Advising on Securities 2003-04-01 2004-05-14
ACX170 MAK Mei Mei, Cilla 麥美美 RE Advising on Futures Contracts 2005-09-30 2007-07-01
ACX170 MAK Mei Mei, Cilla 麥美美 RE Advising on Corporate Finance 2003-04-01 2004-05-14
ACX170 MAK Mei Mei, Cilla 麥美美 RE Asset Management 2003-04-01 2004-05-14
ADA654 YEUNG Chui Kwan 楊翠群 RE Dealing in Securities 2003-04-01 2003-07-18
ADA654 YEUNG Chui Kwan 楊翠群 RE Dealing in Securities 2004-05-13 2010-10-31
ADA654 YEUNG Chui Kwan 楊翠群 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
ADA654 YEUNG Chui Kwan 楊翠群 RE Advising on Securities 2003-04-01 2003-07-18
ADA654 YEUNG Chui Kwan 楊翠群 RE Advising on Futures Contracts 2005-09-30 2010-10-31
ADA654 YEUNG Chui Kwan 楊翠群 RE Advising on Corporate Finance 2003-04-01 2003-07-18
ADA654 YEUNG Chui Kwan 楊翠群 RE Asset Management 2003-04-01 2003-07-18
ADA685 LUI Yim Yin 雷艷燕 RE Dealing in Securities 2003-04-01 2010-10-31
ADA685 LUI Yim Yin 雷艷燕 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
ADA685 LUI Yim Yin 雷艷燕 RE Advising on Securities 2003-04-01 2004-05-14
ADA685 LUI Yim Yin 雷艷燕 RE Advising on Futures Contracts 2005-09-30 2010-10-31
ADA685 LUI Yim Yin 雷艷燕 RE Advising on Corporate Finance 2003-04-01 2004-05-14
ADA685 LUI Yim Yin 雷艷燕 RE Asset Management 2003-04-01 2004-05-14
ADA744 CHEUNG Yuk Ha, Annabella 張玉霞 RE Dealing in Securities 2003-04-01 2010-10-31
ADA744 CHEUNG Yuk Ha, Annabella 張玉霞 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
ADA744 CHEUNG Yuk Ha, Annabella 張玉霞 RE Advising on Securities 2003-04-01 2004-05-15
ADA744 CHEUNG Yuk Ha, Annabella 張玉霞 RE Advising on Futures Contracts 2005-09-30 2010-10-31
ADA744 CHEUNG Yuk Ha, Annabella 張玉霞 RE Advising on Corporate Finance 2003-04-01 2004-05-15
ADA744 CHEUNG Yuk Ha, Annabella 張玉霞 RE Asset Management 2003-04-01 2004-05-15
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Dealing in Securities 2003-04-01 2010-10-31
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Advising on Securities 2003-04-01 2004-05-15
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Advising on Futures Contracts 2005-09-30 2010-10-31
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Advising on Corporate Finance 2003-04-01 2004-05-15
ADA776 CHEUNG Ngan Sui, Yvonne 張銀瑞 RE Asset Management 2003-04-01 2004-05-15
ADE769 YU Yuk Fan, David 余毓繁 RO Asset Management 2011-01-11 2011-06-14
ADF885 CHENG Ying Kam, Jeany 莊英琴 RE Dealing in Securities 2003-04-01 2004-06-17
ADF885 CHENG Ying Kam, Jeany 莊英琴 RE Advising on Securities 2003-04-01 2004-05-17
ADF885 CHENG Ying Kam, Jeany 莊英琴 RE Advising on Corporate Finance 2003-04-01 2004-05-17
ADF885 CHENG Ying Kam, Jeany 莊英琴 RE Asset Management 2003-04-01 2004-05-17
ADH908 LI Kam Ching, Derick 李金錚 RO Dealing in Securities 2005-09-27 2008-03-01
ADH908 LI Kam Ching, Derick 李金錚 RO Dealing in Futures Contracts 2005-10-05 2008-03-01
ADH908 LI Kam Ching, Derick 李金錚 RO Advising on Securities 2005-09-27 2008-03-01
ADH908 LI Kam Ching, Derick 李金錚 RO Advising on Futures Contracts 2005-10-05 2008-03-01
ADH908 LI Kam Ching, Derick 李金錚 RO Asset Management 2005-09-27 2008-03-01
ADI990 CHEUNG Kin Keung, Jocelyn 張建強 RE Dealing in Securities 2003-04-01 2003-07-26
ADI990 CHEUNG Kin Keung, Jocelyn 張建強 RE Advising on Securities 2003-04-01 2003-07-26
ADI990 CHEUNG Kin Keung, Jocelyn 張建強 RE Advising on Corporate Finance 2003-04-01 2003-07-26
ADI990 CHEUNG Kin Keung, Jocelyn 張建強 RE Asset Management 2003-04-01 2003-07-26
ADI991 HUI Hong, Alen 許航 RE Dealing in Securities 2003-04-01 2010-10-31
ADI991 HUI Hong, Alen 許航 RE Dealing in Futures Contracts 2005-10-04 2010-10-31
ADI991 HUI Hong, Alen 許航 RE Advising on Securities 2003-04-01 2004-05-15
ADI991 HUI Hong, Alen 許航 RE Advising on Futures Contracts 2005-10-04 2010-10-31
ADI991 HUI Hong, Alen 許航 RE Advising on Corporate Finance 2003-04-01 2004-05-15
ADI991 HUI Hong, Alen 許航 RE Asset Management 2003-04-01 2004-05-15
ADJ382 MACDONALD Alexander Booth RE Dealing in Securities 2003-04-01 2010-10-31
ADJ382 MACDONALD Alexander Booth RE Dealing in Futures Contracts 2005-09-30 2010-10-31
ADJ382 MACDONALD Alexander Booth RE Advising on Securities 2003-04-01 2004-05-14
ADJ382 MACDONALD Alexander Booth RE Advising on Futures Contracts 2005-09-30 2010-10-31
ADJ382 MACDONALD Alexander Booth RE Advising on Corporate Finance 2003-04-01 2004-05-14
ADJ382 MACDONALD Alexander Booth RE Asset Management 2003-04-01 2004-05-14
ADL208 TING Sui Lin, Wanda 丁瑞蓮 RE Dealing in Securities 2003-04-01 2004-04-28
ADL208 TING Sui Lin, Wanda 丁瑞蓮 RE Advising on Securities 2003-04-01 2004-04-27
ADL208 TING Sui Lin, Wanda 丁瑞蓮 RE Advising on Corporate Finance 2003-04-01 2004-04-27
ADL208 TING Sui Lin, Wanda 丁瑞蓮 RE Asset Management 2003-04-01 2004-04-27
ADN974 AU Wing Ting 歐永定 RE Dealing in Securities 2003-04-01 2006-06-17
ADN974 AU Wing Ting 歐永定 RE Dealing in Futures Contracts 2005-09-30 2006-06-17
ADN974 AU Wing Ting 歐永定 RE Advising on Securities 2003-04-01 2004-05-17
ADN974 AU Wing Ting 歐永定 RE Advising on Futures Contracts 2005-09-30 2006-06-17
ADN974 AU Wing Ting 歐永定 RE Advising on Corporate Finance 2003-04-01 2004-05-17
ADN974 AU Wing Ting 歐永定 RE Asset Management 2003-04-01 2004-05-17
ADQ868 MIU Hung Lucy 苗紅 RE Dealing in Securities 2003-04-01 2003-05-16
ADQ868 MIU Hung Lucy 苗紅 RE Advising on Securities 2003-04-01 2003-05-16
ADQ868 MIU Hung Lucy 苗紅 RE Advising on Corporate Finance 2003-04-01 2003-05-16
ADQ868 MIU Hung Lucy 苗紅 RE Asset Management 2003-04-01 2003-05-16
ADS283 HASAN Haroon RE Dealing in Securities 2003-04-01 2003-06-28
ADS283 HASAN Haroon RE Advising on Securities 2003-04-01 2003-06-28
ADS283 HASAN Haroon RE Advising on Corporate Finance 2003-04-01 2003-06-28
ADS283 HASAN Haroon RE Asset Management 2003-04-01 2003-06-28
ADS532 LEUNG Kam Pui 梁錦培 RE Dealing in Securities 2011-12-22 2017-07-01
ADS532 LEUNG Kam Pui 梁錦培 RE Dealing in Futures Contracts 2011-12-22 2012-06-27
ADS532 LEUNG Kam Pui 梁錦培 RE Asset Management 2011-12-22 2012-06-27
ADT685 CHEUNG Chun Ho 張振豪 RE Dealing in Securities 2003-04-01 2004-04-27
ADT685 CHEUNG Chun Ho 張振豪 RE Advising on Securities 2003-04-01 2004-04-27
ADT685 CHEUNG Chun Ho 張振豪 RE Advising on Corporate Finance 2003-04-01 2004-04-27
ADT685 CHEUNG Chun Ho 張振豪 RE Asset Management 2003-04-01 2004-04-27
ADU680 YICK Wing Yuen, Kenneth 易永源 RE Dealing in Securities 2003-04-01 2005-02-24
ADU680 YICK Wing Yuen, Kenneth 易永源 RE Advising on Securities 2003-04-01 2004-05-17
ADU680 YICK Wing Yuen, Kenneth 易永源 RE Advising on Corporate Finance 2003-04-01 2004-05-17
ADU680 YICK Wing Yuen, Kenneth 易永源 RE Asset Management 2003-04-01 2004-05-17
ADV811 KUO Shu-Chuan 郭淑娟 RE Dealing in Securities 2003-04-01 2006-05-24
ADV811 KUO Shu-Chuan 郭淑娟 RE Dealing in Futures Contracts 2005-09-30 2006-05-24
ADV811 KUO Shu-Chuan 郭淑娟 RE Advising on Securities 2003-04-01 2004-05-18
ADV811 KUO Shu-Chuan 郭淑娟 RE Advising on Futures Contracts 2005-09-30 2006-05-24
ADV811 KUO Shu-Chuan 郭淑娟 RE Advising on Corporate Finance 2003-04-01 2004-05-18
ADV811 KUO Shu-Chuan 郭淑娟 RE Asset Management 2003-04-01 2004-05-18
ADW512 LEE Steven Wai 李威 RE Dealing in Securities 2003-04-01 2004-03-13
ADW512 LEE Steven Wai 李威 RE Advising on Securities 2003-04-01 2004-03-13
ADW512 LEE Steven Wai 李威 RE Advising on Corporate Finance 2003-04-01 2004-03-13
ADW512 LEE Steven Wai 李威 RE Asset Management 2003-04-01 2004-03-13
ADY271 WONG Hang Nei, Grace 王幸妮 RE Dealing in Securities 2003-04-01 2003-05-31
ADY271 WONG Hang Nei, Grace 王幸妮 RE Advising on Securities 2003-04-01 2003-05-31
ADY271 WONG Hang Nei, Grace 王幸妮 RE Advising on Corporate Finance 2003-04-01 2003-05-31
ADY271 WONG Hang Nei, Grace 王幸妮 RE Asset Management 2003-04-01 2003-05-31
AEB576 YAU Siu Ling 邱少玲 RE Dealing in Securities 2003-04-01 2003-07-04
AEB576 YAU Siu Ling 邱少玲 RE Advising on Securities 2003-04-01 2003-07-04
AEB576 YAU Siu Ling 邱少玲 RE Advising on Corporate Finance 2003-04-01 2003-07-04
AEB576 YAU Siu Ling 邱少玲 RE Asset Management 2003-04-01 2003-07-04
AED694 WONG Yue Fat 黃裕發 RE Dealing in Securities 2003-04-01 2003-07-01
AED694 WONG Yue Fat 黃裕發 RE Advising on Securities 2003-04-01 2003-07-01
AED694 WONG Yue Fat 黃裕發 RE Advising on Corporate Finance 2003-04-01 2003-07-01
AED694 WONG Yue Fat 黃裕發 RE Asset Management 2003-04-01 2003-07-01
AED758 KUEK Boon Kiat 郭翹鋒 RE Dealing in Securities 2004-04-15 2004-12-17
AEE154 CHANG Wen-ling 張文玲 RE Dealing in Securities 2003-04-01 2004-05-21
AEE154 CHANG Wen-ling 張文玲 RE Advising on Securities 2003-04-01 2004-04-27
AEE154 CHANG Wen-ling 張文玲 RE Advising on Corporate Finance 2003-04-01 2003-10-15
AEE154 CHANG Wen-ling 張文玲 RE Asset Management 2003-04-01 2003-10-15
AEE312 CHIU Yiu Wing, Charles 趙耀榮 RE Dealing in Securities 2003-04-01 2004-11-05
AEE312 CHIU Yiu Wing, Charles 趙耀榮 RE Advising on Securities 2003-04-01 2004-05-15
AEE312 CHIU Yiu Wing, Charles 趙耀榮 RE Advising on Corporate Finance 2003-04-01 2004-05-15
AEE312 CHIU Yiu Wing, Charles 趙耀榮 RE Asset Management 2003-04-01 2004-05-15
AEG134 LAI Suet Fai 賴雪暉 RE Dealing in Securities 2003-04-01 2004-05-19
AEG134 LAI Suet Fai 賴雪暉 RE Advising on Securities 2003-04-01 2004-05-15
AEG134 LAI Suet Fai 賴雪暉 RE Advising on Corporate Finance 2003-04-01 2004-05-15
AEG134 LAI Suet Fai 賴雪暉 RE Asset Management 2003-04-01 2004-05-15
AEH405 LEE Ka Ki 李家驥 RE Dealing in Securities 2012-06-11 2018-01-08
AEH550 POON Che Ho 潘志豪 RE Dealing in Securities 2004-04-06 2005-01-25
AEH584 WONG Chi Hing 黃紫卿 RE Dealing in Securities 2003-04-01 2010-10-31
AEH584 WONG Chi Hing 黃紫卿 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AEH584 WONG Chi Hing 黃紫卿 RE Advising on Securities 2003-04-01 2004-05-18
AEH584 WONG Chi Hing 黃紫卿 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AEH584 WONG Chi Hing 黃紫卿 RE Advising on Corporate Finance 2003-04-01 2004-05-18
AEH584 WONG Chi Hing 黃紫卿 RE Asset Management 2003-04-01 2004-05-18
AEH948 LAU Ming Fai 劉明暉 RE Dealing in Securities 2005-01-28 2005-04-12
AEK386 KWONG Mei Fung 鄺美鳳 RE Dealing in Securities 2003-04-01 2004-04-27
AEK386 KWONG Mei Fung 鄺美鳳 RE Advising on Securities 2003-04-01 2004-04-27
AEK386 KWONG Mei Fung 鄺美鳳 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AEK386 KWONG Mei Fung 鄺美鳳 RE Asset Management 2003-04-01 2004-04-27
AEN199 CHOI Chun Wa 蔡振華 RE Dealing in Securities 2006-09-01 2007-01-19
AEN199 CHOI Chun Wa 蔡振華 RE Dealing in Futures Contracts 2006-09-01 2007-01-19
AEN199 CHOI Chun Wa 蔡振華 RE Advising on Futures Contracts 2006-09-07 2007-01-19
AEO683 LAM John Junior 林慕賢 RE Dealing in Securities 2003-04-01 2005-02-24
AEO683 LAM John Junior 林慕賢 RE Advising on Securities 2003-04-01 2004-05-17
AEO683 LAM John Junior 林慕賢 RE Advising on Corporate Finance 2003-04-01 2004-05-17
AEO683 LAM John Junior 林慕賢 RE Asset Management 2003-04-01 2004-05-17
AEO786 KING John Moncure RO Dealing in Futures Contracts 2008-12-10 2009-11-30
AER411 CHAN Yat Wai 陳一衛 RE Dealing in Securities 2007-08-03 2011-01-30
AER411 CHAN Yat Wai 陳一衛 RE Dealing in Futures Contracts 2007-08-03 2011-01-30
AER411 CHAN Yat Wai 陳一衛 RE Advising on Futures Contracts 2007-08-03 2011-01-30
AES117 MA Johnny Bun Wah 馬斌華 RE Dealing in Securities 2003-09-24 2004-08-06
AEU390 LEUNG Luzviminda Cabanatan RE Dealing in Securities 2003-04-01 2010-10-31
AEU390 LEUNG Luzviminda Cabanatan RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AEU390 LEUNG Luzviminda Cabanatan RE Advising on Securities 2003-04-01 2004-05-14
AEU390 LEUNG Luzviminda Cabanatan RE Advising on Futures Contracts 2005-09-30 2010-10-31
AEU390 LEUNG Luzviminda Cabanatan RE Advising on Corporate Finance 2003-04-01 2004-05-14
AEU390 LEUNG Luzviminda Cabanatan RE Asset Management 2003-04-01 2004-05-14
AEU885 KWAN Kin Wai Titanic 關堅偉 RE Dealing in Securities 2003-04-01 2003-08-14
AEU885 KWAN Kin Wai Titanic 關堅偉 RE Advising on Securities 2003-04-01 2003-08-14
AEU885 KWAN Kin Wai Titanic 關堅偉 RE Advising on Corporate Finance 2003-04-01 2003-08-14
AEU885 KWAN Kin Wai Titanic 關堅偉 RE Asset Management 2003-04-01 2003-08-14
AEX135 FUNG Siu Ping 馮小平 RE Dealing in Securities 2003-04-01 2003-09-19
AEX135 FUNG Siu Ping 馮小平 RE Advising on Securities 2003-04-01 2003-09-19
AEX135 FUNG Siu Ping 馮小平 RE Advising on Corporate Finance 2003-04-01 2003-09-19
AEX135 FUNG Siu Ping 馮小平 RE Asset Management 2003-04-01 2003-09-19
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Dealing in Securities 2003-04-01 2009-05-16
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Dealing in Futures Contracts 2005-09-30 2009-05-16
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Advising on Securities 2003-04-01 2004-05-14
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Advising on Futures Contracts 2005-09-30 2009-05-16
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Advising on Corporate Finance 2003-04-01 2004-05-14
AFE413 CHUNG Kwai Kuen 鍾桂娟 RE Asset Management 2003-04-01 2004-05-14
AFE620 NGAI So Ling, Angela 倪素玲 RE Dealing in Securities 2003-04-01 2005-05-22
AFE620 NGAI So Ling, Angela 倪素玲 RE Dealing in Securities 2007-04-02 2007-11-29
AFE620 NGAI So Ling, Angela 倪素玲 RE Dealing in Futures Contracts 2007-04-02 2007-11-29
AFE620 NGAI So Ling, Angela 倪素玲 RE Advising on Securities 2003-04-01 2004-05-17
AFE620 NGAI So Ling, Angela 倪素玲 RE Advising on Futures Contracts 2007-04-02 2007-11-29
AFE620 NGAI So Ling, Angela 倪素玲 RE Advising on Corporate Finance 2003-04-01 2004-05-17
AFE620 NGAI So Ling, Angela 倪素玲 RE Asset Management 2003-04-01 2004-05-17
AFF107 NG Ngai Wai 吳毅慧 RE Dealing in Securities 2005-03-16 2006-06-14
AFF107 NG Ngai Wai 吳毅慧 RE Dealing in Futures Contracts 2005-09-30 2006-06-14
AFF107 NG Ngai Wai 吳毅慧 RE Advising on Futures Contracts 2005-09-30 2006-06-14
AFG401 CHEUNG Moon Fuk 張滿福 RE Dealing in Securities 2003-04-01 2007-02-17
AFG401 CHEUNG Moon Fuk 張滿福 RE Dealing in Futures Contracts 2005-09-30 2007-02-17
AFG401 CHEUNG Moon Fuk 張滿福 RE Advising on Securities 2003-04-01 2004-05-15
AFG401 CHEUNG Moon Fuk 張滿福 RE Advising on Futures Contracts 2005-09-30 2007-02-17
AFG401 CHEUNG Moon Fuk 張滿福 RE Advising on Corporate Finance 2003-04-01 2004-05-15
AFG401 CHEUNG Moon Fuk 張滿福 RE Asset Management 2003-04-01 2004-05-15
AFH258 YIP So Ling 葉素玲 RE Dealing in Securities 2004-03-25 2010-10-31
AFH258 YIP So Ling 葉素玲 RE Dealing in Futures Contracts 2005-09-30 2010-10-31
AFH258 YIP So Ling 葉素玲 RE Advising on Futures Contracts 2005-09-30 2010-10-31
AFL246 YIP Ying Chi, Benjamin 葉熒志 RE Dealing in Securities 2003-04-01 2004-04-28
AFL246 YIP Ying Chi, Benjamin 葉熒志 RE Advising on Securities 2003-04-01 2004-04-26
AFL246 YIP Ying Chi, Benjamin 葉熒志 RE Advising on Corporate Finance 2003-04-01 2004-04-26
AFL246 YIP Ying Chi, Benjamin 葉熒志 RE Asset Management 2003-04-01 2004-04-26
AFL872 YEUNG Tung 楊棟 RE Dealing in Securities 2007-09-24 2009-05-19
AFL872 YEUNG Tung 楊棟 RE Dealing in Futures Contracts 2007-10-27 2009-05-19
AFL872 YEUNG Tung 楊棟 RE Advising on Futures Contracts 2007-10-27 2009-05-19
AFO512 KWAN Ka Man 關嘉敏 RE Dealing in Securities 2005-05-31 2010-06-01
AFO512 KWAN Ka Man 關嘉敏 RE Dealing in Futures Contracts 2005-09-30 2010-06-01
AFO512 KWAN Ka Man 關嘉敏 RE Advising on Futures Contracts 2005-09-30 2010-06-01
AFP785 MOON Ji Ho RE Dealing in Securities 2004-12-21 2005-04-28
AFR176 NOCHE Leo Cyril D. RE Dealing in Securities 2003-04-01 2005-07-11
AFR176 NOCHE Leo Cyril D. RE Dealing in Securities 2006-01-20 2011-01-01
AFR176 NOCHE Leo Cyril D. RE Dealing in Futures Contracts 2006-01-20 2011-01-01
AFR176 NOCHE Leo Cyril D. RE Advising on Securities 2003-04-01 2004-05-18
AFR176 NOCHE Leo Cyril D. RE Advising on Futures Contracts 2006-01-25 2011-01-01
AFR176 NOCHE Leo Cyril D. RE Advising on Corporate Finance 2003-04-01 2004-05-18
AFR176 NOCHE Leo Cyril D. RE Asset Management 2003-04-01 2004-05-18
AFR205 KWOK Yui Kwong 郭銳光 RE Dealing in Securities 2006-06-22 2010-02-04
AFR205 KWOK Yui Kwong 郭銳光 RE Dealing in Futures Contracts 2009-06-19 2010-02-04
AFR205 KWOK Yui Kwong 郭銳光 RE Advising on Futures Contracts 2009-06-19 2010-02-04
AFT307 TSUI Shu Hang, Edwin 徐樹恆 RE Dealing in Securities 2007-01-03 2007-12-30
AFT307 TSUI Shu Hang, Edwin 徐樹恆 RE Dealing in Futures Contracts 2007-01-03 2007-12-30
AFT307 TSUI Shu Hang, Edwin 徐樹恆 RE Advising on Futures Contracts 2007-01-03 2007-12-30
AFT404 LO Wai Tak, Michael 盧韋德 RE Dealing in Securities 2003-06-25 2006-04-20
AFT404 LO Wai Tak, Michael 盧韋德 RE Dealing in Futures Contracts 2005-09-30 2006-04-20
AFT404 LO Wai Tak, Michael 盧韋德 RE Advising on Futures Contracts 2005-09-30 2006-04-20
AFT458 CHAN Ying Kit 陳英傑 RE Dealing in Securities 2004-03-24 2004-08-02
AGA667 LEUNG On Ki, Angel 梁安琪 RE Dealing in Securities 2007-06-28 2008-04-29
AGB128 YONG Pang Teck 楊邦德 RE Dealing in Securities 2006-03-17 2008-03-26
AGB128 YONG Pang Teck 楊邦德 RE Dealing in Futures Contracts 2006-03-29 2008-03-26
AGB128 YONG Pang Teck 楊邦德 RE Advising on Securities 2006-03-29 2008-03-26
AGB128 YONG Pang Teck 楊邦德 RE Advising on Futures Contracts 2006-03-29 2008-03-26
AGB128 YONG Pang Teck 楊邦德 RE Asset Management 2006-03-29 2008-03-26
AGB356 HO Shuk Man, Gale 何淑文 RE Dealing in Securities 2003-04-01 2006-10-14
AGB356 HO Shuk Man, Gale 何淑文 RE Dealing in Futures Contracts 2005-09-30 2006-10-14
AGB356 HO Shuk Man, Gale 何淑文 RE Advising on Securities 2003-04-01 2004-05-14
AGB356 HO Shuk Man, Gale 何淑文 RE Advising on Futures Contracts 2005-09-30 2006-10-14
AGB356 HO Shuk Man, Gale 何淑文 RE Advising on Corporate Finance 2003-04-01 2004-05-14
AGB356 HO Shuk Man, Gale 何淑文 RE Asset Management 2003-04-01 2004-05-14
AGB686 MAN Kon Kuen, Martin 文幹權 RE Dealing in Securities 2004-04-06 2005-01-25
AGC274 LI Chi Chung, Ringo 李自忠 RE Dealing in Securities 2003-04-01 2003-12-11
AGC274 LI Chi Chung, Ringo 李自忠 RE Advising on Securities 2003-04-01 2003-12-11
AGC274 LI Chi Chung, Ringo 李自忠 RE Advising on Corporate Finance 2003-04-01 2003-12-11
AGC274 LI Chi Chung, Ringo 李自忠 RE Asset Management 2003-04-01 2003-12-11
AGG710 LIU Peter Edward 劉道生 RO Dealing in Securities 2005-04-12 2006-02-06
AGG710 LIU Peter Edward 劉道生 RO Dealing in Futures Contracts 2005-09-22 2006-02-06
AGG710 LIU Peter Edward 劉道生 RO Advising on Securities 2005-04-12 2006-02-06
AGG710 LIU Peter Edward 劉道生 RO Advising on Futures Contracts 2005-09-22 2006-02-06
AGG710 LIU Peter Edward 劉道生 RO Asset Management 2005-04-12 2006-02-06
AGI188 LAU Tat Keung 劉達強 RE Dealing in Securities 2004-05-03 2004-05-11
AGI704 KO Chi Yiu 高志堯 RE Dealing in Securities 2003-04-01 2004-07-09
AGI704 KO Chi Yiu 高志堯 RE Advising on Securities 2003-04-01 2004-05-18
AGI704 KO Chi Yiu 高志堯 RE Advising on Corporate Finance 2003-04-01 2004-05-18
AGI704 KO Chi Yiu 高志堯 RE Asset Management 2003-04-01 2004-05-18
AGK057 ROMMEL-SUTTER Rainer Wolfgang RE Dealing in Securities 2003-04-01 2003-07-19
AGK057 ROMMEL-SUTTER Rainer Wolfgang RE Advising on Securities 2003-04-01 2003-07-19
AGK057 ROMMEL-SUTTER Rainer Wolfgang RE Advising on Corporate Finance 2003-04-01 2003-07-19
AGK057 ROMMEL-SUTTER Rainer Wolfgang RE Asset Management 2003-04-01 2003-07-19
AGM990 BOOKER Willie RE Dealing in Securities 2004-12-14 2005-12-10
AGM990 BOOKER Willie RE Dealing in Futures Contracts 2005-09-30 2005-12-10
AGM990 BOOKER Willie RE Advising on Futures Contracts 2005-09-30 2005-12-10
AGP095 TAM Wey Lung 譚維龍 RE Dealing in Securities 2004-04-30 2006-06-17
AGP095 TAM Wey Lung 譚維龍 RE Dealing in Futures Contracts 2005-10-25 2006-06-17
AGP095 TAM Wey Lung 譚維龍 RE Advising on Futures Contracts 2005-10-25 2006-06-17
AHF354 ORR Joseph Wai Shing 柯偉聲 RE Dealing in Securities 2011-09-05 2012-06-27
AHF354 ORR Joseph Wai Shing 柯偉聲 RE Dealing in Futures Contracts 2011-09-05 2012-06-27
AHF354 ORR Joseph Wai Shing 柯偉聲 RE Advising on Securities 2011-09-05 2012-06-27
AHF354 ORR Joseph Wai Shing 柯偉聲 RE Advising on Futures Contracts 2011-09-05 2012-06-27
AHF354 ORR Joseph Wai Shing 柯偉聲 RE Asset Management 2011-09-05 2012-06-27
AHJ432 CHEN Ying Yu 陳英裕 RE Dealing in Securities 2003-04-01 2005-11-01
AHJ432 CHEN Ying Yu 陳英裕 RE Dealing in Securities 2006-02-20 2008-10-29
AHJ432 CHEN Ying Yu 陳英裕 RE Dealing in Futures Contracts 2005-09-30 2005-11-01
AHJ432 CHEN Ying Yu 陳英裕 RE Dealing in Futures Contracts 2006-02-20 2008-10-29
AHJ432 CHEN Ying Yu 陳英裕 RE Advising on Securities 2003-04-01 2004-05-17
AHJ432 CHEN Ying Yu 陳英裕 RE Advising on Futures Contracts 2005-09-30 2005-11-01
AHJ432 CHEN Ying Yu 陳英裕 RE Advising on Futures Contracts 2006-02-20 2008-10-29
AHJ432 CHEN Ying Yu 陳英裕 RE Advising on Corporate Finance 2003-04-01 2004-05-17
AHJ432 CHEN Ying Yu 陳英裕 RE Asset Management 2003-04-01 2004-05-17
AHS842 CHAN Yuen Bing 陳婉冰 RE Dealing in Securities 2003-04-01 2006-05-27
AHS842 CHAN Yuen Bing 陳婉冰 RE Dealing in Futures Contracts 2005-09-30 2006-05-27
AHS842 CHAN Yuen Bing 陳婉冰 RE Advising on Securities 2003-04-01 2004-05-17
AHS842 CHAN Yuen Bing 陳婉冰 RE Advising on Futures Contracts 2005-09-30 2006-05-27
AHS842 CHAN Yuen Bing 陳婉冰 RE Advising on Corporate Finance 2003-04-01 2004-05-17
AHS842 CHAN Yuen Bing 陳婉冰 RE Asset Management 2003-04-01 2004-05-17
AHT185 FAN Chi Wah 范志華 RE Dealing in Securities 2004-11-18 2005-04-12
AHX971 FENNELL Thomas Brian RO Dealing in Securities 2003-09-29 2005-01-06
AIB065 LI Jin Hua 李晉華 RE Dealing in Securities 2004-08-23 2005-06-29
AIC797 POON Philip Chung Hein 潘頌軒 RE Dealing in Securities 2003-04-01 2004-03-09
AIC797 POON Philip Chung Hein 潘頌軒 RE Advising on Securities 2003-04-01 2004-03-09
AIC797 POON Philip Chung Hein 潘頌軒 RE Advising on Corporate Finance 2003-04-01 2004-03-09
AIC797 POON Philip Chung Hein 潘頌軒 RE Asset Management 2003-04-01 2004-03-09
AID055 CHUI Lei Sze, Lizzy Lolita 徐莉詩 RE Dealing in Securities 2004-08-25 2005-05-20
AIH727 SATO Toshihisa 佐藤敏久 RE Dealing in Futures Contracts 2008-12-10 2010-04-23
AIL022 SO Ming Yuk 蘇明玉 RE Dealing in Securities 2003-04-01 2003-04-10
AIL022 SO Ming Yuk 蘇明玉 RE Advising on Securities 2003-04-01 2003-04-10
AIL022 SO Ming Yuk 蘇明玉 RE Advising on Corporate Finance 2003-04-01 2003-04-10
AIL022 SO Ming Yuk 蘇明玉 RE Asset Management 2003-04-01 2003-04-10
AIR783 TSAI Hui-Fang 蔡慧芳 RE Dealing in Securities 2003-06-03 2006-07-01
AIR783 TSAI Hui-Fang 蔡慧芳 RE Dealing in Futures Contracts 2005-09-30 2006-07-01
AIR783 TSAI Hui-Fang 蔡慧芳 RE Advising on Futures Contracts 2005-09-30 2006-07-01
AIU332 BILAVINAKATH Salim Jouhar RE Dealing in Securities 2003-06-07 2009-05-27
AIU332 BILAVINAKATH Salim Jouhar RE Dealing in Futures Contracts 2005-09-30 2009-05-27
AIU332 BILAVINAKATH Salim Jouhar RE Advising on Futures Contracts 2005-09-30 2009-05-27
AJB813 CAMPBELL Matthew James RE Dealing in Futures Contracts 2008-12-10 2010-04-23
AJE091 LU Min RE Dealing in Securities 2003-09-18 2004-08-26
AJE094 KAO Margaret Chien Mei Hsu 高徐千媄 RE Dealing in Securities 2003-09-18 2004-07-04
AJE094 KAO Margaret Chien Mei Hsu 高徐千媄 RE Dealing in Securities 2005-01-20 2005-04-14
AJE237 SO Ka Him 蘇家謙 RE Dealing in Securities 2006-10-24 2010-08-30
AJE237 SO Ka Him 蘇家謙 RE Dealing in Futures Contracts 2006-10-24 2010-08-30
AJE237 SO Ka Him 蘇家謙 RE Advising on Futures Contracts 2006-10-24 2010-08-30
AJE845 YEUNG Pok Man, Harvey 楊博文 RE Dealing in Securities 2005-11-08 2010-10-31
AJE845 YEUNG Pok Man, Harvey 楊博文 RE Dealing in Futures Contracts 2005-11-08 2010-10-31
AJE845 YEUNG Pok Man, Harvey 楊博文 RE Advising on Futures Contracts 2005-11-10 2010-10-31
AJH301 CHONG Wah Yeung 莊華揚 RE Dealing in Securities 2007-03-15 2007-11-10
AJH301 CHONG Wah Yeung 莊華揚 RE Dealing in Futures Contracts 2007-03-15 2007-11-10
AJH301 CHONG Wah Yeung 莊華揚 RE Advising on Futures Contracts 2007-03-15 2007-11-10
AJL225 LAU Ka Po 劉嘉寶 RO Dealing in Futures Contracts 2008-12-10 2010-04-26
AJL366 HO Hon Kam 何漢錦 RE Dealing in Securities 2004-04-22 2004-05-21
AJN226 AU Yin Ki 區嫣琪 RE Dealing in Securities 2004-05-10 2005-04-18
AJO210 LEUNG Tung Ha 梁冬夏 RE Dealing in Securities 2004-03-24 2005-05-26
AKW616 CHAN Ka Wing, Karen 陳嘉穎 RE Dealing in Securities 2004-06-30 2004-12-20
AKW735 CHAN Sai Ko, Timothy 陳世浩 RE Dealing in Securities 2008-01-11 2010-09-30
AKW735 CHAN Sai Ko, Timothy 陳世浩 RE Dealing in Futures Contracts 2008-01-11 2010-09-30
AKW735 CHAN Sai Ko, Timothy 陳世浩 RE Advising on Futures Contracts 2008-01-11 2010-09-30
ALP975 KOH Hon Tat, Ushe RE Dealing in Securities 2005-01-08 2005-07-22
ALP976 TSO William Yuen Leung 左元良 RE Dealing in Securities 2005-01-10 2005-12-15
ALP976 TSO William Yuen Leung 左元良 RE Dealing in Futures Contracts 2005-09-30 2005-12-15
ALP976 TSO William Yuen Leung 左元良 RE Advising on Futures Contracts 2005-09-30 2005-12-15
ALQ874 MISRA Abhilasha RE Dealing in Securities 2005-01-26 2005-09-05
ALR588 OVERDIJK Harmen Christiaan RE Dealing in Securities 2006-12-04 2008-07-01
ALR588 OVERDIJK Harmen Christiaan RE Dealing in Futures Contracts 2006-12-04 2008-07-01
ALR588 OVERDIJK Harmen Christiaan RE Advising on Futures Contracts 2006-12-04 2008-07-01
ALS374 HUI Wai Kong 許偉剛 RE Dealing in Securities 2008-12-11 2010-10-31
ALS374 HUI Wai Kong 許偉剛 RE Dealing in Futures Contracts 2008-12-11 2010-10-31
ALS374 HUI Wai Kong 許偉剛 RE Advising on Futures Contracts 2009-01-02 2010-10-31
ALS754 NESBITT Paul John Russell RE Advising on Securities 2005-02-22 2005-03-22
ALS754 NESBITT Paul John Russell RE Advising on Securities 2005-11-28 2005-12-28
ALS754 NESBITT Paul John Russell RE Advising on Securities 2006-03-14 2006-04-13
ALS754 NESBITT Paul John Russell RE Advising on Securities 2006-09-26 2006-10-25
ALS754 NESBITT Paul John Russell RE Advising on Securities 2007-03-06 2007-04-05
ALS754 NESBITT Paul John Russell RE Advising on Securities 2007-10-04 2007-11-04
ALS754 NESBITT Paul John Russell RE Advising on Securities 2008-04-07 2008-05-07
ALS754 NESBITT Paul John Russell RE Advising on Futures Contracts 2007-03-06 2007-04-05
ALS756 CHILDS Curtis Malcolm RE Advising on Securities 2005-02-22 2005-03-22
ALW550 AU Tak Yin, Christine 區德妍 RE Dealing in Securities 2005-04-13 2005-05-20
ALZ685 CHENG Kenneth 鄭甘霖 RE Dealing in Securities 2005-11-17 2006-09-25
ALZ685 CHENG Kenneth 鄭甘霖 RE Dealing in Securities 2006-10-31 2007-07-07
ALZ685 CHENG Kenneth 鄭甘霖 RE Dealing in Futures Contracts 2005-12-09 2006-09-25
ALZ685 CHENG Kenneth 鄭甘霖 RE Dealing in Futures Contracts 2006-10-31 2007-07-07
ALZ685 CHENG Kenneth 鄭甘霖 RE Advising on Futures Contracts 2005-12-09 2006-09-25
ALZ685 CHENG Kenneth 鄭甘霖 RE Advising on Futures Contracts 2006-10-31 2007-07-07
AMB136 SAW Aileen Mei Li 蘇梅麗 RE Dealing in Securities 2005-06-01 2006-07-04
AMB136 SAW Aileen Mei Li 蘇梅麗 RE Dealing in Futures Contracts 2005-09-30 2006-07-04
AMB136 SAW Aileen Mei Li 蘇梅麗 RE Advising on Futures Contracts 2005-09-30 2006-07-04
AMC670 LAM Kin Man 林健文 RE Dealing in Securities 2008-08-12 2010-10-31
AMC670 LAM Kin Man 林健文 RE Dealing in Futures Contracts 2008-08-12 2010-10-31
AMC670 LAM Kin Man 林健文 RE Advising on Futures Contracts 2008-08-12 2010-10-31
AMI261 LAM Chi Man 林志文 RE Dealing in Securities 2005-09-08 2012-04-27
AMI286 YEUNG Pak Ming 楊北銘 RE Dealing in Securities 2005-09-08 2012-04-27
AMI286 YEUNG Pak Ming 楊北銘 RE Dealing in Futures Contracts 2005-10-25 2012-04-27
AMI286 YEUNG Pak Ming 楊北銘 RE Advising on Futures Contracts 2005-10-25 2012-04-27
AMJ012 LAM Pui Ming, Ava 林佩明 RE Dealing in Securities 2005-08-31 2007-06-16
AMJ012 LAM Pui Ming, Ava 林佩明 RE Dealing in Futures Contracts 2005-09-30 2007-06-16
AMJ012 LAM Pui Ming, Ava 林佩明 RE Advising on Futures Contracts 2005-09-30 2007-06-16
AMK402 YIM Heung To 嚴香桃 RE Dealing in Securities 2006-09-13 2010-06-29
AMK402 YIM Heung To 嚴香桃 RE Dealing in Futures Contracts 2006-09-13 2010-06-29
AMK402 YIM Heung To 嚴香桃 RE Advising on Futures Contracts 2006-09-15 2010-06-29
AML433 TSA Tsz Fo, Brian 謝子科 RE Dealing in Securities 2005-10-14 2006-01-01
AML433 TSA Tsz Fo, Brian 謝子科 RE Dealing in Futures Contracts 2005-10-14 2006-01-01
AML433 TSA Tsz Fo, Brian 謝子科 RE Advising on Futures Contracts 2005-10-25 2006-01-01
AMM129 HO Ka Yin, Karen 何家賢 RE Dealing in Securities 2006-11-16 2008-04-19
AMM129 HO Ka Yin, Karen 何家賢 RE Dealing in Futures Contracts 2006-11-16 2008-04-19
AMM129 HO Ka Yin, Karen 何家賢 RE Advising on Futures Contracts 2006-11-16 2008-04-19
AMQ714 WU Jung-hsin 吳榮欣 RE Dealing in Securities 2005-11-01 2006-06-17
AMQ714 WU Jung-hsin 吳榮欣 RE Dealing in Futures Contracts 2005-11-01 2006-06-17
AMQ717 CHENG Shih-jen 鄭世仁 RE Dealing in Securities 2005-11-01 2010-10-31
AMQ717 CHENG Shih-jen 鄭世仁 RE Dealing in Futures Contracts 2005-11-01 2010-10-31
AMQ815 CHEN Chieh-kuo 陳介國 RE Dealing in Securities 2005-11-02 2006-06-17
AMQ815 CHEN Chieh-kuo 陳介國 RE Dealing in Securities 2006-10-13 2009-03-06
AMQ815 CHEN Chieh-kuo 陳介國 RE Dealing in Futures Contracts 2005-11-02 2006-06-17
AMQ815 CHEN Chieh-kuo 陳介國 RE Dealing in Futures Contracts 2006-10-13 2009-03-06
AMQ815 CHEN Chieh-kuo 陳介國 RE Advising on Futures Contracts 2006-10-13 2009-03-06
AMQ853 HUNG Yi-chu 洪翊筑 RE Dealing in Securities 2005-11-01 2006-06-17
AMQ853 HUNG Yi-chu 洪翊筑 RE Dealing in Futures Contracts 2005-11-01 2006-06-17
AMS463 CHENG Man Yiu 鄭文耀 RE Dealing in Securities 2006-06-28 2006-07-22
AMS463 CHENG Man Yiu 鄭文耀 RE Dealing in Futures Contracts 2006-06-28 2006-07-22
AMS463 CHENG Man Yiu 鄭文耀 RE Advising on Futures Contracts 2006-06-28 2006-07-22
ANF196 WONG Tsui Chi, Twiggy 黃翠芝 RE Dealing in Securities 2007-11-16 2010-10-31
ANF196 WONG Tsui Chi, Twiggy 黃翠芝 RE Dealing in Futures Contracts 2008-05-30 2010-10-31
ANF196 WONG Tsui Chi, Twiggy 黃翠芝 RE Advising on Futures Contracts 2008-05-30 2010-10-31
ANH344 TIN Yuk 田旭 RE Dealing in Securities 2006-09-26 2009-01-19
ANH344 TIN Yuk 田旭 RE Dealing in Futures Contracts 2006-09-26 2009-01-19
ANH344 TIN Yuk 田旭 RE Advising on Futures Contracts 2006-09-26 2009-01-19
ANL068 CHOR Chun Ming 左峻銘 RE Dealing in Securities 2006-12-21 2007-06-09
ANL068 CHOR Chun Ming 左峻銘 RE Dealing in Futures Contracts 2006-11-23 2007-06-09
ANL068 CHOR Chun Ming 左峻銘 RE Advising on Futures Contracts 2006-12-21 2007-06-09
ANL954 CHONG Yu Keung 莊儒強 RE Dealing in Securities 2006-07-05 2011-01-06
ANL954 CHONG Yu Keung 莊儒強 RO Dealing in Securities 2011-03-28 2012-06-27
ANL954 CHONG Yu Keung 莊儒強 RE Dealing in Futures Contracts 2006-07-05 2011-01-06
ANL954 CHONG Yu Keung 莊儒強 RO Dealing in Futures Contracts 2011-03-28 2012-06-27
ANL954 CHONG Yu Keung 莊儒強 RE Advising on Securities 2006-07-05 2011-01-06
ANL954 CHONG Yu Keung 莊儒強 RO Advising on Securities 2011-03-28 2012-06-27
ANL954 CHONG Yu Keung 莊儒強 RE Advising on Futures Contracts 2006-07-05 2011-01-06
ANL954 CHONG Yu Keung 莊儒強 RO Advising on Futures Contracts 2011-03-28 2012-06-27
ANN462 LIN Sheng-fen 林盛芬 RE Dealing in Securities 2006-06-22 2007-06-25
ANN462 LIN Sheng-fen 林盛芬 RE Dealing in Futures Contracts 2006-06-22 2007-06-25
ANN462 LIN Sheng-fen 林盛芬 RE Advising on Futures Contracts 2006-06-22 2007-06-25
ANN468 TSAO Yu Lung 曹郁龍 RE Dealing in Securities 2006-06-22 2007-06-25
ANN468 TSAO Yu Lung 曹郁龍 RE Dealing in Futures Contracts 2006-06-22 2007-06-25
ANN468 TSAO Yu Lung 曹郁龍 RE Advising on Futures Contracts 2006-06-22 2007-06-25
ANN471 CHEN Jin-sen 陳進盛 RE Dealing in Securities 2006-06-21 2007-12-19
ANN471 CHEN Jin-sen 陳進盛 RE Dealing in Futures Contracts 2006-06-21 2007-12-19
ANN471 CHEN Jin-sen 陳進盛 RE Advising on Futures Contracts 2006-06-21 2007-12-19
ANN473 TANG Hui-yen 唐惠燕 RE Dealing in Securities 2006-06-22 2010-10-31
ANN473 TANG Hui-yen 唐惠燕 RE Dealing in Futures Contracts 2006-06-22 2010-10-31
ANN473 TANG Hui-yen 唐惠燕 RE Advising on Futures Contracts 2006-06-22 2010-10-31
ANN475 LIU Wan-jou 劉宛柔 RE Dealing in Securities 2006-06-22 2010-10-31
ANN475 LIU Wan-jou 劉宛柔 RE Dealing in Futures Contracts 2006-06-22 2010-10-31
ANN475 LIU Wan-jou 劉宛柔 RE Advising on Futures Contracts 2006-06-22 2010-10-31
ANP295 FAVRE Robin Georges Flavien RE Dealing in Securities 2006-06-29 2006-09-29
ANP295 FAVRE Robin Georges Flavien RE Dealing in Futures Contracts 2006-06-29 2006-09-29
ANP486 LI Po Yi 李寶怡 RE Dealing in Securities 2007-08-07 2007-10-13
ANP486 LI Po Yi 李寶怡 RE Dealing in Futures Contracts 2007-09-25 2007-10-13
ANP486 LI Po Yi 李寶怡 RE Advising on Futures Contracts 2007-09-25 2007-10-13
ANP992 WU Chiung-hua 吳瓊華 RE Dealing in Securities 2006-07-05 2009-01-29
ANP992 WU Chiung-hua 吳瓊華 RE Dealing in Futures Contracts 2006-07-05 2009-01-29
ANP992 WU Chiung-hua 吳瓊華 RE Advising on Futures Contracts 2006-07-05 2009-01-29
ANP997 CHANG Yung-yin 張芸英 RE Dealing in Securities 2006-07-05 2010-10-31
ANP997 CHANG Yung-yin 張芸英 RE Dealing in Futures Contracts 2006-07-05 2010-10-31
ANP997 CHANG Yung-yin 張芸英 RE Advising on Futures Contracts 2006-07-05 2010-10-31
ANP999 LIN Ya-ling 林雅玲 RE Dealing in Securities 2006-07-05 2010-10-31
ANP999 LIN Ya-ling 林雅玲 RE Dealing in Futures Contracts 2006-07-05 2010-10-31
ANP999 LIN Ya-ling 林雅玲 RE Advising on Futures Contracts 2006-07-05 2010-10-31
ANQ004 CHENG Ping-chuan 鄭萍銓 RE Dealing in Securities 2006-07-05 2007-02-16
ANQ004 CHENG Ping-chuan 鄭萍銓 RE Dealing in Futures Contracts 2006-07-05 2007-02-16
ANQ004 CHENG Ping-chuan 鄭萍銓 RE Advising on Futures Contracts 2006-07-05 2007-02-16
ANQ005 CHEN Tswei-may 陳翠美 RE Dealing in Securities 2006-07-05 2009-02-20
ANQ005 CHEN Tswei-may 陳翠美 RE Dealing in Futures Contracts 2006-07-05 2009-02-20
ANQ005 CHEN Tswei-may 陳翠美 RE Advising on Futures Contracts 2006-07-05 2009-02-20
ANQ172 LIN Chia-huei 林嘉慧 RE Dealing in Securities 2006-07-04 2007-08-24
ANQ172 LIN Chia-huei 林嘉慧 RE Dealing in Futures Contracts 2006-07-04 2007-08-24
ANQ172 LIN Chia-huei 林嘉慧 RE Advising on Futures Contracts 2006-07-04 2007-08-24
ANQ246 CHUANG Ya-lan 莊雅蘭 RE Dealing in Securities 2006-07-10 2010-10-31
ANQ246 CHUANG Ya-lan 莊雅蘭 RE Dealing in Futures Contracts 2006-07-10 2010-10-31
ANQ246 CHUANG Ya-lan 莊雅蘭 RE Advising on Futures Contracts 2006-07-10 2010-10-31
ANT277 CHANG Chi 張驥 RE Dealing in Securities 2006-08-03 2006-11-14
ANT277 CHANG Chi 張驥 RE Dealing in Futures Contracts 2006-08-03 2006-11-14
ANT277 CHANG Chi 張驥 RE Advising on Futures Contracts 2006-08-03 2006-11-14
ANW849 YU Chih-yi 余志毅 RE Dealing in Securities 2006-09-07 2007-12-28
ANW849 YU Chih-yi 余志毅 RE Dealing in Futures Contracts 2006-09-07 2007-12-28
ANW849 YU Chih-yi 余志毅 RE Advising on Futures Contracts 2006-09-07 2007-12-28
ANY054 LI Shuk Wa, Vivian 李淑華 RE Dealing in Securities 2006-09-13 2009-05-16
ANY054 LI Shuk Wa, Vivian 李淑華 RE Dealing in Futures Contracts 2006-09-13 2009-05-16
ANY054 LI Shuk Wa, Vivian 李淑華 RE Advising on Futures Contracts 2006-09-13 2009-05-16
ANY057 LAW Kin Wah, Kenneth 羅建華 RE Dealing in Securities 2006-09-14 2009-02-12
ANY057 LAW Kin Wah, Kenneth 羅建華 RE Dealing in Futures Contracts 2006-09-14 2009-02-12
ANY057 LAW Kin Wah, Kenneth 羅建華 RE Advising on Futures Contracts 2006-09-14 2009-02-12
ANY064 TSANG Pui Fan, Karen 曾佩芬 RE Dealing in Securities 2006-09-13 2010-06-12
ANY064 TSANG Pui Fan, Karen 曾佩芬 RE Dealing in Futures Contracts 2006-09-13 2010-01-06
ANY064 TSANG Pui Fan, Karen 曾佩芬 RE Advising on Futures Contracts 2006-09-13 2010-01-06
ANY108 LIU Sit Lun 廖薛倫 RE Dealing in Securities 2006-09-13 2009-02-01
ANY108 LIU Sit Lun 廖薛倫 RE Dealing in Futures Contracts 2006-09-13 2009-02-01
ANY108 LIU Sit Lun 廖薛倫 RE Advising on Futures Contracts 2006-09-13 2009-02-01
AOA079 CHEUK Siu Wai 卓少慧 RE Dealing in Securities 2006-09-26 2007-12-18
AOA079 CHEUK Siu Wai 卓少慧 RE Dealing in Futures Contracts 2006-09-26 2007-12-18
AOA079 CHEUK Siu Wai 卓少慧 RE Advising on Futures Contracts 2006-09-26 2007-12-18
AOD366 HO Yuen Kwan 何婉君 RE Dealing in Securities 2006-11-08 2007-05-20
AOD371 KWOK Fung Ping 郭鳳萍 RE Dealing in Securities 2006-11-07 2007-03-23
AOD371 KWOK Fung Ping 郭鳳萍 RE Dealing in Futures Contracts 2006-11-07 2007-03-23
AOD371 KWOK Fung Ping 郭鳳萍 RE Advising on Futures Contracts 2007-02-05 2007-03-23
AOE024 DAI Ziyun RE Dealing in Securities 2006-11-20 2006-12-20
AOE026 NG Siu Hin 吳兆騫 RE Dealing in Futures Contracts 2008-12-10 2010-01-26
AOE160 TAN Hian Siong RE Dealing in Securities 2006-11-20 2006-12-01
AOE658 SCHUBERT Gerhard Max RE Dealing in Futures Contracts 2008-12-10 2009-05-01
AON498 DE NATRIS Marc Peter RE Dealing in Securities 2007-02-05 2007-08-14
AON498 DE NATRIS Marc Peter RO Dealing in Securities 2007-08-14 2012-06-27
AON498 DE NATRIS Marc Peter RE Dealing in Futures Contracts 2007-02-05 2007-08-14
AON498 DE NATRIS Marc Peter RO Dealing in Futures Contracts 2007-08-14 2012-06-27
AON498 DE NATRIS Marc Peter RO Advising on Securities 2007-08-14 2012-06-27
AON498 DE NATRIS Marc Peter RE Advising on Futures Contracts 2007-02-05 2007-08-14
AON498 DE NATRIS Marc Peter RO Advising on Futures Contracts 2007-08-14 2012-06-27
AON498 DE NATRIS Marc Peter RO Asset Management 2007-08-14 2012-06-27
AOR636 CHANG Jason RE Dealing in Securities 2007-03-16 2010-06-12
AOR636 CHANG Jason RE Dealing in Futures Contracts 2007-03-16 2010-01-06
AOR636 CHANG Jason RE Advising on Futures Contracts 2007-03-16 2010-01-06
AOV375 CHAN Yin Yu 陳燕餘 RE Dealing in Securities 2007-04-27 2008-07-12
AOV375 CHAN Yin Yu 陳燕餘 RE Dealing in Futures Contracts 2008-05-13 2008-07-12
AOV375 CHAN Yin Yu 陳燕餘 RE Advising on Futures Contracts 2008-05-13 2008-07-12
AOX408 CHOI Man Ki 蔡敏琪 RE Dealing in Securities 2007-05-14 2010-10-31
AOX408 CHOI Man Ki 蔡敏琪 RE Dealing in Futures Contracts 2007-05-14 2010-10-31
AOX408 CHOI Man Ki 蔡敏琪 RE Advising on Futures Contracts 2007-05-14 2010-10-31
AOY506 LAM Tin Lok 林天諾 RE Dealing in Securities 2007-05-25 2010-05-03
AOY506 LAM Tin Lok 林天諾 RE Dealing in Futures Contracts 2007-05-25 2010-05-03
AOY506 LAM Tin Lok 林天諾 RE Advising on Futures Contracts 2007-05-25 2010-05-03
APC068 HON Kai Lai 韓嘉麗 RE Dealing in Securities 2011-11-22 2012-01-01
APC068 HON Kai Lai 韓嘉麗 RE Dealing in Futures Contracts 2011-11-22 2012-01-01
APC250 LIM Kok Boon RE Dealing in Securities 2007-06-14 2009-02-27
APC250 LIM Kok Boon RE Dealing in Futures Contracts 2007-06-14 2009-02-27
APC250 LIM Kok Boon RE Advising on Futures Contracts 2007-06-14 2009-02-27
APK631 LEUNG Yin Ling 梁燕玲 RE Dealing in Securities 2007-08-15 2009-05-16
APV611 LEE Wei Ching, Ivy 李蔚晶 RE Dealing in Securities 2007-10-17 2010-04-01
AQA673 LAI Sin Ting 黎倩婷 RE Dealing in Securities 2007-11-23 2010-10-31
AQD104 KONG Siu Lan, Selina 江少蘭 RE Dealing in Securities 2007-12-05 2009-05-16
AQE610 WALLS Chad Whitney RO Dealing in Futures Contracts 2008-12-10 2010-05-19
AQE945 LEUNG Mang Hui 梁孟煦 RE Dealing in Securities 2007-12-21 2010-10-31
AQE945 LEUNG Mang Hui 梁孟煦 RE Dealing in Futures Contracts 2007-12-21 2010-10-31
AQE945 LEUNG Mang Hui 梁孟煦 RE Advising on Futures Contracts 2007-12-21 2010-10-31
AQG385 WONG Hiu Yan 黃曉欣 RE Dealing in Securities 2008-01-03 2009-05-16
AQG385 WONG Hiu Yan 黃曉欣 RE Dealing in Futures Contracts 2008-01-03 2009-05-16
AQG385 WONG Hiu Yan 黃曉欣 RE Advising on Futures Contracts 2008-01-03 2009-05-16
AQI850 WONG Sau Wai 黃秀蕙 RE Dealing in Securities 2008-01-24 2010-06-12
AQR317 CHAN Ho Wai 陳可惠 RO Dealing in Securities 2012-06-25
AQR317 CHAN Ho Wai 陳可惠 RO Advising on Securities 2012-06-25
AQS466 LEUNG Suk Kuen, Winnie 梁淑娟 RE Dealing in Securities 2008-03-25 2009-03-17
AQS466 LEUNG Suk Kuen, Winnie 梁淑娟 RE Dealing in Futures Contracts 2008-03-25 2009-03-17
AQS466 LEUNG Suk Kuen, Winnie 梁淑娟 RE Advising on Futures Contracts 2008-03-25 2009-03-17
ARG508 WONG Kin Wai 王健威 RE Dealing in Securities 2008-07-02 2009-06-01
ARG508 WONG Kin Wai 王健威 RE Dealing in Futures Contracts 2008-07-02 2009-06-01
ARG508 WONG Kin Wai 王健威 RE Advising on Futures Contracts 2008-07-02 2009-06-01
ARH946 HUI Sum Yuet Barbara 許心悅 RE Dealing in Securities 2008-07-14 2010-07-17
ARH946 HUI Sum Yuet Barbara 許心悅 RE Dealing in Futures Contracts 2008-07-14 2010-07-17
ARH946 HUI Sum Yuet Barbara 許心悅 RE Advising on Futures Contracts 2008-07-14 2010-07-17
ARI559 SHUM Wing Lan Emily 岑詠蘭 RE Dealing in Securities 2008-07-21 2011-01-30
ARI559 SHUM Wing Lan Emily 岑詠蘭 RE Dealing in Futures Contracts 2008-07-21 2011-01-30
ARI559 SHUM Wing Lan Emily 岑詠蘭 RE Advising on Futures Contracts 2008-07-21 2011-01-30
ARN024 HO Ka Lee, Kary 何嘉莉 RE Dealing in Securities 2008-08-12 2010-10-31
ARN024 HO Ka Lee, Kary 何嘉莉 RE Dealing in Futures Contracts 2008-08-12 2010-10-31
ARN024 HO Ka Lee, Kary 何嘉莉 RE Advising on Futures Contracts 2008-08-12 2010-10-31
ARS413 LIM Tien Hoe 林天河 RE Dealing in Futures Contracts 2008-12-10 2010-04-23
ASJ987 LEOW Kerry Su-Lin 饒舒凌 RE Dealing in Securities 2009-02-03 2010-04-10
ASJ987 LEOW Kerry Su-Lin 饒舒凌 RE Dealing in Futures Contracts 2009-02-03 2010-04-10
ASJ987 LEOW Kerry Su-Lin 饒舒凌 RE Advising on Futures Contracts 2009-02-03 2010-04-10
ASK028 GOH Yeah Lin 吳雅琳 RE Dealing in Securities 2009-02-03 2010-04-10
ASK028 GOH Yeah Lin 吳雅琳 RE Dealing in Futures Contracts 2009-02-03 2010-04-10
ASK028 GOH Yeah Lin 吳雅琳 RE Advising on Futures Contracts 2009-02-03 2010-04-10
ATV921 FONG Kai Yin Terruce 方啟賢 RE Dealing in Securities 2009-10-29 2010-11-08
ATV921 FONG Kai Yin Terruce 方啟賢 RE Dealing in Futures Contracts 2009-12-24 2010-11-08
ATV921 FONG Kai Yin Terruce 方啟賢 RE Advising on Futures Contracts 2009-12-24 2010-11-08
AVK557 HONG Yang 洪洋 RE Dealing in Securities 2013-12-17
AVM461 LAI Chun Hing 黎浚興 RE Dealing in Securities 2012-11-19 2017-01-06
AVM461 LAI Chun Hing 黎浚興 RE Advising on Securities 2012-11-19 2017-01-06
AVW696 FAN Cheuk Ming, Victor 范卓明 RE Dealing in Securities 2010-09-15 2010-10-31
AVW696 FAN Cheuk Ming, Victor 范卓明 RE Dealing in Futures Contracts 2010-09-15 2010-10-31
AVW696 FAN Cheuk Ming, Victor 范卓明 RE Advising on Futures Contracts 2010-09-15 2010-10-31
AZA792 SONG Yang 宋揚 RE Dealing in Securities 2012-02-15 2017-03-14
AZF866 LI Wing Hang Eric 李永恆 RE Dealing in Securities 2012-11-19
BEA239 CHEUNG Yee 張怡 RE Dealing in Securities 2015-05-20
BEQ722 LAU Tsz Yeung 劉子楊 RE Dealing in Securities 2014-12-15 2015-08-14
BEQ722 LAU Tsz Yeung 劉子楊 RE Dealing in Securities 2015-09-01 2017-07-08
BJE135 TANG Chi Wang 鄧志宏 RE Dealing in Securities 2017-03-28

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