Hong Kong SFC licence institution AAE656, Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAE656 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
LEUNG Wai Sum, Sandy 梁慧心 RE 1 2008-09-01 2008-09-29
CHEUNG Hoi Tai, Andy 張海泰 RE 1 2008-08-29 2008-09-29
XIE Peng 謝鵬 RE 1 2008-08-28 2008-09-29
HO Alexander Da Yung RE 1 2008-08-27 2008-09-29
KIM Susan Eun RE 1 2008-08-14 2008-09-29
CAMGUILHEM Jean-Manuel, Thibaut RE 1 2008-08-08 2008-09-29
LO Yue Hin 羅宇軒 RE 1 2008-08-08 2008-09-29
NG Yan Lam, Bosco 吳欣霖 RE 1 2008-08-01 2008-09-29
BOLON Jonathan Quinn RE 1 2008-07-14 2008-09-29
GOFF John Swafford RE 1 2008-06-06 2008-09-29
LEUNG Wai Kei 梁偉基 RE 1 2008-05-30 2008-09-29
KOO Ginam RE 1 2008-05-26 2008-09-29
CHAU Yiu Man, Kenneth 周耀文 RE 1 2008-05-21 2008-09-29
DASGUPTA Anindya RE 1 2008-05-20 2008-09-29
KINNEAR-NOCK Scott William RE 1 2008-05-16 2008-09-29
SONG Di 宋迪 RE 1 2008-04-30 2008-09-29
YEUNG Kei Yuen 楊紀元 RE 1 2008-04-18 2008-09-29
KIM Hong Il 金洪溢 RE 1 2008-04-03 2008-09-29
XIE Jinhui 謝錦慧 RE 1 2008-04-02 2008-09-29
HEMMINGS Lee Kerry RO 1 2008-03-03 2008-09-29
HASKAMP Michael Oliver 何敏行 RE 1 2008-02-22 2008-09-29
SOWINSKI John Anthony RE 1 2008-02-15 2008-09-29
CHANG Wei-Chun 張維君 RE 1 2008-02-14 2008-09-29
FELDKAMP Geoffrey Frederick RE 1 2008-01-30 2008-09-29
LEE Kar Woon, Karen 李嘉媛 RE 1 2008-01-16 2008-09-29
JAIN Varnit RE 1 2008-01-10 2008-09-29
FENG Shuang 馮爽 RE 1 2008-01-04 2008-09-29
THORKELSSON Sigurbjorn RE 1 2007-12-11 2008-09-29
KOENEN JR Austin Voorhees RE 1 2007-11-27 2008-09-29
DI IORIO Michael Anthony RE 1 2007-11-22 2008-09-29
WONG Ming Shing 黃明勝 RE 1 2007-11-12 2008-09-29
WANG Yan 王炎 RE 1 2007-10-30 2008-09-29
NICHOLS David RO 1 2007-10-23 2008-09-29
MURRAY Hugh Mcpherson Lathrop RE 1 2007-10-12 2008-09-29
LEE Joseph Won RE 1 2007-10-02 2008-09-29
NOBLE Scott Clifford RE 1 2007-09-20 2008-09-29
YAO Jack Hsin-Chou 姚信州 RE 1 2007-09-14 2008-09-29
DING Yong 丁勇 RE 1 2007-09-13 2008-09-29
WARHURST Paul Simon RE 1 2007-09-04 2008-09-29
WEBB Jordan Wallace RE 1 2007-08-31 2008-09-29
ZHOU Xu Xiang 周栩翔 RE 1 2007-08-30 2008-09-29
CHANG Randy Chung-Hsia 張崇夏 RE 1 2007-08-30 2008-09-29
KHACHATRYAN Astghik RE 1 2007-08-27 2008-09-29
TONG Derek Wai Hon 唐偉瀚 RE 1 2007-08-23 2008-09-29
MAK Hin Chun 麥顯俊 RE 1 2007-08-22 2008-09-29
CHOI Jae Joon RE 1 2007-08-21 2008-09-29
SUBRAMANIAN Viswanathan R RE 1 2007-08-16 2008-09-29
LALGUDI GURUMURTHY Madhu Subramanian RE 1 2007-08-16 2008-09-29
SESHAN Nikhil Harish RE 1 2007-08-16 2008-09-29
HO Catherine Kai-Yung 何開容 RE 1 2007-08-14 2008-09-29
NICOT Cynthia RE 1 2007-08-03 2008-09-29
LEE Calvin Chi Toa 李智滔 RE 1 2007-08-01 2008-09-29
FOK Chung Yin 霍聰賢 RE 1 2007-07-27 2008-09-29
CHOI Hye Jin RE 1 2007-07-18 2008-09-29
PANG Yan 龐艷 RE 1 2007-07-13 2008-09-29
SHIU Flora Ka Yan 邵家欣 RE 1 2007-07-12 2008-09-29
LAU Joseph Han Wai 劉恆瑋 RE 1 2007-07-04 2008-09-29
BERTSCH Martin RE 1 2007-06-22 2008-09-29
RAMSEY Michael Ryan RE 1 2007-06-01 2008-09-29
ADAIR John Joseph RE 1 2007-05-30 2008-09-29
FLETCHER Luke RE 1 2007-05-25 2008-09-29
HALLIWELL Thomas Alan RE 1 2007-05-14 2008-09-29
ONG Simon Wui Shiang RE 1 2007-04-25 2008-09-29
CHONG Kenny 莊嘉麟 RE 1 2007-04-20 2008-09-29
KAROONYAVANICH Anuruk RE 1 2007-04-12 2008-09-29
YUAN Joyce Dian RE 1 2007-04-02 2008-09-29
LIM James Teik Beng RE 1 2007-03-16 2008-09-29
LEE Dennis Pui Yan 李沛欣 RE 1 2007-03-14 2008-09-29
SAM Yu Lik, Eric 沈宇力 RE 1 2007-03-09 2008-09-29
QIU Lin 邱林 RE 1 2007-03-02 2008-09-29
WILKINSON Marie Despina Elisabeth RE 1 2007-02-22 2008-09-29
YEE Jack Sam RE 1 2006-12-21 2008-09-29
O'MEARA Christopher James Sidney RE 1 2006-11-27 2008-09-29
DOE Jocelyn Jee Eun RE 1 2006-11-01 2008-09-29
LAW Karen Yik Ki 羅亦琦 RE 1 2006-10-23 2008-09-29
YUN Cheuk Ting Sara 甄灼婷 RE 1 2006-08-17 2008-09-29
CHANG Lu Lu 張路路 RE 1 2006-08-07 2008-09-29
LEUNG Cheuk Shun, Jackson 梁卓信 RE 1 2006-07-11 2008-09-29
LIM Seng Chong, Terence 林成忠 RE 1 2006-05-17 2008-09-29
KEE Tang Seng RO 1 2006-04-10 2008-09-29
CHONG Marco Chun Wah 張俊華 RE 1 2006-04-07 2008-09-29
FUNG Suk Han, Selina 馮淑嫻 RE 1 2006-04-04 2008-09-29
LAM Tai Yuen , David 林大源 RO 1 2006-03-28 2008-09-29
LUK Ching Yan, Sylvia 陸靜茵 RE 1 2005-11-25 2008-09-29
LIN Xin 林鑫 RE 1 2005-08-15 2008-09-29
ARNAUDY Anthony John RE 1 2005-08-01 2008-09-29
HONG Joonkee 洪俊基 RE 1 2005-04-15 2008-09-29
FUNG Ching Ho, William 馮正可 RE 1 2005-02-01 2008-09-29
HOLT Sue Lin RE 1 2004-02-18 2008-09-29
CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE 1 2003-04-01 2008-09-29
CHAN Mei Fung, Shirley 陳美鳳 RE 1 2003-04-01 2008-09-29
PAINE David L RE 1 2003-04-01 2008-09-29
MAR Johnson RO 1 2003-04-01 2008-09-29
SWEENEY Kirk Chester RO 1 2003-04-01 2008-09-29
TONG Tung Kiu 湯東橋 RE 1 2008-01-23 2008-09-10
LEE Chin Keng 李俊慶 RE 1 2007-07-23 2008-09-10
WANG Jing 王睛 RE 1 2007-07-17 2008-09-10
ROBINSON Paul Allan RE 1 2008-05-27 2008-08-27
DOUGLAS David Archibald RO 1 2006-01-09 2008-08-06
LACHS Jessica Lee RE 1 2008-02-06 2008-07-06
SEKHARAN Tina RE 1 2007-08-16 2008-06-19
SARKAR Kevin Deven RE 1 2007-08-16 2008-05-27
WU Bun Lerd Bernard 胡斌畧 RE 1 2007-08-22 2008-05-22
TAI Waini Karen 戴維妮 RE 1 2007-06-20 2008-05-22
LAM Chuk Nga, Lana 林竹雅 RE 1 2007-08-10 2008-05-21
CHEUNG Edward Tze Loong 張澤龍 RE 1 2004-08-06 2008-05-21
CHUNG Kah Yi RE 1 2007-05-22 2008-04-17
LEE Suh Yung RE 1 2006-11-29 2008-04-16
LEUNG Helen 梁浩雯 RE 1 2007-02-22 2008-03-20
SANTILLI Filippo RE 1 2006-12-20 2008-03-20
LI Sin King, Cherry 李倩琼 RE 1 2006-10-23 2008-03-20
SHEK Ho Yin, Leo 石浩然 RE 1 2007-05-04 2008-03-13
CHOON Yew Khee 秦耀奇 RE 1 2006-07-25 2008-03-05
HEMMINGS Lee Kerry RE 1 2007-07-03 2008-03-03
WALDRON Joseph Francis RE 1 2006-08-10 2008-02-27
CIPRESSO Michael Armond RE 1 2007-11-12 2007-12-22
GERHART David Charles RE 1 2007-07-20 2007-11-20
PAI Arun Madhavaraya RE 1 2007-08-16 2007-09-24
WAI Derek Ho Kuen 衛浩權 RE 1 2006-08-09 2007-09-03
FOK Kee Hung 霍基雄 RE 1 2003-04-01 2007-08-29
SIA Siew Leng RE 1 2006-09-25 2007-08-26
WONG Kai Lap , Eric 黃啟立 RO 1 2007-03-29 2007-05-21
NIRMALANANDA Logan Siva RE 1 2004-03-19 2007-05-14
LAI Wai Tsz 黎慧慈 RE 1 2003-10-13 2007-05-14
MAK Yuen Man, Marian 麥沅雯 RE 1 2005-03-10 2007-04-10
WONG Kai Lap , Eric 黃啟立 RE 1 2006-11-01 2007-03-29
LOH Jenn Yeh, Adrian RE 1 2006-05-26 2007-03-19
O'MEARA Christopher James Sidney RO 1 2006-04-28 2006-11-27
TAN Yun Yang 陳韻揚 RE 1 2005-01-26 2006-07-29
O'MEARA Christopher James Sidney RE 1 2003-04-24 2006-04-28
PERRETT Adam Nicholas 龐立德 RE 1 2004-05-14 2006-04-11
KEE Tang Seng RE 1 2003-08-20 2006-04-10
LAM Tai Yuen , David 林大源 RE 1 2003-04-01 2006-03-28
LANCE Robert Waldo RO 1 2005-06-24 2006-02-24
DOUGLAS David Archibald RE 1 2005-07-06 2006-01-09
SHIN Stephen Hyunsang 申鉉尚 RE 1 2005-07-11 2005-11-14
LUK Ching Yan, Sylvia 陸靜茵 RE 1 2005-01-14 2005-10-14
LEUNG Jenkin Ching Kei 梁正己 RO 1 2004-10-13 2005-07-28
LEE Yuan Tse, Edward 李淵智 RE 1 2003-04-01 2005-06-29
LANCE Robert Waldo RE 1 2004-07-20 2005-06-24
OH Seung Joo 吳昇宙 RE 1 2004-11-01 2005-06-17
PENTON Dominic Jon RO 1 2004-03-15 2005-05-05
CO Liza Yap RE 1 2004-10-12 2005-04-20
BOWMER III William Sterett RE 1 2003-04-01 2004-07-23
YUEN Hoi See 袁凱詩 RE 1 2003-04-01 2004-07-21
LANCE Robert Waldo RO 1 2003-12-12 2004-07-11
HIGHFIELD Tucker Montana RE 1 2003-04-16 2004-05-25
PENTON Dominic Jon RE 1 2003-09-10 2004-03-15
LANCE Robert Waldo RE 1 2003-04-23 2003-12-12
POON Sin Ming, Kenneth 潘羨明 RE 1 2003-04-01 2003-10-09
O'MEARA Christopher James Sidney RE 7 2003-06-03 2003-09-04
LANCE Robert Waldo RE 7 2003-06-03 2003-09-04
HIGHFIELD Tucker Montana RE 6 2003-04-16 2003-09-04
PENTON Dominic Jon RO 1 2003-04-01 2003-09-04
BOWMER III William Sterett RE 6 2003-04-01 2003-09-04
PAINE David L RE 6 2003-04-01 2003-09-04
CHAN Mei Fung, Shirley 陳美鳳 RE 6 2003-04-01 2003-09-04
LEE Yuan Tse, Edward 李淵智 RE 6 2003-04-01 2003-09-04
SWEENEY Kirk Chester RO 4 2003-04-01 2003-09-01
SWEENEY Kirk Chester RO 6 2003-04-01 2003-09-01
MAR Johnson RO 7 2003-04-01 2003-09-01
SWEENEY Kirk Chester RO 7 2003-04-01 2003-09-01
PENTON Dominic Jon RO 7 2003-04-01 2003-09-01
SWEENEY Kirk Chester RO 9 2003-04-01 2003-09-01
LEE Yuan Tse, Edward 李淵智 RE 4 2003-04-01 2003-08-21
LEE Yuan Tse, Edward 李淵智 RE 7 2003-04-01 2003-08-21
LEE Yuan Tse, Edward 李淵智 RE 9 2003-04-01 2003-08-21
YUEN Hoi See 袁凱詩 RE 4 2003-04-01 2003-08-15
YUEN Hoi See 袁凱詩 RE 6 2003-04-01 2003-08-15
YUEN Hoi See 袁凱詩 RE 7 2003-04-01 2003-08-15
YUEN Hoi See 袁凱詩 RE 9 2003-04-01 2003-08-15
CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE 4 2003-04-01 2003-08-14
POON Sin Ming, Kenneth 潘羨明 RE 4 2003-04-01 2003-08-14
CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE 6 2003-04-01 2003-08-14
POON Sin Ming, Kenneth 潘羨明 RE 6 2003-04-01 2003-08-14
POON Sin Ming, Kenneth 潘羨明 RE 7 2003-04-01 2003-08-14
CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE 7 2003-04-01 2003-08-14
CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE 9 2003-04-01 2003-08-14
POON Sin Ming, Kenneth 潘羨明 RE 9 2003-04-01 2003-08-14
PAINE David L RE 4 2003-04-01 2003-08-12
LAM Tai Yuen , David 林大源 RE 4 2003-04-01 2003-08-12
CHAN Mei Fung, Shirley 陳美鳳 RE 4 2003-04-01 2003-08-12
LAM Tai Yuen , David 林大源 RE 6 2003-04-01 2003-08-12
PAINE David L RE 7 2003-04-01 2003-08-12
LAM Tai Yuen , David 林大源 RE 7 2003-04-01 2003-08-12
CHAN Mei Fung, Shirley 陳美鳳 RE 7 2003-04-01 2003-08-12
CHAN Mei Fung, Shirley 陳美鳳 RE 9 2003-04-01 2003-08-12
PAINE David L RE 9 2003-04-01 2003-08-12
LAM Tai Yuen , David 林大源 RE 9 2003-04-01 2003-08-12
BOWMER III William Sterett RE 4 2003-04-01 2003-08-11
BOWMER III William Sterett RE 7 2003-04-01 2003-08-11
BOWMER III William Sterett RE 9 2003-04-01 2003-08-11
WATSON Alan James David RE 1 2003-04-01 2003-08-09
FOK Kee Hung 霍基雄 RE 4 2003-04-01 2003-08-09
WATSON Alan James David RE 4 2003-04-01 2003-08-09
WATSON Alan James David RE 6 2003-04-01 2003-08-09
FOK Kee Hung 霍基雄 RE 6 2003-04-01 2003-08-09
FOK Kee Hung 霍基雄 RE 7 2003-04-01 2003-08-09
WATSON Alan James David RE 7 2003-04-01 2003-08-09
FOK Kee Hung 霍基雄 RE 9 2003-04-01 2003-08-09
WATSON Alan James David RE 9 2003-04-01 2003-08-09
VENTOURAS Alexis RE 1 2003-04-01 2003-08-06
VENTOURAS Alexis RE 7 2003-04-01 2003-08-06
VENTOURAS Alexis RE 4 2003-04-01 2003-07-08
VENTOURAS Alexis RE 6 2003-04-01 2003-07-08
VENTOURAS Alexis RE 9 2003-04-01 2003-07-08
KOH Poh Soon RE 1 2003-04-01 2003-04-22
KOH Poh Soon RE 4 2003-04-01 2003-04-22
KOH Poh Soon RE 6 2003-04-01 2003-04-22
KOH Poh Soon RE 7 2003-04-01 2003-04-22
KOH Poh Soon RE 9 2003-04-01 2003-04-22

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