Hong Kong SFC licence institution AAE666, Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAE666 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB692 KWOK Kai Ming 郭啟明 RE Dealing in Securities 2003-04-01 2017-01-15
AAB692 KWOK Kai Ming 郭啟明 RE Advising on Securities 2003-04-01 2004-01-05
AAB692 KWOK Kai Ming 郭啟明 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AAB692 KWOK Kai Ming 郭啟明 RE Asset Management 2003-04-01 2004-01-05
AAE579 KWOK Siu Mei 郭少微 RE Dealing in Securities 2003-04-01
AAE579 KWOK Siu Mei 郭少微 RE Advising on Securities 2003-04-01 2004-02-02
AAE579 KWOK Siu Mei 郭少微 RE Advising on Corporate Finance 2003-04-01 2004-02-02
AAE579 KWOK Siu Mei 郭少微 RE Asset Management 2003-04-01 2004-02-02
AAE626 KWOK Kai Hung 郭啟鴻 RO Dealing in Securities 2003-04-01
AAE626 KWOK Kai Hung 郭啟鴻 RO Advising on Securities 2003-04-01 2004-09-21
AAE626 KWOK Kai Hung 郭啟鴻 RO Advising on Corporate Finance 2003-04-01 2004-09-21
AAE626 KWOK Kai Hung 郭啟鴻 RO Asset Management 2003-04-01 2004-09-21
AAE643 KWOK Kai Yan 郭啟恩 RO Dealing in Securities 2003-04-01
AAE643 KWOK Kai Yan 郭啟恩 RO Advising on Securities 2003-04-01 2004-09-21
AAE643 KWOK Kai Yan 郭啟恩 RO Advising on Corporate Finance 2003-04-01 2004-09-21
AAE643 KWOK Kai Yan 郭啟恩 RO Asset Management 2003-04-01 2004-09-21
AAK082 KWOK Siu Ha 郭少霞 RE Dealing in Securities 2003-04-01
AAK082 KWOK Siu Ha 郭少霞 RE Advising on Securities 2003-04-01 2003-07-15
AAK082 KWOK Siu Ha 郭少霞 RE Advising on Corporate Finance 2003-04-01 2003-07-15
AAK082 KWOK Siu Ha 郭少霞 RE Asset Management 2003-04-01 2003-07-15
ABA454 KWOK Kai Hing, Lawrence 郭啟興 RE Dealing in Securities 2007-04-24
AWX948 HO Sut Fong 何雪芳 RE Dealing in Securities 2011-03-31 2014-05-19
AXL766 KWOK Bo Wing 郭保榮 RE Dealing in Securities 2011-07-21 2014-02-28

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