Hong Kong SFC licence institution AAE686, Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司

These are the licence-holders that were found for SFC licence institution AAE686 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABG705 O'CONNOR Brian Michael RO Advising on Corporate Finance 2003-04-01 2003-08-31
ABT100 BHATTAL Jasjit Singh RO Advising on Securities 2003-04-01 2003-08-31
ABT100 BHATTAL Jasjit Singh RO Advising on Corporate Finance 2003-04-01 2003-08-31
ABT100 BHATTAL Jasjit Singh RO Asset Management 2003-04-01 2003-08-31
ADA874 HO Kelvin Teik Chye RE Advising on Securities 2003-04-01 2003-08-13
ADA874 HO Kelvin Teik Chye RE Advising on Corporate Finance 2003-04-01 2003-08-13
ADA874 HO Kelvin Teik Chye RE Asset Management 2003-04-01 2003-08-13
ADQ008 LAUNGANI Neel RE Advising on Securities 2003-04-01 2003-08-13
ADQ008 LAUNGANI Neel RE Advising on Corporate Finance 2003-04-01 2003-08-13
ADQ008 LAUNGANI Neel RE Asset Management 2003-04-01 2003-08-13
ADW357 SIAZON Ken I RE Advising on Securities 2003-04-01 2003-05-30
ADW357 SIAZON Ken I RE Advising on Corporate Finance 2003-04-01 2003-05-30
ADW357 SIAZON Ken I RE Asset Management 2003-04-01 2003-05-30
ADW638 WANG Jun Ping 王君平 RE Advising on Securities 2003-04-01 2003-08-09
ADW638 WANG Jun Ping 王君平 RE Advising on Corporate Finance 2003-04-01 2003-08-09
ADW638 WANG Jun Ping 王君平 RE Asset Management 2003-04-01 2003-08-09
ADZ872 CHAN Wun Sheung Alison May 陳韻湘 RE Advising on Securities 2003-04-01 2003-08-09
ADZ872 CHAN Wun Sheung Alison May 陳韻湘 RE Advising on Corporate Finance 2003-04-01 2003-08-09
ADZ872 CHAN Wun Sheung Alison May 陳韻湘 RE Asset Management 2003-04-01 2003-08-09
AEB024 BOWMER III William Sterett RE Advising on Securities 2003-04-01 2003-08-11
AEB024 BOWMER III William Sterett RE Advising on Corporate Finance 2003-04-01 2003-08-11
AEB024 BOWMER III William Sterett RE Asset Management 2003-04-01 2003-08-11
AEC087 CHAN Mei Fung, Shirley 陳美鳳 RE Advising on Securities 2003-04-01 2003-08-12
AEC087 CHAN Mei Fung, Shirley 陳美鳳 RE Advising on Corporate Finance 2003-04-01 2003-08-12
AEC087 CHAN Mei Fung, Shirley 陳美鳳 RE Asset Management 2003-04-01 2003-08-12
AFI835 LAU Kenneth 劉皓之 RE Advising on Securities 2003-04-01 2003-08-13
AFI835 LAU Kenneth 劉皓之 RE Advising on Corporate Finance 2003-04-01 2003-08-13
AFI835 LAU Kenneth 劉皓之 RE Asset Management 2003-04-01 2003-08-13
AFQ741 WONG Marco Chi Duen RE Advising on Securities 2003-04-01 2003-08-09
AFQ741 WONG Marco Chi Duen RE Advising on Corporate Finance 2003-04-01 2003-08-09
AFQ741 WONG Marco Chi Duen RE Asset Management 2003-04-01 2003-08-09
AFW644 TAN Wei Peng 陳威頻 RE Advising on Securities 2003-04-01 2003-08-13
AFW644 TAN Wei Peng 陳威頻 RE Advising on Corporate Finance 2003-04-01 2003-08-13
AFW644 TAN Wei Peng 陳威頻 RE Asset Management 2003-04-01 2003-08-13
AGA423 CO Liza Yap RE Advising on Securities 2003-04-01 2003-08-12
AGA423 CO Liza Yap RE Advising on Corporate Finance 2003-04-01 2003-08-12
AGA423 CO Liza Yap RE Asset Management 2003-04-01 2003-08-12
AGD006 PAMULAPATI Lalit Chandra Choudary RE Advising on Securities 2003-04-01 2003-08-12
AGD006 PAMULAPATI Lalit Chandra Choudary RE Advising on Corporate Finance 2003-04-01 2003-08-12
AGD006 PAMULAPATI Lalit Chandra Choudary RE Asset Management 2003-04-01 2003-08-12
AGD976 FREEMAN Daniel Marc RE Advising on Securities 2003-04-01 2003-07-15
AGD976 FREEMAN Daniel Marc RE Advising on Corporate Finance 2003-04-01 2003-07-15
AGD976 FREEMAN Daniel Marc RE Asset Management 2003-04-01 2003-07-15
AGF150 BAKST David S RE Advising on Securities 2003-04-01 2003-08-11
AGF150 BAKST David S RE Advising on Corporate Finance 2003-04-01 2003-08-11
AGF150 BAKST David S RE Asset Management 2003-04-01 2003-08-11
AGF152 LEE Yuan Tse, Edward 李淵智 RE Advising on Securities 2003-04-01 2003-08-21
AGF152 LEE Yuan Tse, Edward 李淵智 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AGF152 LEE Yuan Tse, Edward 李淵智 RE Asset Management 2003-04-01 2003-08-21
AHA566 KIM Ik Soo RE Advising on Securities 2003-04-01 2003-08-12
AHA566 KIM Ik Soo RE Advising on Corporate Finance 2003-04-01 2003-08-12
AHA566 KIM Ik Soo RE Asset Management 2003-04-01 2003-08-12
AHC346 CHEN Wei 陳蔚 RE Advising on Securities 2003-04-01 2003-08-12
AHC346 CHEN Wei 陳蔚 RE Advising on Corporate Finance 2003-04-01 2003-08-12
AHC346 CHEN Wei 陳蔚 RE Asset Management 2003-04-01 2003-08-12
AHH557 SIBIA Ranjeet Singh RE Advising on Securities 2003-04-01 2003-08-12
AHH557 SIBIA Ranjeet Singh RE Advising on Corporate Finance 2003-04-01 2003-08-12
AHH557 SIBIA Ranjeet Singh RE Asset Management 2003-04-01 2003-08-12
AHN068 CHUA Yu Min RE Advising on Securities 2003-04-01 2003-08-12
AHN068 CHUA Yu Min RE Advising on Corporate Finance 2003-04-01 2003-08-12
AHN068 CHUA Yu Min RE Asset Management 2003-04-01 2003-08-12
AHP734 SNG Mei-Yin, Sharon RE Advising on Securities 2003-04-01 2003-07-15
AHP734 SNG Mei-Yin, Sharon RE Advising on Corporate Finance 2003-04-01 2003-07-15
AHP734 SNG Mei-Yin, Sharon RE Asset Management 2003-04-01 2003-07-15
AHX011 KAROONYAVANICH Anuruk RE Advising on Securities 2003-04-01 2003-08-14
AHX011 KAROONYAVANICH Anuruk RE Advising on Corporate Finance 2003-04-01 2003-08-14
AHX011 KAROONYAVANICH Anuruk RE Asset Management 2003-04-01 2003-08-14
AIB369 QUAN Qiang 全強 RE Advising on Securities 2003-04-01 2003-08-13
AIB369 QUAN Qiang 全強 RE Advising on Corporate Finance 2003-04-01 2003-08-13
AIB369 QUAN Qiang 全強 RE Asset Management 2003-04-01 2003-08-13
AIC497 CHEN Scott RE Advising on Securities 2003-04-01 2003-08-12
AIC497 CHEN Scott RE Advising on Corporate Finance 2003-04-01 2003-08-12
AIC497 CHEN Scott RE Asset Management 2003-04-01 2003-08-12
AID159 MAK Yuen Man, Marian 麥沅雯 RE Advising on Securities 2003-04-01 2003-08-21
AID159 MAK Yuen Man, Marian 麥沅雯 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AID159 MAK Yuen Man, Marian 麥沅雯 RE Asset Management 2003-04-01 2003-08-21
AIE773 QUAN Hong 全弘 RE Advising on Securities 2003-04-01 2003-08-12
AIE773 QUAN Hong 全弘 RE Advising on Corporate Finance 2003-04-01 2003-08-12
AIE773 QUAN Hong 全弘 RE Asset Management 2003-04-01 2003-08-12
AIH465 KUO Lun-Hung Reynold 郭倫宏 RE Advising on Securities 2003-04-01 2003-05-30
AIH465 KUO Lun-Hung Reynold 郭倫宏 RE Advising on Corporate Finance 2003-04-01 2003-05-30
AIH465 KUO Lun-Hung Reynold 郭倫宏 RE Asset Management 2003-04-01 2003-05-30

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