Hong Kong SFC licence institution AAE686, Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司

These are the licence-holders that were found for SFC licence institution AAE686 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
BHATTAL Jasjit Singh RO 4 2003-04-01 2003-08-31
BHATTAL Jasjit Singh RO 6 2003-04-01 2003-08-31
O'CONNOR Brian Michael RO 6 2003-04-01 2003-08-31
BHATTAL Jasjit Singh RO 9 2003-04-01 2003-08-31
LEE Yuan Tse, Edward 李淵智 RE 4 2003-04-01 2003-08-21
MAK Yuen Man, Marian 麥沅雯 RE 4 2003-04-01 2003-08-21
LEE Yuan Tse, Edward 李淵智 RE 6 2003-04-01 2003-08-21
MAK Yuen Man, Marian 麥沅雯 RE 6 2003-04-01 2003-08-21
MAK Yuen Man, Marian 麥沅雯 RE 9 2003-04-01 2003-08-21
LEE Yuan Tse, Edward 李淵智 RE 9 2003-04-01 2003-08-21
KAROONYAVANICH Anuruk RE 4 2003-04-01 2003-08-14
KAROONYAVANICH Anuruk RE 6 2003-04-01 2003-08-14
KAROONYAVANICH Anuruk RE 9 2003-04-01 2003-08-14
LAUNGANI Neel RE 4 2003-04-01 2003-08-13
QUAN Qiang 全強 RE 4 2003-04-01 2003-08-13
HO Kelvin Teik Chye RE 4 2003-04-01 2003-08-13
TAN Wei Peng 陳威頻 RE 4 2003-04-01 2003-08-13
LAU Kenneth 劉皓之 RE 4 2003-04-01 2003-08-13
LAUNGANI Neel RE 6 2003-04-01 2003-08-13
QUAN Qiang 全強 RE 6 2003-04-01 2003-08-13
HO Kelvin Teik Chye RE 6 2003-04-01 2003-08-13
LAU Kenneth 劉皓之 RE 6 2003-04-01 2003-08-13
TAN Wei Peng 陳威頻 RE 6 2003-04-01 2003-08-13
HO Kelvin Teik Chye RE 9 2003-04-01 2003-08-13
TAN Wei Peng 陳威頻 RE 9 2003-04-01 2003-08-13
QUAN Qiang 全強 RE 9 2003-04-01 2003-08-13
LAU Kenneth 劉皓之 RE 9 2003-04-01 2003-08-13
LAUNGANI Neel RE 9 2003-04-01 2003-08-13
SIBIA Ranjeet Singh RE 4 2003-04-01 2003-08-12
CHEN Scott RE 4 2003-04-01 2003-08-12
CHEN Wei 陳蔚 RE 4 2003-04-01 2003-08-12
CHAN Mei Fung, Shirley 陳美鳳 RE 4 2003-04-01 2003-08-12
QUAN Hong 全弘 RE 4 2003-04-01 2003-08-12
PAMULAPATI Lalit Chandra Choudary RE 4 2003-04-01 2003-08-12
KIM Ik Soo RE 4 2003-04-01 2003-08-12
CHUA Yu Min RE 4 2003-04-01 2003-08-12
CO Liza Yap RE 4 2003-04-01 2003-08-12
CHEN Scott RE 6 2003-04-01 2003-08-12
PAMULAPATI Lalit Chandra Choudary RE 6 2003-04-01 2003-08-12
CO Liza Yap RE 6 2003-04-01 2003-08-12
CHAN Mei Fung, Shirley 陳美鳳 RE 6 2003-04-01 2003-08-12
CHUA Yu Min RE 6 2003-04-01 2003-08-12
KIM Ik Soo RE 6 2003-04-01 2003-08-12
CHEN Wei 陳蔚 RE 6 2003-04-01 2003-08-12
SIBIA Ranjeet Singh RE 6 2003-04-01 2003-08-12
QUAN Hong 全弘 RE 6 2003-04-01 2003-08-12
CHEN Wei 陳蔚 RE 9 2003-04-01 2003-08-12
CO Liza Yap RE 9 2003-04-01 2003-08-12
SIBIA Ranjeet Singh RE 9 2003-04-01 2003-08-12
CHUA Yu Min RE 9 2003-04-01 2003-08-12
PAMULAPATI Lalit Chandra Choudary RE 9 2003-04-01 2003-08-12
CHAN Mei Fung, Shirley 陳美鳳 RE 9 2003-04-01 2003-08-12
CHEN Scott RE 9 2003-04-01 2003-08-12
QUAN Hong 全弘 RE 9 2003-04-01 2003-08-12
KIM Ik Soo RE 9 2003-04-01 2003-08-12
BOWMER III William Sterett RE 4 2003-04-01 2003-08-11
BAKST David S RE 4 2003-04-01 2003-08-11
BAKST David S RE 6 2003-04-01 2003-08-11
BOWMER III William Sterett RE 6 2003-04-01 2003-08-11
BOWMER III William Sterett RE 9 2003-04-01 2003-08-11
BAKST David S RE 9 2003-04-01 2003-08-11
WONG Marco Chi Duen RE 4 2003-04-01 2003-08-09
CHAN Wun Sheung Alison May 陳韻湘 RE 4 2003-04-01 2003-08-09
WANG Jun Ping 王君平 RE 4 2003-04-01 2003-08-09
WONG Marco Chi Duen RE 6 2003-04-01 2003-08-09
CHAN Wun Sheung Alison May 陳韻湘 RE 6 2003-04-01 2003-08-09
WANG Jun Ping 王君平 RE 6 2003-04-01 2003-08-09
WONG Marco Chi Duen RE 9 2003-04-01 2003-08-09
CHAN Wun Sheung Alison May 陳韻湘 RE 9 2003-04-01 2003-08-09
WANG Jun Ping 王君平 RE 9 2003-04-01 2003-08-09
SNG Mei-Yin, Sharon RE 4 2003-04-01 2003-07-15
FREEMAN Daniel Marc RE 4 2003-04-01 2003-07-15
FREEMAN Daniel Marc RE 6 2003-04-01 2003-07-15
SNG Mei-Yin, Sharon RE 6 2003-04-01 2003-07-15
SNG Mei-Yin, Sharon RE 9 2003-04-01 2003-07-15
FREEMAN Daniel Marc RE 9 2003-04-01 2003-07-15
SIAZON Ken I RE 4 2003-04-01 2003-05-30
KUO Lun-Hung Reynold 郭倫宏 RE 4 2003-04-01 2003-05-30
SIAZON Ken I RE 6 2003-04-01 2003-05-30
KUO Lun-Hung Reynold 郭倫宏 RE 6 2003-04-01 2003-05-30
SIAZON Ken I RE 9 2003-04-01 2003-05-30
KUO Lun-Hung Reynold 郭倫宏 RE 9 2003-04-01 2003-05-30

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