Hong Kong SFC licence institution AAE696, Pacific Foundation Securities Limited 太平基業證券有限公司

These are the licence-holders that were found for SFC licence institution AAE696 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA612 LEUNG Yun Kwai 梁潤貴 RE Dealing in Securities 2003-04-01 2003-04-30
AAA612 LEUNG Yun Kwai 梁潤貴 RE Advising on Securities 2003-04-01 2003-04-30
AAA612 LEUNG Yun Kwai 梁潤貴 RE Advising on Corporate Finance 2003-04-01 2003-04-30
AAA612 LEUNG Yun Kwai 梁潤貴 RE Asset Management 2003-04-01 2003-04-30
AAA965 PIN Ching Wa, Kenny 卞正華 RE Dealing in Securities 2003-04-01 2015-05-20
AAA965 PIN Ching Wa, Kenny 卞正華 RE Advising on Securities 2003-04-01 2004-09-24
AAA965 PIN Ching Wa, Kenny 卞正華 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AAA965 PIN Ching Wa, Kenny 卞正華 RE Asset Management 2003-04-01 2015-05-20
AAB357 CHAN Yuk Choi 陳育才 RE Dealing in Securities 2003-04-01 2018-10-30
AAB357 CHAN Yuk Choi 陳育才 RE Advising on Securities 2003-04-01 2004-09-27
AAB357 CHAN Yuk Choi 陳育才 RE Advising on Corporate Finance 2003-04-01 2004-09-27
AAB357 CHAN Yuk Choi 陳育才 RE Asset Management 2003-04-01 2006-11-13
AAB967 TSO Chi Chuen 曹志聰 RE Dealing in Securities 2013-06-03 2015-07-01
AAC315 LEE Sheung Chau 李湘舟 RE Dealing in Securities 2010-01-27 2013-12-31
AAE663 BOO Shiu Kai 布兆佳 RE Dealing in Securities 2003-04-01 2013-04-01
AAE663 BOO Shiu Kai 布兆佳 RE Advising on Securities 2003-04-01 2004-09-27
AAE663 BOO Shiu Kai 布兆佳 RE Advising on Corporate Finance 2003-04-01 2004-09-27
AAE663 BOO Shiu Kai 布兆佳 RE Asset Management 2003-04-01 2005-05-18
AAE675 KI Fung Cheung 祁鳳翔 RE Dealing in Securities 2003-04-01
AAE675 KI Fung Cheung 祁鳳翔 RE Advising on Securities 2003-04-01 2004-09-21
AAE675 KI Fung Cheung 祁鳳翔 RE Advising on Corporate Finance 2003-04-01 2004-09-21
AAE675 KI Fung Cheung 祁鳳翔 RE Asset Management 2003-04-01 2006-11-13
AAE681 LEUNG Lai Kuen, Jessica 梁麗娟 RE Dealing in Securities 2003-04-01
AAE681 LEUNG Lai Kuen, Jessica 梁麗娟 RE Advising on Securities 2003-04-01 2004-09-22
AAE681 LEUNG Lai Kuen, Jessica 梁麗娟 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AAE681 LEUNG Lai Kuen, Jessica 梁麗娟 RE Asset Management 2003-04-01 2005-05-18
AAE693 SHU Lai Ping 史麗萍 RE Dealing in Securities 2003-04-01
AAE693 SHU Lai Ping 史麗萍 RE Advising on Securities 2003-04-01 2004-09-27
AAE693 SHU Lai Ping 史麗萍 RE Advising on Corporate Finance 2003-04-01 2004-09-27
AAE693 SHU Lai Ping 史麗萍 RE Asset Management 2003-04-01 2005-05-18
AAF248 LI Ka Lok 李家樂 RE Dealing in Securities 2006-08-10
AAF850 NG Chik Sze 吳積士 RE Dealing in Securities 2003-04-01
AAF850 NG Chik Sze 吳積士 RE Advising on Securities 2003-04-01 2005-02-07
AAF850 NG Chik Sze 吳積士 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AAF850 NG Chik Sze 吳積士 RE Asset Management 2003-04-01
AAH454 CHUI Pui Fai 崔沛輝 RE Dealing in Securities 2003-04-01
AAH454 CHUI Pui Fai 崔沛輝 RE Advising on Securities 2003-04-01 2005-02-04
AAH454 CHUI Pui Fai 崔沛輝 RE Advising on Corporate Finance 2003-04-01 2005-02-04
AAH454 CHUI Pui Fai 崔沛輝 RE Asset Management 2003-04-01 2005-05-18
AAH706 LEUNG Shing Kay 梁星棋 RE Dealing in Securities 2003-04-01 2015-09-01
AAH706 LEUNG Shing Kay 梁星棋 RE Advising on Securities 2003-04-01 2004-09-22
AAH706 LEUNG Shing Kay 梁星棋 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AAH706 LEUNG Shing Kay 梁星棋 RE Asset Management 2003-04-01 2006-11-13
AAV821 LI Ming Fai 李明輝 RE Dealing in Securities 2014-11-03 2015-07-01
AAV821 LI Ming Fai 李明輝 RE Asset Management 2014-11-03 2015-07-01
AAW915 LO Tak Wing, Benson 羅德榮 RO Dealing in Securities 2003-04-01
AAW915 LO Tak Wing, Benson 羅德榮 RO Advising on Securities 2003-04-01 2004-05-25
AAW915 LO Tak Wing, Benson 羅德榮 RO Advising on Corporate Finance 2003-04-01 2004-05-25
AAW915 LO Tak Wing, Benson 羅德榮 RO Asset Management 2003-04-01
AAZ920 LEUNG Kwok On 梁國安 RE Dealing in Securities 2003-04-01 2005-06-13
AAZ920 LEUNG Kwok On 梁國安 RE Advising on Securities 2003-04-01 2004-09-21
AAZ920 LEUNG Kwok On 梁國安 RE Advising on Corporate Finance 2003-04-01 2004-09-21
AAZ920 LEUNG Kwok On 梁國安 RE Asset Management 2003-04-01 2005-06-13
ABF282 LAM Tim, Ricky 林添 RO Dealing in Securities 2003-04-01
ABF282 LAM Tim, Ricky 林添 RO Advising on Securities 2003-04-01 2004-05-25
ABF282 LAM Tim, Ricky 林添 RO Advising on Corporate Finance 2003-04-01 2004-05-25
ABF282 LAM Tim, Ricky 林添 RO Asset Management 2003-04-01
ABF283 NIP Sau Ha 聶秀霞 RE Dealing in Securities 2003-04-01
ABF283 NIP Sau Ha 聶秀霞 RE Advising on Securities 2003-04-01 2004-09-24
ABF283 NIP Sau Ha 聶秀霞 RE Advising on Corporate Finance 2003-04-01 2004-09-24
ABF283 NIP Sau Ha 聶秀霞 RE Asset Management 2003-04-01 2005-05-18
ABG141 TAM Kit Chun 譚潔珍 RO Dealing in Securities 2003-04-01
ABG141 TAM Kit Chun 譚潔珍 RO Advising on Securities 2003-04-01 2004-05-25
ABG141 TAM Kit Chun 譚潔珍 RO Advising on Corporate Finance 2003-04-01 2004-05-25
ABG141 TAM Kit Chun 譚潔珍 RO Asset Management 2003-04-01 2004-05-25
ABN450 NG Man Sum 伍文森 RO Dealing in Securities 2003-04-01
ABN450 NG Man Sum 伍文森 RO Advising on Securities 2003-04-01 2004-05-25
ABN450 NG Man Sum 伍文森 RO Advising on Corporate Finance 2003-04-01 2004-05-25
ABN450 NG Man Sum 伍文森 RO Asset Management 2003-04-01 2004-05-25
ABV491 CHAU Kwok Ming 周國明 RE Dealing in Securities 2004-06-29 2015-05-20
ABV491 CHAU Kwok Ming 周國明 RE Advising on Securities 2004-06-29 2005-03-31
ABV491 CHAU Kwok Ming 周國明 RE Asset Management 2004-06-29 2010-04-26
ABV491 CHAU Kwok Ming 周國明 RO Asset Management 2010-04-26 2015-05-20
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Dealing in Securities 2004-08-17 2007-10-01
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Advising on Securities 2004-08-17 2005-03-31
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Advising on Corporate Finance 2004-08-17 2005-03-31
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Asset Management 2004-08-17 2005-06-03
ACA339 HSIEH Yuk Chun 佘玉真 RE Dealing in Securities 2014-06-23 2015-03-31
ACA339 HSIEH Yuk Chun 佘玉真 RE Asset Management 2014-06-23 2015-03-31
ACL518 KUNG Chi Wai 龔智威 RE Dealing in Securities 2008-02-27 2008-09-09
AEE013 HO Ka Fai 何嘉輝 RE Dealing in Securities 2003-04-01 2014-12-06
AEE013 HO Ka Fai 何嘉輝 RE Advising on Securities 2003-04-01 2004-09-08
AEE013 HO Ka Fai 何嘉輝 RE Advising on Corporate Finance 2003-04-01 2004-09-08
AEE013 HO Ka Fai 何嘉輝 RE Asset Management 2003-04-01 2014-12-06
AEQ445 KWONG Mei Ha 鄺美霞 RE Dealing in Securities 2003-04-01 2004-10-05
AEQ445 KWONG Mei Ha 鄺美霞 RE Advising on Securities 2003-04-01 2004-09-21
AEQ445 KWONG Mei Ha 鄺美霞 RE Advising on Corporate Finance 2003-04-01 2004-09-21
AEQ445 KWONG Mei Ha 鄺美霞 RE Asset Management 2003-04-01 2004-10-05
AFP807 WONG Chi Kai 黃志楷 RE Dealing in Securities 2015-11-25 2016-04-14
AIW318 TSANG Kong Kit 曾江潔 RE Dealing in Securities 2015-09-24 2015-12-02
AIW318 TSANG Kong Kit 曾江潔 RO Dealing in Securities 2015-12-02
AIW318 TSANG Kong Kit 曾江潔 RE Asset Management 2015-09-24 2018-06-12
AIW318 TSANG Kong Kit 曾江潔 RO Asset Management 2018-06-12
AOQ748 KAN Tung Fai 簡通輝 RE Dealing in Securities 2018-08-16
AOQ748 KAN Tung Fai 簡通輝 RE Asset Management 2018-10-25
APD600 WANG Wai Leung, Raymond 汪偉良 RE Dealing in Securities 2007-08-03
AQO520 SIU Wing Sang 蕭榮生 RE Dealing in Securities 2008-04-15 2015-01-29
AQO521 LEUNG Siu Ho 梁兆豪 RE Dealing in Securities 2008-04-15
ARW890 TUNG Suk Yin 董淑賢 RE Dealing in Securities 2008-12-18 2012-08-16
ASK678 LEUNG Wai Man 梁偉民 RE Dealing in Securities 2009-06-04 2009-06-23
ATL717 LO Yuk Wing, Alfred 羅旭榮 RE Dealing in Securities 2010-04-19 2010-04-27
AVM930 CHAN Tak Ho 陳德豪 RE Asset Management 2016-07-29
AXK728 CHU Chun Hung 朱俊雄 RE Dealing in Securities 2015-01-12 2016-02-18
AXK728 CHU Chun Hung 朱俊雄 RE Asset Management 2015-01-12 2016-02-18
BBR086 CHAN Kwong Wa 陳光華 RE Dealing in Securities 2015-10-15 2015-11-06
BCP712 LEE Bryan Kwun Leung 李冠樑 RE Dealing in Securities 2016-10-17
BCP712 LEE Bryan Kwun Leung 李冠樑 RE Asset Management 2016-07-11
BDO839 CHU Hon Man 朱漢民 RE Dealing in Securities 2015-10-19 2016-06-17
BEE812 CHAN Wing Kwong, Vivian 陳頴光 RE Dealing in Securities 2014-11-03 2016-12-15
BFL265 WEN Chen 文宸 RE Dealing in Securities 2015-10-15 2016-04-14
BHC313 AU Shek Chun 區錫俊 RE Dealing in Securities 2016-03-17 2016-12-15
BHL026 LAW Man Fai 羅文輝 RE Dealing in Securities 2017-10-31 2018-08-10
BIY268 SUN Chi Hung Samuel 孫智雄 RE Asset Management 2017-03-02
BMW295 LAU Kin Wang 劉建宏 RE Dealing in Securities 2018-06-20
BMW295 LAU Kin Wang 劉建宏 RE Asset Management 2018-06-20

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