Hong Kong SFC licence institution AAE763, Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司

These are the licence-holders that were found for SFC licence institution AAE763 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA976 AU Pui Hea 歐培熙 RE Dealing in Securities 2003-04-01 2009-02-16
AAA976 AU Pui Hea 歐培熙 RE Advising on Securities 2003-04-01 2004-03-30
AAA976 AU Pui Hea 歐培熙 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AAA976 AU Pui Hea 歐培熙 RE Asset Management 2003-04-01 2004-03-30
AAE694 CHUN Peng Fai 秦炳輝 RE Dealing in Securities 2003-04-01 2010-10-19
AAE694 CHUN Peng Fai 秦炳輝 RE Advising on Securities 2003-04-01 2004-04-08
AAE694 CHUN Peng Fai 秦炳輝 RE Advising on Corporate Finance 2003-04-01 2004-04-08
AAE694 CHUN Peng Fai 秦炳輝 RE Asset Management 2003-04-01 2004-04-08
AAE713 TSUN Chi Shing, Alfred 秦子成 RO Dealing in Securities 2003-04-01
AAE713 TSUN Chi Shing, Alfred 秦子成 RO Advising on Securities 2003-04-01 2004-11-26
AAE713 TSUN Chi Shing, Alfred 秦子成 RO Advising on Corporate Finance 2003-04-01 2004-11-26
AAE713 TSUN Chi Shing, Alfred 秦子成 RO Asset Management 2003-04-01 2004-11-26
AAE724 TSUN Pui Keong, Albert 秦沛強 RO Dealing in Securities 2003-04-01
AAE724 TSUN Pui Keong, Albert 秦沛強 RO Advising on Securities 2003-04-01 2004-11-26
AAE724 TSUN Pui Keong, Albert 秦沛強 RO Advising on Corporate Finance 2003-04-01 2004-11-26
AAE724 TSUN Pui Keong, Albert 秦沛強 RO Asset Management 2003-04-01 2004-11-26
AAE731 TSUN Shui Chee, Catherina 秦瑞芝 RO Dealing in Securities 2003-04-01
AAE731 TSUN Shui Chee, Catherina 秦瑞芝 RO Advising on Securities 2003-04-01 2004-11-26
AAE731 TSUN Shui Chee, Catherina 秦瑞芝 RO Advising on Corporate Finance 2003-04-01 2004-11-26
AAE731 TSUN Shui Chee, Catherina 秦瑞芝 RO Asset Management 2003-04-01 2004-11-26
AAE741 TSUN Chi Yuen 秦志遠 RO Dealing in Securities 2003-04-01
AAE741 TSUN Chi Yuen 秦志遠 RO Advising on Securities 2003-04-01 2004-11-26
AAE741 TSUN Chi Yuen 秦志遠 RO Advising on Corporate Finance 2003-04-01 2004-11-26
AAE741 TSUN Chi Yuen 秦志遠 RO Asset Management 2003-04-01 2004-11-26
AAG043 FU Man Cheung 傅文祥 RE Dealing in Securities 2003-04-01 2016-07-01
AAG043 FU Man Cheung 傅文祥 RE Advising on Securities 2003-04-01 2004-03-30
AAG043 FU Man Cheung 傅文祥 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AAG043 FU Man Cheung 傅文祥 RE Asset Management 2003-04-01 2004-03-30
AAG841 CHAN Sau Chun 陳秀珍 RE Dealing in Securities 2003-04-01
AAG841 CHAN Sau Chun 陳秀珍 RE Advising on Securities 2003-04-01 2004-03-30
AAG841 CHAN Sau Chun 陳秀珍 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AAG841 CHAN Sau Chun 陳秀珍 RE Asset Management 2003-04-01 2004-03-30
AAY344 LOO FUNG Kit Wah 盧馮潔華 RE Dealing in Securities 2003-04-01 2009-04-01
AAY344 LOO FUNG Kit Wah 盧馮潔華 RE Advising on Securities 2003-04-01 2004-03-30
AAY344 LOO FUNG Kit Wah 盧馮潔華 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AAY344 LOO FUNG Kit Wah 盧馮潔華 RE Asset Management 2003-04-01 2004-03-30
ABH677 LAI Po Yee 黎寶儀 RE Dealing in Securities 2003-04-01 2006-07-01
ABH677 LAI Po Yee 黎寶儀 RE Dealing in Securities 2008-03-10 2014-09-01
ABH677 LAI Po Yee 黎寶儀 RE Advising on Securities 2003-04-01 2004-03-30
ABH677 LAI Po Yee 黎寶儀 RE Advising on Corporate Finance 2003-04-01 2004-03-30
ABH677 LAI Po Yee 黎寶儀 RE Asset Management 2003-04-01 2004-03-30
ABQ027 CHENG Nim Chi 鄭念慈 RE Dealing in Securities 2016-07-12
ABR719 TSUI Hor Yee 徐可儀 RE Dealing in Securities 2003-04-01
ABR719 TSUI Hor Yee 徐可儀 RE Advising on Securities 2003-04-01 2004-03-30
ABR719 TSUI Hor Yee 徐可儀 RE Advising on Corporate Finance 2003-04-01 2004-03-30
ABR719 TSUI Hor Yee 徐可儀 RE Asset Management 2003-04-01 2004-03-30
ABT050 TSUN Shui Mee, May 秦瑞美 RE Dealing in Securities 2003-04-01
ABT050 TSUN Shui Mee, May 秦瑞美 RE Advising on Securities 2003-04-01 2004-03-30
ABT050 TSUN Shui Mee, May 秦瑞美 RE Advising on Corporate Finance 2003-04-01 2004-03-30
ABT050 TSUN Shui Mee, May 秦瑞美 RE Asset Management 2003-04-01 2004-03-30
ABZ110 LAU Hung Fung 劉鴻鳳 RE Dealing in Securities 2003-09-29 2003-10-28
ADH973 WONG Tze Yan 黃梓恩 RE Dealing in Securities 2003-04-01
ADH973 WONG Tze Yan 黃梓恩 RE Advising on Securities 2003-04-01 2004-03-30
ADH973 WONG Tze Yan 黃梓恩 RE Advising on Corporate Finance 2003-04-01 2004-03-30
ADH973 WONG Tze Yan 黃梓恩 RE Asset Management 2003-04-01 2004-03-30
AEA626 LAU Yim Fong 劉艷芳 RE Dealing in Securities 2006-07-28 2007-06-23
AFM301 SUEN Avis 孫雅蕙 RE Dealing in Securities 2007-10-04 2007-10-25
AFT311 LI Yuk Ching, Christina 李玉清 RE Dealing in Securities 2003-04-01 2017-10-31
AFT311 LI Yuk Ching, Christina 李玉清 RE Advising on Securities 2003-04-01 2004-03-30
AFT311 LI Yuk Ching, Christina 李玉清 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AFT311 LI Yuk Ching, Christina 李玉清 RE Asset Management 2003-04-01 2004-03-30
APG987 YAU Kwai Shan 尤桂珊 RE Dealing in Securities 2007-07-19 2007-08-01
ASO843 TSUN Christopher Wing Yip 秦榮業 RE Dealing in Securities 2009-03-25 2011-07-15

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