Hong Kong SFC licence institution AAF079, Gainwell Securities Company Limited 敬威証券有限公司

These are the licence-holders that were found for SFC licence institution AAF079 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABU527 AOKI Itsuo RO Dealing in Securities 2003-04-01 2014-07-31
ABU527 AOKI Itsuo RO Advising on Securities 2003-04-01 2014-07-31
ABU527 AOKI Itsuo RO Advising on Corporate Finance 2003-04-01 2003-06-20
ABU527 AOKI Itsuo RO Asset Management 2003-04-01 2003-06-20
ABU527 AOKI Itsuo RO Asset Management 2004-08-21 2014-07-31
ACR988 TAKEI Akio RE Dealing in Securities 2003-04-01 2012-06-30
ACR988 TAKEI Akio RE Advising on Securities 2003-04-01 2012-06-30
ACR988 TAKEI Akio RE Advising on Corporate Finance 2003-04-01 2003-06-17
ACR988 TAKEI Akio RE Asset Management 2003-04-01 2003-06-17
ACR988 TAKEI Akio RE Asset Management 2004-09-13 2012-06-30
ADL465 KITAHARA Mamoru RO Dealing in Securities 2003-04-01 2018-11-09
ADL465 KITAHARA Mamoru RO Advising on Securities 2003-04-01 2018-11-09
ADL465 KITAHARA Mamoru RO Advising on Corporate Finance 2003-04-01 2003-06-20
ADL465 KITAHARA Mamoru RO Asset Management 2003-04-01 2003-06-20
ADL465 KITAHARA Mamoru RO Asset Management 2004-08-21 2018-11-09
ADS101 CHIRIKIRI Soichi RE Dealing in Securities 2003-04-01 2015-12-04
ADS101 CHIRIKIRI Soichi RO Dealing in Securities 2015-12-04 2017-07-17
ADS101 CHIRIKIRI Soichi RE Advising on Securities 2003-04-01 2015-12-04
ADS101 CHIRIKIRI Soichi RO Advising on Securities 2015-12-04 2017-07-17
ADS101 CHIRIKIRI Soichi RE Advising on Corporate Finance 2003-04-01 2003-06-20
ADS101 CHIRIKIRI Soichi RE Asset Management 2003-04-01 2003-06-20
ADS101 CHIRIKIRI Soichi RE Asset Management 2004-09-13 2015-12-04
ADS101 CHIRIKIRI Soichi RO Asset Management 2015-12-04 2017-07-17
AEC731 LING Shi-farn RE Dealing in Securities 2003-04-01 2007-02-16
AEC731 LING Shi-farn RE Advising on Securities 2003-04-01 2003-06-17
AEC731 LING Shi-farn RE Advising on Securities 2004-02-17 2007-02-16
AEC731 LING Shi-farn RE Advising on Corporate Finance 2003-04-01 2003-06-17
AEC731 LING Shi-farn RE Asset Management 2003-04-01 2003-06-17
AEC731 LING Shi-farn RE Asset Management 2004-09-22 2007-02-16
AJL535 IDE Takashi RO Dealing in Securities 2004-11-10 2005-11-21
ALQ881 HIRAOKA Emiko RE Dealing in Securities 2005-02-22 2006-05-03
AMJ558 NG Wa Kai 吳華佳 RE Dealing in Securities 2006-06-02 2008-08-01
APJ556 YU Nga Shan 俞雅珊 RE Dealing in Securities 2008-08-01 2011-08-16
BAW609 KIYONO Masashi 清野真志 RE Dealing in Securities 2013-02-07 2015-09-08
BAW609 KIYONO Masashi 清野真志 RO Dealing in Securities 2015-09-08 2016-05-31
BAW609 KIYONO Masashi 清野真志 RE Advising on Securities 2013-02-07 2015-09-08
BAW609 KIYONO Masashi 清野真志 RO Advising on Securities 2015-09-08 2016-05-31
BAW609 KIYONO Masashi 清野真志 RE Asset Management 2014-09-26 2016-05-31
BBA110 TAKEDA Yoshiaki 竹田芳明 RO Dealing in Securities 2013-07-10 2016-01-31
BBA110 TAKEDA Yoshiaki 竹田芳明 RO Advising on Securities 2013-07-10 2016-01-31
BBA110 TAKEDA Yoshiaki 竹田芳明 RO Asset Management 2013-07-10 2016-01-31

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