Hong Kong SFC licence institution AAF100, Roctec Securities Company Limited 鷹達證券有限公司

These are the licence-holders that were found for SFC licence institution AAF100 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA970 CHIM Chun Kwan 詹振坤 RE Dealing in Securities 2003-04-01
AAA970 CHIM Chun Kwan 詹振坤 RE Advising on Securities 2003-04-01
AAA970 CHIM Chun Kwan 詹振坤 RE Advising on Corporate Finance 2003-04-01 2005-03-07
AAA970 CHIM Chun Kwan 詹振坤 RE Asset Management 2003-04-01 2005-03-07
AAA970 CHIM Chun Kwan 詹振坤 RE Asset Management 2005-10-12
AAF034 LEONG Ka Chai 梁家齊 RO Dealing in Securities 2003-04-01
AAF034 LEONG Ka Chai 梁家齊 RO Advising on Securities 2003-04-01
AAF034 LEONG Ka Chai 梁家齊 RO Advising on Corporate Finance 2003-04-01 2005-09-14
AAF034 LEONG Ka Chai 梁家齊 RO Asset Management 2003-04-01
AAF051 SZE Man Hon 施文漢 RO Dealing in Securities 2003-04-01
AAF051 SZE Man Hon 施文漢 RO Advising on Securities 2003-04-01
AAF051 SZE Man Hon 施文漢 RO Advising on Corporate Finance 2003-04-01 2005-09-14
AAF051 SZE Man Hon 施文漢 RO Asset Management 2003-04-01
ABH251 WONG Tat Yan 黃達仁 RE Dealing in Securities 2003-04-01 2003-09-08
ABH251 WONG Tat Yan 黃達仁 RE Advising on Securities 2003-04-01 2003-09-08
ABH251 WONG Tat Yan 黃達仁 RE Advising on Corporate Finance 2003-04-01 2003-09-08
ABH251 WONG Tat Yan 黃達仁 RE Asset Management 2003-04-01 2003-09-08
ACP183 WONG Chun Kwong 王俊光 RE Dealing in Securities 2003-04-01 2007-02-01
ACP183 WONG Chun Kwong 王俊光 RE Advising on Securities 2003-04-01 2005-03-07
ACP183 WONG Chun Kwong 王俊光 RE Advising on Corporate Finance 2003-04-01 2005-03-07
ACP183 WONG Chun Kwong 王俊光 RE Asset Management 2003-04-01 2005-03-07
ACP183 WONG Chun Kwong 王俊光 RE Asset Management 2005-10-10 2007-02-01
ACS897 LAU Chi Kong 劉志崗 RE Dealing in Securities 2006-05-09 2007-02-01
ADV789 KOK Pui Mo 郭佩武 RE Dealing in Securities 2003-04-01 2006-03-29
ADV789 KOK Pui Mo 郭佩武 RE Advising on Securities 2003-04-01 2005-03-07
ADV789 KOK Pui Mo 郭佩武 RE Advising on Corporate Finance 2003-04-01 2005-03-07
ADV789 KOK Pui Mo 郭佩武 RE Asset Management 2003-04-01 2005-03-07
ADW640 TAM Hon Wai 譚漢威 RE Dealing in Securities 2004-03-03 2006-05-12
AED496 LAM Lai Ping, Clarissa 林麗萍 RE Dealing in Securities 2003-04-01 2017-09-12
AED496 LAM Lai Ping, Clarissa 林麗萍 RO Dealing in Securities 2017-09-12
AED496 LAM Lai Ping, Clarissa 林麗萍 RE Advising on Securities 2003-04-01 2005-03-07
AED496 LAM Lai Ping, Clarissa 林麗萍 RE Advising on Corporate Finance 2003-04-01 2005-03-07
AED496 LAM Lai Ping, Clarissa 林麗萍 RE Asset Management 2003-04-01 2005-03-07
AEI547 WONG Man Kit 黃文傑 RE Dealing in Securities 2006-06-22 2006-07-06
AIR432 LEUNG Ting Yuk 梁庭毓 RE Dealing in Securities 2003-04-01 2005-03-07
AIR432 LEUNG Ting Yuk 梁庭毓 RE Advising on Securities 2003-04-01 2005-03-07
AIR432 LEUNG Ting Yuk 梁庭毓 RE Advising on Corporate Finance 2003-04-01 2005-03-07
AIR432 LEUNG Ting Yuk 梁庭毓 RE Asset Management 2003-04-01 2005-03-07
AJD618 LAU Chi Ho 劉志豪 RE Dealing in Securities 2007-02-12 2007-05-31
AJO293 CHAN Chi Fai 陳志輝 RE Dealing in Securities 2007-01-02 2007-05-14
ALN833 IP Hon Wah 葉漢華 RE Dealing in Securities 2007-06-12 2007-11-29
AMX770 YEUNG Kwan Chiu 楊君超 RE Dealing in Securities 2007-09-21 2009-09-01
AOW949 LAM Shui Kuen 林瑞娟 RE Dealing in Securities 2007-05-09
APJ607 LAU Ka Yin 劉嘉妍 RE Dealing in Securities 2007-08-06 2007-08-14
AUC867 IP Hin Fung 葉衍峰 RE Dealing in Securities 2009-11-06 2009-11-25
AUM379 CHEUNG Sze Chung 張思中 RE Dealing in Securities 2013-02-27 2015-01-01

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