Hong Kong SFC licence institution AAF109, RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAF109 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA213 WONG Chun Wah 王俊華 RE Dealing in Futures Contracts 2003-04-01 2006-10-01
AAA213 WONG Chun Wah 王俊華 RE Advising on Futures Contracts 2003-04-01 2004-05-31
AAA213 WONG Chun Wah 王俊華 RE Asset Management 2003-04-01 2004-05-31
AAX339 MAN Kam Chiu 文錦超 RE Dealing in Futures Contracts 2003-04-01 2006-09-30
AAX339 MAN Kam Chiu 文錦超 RE Advising on Futures Contracts 2003-04-01 2004-05-31
AAX339 MAN Kam Chiu 文錦超 RE Asset Management 2003-04-01 2004-05-31
ABM912 LEE Wing Tak, Mickey 李永德 RE Dealing in Futures Contracts 2005-09-12 2006-10-01
ABZ124 TAN Kee Meng 陳基明 RE Dealing in Futures Contracts 2004-12-07 2006-05-13
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Dealing in Futures Contracts 2004-06-17 2006-09-30
ACI723 CHEUNG Kin Sang 張健生 RO Dealing in Futures Contracts 2008-10-21 2013-09-27
ACR495 MCCANN Neil Anthony RE Dealing in Futures Contracts 2004-01-05 2004-05-25
ADA785 HO Sin Yi 何善儀 RE Dealing in Futures Contracts 2004-12-07 2012-06-30
ADD198 SUBRAMANIAM Mohan RO Dealing in Futures Contracts 2003-04-01 2006-09-30
ADD198 SUBRAMANIAM Mohan RO Advising on Futures Contracts 2003-04-01 2005-01-25
ADD198 SUBRAMANIAM Mohan RO Asset Management 2003-04-01 2005-01-25
ADF140 WAN Yew Chye 范有財 RO Dealing in Futures Contracts 2003-04-01 2006-09-30
ADF140 WAN Yew Chye 范有財 RO Advising on Futures Contracts 2003-04-01 2004-09-24
ADF140 WAN Yew Chye 范有財 RO Asset Management 2003-04-01 2004-09-24
ADH898 CONNOR David Jonathan RE Dealing in Futures Contracts 2003-04-01 2005-07-26
ADH898 CONNOR David Jonathan RE Advising on Futures Contracts 2003-04-01 2004-06-08
ADH898 CONNOR David Jonathan RE Asset Management 2003-04-01 2004-06-08
ADJ383 NG Wai Kwong 吳衛剛 RE Dealing in Futures Contracts 2004-06-17 2006-09-30
ADQ004 CHUNG Yi To 鍾詒杜 RE Dealing in Futures Contracts 2003-04-01 2004-04-01
ADQ004 CHUNG Yi To 鍾詒杜 RE Advising on Futures Contracts 2003-04-01 2004-04-01
ADQ004 CHUNG Yi To 鍾詒杜 RE Asset Management 2003-04-01 2004-04-01
ADZ978 NG Kuan Kuen RO Dealing in Futures Contracts 2005-03-30 2005-06-29
AEL713 BARROS III Belmiro Jose RE Dealing in Futures Contracts 2006-09-05 2006-09-30
AEM493 KANG Stephen Soo Hwan RE Dealing in Futures Contracts 2004-05-04 2006-03-07
AFE596 LEE Martin Kin Mann 李健文 RE Dealing in Futures Contracts 2003-04-01 2006-04-08
AFE596 LEE Martin Kin Mann 李健文 RE Advising on Futures Contracts 2003-04-01 2004-05-31
AFE596 LEE Martin Kin Mann 李健文 RE Asset Management 2003-04-01 2004-05-31
AFS647 TAN Yew Boon 陳友文 RE Dealing in Futures Contracts 2004-06-21 2006-03-11
AGM506 CHEUNG Edward Tze Loong 張澤龍 RE Dealing in Futures Contracts 2011-07-11 2014-03-31
AGX020 RYAN Jonathan David RE Dealing in Futures Contracts 2003-09-04 2004-04-15
AHE138 GORDON Daniel RE Dealing in Futures Contracts 2003-09-04 2008-09-01
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Futures Contracts 2003-08-13 2006-09-30
AJN346 SARKIS David RE Dealing in Futures Contracts 2006-05-10 2008-12-01
ALG238 YUAN Weibin RE Dealing in Futures Contracts 2008-09-01 2013-12-17
ALV415 SHA Shi 沙石 RE Dealing in Futures Contracts 2005-04-01 2005-07-01
ALV415 SHA Shi 沙石 RE Dealing in Futures Contracts 2005-08-04 2005-08-09
AMB970 SARRAN William Patrick RO Dealing in Futures Contracts 2008-12-11 2009-01-14
AML145 KILLIAN Michael Laughlin RE Dealing in Futures Contracts 2005-09-05 2006-10-01
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RE Dealing in Futures Contracts 2010-03-08 2012-06-30
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RO Dealing in Futures Contracts 2009-09-08 2010-03-08
ANW847 KIM Yoon Seung RE Dealing in Futures Contracts 2006-09-12 2006-09-30
AOL205 LI Chun Wai 李俊蔚 RE Dealing in Futures Contracts 2008-09-05 2009-08-24
AOV336 GRAY David Paul RO Dealing in Futures Contracts 2012-11-08 2014-03-31
AQS214 CANNAMELA Cyril RE Dealing in Futures Contracts 2009-06-02 2009-10-16
AQS214 CANNAMELA Cyril RO Dealing in Futures Contracts 2009-10-16 2012-11-16
ARX026 KOH Poh Soon 許寶順 RO Dealing in Futures Contracts 2009-07-20 2012-06-01
ATB908 BIRDEE Neena RE Dealing in Futures Contracts 2011-03-10 2011-05-24
ATB908 BIRDEE Neena RO Dealing in Futures Contracts 2011-05-24 2014-06-18
AUA259 HO Yoon Onn RE Dealing in Futures Contracts 2012-05-08 2012-08-01
AYF517 JIANG Jing 蔣靜 RE Dealing in Futures Contracts 2011-10-14 2013-08-01
AYH764 LIU Ningyu 劉凝玉 RE Dealing in Futures Contracts 2011-10-25 2012-08-01
AYW668 DOWNARD Andrew RE Dealing in Futures Contracts 2012-01-27 2012-06-30

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