Hong Kong SFC licence institution AAF133, Roctec Investment Limited 鷹達投資有限公司

These are the licence-holders that were found for SFC licence institution AAF133 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA970 CHIM Chun Kwan 詹振坤 RE Advising on Securities 2003-04-01 2005-03-07
AAA970 CHIM Chun Kwan 詹振坤 RE Advising on Corporate Finance 2003-04-01 2005-03-07
AAA970 CHIM Chun Kwan 詹振坤 RE Asset Management 2003-04-01
AAF034 LEONG Ka Chai 梁家齊 RO Advising on Securities 2003-04-01
AAF034 LEONG Ka Chai 梁家齊 RO Advising on Futures Contracts 2005-09-16
AAF034 LEONG Ka Chai 梁家齊 RO Advising on Corporate Finance 2003-04-01 2005-09-14
AAF034 LEONG Ka Chai 梁家齊 RO Asset Management 2003-04-01
AAF051 SZE Man Hon 施文漢 RO Advising on Securities 2005-09-16
AAF051 SZE Man Hon 施文漢 RO Advising on Futures Contracts 2005-09-16
AAF051 SZE Man Hon 施文漢 RO Asset Management 2005-09-16
ACP183 WONG Chun Kwong 王俊光 RE Advising on Securities 2003-04-01 2007-02-01
ACP183 WONG Chun Kwong 王俊光 RE Advising on Futures Contracts 2005-10-10 2007-02-01
ACP183 WONG Chun Kwong 王俊光 RE Advising on Corporate Finance 2003-04-01 2005-03-07
ACP183 WONG Chun Kwong 王俊光 RE Asset Management 2003-04-01 2007-02-01
AIR432 LEUNG Ting Yuk 梁庭毓 RE Advising on Securities 2003-04-01 2006-06-01
AIR432 LEUNG Ting Yuk 梁庭毓 RE Advising on Futures Contracts 2005-10-10 2006-06-01
AIR432 LEUNG Ting Yuk 梁庭毓 RE Advising on Corporate Finance 2003-04-01 2005-03-07
AIR432 LEUNG Ting Yuk 梁庭毓 RE Asset Management 2003-04-01 2006-06-01

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