Hong Kong SFC licence institution AAF210, BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAF210 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Dealing in Securities 2006-09-30 2014-12-31
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Advising on Securities 2006-09-30 2014-12-31
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Asset Management 2006-09-30 2014-12-31
ABN071 MOAKES Nicholas David 麥瀚思 RE Advising on Securities 2005-03-14 2005-04-15
ABN236 PENG Shih-Wei RE Dealing in Securities 2007-10-09 2007-10-11
ABN236 PENG Shih-Wei RO Dealing in Securities 2007-10-11 2011-04-30
ABN236 PENG Shih-Wei RE Advising on Securities 2007-10-09 2007-10-11
ABN236 PENG Shih-Wei RO Advising on Securities 2007-10-11 2011-04-30
ABV188 LEE Yuen Man, Sandra 李婉雯 RE Dealing in Securities 2010-11-15 2011-07-15
ABV188 LEE Yuen Man, Sandra 李婉雯 RO Dealing in Securities 2011-07-15 2012-08-02
ABX917 WONG LEE Yuk Ping, Agnes 黃李玉平 RO Dealing in Securities 2003-04-01 2006-01-03
ABX917 WONG LEE Yuk Ping, Agnes 黃李玉平 RO Advising on Securities 2003-04-01 2006-01-03
ABX917 WONG LEE Yuk Ping, Agnes 黃李玉平 RO Advising on Corporate Finance 2003-04-01 2004-12-23
ABX917 WONG LEE Yuk Ping, Agnes 黃李玉平 RO Asset Management 2003-04-01 2006-01-03
ACB889 MOK Kin Foon 莫健歡 RE Dealing in Securities 2010-12-13 2012-09-10
ACB889 MOK Kin Foon 莫健歡 RE Advising on Securities 2010-12-13 2012-09-10
ACL614 WONG Wing Hang, Dominic 王永鏗 RE Dealing in Securities 2008-04-23 2009-07-29
ACO012 FUKUYAMA Seiichi RE Dealing in Securities 2006-03-07 2006-08-18
ACO012 FUKUYAMA Seiichi RO Dealing in Securities 2003-04-01 2006-01-06
ACO012 FUKUYAMA Seiichi RO Dealing in Securities 2006-08-18 2009-03-31
ACO012 FUKUYAMA Seiichi RE Advising on Securities 2006-03-07 2006-08-18
ACO012 FUKUYAMA Seiichi RO Advising on Securities 2003-04-01 2006-01-06
ACO012 FUKUYAMA Seiichi RO Advising on Securities 2006-08-18 2009-03-31
ACO012 FUKUYAMA Seiichi RO Advising on Corporate Finance 2003-04-01 2004-12-23
ACO012 FUKUYAMA Seiichi RE Asset Management 2006-03-07 2006-08-18
ACO012 FUKUYAMA Seiichi RO Asset Management 2003-04-01 2006-01-06
ACO012 FUKUYAMA Seiichi RO Asset Management 2006-08-18 2009-03-31
ACP019 DESMIDT Marc Bovell Paul RE Dealing in Securities 2009-09-01 2010-11-04
ACP019 DESMIDT Marc Bovell Paul RO Dealing in Securities 2010-11-04 2014-12-31
ACP019 DESMIDT Marc Bovell Paul RO Advising on Securities 2012-06-19 2014-12-31
ACP019 DESMIDT Marc Bovell Paul RE Asset Management 2009-09-01 2010-11-04
ACP019 DESMIDT Marc Bovell Paul RO Asset Management 2010-11-04 2014-12-31
ACQ204 CHAN Yuk King 陳玉琼 RE Dealing in Securities 2005-01-11 2008-06-13
ACQ204 CHAN Yuk King 陳玉琼 RE Advising on Securities 2003-04-01 2008-06-13
ACQ204 CHAN Yuk King 陳玉琼 RE Advising on Corporate Finance 2003-04-01 2005-01-11
ACQ204 CHAN Yuk King 陳玉琼 RE Asset Management 2003-04-01 2008-06-13
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Dealing in Securities 2012-10-04 2013-03-20
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Advising on Securities 2012-10-04 2013-03-20
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Asset Management 2012-10-04 2013-03-20
ADA664 BANG Edward Soo Jong RE Dealing in Securities 2014-10-20 2014-12-31
ADA664 BANG Edward Soo Jong RE Advising on Securities 2014-10-20 2014-12-31
ADA664 BANG Edward Soo Jong RE Asset Management 2014-10-20 2014-12-31
ADA784 LU Gloria Yi 陸奕 RE Dealing in Securities 2010-03-04 2010-05-12
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Dealing in Securities 2013-07-02 2014-12-31
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Advising on Securities 2013-07-02 2014-12-31
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Asset Management 2013-07-02 2014-12-31
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Dealing in Securities 2011-05-09 2011-12-06
ADK141 HSIEH Jenny Yee-Sun 謝宜珊 RE Dealing in Securities 2011-10-24 2014-12-31
ADK141 HSIEH Jenny Yee-Sun 謝宜珊 RE Asset Management 2012-11-28 2014-12-31
ADK468 WONG Oi Chi 黃藹芝 RE Advising on Securities 2003-04-01 2004-07-21
ADK468 WONG Oi Chi 黃藹芝 RE Advising on Corporate Finance 2003-04-01 2004-07-21
ADK468 WONG Oi Chi 黃藹芝 RE Asset Management 2003-04-01 2004-07-21
ADO017 KOO Wai Sun 古偉新 RE Dealing in Securities 2003-04-01 2006-02-22
ADO017 KOO Wai Sun 古偉新 RE Dealing in Securities 2007-01-18 2011-12-31
ADO017 KOO Wai Sun 古偉新 RO Dealing in Securities 2006-02-22 2006-10-22
ADO017 KOO Wai Sun 古偉新 RE Advising on Securities 2003-04-01 2006-02-22
ADO017 KOO Wai Sun 古偉新 RE Advising on Securities 2007-01-18 2009-03-09
ADO017 KOO Wai Sun 古偉新 RO Advising on Securities 2006-02-22 2006-10-22
ADO017 KOO Wai Sun 古偉新 RE Advising on Corporate Finance 2003-04-01 2005-01-11
ADO017 KOO Wai Sun 古偉新 RE Asset Management 2003-04-01 2006-02-22
ADO017 KOO Wai Sun 古偉新 RE Asset Management 2007-01-18 2009-03-09
ADO017 KOO Wai Sun 古偉新 RO Asset Management 2006-02-22 2006-10-22
ADS025 NG Yick Ying, Anna 吳亦盈 RE Advising on Securities 2003-04-01 2004-10-28
ADS025 NG Yick Ying, Anna 吳亦盈 RE Advising on Corporate Finance 2003-04-01 2004-10-28
ADS025 NG Yick Ying, Anna 吳亦盈 RE Asset Management 2003-04-01 2004-10-28
ADT748 TAM Raymond Hin Tat 譚顯達 RE Dealing in Securities 2005-01-11 2008-03-21
ADT748 TAM Raymond Hin Tat 譚顯達 RE Advising on Securities 2003-04-01 2008-03-21
ADT748 TAM Raymond Hin Tat 譚顯達 RE Advising on Corporate Finance 2003-04-01 2005-01-11
ADT748 TAM Raymond Hin Tat 譚顯達 RE Asset Management 2003-04-01 2008-03-21
AED162 CHEUNG Siu Man 張小雯 RE Dealing in Securities 2014-03-26 2014-12-31
AED162 CHEUNG Siu Man 張小雯 RE Advising on Securities 2014-03-26 2014-12-31
AED162 CHEUNG Siu Man 張小雯 RE Asset Management 2014-03-26 2014-12-31
AEH759 YUNG Pui Man, Jamie 容佩文 RE Dealing in Securities 2005-05-12 2007-11-30
AEH759 YUNG Pui Man, Jamie 容佩文 RE Advising on Securities 2005-05-12 2007-11-30
AEH759 YUNG Pui Man, Jamie 容佩文 RE Asset Management 2005-05-13 2007-11-30
AEM607 CHEUNG Wing Kei, Winnie 張詠琪 RE Dealing in Securities 2005-01-11 2005-02-15
AEM607 CHEUNG Wing Kei, Winnie 張詠琪 RE Dealing in Securities 2010-01-08 2010-10-20
AEM607 CHEUNG Wing Kei, Winnie 張詠琪 RE Advising on Securities 2003-11-10 2005-02-15
AEM607 CHEUNG Wing Kei, Winnie 張詠琪 RE Asset Management 2003-11-10 2005-02-15
AEO838 LEE Siu Lie, Julia 李紹莉 RE Dealing in Securities 2013-01-17 2014-12-31
AEO838 LEE Siu Lie, Julia 李紹莉 RE Advising on Securities 2013-01-17 2014-12-31
AEO838 LEE Siu Lie, Julia 李紹莉 RE Asset Management 2013-01-17 2014-12-31
AET173 LUI Mang Sze, Marcella 呂孟思 RE Dealing in Securities 2005-08-29 2007-02-21
AET173 LUI Mang Sze, Marcella 呂孟思 RE Advising on Securities 2005-09-09 2007-02-21
AET173 LUI Mang Sze, Marcella 呂孟思 RE Asset Management 2005-08-29 2007-02-21
AET830 PENG David Hoantee 彭宏逖 RE Dealing in Securities 2008-07-23 2010-02-09
AET830 PENG David Hoantee 彭宏逖 RE Advising on Securities 2003-04-01 2003-08-29
AET830 PENG David Hoantee 彭宏逖 RE Advising on Securities 2008-07-23 2010-02-09
AET830 PENG David Hoantee 彭宏逖 RO Advising on Securities 2003-08-29 2005-03-30
AET830 PENG David Hoantee 彭宏逖 RE Advising on Corporate Finance 2003-04-01 2003-06-16
AET830 PENG David Hoantee 彭宏逖 RE Asset Management 2003-04-01 2003-08-29
AET830 PENG David Hoantee 彭宏逖 RO Asset Management 2003-08-29 2005-03-30
AEX954 FUNG Yuen Fun 馮婉芬 RE Dealing in Securities 2003-04-01 2003-05-31
AEX954 FUNG Yuen Fun 馮婉芬 RE Advising on Securities 2003-04-01 2003-05-31
AEX954 FUNG Yuen Fun 馮婉芬 RE Advising on Corporate Finance 2003-04-01 2003-05-31
AEX954 FUNG Yuen Fun 馮婉芬 RE Asset Management 2003-04-01 2003-05-31
AEX955 IP Chui Lin 葉翠蓮 RE Dealing in Securities 2003-04-01 2011-01-10
AEX955 IP Chui Lin 葉翠蓮 RE Advising on Securities 2003-04-01 2009-03-09
AEX955 IP Chui Lin 葉翠蓮 RE Advising on Corporate Finance 2003-04-01 2005-01-11
AEX955 IP Chui Lin 葉翠蓮 RE Asset Management 2003-04-01 2009-03-09
AEY358 PRITCHARD Simon James RE Dealing in Securities 2010-12-17 2012-03-10
AFJ216 MA Yue Fung Yvonne 馬如鳳 RE Dealing in Securities 2010-08-04 2010-09-27
AFJ216 MA Yue Fung Yvonne 馬如鳳 RE Advising on Securities 2010-08-04 2010-09-27
AFK424 ZHU Helen Yue 朱悅 RE Dealing in Securities 2014-04-07 2014-12-31
AFK424 ZHU Helen Yue 朱悅 RE Advising on Securities 2014-04-07 2014-12-31
AFK424 ZHU Helen Yue 朱悅 RE Asset Management 2014-04-07 2014-12-31
AFN278 LAM Wing Yee, Veronica Ronnie 林穎兒 RE Dealing in Securities 2010-01-18 2011-02-24
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RE Dealing in Securities 2003-04-01 2006-01-10
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RO Dealing in Securities 2006-01-10 2012-04-21
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RE Advising on Securities 2003-04-01 2006-01-10
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RO Advising on Securities 2006-01-10 2012-04-21
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RE Advising on Corporate Finance 2003-04-01 2005-01-11
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RE Asset Management 2003-04-01 2006-01-10
AFQ899 CHEUNG Katherine Marn Kay 章曼琪 RO Asset Management 2006-01-10 2012-04-21
AFT690 HO Yuen Yee, Agnes 何婉兒 RE Dealing in Securities 2004-05-28 2004-12-08
AFT690 HO Yuen Yee, Agnes 何婉兒 RO Dealing in Securities 2004-12-08 2005-08-29
AFT690 HO Yuen Yee, Agnes 何婉兒 RE Advising on Securities 2004-05-28 2004-12-08
AFT690 HO Yuen Yee, Agnes 何婉兒 RO Advising on Securities 2004-12-08 2005-08-29
AFT690 HO Yuen Yee, Agnes 何婉兒 RE Asset Management 2004-05-28 2004-12-08
AFT690 HO Yuen Yee, Agnes 何婉兒 RO Asset Management 2004-12-08 2005-08-29
AFU309 LEUNG Wai Kwan, Sabrina 梁慧君 RE Dealing in Securities 2007-07-18 2010-03-08
AFU309 LEUNG Wai Kwan, Sabrina 梁慧君 RE Advising on Securities 2007-07-18 2010-03-08
AFU332 PUN Yun Mei, Marcella 潘恩美 RE Dealing in Securities 2011-02-24 2014-12-31
AFU332 PUN Yun Mei, Marcella 潘恩美 RE Advising on Securities 2011-02-24 2014-12-31
AFX190 SCOTT Nicholas Peter RE Dealing in Securities 2007-01-29 2007-05-11
AFX190 SCOTT Nicholas Peter RO Dealing in Securities 2007-05-11 2011-08-04
AFX190 SCOTT Nicholas Peter RE Advising on Securities 2007-01-29 2007-05-11
AFX190 SCOTT Nicholas Peter RO Advising on Securities 2007-05-11 2011-08-04
AFX190 SCOTT Nicholas Peter RE Asset Management 2007-01-29 2007-05-11
AFX190 SCOTT Nicholas Peter RO Asset Management 2007-05-11 2011-08-04
AFX602 LEE Fanny Yuk Lai 李玉麗 RE Dealing in Securities 2011-07-12 2014-12-31
AFX602 LEE Fanny Yuk Lai 李玉麗 RE Advising on Securities 2011-07-12 2014-12-31
AFX602 LEE Fanny Yuk Lai 李玉麗 RE Asset Management 2013-05-29 2014-12-31
AFY750 CAVATONI Joseph Roland RE Dealing in Securities 2010-01-18 2012-02-13
AFY913 CHAN Chun Kit 陳俊傑 RE Dealing in Securities 2005-01-11 2005-06-06
AFY913 CHAN Chun Kit 陳俊傑 RE Advising on Securities 2003-04-01 2005-06-06
AFY913 CHAN Chun Kit 陳俊傑 RE Advising on Corporate Finance 2003-04-01 2005-01-11
AFY913 CHAN Chun Kit 陳俊傑 RE Asset Management 2003-04-01 2005-06-06
AFY974 LEE Wai Chung, Deborah 李慧中 RE Dealing in Securities 2010-05-06 2013-12-13
AFY974 LEE Wai Chung, Deborah 李慧中 RE Advising on Securities 2010-05-06 2013-12-13
AFY974 LEE Wai Chung, Deborah 李慧中 RE Asset Management 2010-05-06 2013-12-13
AFY976 JI Bing 紀冰 RE Dealing in Securities 2008-05-28 2014-12-31
AFY976 JI Bing 紀冰 RE Advising on Securities 2008-06-23 2014-12-31
AFY976 JI Bing 紀冰 RE Asset Management 2008-06-23 2014-12-31
AFZ392 CHAN Chun Yip 陳俊業 RE Dealing in Securities 2004-06-01 2011-04-01
AFZ392 CHAN Chun Yip 陳俊業 RE Advising on Securities 2004-06-01 2011-04-01
AFZ392 CHAN Chun Yip 陳俊業 RE Asset Management 2004-06-01 2011-04-01
AGA429 LAM Chi Kwan 林志坤 RE Dealing in Securities 2009-02-02 2014-01-06
AGA429 LAM Chi Kwan 林志坤 RE Advising on Securities 2009-02-02 2014-01-06
AGA429 LAM Chi Kwan 林志坤 RE Asset Management 2009-02-02 2014-01-06
AGG670 LEE Wan Kin 李運建 RE Dealing in Securities 2010-08-09 2011-06-30
AGI177 TSO Lai Ying 曹麗英 RE Dealing in Securities 2003-04-01 2010-04-13
AGI177 TSO Lai Ying 曹麗英 RE Advising on Securities 2003-04-01 2009-03-09
AGI177 TSO Lai Ying 曹麗英 RE Advising on Corporate Finance 2003-04-01 2005-01-11
AGI177 TSO Lai Ying 曹麗英 RE Asset Management 2003-04-01 2009-03-09
AGO907 KAPITO Robert Steven RE Advising on Securities 2006-09-30 2006-10-03
AGO907 KAPITO Robert Steven RO Advising on Securities 2006-10-03 2007-10-01
AGO907 KAPITO Robert Steven RE Asset Management 2006-09-30 2006-10-03
AGO907 KAPITO Robert Steven RO Asset Management 2006-10-03 2007-10-01
AGO909 KUSHEL John Richard RE Advising on Securities 2006-09-30 2006-10-03
AGO909 KUSHEL John Richard RO Advising on Securities 2006-10-03 2007-10-01
AGO909 KUSHEL John Richard RE Asset Management 2006-09-30 2006-10-03
AGO909 KUSHEL John Richard RO Asset Management 2006-10-03 2007-10-01
AGO910 FINK Laurence Douglas RE Advising on Securities 2006-09-30 2006-10-03
AGO910 FINK Laurence Douglas RO Advising on Securities 2006-10-03 2007-10-01
AGO910 FINK Laurence Douglas RE Asset Management 2006-09-30 2006-10-03
AGO910 FINK Laurence Douglas RO Asset Management 2006-10-03 2007-10-01
AGO911 SCHLOSSTEIN Ralph Lewis RE Advising on Securities 2006-09-30 2006-10-03
AGO911 SCHLOSSTEIN Ralph Lewis RO Advising on Securities 2006-10-03 2007-10-01
AGO911 SCHLOSSTEIN Ralph Lewis RE Asset Management 2006-09-30 2006-10-03
AGO911 SCHLOSSTEIN Ralph Lewis RO Asset Management 2006-10-03 2007-10-01
AGP730 TAN Suan Jin 陳川俊 RE Dealing in Securities 2013-08-15 2014-12-31
AGP730 TAN Suan Jin 陳川俊 RE Advising on Securities 2011-09-19 2011-12-19
AGP730 TAN Suan Jin 陳川俊 RE Advising on Securities 2013-08-15 2014-12-31
AGP730 TAN Suan Jin 陳川俊 RE Asset Management 2013-08-15 2014-12-31
AGP751 SIU Sau Man 蕭秀雯 RE Advising on Securities 2003-04-01 2004-09-22
AGP751 SIU Sau Man 蕭秀雯 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AGP751 SIU Sau Man 蕭秀雯 RE Asset Management 2003-04-01 2004-09-22
AGU753 HSU David Ka-Leung 許嘉良 RE Dealing in Securities 2011-06-23 2014-12-31
AHF689 CRABB Joshua Blaise RE Dealing in Securities 2008-06-16 2014-07-02
AHF689 CRABB Joshua Blaise RE Advising on Securities 2007-09-14 2014-07-02
AHF689 CRABB Joshua Blaise RE Asset Management 2007-09-14 2014-07-02
AHP775 CHIU Pok Man, Alvin 趙博文 RE Dealing in Securities 2014-02-27 2014-12-31
AHP775 CHIU Pok Man, Alvin 趙博文 RE Advising on Securities 2014-02-27 2014-12-31
AHP775 CHIU Pok Man, Alvin 趙博文 RE Asset Management 2014-02-27 2014-12-31
AHT594 CHO Kwong Lun 曹廣麟 RE Advising on Securities 2003-04-01 2003-06-07
AHT594 CHO Kwong Lun 曹廣麟 RE Advising on Corporate Finance 2003-04-01 2003-06-07
AHT594 CHO Kwong Lun 曹廣麟 RE Asset Management 2003-04-01 2003-06-07
AIC473 REID Robert Stephen RE Dealing in Securities 2014-05-19 2014-12-31
AIC473 REID Robert Stephen RE Advising on Securities 2014-05-19 2014-12-31
AIC473 REID Robert Stephen RE Asset Management 2014-05-19 2014-12-31
AIL394 KIM Joel RE Dealing in Securities 2011-11-28 2014-12-31
AIL394 KIM Joel RE Advising on Securities 2011-11-28 2014-12-31
AIL394 KIM Joel RE Asset Management 2011-11-28 2014-12-31
AIY925 CHING Sui Ying 程瑞瑩 RE Dealing in Securities 2003-06-16 2007-03-05
AIY925 CHING Sui Ying 程瑞瑩 RE Advising on Securities 2005-01-11 2007-03-05
AIY925 CHING Sui Ying 程瑞瑩 RE Asset Management 2003-06-16 2007-03-05
AIZ875 CLANCY Gerard Aloysius RE Dealing in Securities 2003-07-09 2009-12-31
AIZ875 CLANCY Gerard Aloysius RE Advising on Securities 2005-01-11 2009-12-31
AIZ875 CLANCY Gerard Aloysius RE Asset Management 2005-01-11 2009-12-31
AJA981 POON Chi Lik, Eric 潘智力 RE Dealing in Securities 2010-01-18 2011-02-28
AJD521 YAO Angelina See Mun 姚思敏 RE Dealing in Securities 2010-04-14 2014-06-24
AJD521 YAO Angelina See Mun 姚思敏 RE Advising on Securities 2010-04-14 2014-06-24
AJD521 YAO Angelina See Mun 姚思敏 RE Asset Management 2010-04-14 2014-06-24
AJD640 LAM Yuen Kai, Leon 林源佳 RE Advising on Securities 2003-10-09 2004-07-10
AJD640 LAM Yuen Kai, Leon 林源佳 RE Asset Management 2003-10-09 2004-07-10
AJD641 LO Pui Man 勞珮雯 RE Dealing in Securities 2003-10-09 2004-07-09
AJD641 LO Pui Man 勞珮雯 RE Asset Management 2003-10-09 2004-07-09
AJH529 GREENBERG Scott Ethan RE Dealing in Securities 2013-04-19 2014-12-31
AJH529 GREENBERG Scott Ethan RE Advising on Securities 2013-04-19 2014-12-31
AJH529 GREENBERG Scott Ethan RE Asset Management 2013-04-19 2014-12-31
AJN777 LO Kathleen Oikay 盧藹琪 RE Dealing in Securities 2011-09-05 2013-06-29
AJN777 LO Kathleen Oikay 盧藹琪 RE Advising on Securities 2011-09-05 2013-06-29
AJN777 LO Kathleen Oikay 盧藹琪 RE Asset Management 2012-11-28 2013-06-29
AKI219 WANG Hsiang Sheng 王翔昇 RO Dealing in Securities 2004-12-08 2012-09-10
AKI219 WANG Hsiang Sheng 王翔昇 RE Advising on Securities 2004-03-31 2004-12-08
AKI219 WANG Hsiang Sheng 王翔昇 RO Advising on Securities 2004-12-08 2012-09-10
AKI219 WANG Hsiang Sheng 王翔昇 RE Asset Management 2004-03-31 2004-12-08
AKI219 WANG Hsiang Sheng 王翔昇 RO Asset Management 2004-12-08 2012-09-10
AKL739 SHUM Pui Kwan, Catherine 岑佩君 RE Dealing in Securities 2013-10-15 2014-12-31
AKL739 SHUM Pui Kwan, Catherine 岑佩君 RE Advising on Securities 2013-10-15 2014-12-31
AKL739 SHUM Pui Kwan, Catherine 岑佩君 RE Asset Management 2013-10-15 2014-12-31
AKU876 CHAN Wing Wai, Albert 陳永威 RE Dealing in Securities 2005-01-11 2005-03-21
AKU876 CHAN Wing Wai, Albert 陳永威 RE Advising on Securities 2004-06-15 2005-03-21
AKU876 CHAN Wing Wai, Albert 陳永威 RE Asset Management 2004-06-15 2005-03-21
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Dealing in Securities 2005-01-11 2005-08-04
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Advising on Securities 2004-06-21 2005-08-04
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Asset Management 2004-06-21 2005-08-04
AKY652 WONG Hoi Yan, Vanessa 黃凱欣 RE Dealing in Securities 2004-07-20 2006-07-17
AKY652 WONG Hoi Yan, Vanessa 黃凱欣 RE Advising on Securities 2005-01-11 2006-07-17
AKY652 WONG Hoi Yan, Vanessa 黃凱欣 RE Asset Management 2004-07-20 2006-07-17
ALB059 KAO Cheng-hui 高正輝 RE Dealing in Securities 2010-01-18 2014-12-31
ALC151 CHOW Yick Yin, Mildred 周亦妍 RE Dealing in Securities 2005-09-28 2006-08-02
ALI156 SWAN Andrew Warren RE Dealing in Securities 2011-08-15 2012-01-04
ALI156 SWAN Andrew Warren RO Dealing in Securities 2012-01-04 2014-12-31
ALI156 SWAN Andrew Warren RE Advising on Securities 2011-08-15 2012-01-04
ALI156 SWAN Andrew Warren RO Advising on Securities 2012-01-04 2014-12-31
ALI156 SWAN Andrew Warren RE Asset Management 2011-08-15 2012-01-04
ALI156 SWAN Andrew Warren RO Asset Management 2012-01-04 2014-12-31
ALI697 FLOOD Simon Richard RE Dealing in Securities 2004-10-21 2005-04-11
ALI697 FLOOD Simon Richard RO Dealing in Securities 2005-04-11 2006-08-31
ALI697 FLOOD Simon Richard RE Advising on Securities 2005-01-03 2005-04-11
ALI697 FLOOD Simon Richard RO Advising on Securities 2005-04-11 2006-08-31
ALI697 FLOOD Simon Richard RE Asset Management 2004-10-21 2005-04-11
ALI697 FLOOD Simon Richard RO Asset Management 2005-04-11 2006-08-31
ALI733 WANG Qionghui 王琼慧 RE Dealing in Securities 2005-01-11 2008-05-16
ALI733 WANG Qionghui 王琼慧 RE Advising on Securities 2004-10-28 2008-05-16
ALI733 WANG Qionghui 王琼慧 RE Asset Management 2004-10-28 2008-05-16
ALI771 WONG Ho Lam 黃浩霖 RE Dealing in Securities 2004-10-29 2006-07-18
ALI771 WONG Ho Lam 黃浩霖 RE Advising on Securities 2005-01-11 2006-07-18
ALI771 WONG Ho Lam 黃浩霖 RE Asset Management 2004-10-29 2006-07-18
ALK243 ZHOU Xiaoyin 周晓殷 RE Dealing in Securities 2010-10-05 2011-12-06
ALN682 LEE Kit Sum 李潔心 RE Dealing in Securities 2004-12-14 2010-11-26
ALN682 LEE Kit Sum 李潔心 RE Advising on Securities 2004-12-14 2010-11-26
ALN682 LEE Kit Sum 李潔心 RE Asset Management 2004-12-14 2010-11-26
ALR712 CHAN Hoi Ling 陳凱玲 RE Dealing in Securities 2006-09-30 2007-08-07
ALR712 CHAN Hoi Ling 陳凱玲 RE Advising on Securities 2006-09-30 2007-08-07
ALR712 CHAN Hoi Ling 陳凱玲 RE Asset Management 2006-09-30 2007-08-07
ALT749 TSANG Tsz Wun 曾芷媛 RE Dealing in Securities 2013-02-05 2014-12-31
ALT749 TSANG Tsz Wun 曾芷媛 RE Advising on Securities 2013-02-05 2014-12-31
ALT749 TSANG Tsz Wun 曾芷媛 RE Asset Management 2013-02-05 2014-12-31
ALU612 WEATHERSTON Alan Robert RE Dealing in Securities 2010-12-30 2014-01-09
ALU612 WEATHERSTON Alan Robert RE Advising on Securities 2005-04-04 2005-05-04
ALU612 WEATHERSTON Alan Robert RE Advising on Securities 2010-12-30 2014-01-09
ALU612 WEATHERSTON Alan Robert RE Asset Management 2010-12-30 2014-01-09
AMB498 LAI Wing Chung, Andy 黎穎聰 RE Dealing in Securities 2007-11-15 2011-01-10
AMC667 CHAN Ka Wai, Edith 陳嘉慧 RE Dealing in Securities 2006-09-27 2007-05-17
AMC667 CHAN Ka Wai, Edith 陳嘉慧 RE Advising on Securities 2006-09-27 2007-05-17
AMC667 CHAN Ka Wai, Edith 陳嘉慧 RE Asset Management 2006-09-27 2007-05-17
AMF512 LIU Yajun 劉雅俊 RE Dealing in Securities 2014-06-05 2014-12-31
AMF512 LIU Yajun 劉雅俊 RE Advising on Securities 2014-06-05 2014-12-31
AMF512 LIU Yajun 劉雅俊 RE Asset Management 2014-06-05 2014-12-31
AMF558 CHEUNG Yuen Ting Evelyn 張婉婷 RE Dealing in Securities 2007-09-13 2009-05-01
AMF558 CHEUNG Yuen Ting Evelyn 張婉婷 RE Advising on Securities 2007-09-13 2009-05-01
AMH481 CHAN Wai Suen 陳偉煊 RE Dealing in Securities 2014-09-26 2014-12-31
AMH481 CHAN Wai Suen 陳偉煊 RE Advising on Securities 2014-09-26 2014-12-31
AMH481 CHAN Wai Suen 陳偉煊 RE Asset Management 2014-09-26 2014-12-31
AMI312 CHAN Henry 陳迪生 RE Dealing in Securities 2013-07-05 2014-12-31
AMI312 CHAN Henry 陳迪生 RE Advising on Securities 2013-07-05 2014-12-31
AMI312 CHAN Henry 陳迪生 RE Asset Management 2013-07-05 2014-12-31
AMN729 LAI Carmen 黎嘉文 RE Dealing in Securities 2005-10-05 2007-04-12
AMN729 LAI Carmen 黎嘉文 RE Advising on Securities 2005-10-05 2007-04-12
AMN729 LAI Carmen 黎嘉文 RE Asset Management 2005-10-05 2007-04-12
AMN768 CHOI Janice Su Yun 蔡絮因 RE Dealing in Securities 2005-10-06 2007-07-13
AMN768 CHOI Janice Su Yun 蔡絮因 RE Dealing in Securities 2008-08-13 2013-07-13
AMN768 CHOI Janice Su Yun 蔡絮因 RE Advising on Securities 2006-08-03 2007-07-13
AMN768 CHOI Janice Su Yun 蔡絮因 RE Advising on Securities 2008-08-13 2009-03-09
AMN769 KHOO Fuchang, Adrian 邱福昌 RE Dealing in Securities 2005-10-06 2006-09-06
AMN769 KHOO Fuchang, Adrian 邱福昌 RE Advising on Securities 2005-10-06 2006-09-06
AMN769 KHOO Fuchang, Adrian 邱福昌 RE Asset Management 2005-10-06 2006-09-06
AMP167 TANG Chi Him 鄧智謙 RE Dealing in Securities 2005-10-18 2006-07-01
AMP167 TANG Chi Him 鄧智謙 RE Advising on Securities 2005-10-18 2006-07-01
AMP167 TANG Chi Him 鄧智謙 RE Asset Management 2005-10-18 2006-07-01
AMR265 KO Wai Ling 高韋玲 RE Dealing in Securities 2007-07-25 2009-03-17
AMR265 KO Wai Ling 高韋玲 RE Advising on Securities 2007-07-25 2009-03-17
AMR327 LANDERS William Mark RE Dealing in Securities 2008-09-16 2008-10-16
AMR327 LANDERS William Mark RE Dealing in Securities 2010-10-19 2010-11-19
AMR327 LANDERS William Mark RE Dealing in Securities 2011-10-14 2011-11-14
AMR327 LANDERS William Mark RE Advising on Securities 2005-11-11 2005-12-11
AMR327 LANDERS William Mark RE Advising on Securities 2008-09-16 2008-10-16
AMR327 LANDERS William Mark RE Advising on Securities 2010-10-19 2010-11-19
AMR327 LANDERS William Mark RE Advising on Securities 2011-10-14 2011-11-14
AMU244 ORIME Naoya RE Advising on Securities 2006-01-03 2006-02-03
AMV257 MANN David Isaac RE Dealing in Securities 2010-01-18 2010-11-18
AMW549 LEUNG Kit Yee, Elka 梁潔儀 RE Dealing in Securities 2010-02-17 2012-05-19
AMY425 YU Chung-lin 游忠霖 RE Dealing in Securities 2006-09-30 2008-05-13
AMY425 YU Chung-lin 游忠霖 RE Advising on Securities 2006-09-30 2008-05-13
AMY425 YU Chung-lin 游忠霖 RE Asset Management 2006-09-30 2008-05-13
ANA541 YEUNG Ka Lee 楊嘉莉 RE Dealing in Securities 2010-01-08 2011-03-05
ANA728 LAI Hoi Ying, Nora 黎凱瑩 RE Dealing in Securities 2006-02-13 2007-05-15
ANA728 LAI Hoi Ying, Nora 黎凱瑩 RE Advising on Securities 2006-02-13 2007-05-15
ANB753 KONG Pik Suen, Jessica 江璧璇 RE Dealing in Securities 2006-02-21 2007-08-31
ANB753 KONG Pik Suen, Jessica 江璧璇 RE Advising on Securities 2006-02-21 2007-08-31
ANB753 KONG Pik Suen, Jessica 江璧璇 RE Asset Management 2006-02-21 2007-08-31
ANE832 RODRIGUES Mark William RE Dealing in Securities 2011-09-12 2014-03-14
ANE832 RODRIGUES Mark William RE Advising on Securities 2011-09-12 2014-03-14
ANE832 RODRIGUES Mark William RE Asset Management 2011-09-12 2014-03-14
ANH234 CHING Sui Ki 程瑞琪 RE Dealing in Securities 2006-04-18 2011-01-10
ANH357 FISHER Peter Ryerson RE Advising on Securities 2006-09-30 2006-10-03
ANH357 FISHER Peter Ryerson RO Advising on Securities 2006-10-03 2007-10-01
ANH357 FISHER Peter Ryerson RE Asset Management 2006-09-30 2006-10-03
ANH357 FISHER Peter Ryerson RO Asset Management 2006-10-03 2007-10-01
ANK425 LEE Allen Cheng-Luan 李政倫 RE Dealing in Securities 2014-06-10 2014-12-31
ANK425 LEE Allen Cheng-Luan 李政倫 RE Advising on Securities 2014-06-10 2014-12-31
ANK425 LEE Allen Cheng-Luan 李政倫 RE Asset Management 2014-06-10 2014-12-31
ANM045 LUI Kin Wai 呂健威 RE Dealing in Securities 2013-07-31 2014-05-03
ANM045 LUI Kin Wai 呂健威 RE Advising on Securities 2013-07-31 2014-05-03
ANM045 LUI Kin Wai 呂健威 RE Asset Management 2013-07-31 2014-05-03
ANM093 STATTMAN Dennis Ward RE Dealing in Securities 2008-11-14 2008-12-14
ANM093 STATTMAN Dennis Ward RE Dealing in Securities 2014-10-09 2014-10-17
ANM093 STATTMAN Dennis Ward RE Advising on Securities 2006-06-05 2006-07-05
ANM093 STATTMAN Dennis Ward RE Advising on Securities 2008-11-14 2008-12-14
ANM093 STATTMAN Dennis Ward RE Advising on Securities 2014-10-09 2014-10-17
ANP432 CHOW Wai Kwong 周偉光 RE Dealing in Securities 2006-10-03 2014-12-31
ANP432 CHOW Wai Kwong 周偉光 RE Advising on Securities 2006-10-03 2014-12-31
ANP432 CHOW Wai Kwong 周偉光 RE Asset Management 2006-10-03 2014-12-31
ANQ944 CHEN Yi-chun Lisa 陳怡君 RE Dealing in Securities 2012-04-20 2014-05-17
ANS149 CHAN Yee Lin, Elaine 陳漪漣 RE Dealing in Securities 2006-08-01 2008-05-02
ANS149 CHAN Yee Lin, Elaine 陳漪漣 RE Advising on Securities 2006-08-01 2008-05-02
ANS164 CHEUNG Man Ching 張文靜 RE Dealing in Securities 2006-07-31 2007-08-17
ANS164 CHEUNG Man Ching 張文靜 RE Advising on Securities 2006-07-31 2007-08-17
ANT269 AU Karen Kar Man 歐嘉汶 RE Dealing in Securities 2006-08-04 2006-11-30
ANT269 AU Karen Kar Man 歐嘉汶 RE Advising on Securities 2006-08-04 2006-11-30
ANT656 ADAMS Christopher Richard RE Dealing in Securities 2008-09-17 2011-09-10
ANT656 ADAMS Christopher Richard RE Advising on Securities 2008-08-29 2011-09-10
ANT656 ADAMS Christopher Richard RE Asset Management 2008-08-29 2011-09-10
ANU233 SHIH Leung Leung 施凉凉 RE Dealing in Securities 2006-08-15 2007-04-02
ANU233 SHIH Leung Leung 施凉凉 RE Advising on Securities 2006-08-15 2007-04-02
ANU233 SHIH Leung Leung 施凉凉 RE Asset Management 2006-08-15 2007-04-02
ANW415 SWARBRECK Peter William RO Dealing in Securities 2007-02-05 2013-01-01
ANW415 SWARBRECK Peter William RO Advising on Securities 2007-02-05 2013-01-01
ANW415 SWARBRECK Peter William RO Asset Management 2007-02-05 2013-01-01
AOA455 DOLL JR Robert Charles RE Dealing in Securities 2007-06-11 2007-07-11
AOA455 DOLL JR Robert Charles RE Dealing in Securities 2008-06-06 2008-07-06
AOA455 DOLL JR Robert Charles RE Advising on Securities 2007-06-11 2007-07-11
AOA455 DOLL JR Robert Charles RE Advising on Securities 2008-06-06 2008-07-06
AOA455 DOLL JR Robert Charles RE Advising on Securities 2009-05-18 2009-06-18
AOA842 FAN Charrissa Wing Sze 范穎詩 RE Dealing in Securities 2007-09-06 2009-03-17
AOA842 FAN Charrissa Wing Sze 范穎詩 RE Advising on Securities 2007-10-02 2009-03-17
AOA972 KWOK Yin Ting, Rowena 郭燕婷 RE Dealing in Securities 2012-09-24 2014-12-31
AOA972 KWOK Yin Ting, Rowena 郭燕婷 RE Advising on Securities 2012-09-24 2014-12-31
AOA972 KWOK Yin Ting, Rowena 郭燕婷 RE Asset Management 2012-09-24 2014-12-31
AOB466 LEUNG Ka Lock, Eric 梁家樂 RE Dealing in Securities 2011-01-18 2012-02-11
AOC905 SIU Lai On, Diana 蕭麗安 RE Dealing in Securities 2007-03-13 2007-11-13
AOC905 SIU Lai On, Diana 蕭麗安 RE Advising on Securities 2007-03-02 2007-11-13
AOC905 SIU Lai On, Diana 蕭麗安 RE Asset Management 2007-03-02 2007-11-13
AOH581 YUNG Yat Ming 翁一鳴 RE Dealing in Securities 2006-12-19 2008-11-18
AOH581 YUNG Yat Ming 翁一鳴 RE Advising on Securities 2006-12-19 2008-11-18
AOH581 YUNG Yat Ming 翁一鳴 RE Asset Management 2006-12-19 2008-11-18
AOI992 BESWICK Lee Earl RE Dealing in Securities 2006-12-23 2011-02-24
AOI992 BESWICK Lee Earl RE Advising on Securities 2006-12-23 2011-02-24
AOI992 BESWICK Lee Earl RE Asset Management 2006-12-23 2011-02-24
AOI994 COLEN Michael Edward RE Dealing in Securities 2006-12-27 2008-05-30
AOI994 COLEN Michael Edward RE Advising on Securities 2006-12-27 2008-05-30
AOI994 COLEN Michael Edward RE Asset Management 2006-12-27 2008-05-30
AOJ443 LU Steven Shiming 陸世銘 RE Dealing in Securities 2013-11-01 2014-12-31
AOJ443 LU Steven Shiming 陸世銘 RE Advising on Securities 2013-11-01 2014-12-31
AOJ443 LU Steven Shiming 陸世銘 RE Asset Management 2013-11-01 2014-12-31
AOK932 YING Dan Yung 應丹蓉 RE Dealing in Securities 2011-03-08 2014-12-31
AOK932 YING Dan Yung 應丹蓉 RE Advising on Securities 2011-03-08 2014-12-31
AOK932 YING Dan Yung 應丹蓉 RE Asset Management 2012-11-28 2014-12-31
AOL210 WOOLLEY Mark Robert RE Dealing in Securities 2007-10-09 2009-06-05
AOL210 WOOLLEY Mark Robert RE Dealing in Securities 2012-10-08 2012-11-08
AOL210 WOOLLEY Mark Robert RE Advising on Securities 2007-10-09 2009-06-05
AOL210 WOOLLEY Mark Robert RE Advising on Securities 2012-10-08 2012-11-08
AOL210 WOOLLEY Mark Robert RE Asset Management 2007-11-19 2009-06-05
AON716 LI Hiu Fung, Vivian 李曉楓 RE Dealing in Securities 2013-09-24 2014-12-31
AON741 WANG Xi 王曦 RE Dealing in Securities 2008-06-16 2009-03-17
AON741 WANG Xi 王曦 RE Advising on Securities 2008-05-21 2009-03-17
AON741 WANG Xi 王曦 RE Asset Management 2008-05-21 2009-03-17
AOO561 IP Sin Kai, Samson 葉善佳 RE Dealing in Securities 2007-02-16 2007-09-30
AOO561 IP Sin Kai, Samson 葉善佳 RE Advising on Securities 2007-02-16 2007-09-30
AOO561 IP Sin Kai, Samson 葉善佳 RE Asset Management 2007-02-16 2007-09-30
AOO806 XU Luyan 許路雁 RE Dealing in Securities 2010-01-18 2011-05-20
AOQ686 SO Shui Man 蘇瑞雯 RE Dealing in Securities 2007-03-05 2010-03-11
AOQ686 SO Shui Man 蘇瑞雯 RE Advising on Securities 2007-03-05 2010-03-11
AOQ686 SO Shui Man 蘇瑞雯 RE Asset Management 2007-03-05 2010-03-11
AOQ704 LAU Ho Yee, Tracy 劉可兒 RE Dealing in Securities 2007-03-05 2011-04-01
AOQ704 LAU Ho Yee, Tracy 劉可兒 RE Advising on Securities 2007-03-05 2011-04-01
AOQ704 LAU Ho Yee, Tracy 劉可兒 RE Asset Management 2007-03-05 2011-04-01
AOQ744 FUNG Si Yu 馮思宇 RE Dealing in Securities 2007-02-27 2008-03-11
AOQ744 FUNG Si Yu 馮思宇 RE Advising on Securities 2007-02-27 2008-03-11
AOQ744 FUNG Si Yu 馮思宇 RE Asset Management 2007-02-27 2008-03-11
AOQ777 KUI Siu Yi 巨瀟怡 RE Dealing in Securities 2007-03-08 2007-10-12
AOQ777 KUI Siu Yi 巨瀟怡 RE Advising on Securities 2007-03-08 2007-10-12
AOQ879 LAM Hoi Yi 林凱兒 RE Dealing in Securities 2007-03-05 2007-09-05
AOQ884 CHAN Bonnie Chiao Nien 陳翹寧 RE Dealing in Securities 2007-03-02 2011-12-03
AOQ884 CHAN Bonnie Chiao Nien 陳翹寧 RE Advising on Securities 2007-03-02 2011-12-03
AOQ884 CHAN Bonnie Chiao Nien 陳翹寧 RE Asset Management 2007-03-02 2011-12-03
AOR310 MELDRUM Stuart Craig RE Dealing in Securities 2007-03-26 2008-04-29
AOR310 MELDRUM Stuart Craig RE Advising on Securities 2007-03-26 2008-04-29
AOR310 MELDRUM Stuart Craig RE Asset Management 2007-03-26 2008-04-29
AOR311 MAY William Fergus Seaburne 梅東坡 RE Dealing in Securities 2007-03-12 2007-10-09
AOR311 MAY William Fergus Seaburne 梅東坡 RE Advising on Securities 2007-03-12 2007-10-09
AOR311 MAY William Fergus Seaburne 梅東坡 RE Asset Management 2007-03-12 2007-10-09
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2007-03-12 2007-04-12
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2008-04-01 2008-05-01
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2009-03-23 2009-04-23
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2010-04-23 2010-05-23
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2012-11-08 2012-12-08
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2014-03-24 2014-04-04
AOR313 HAMBRO Evy Piers George RE Dealing in Securities 2014-10-09 2014-10-20
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2007-03-12 2007-04-12
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2008-04-01 2008-05-01
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2009-03-23 2009-04-23
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2012-11-08 2012-12-08
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2014-03-24 2014-04-04
AOR313 HAMBRO Evy Piers George RE Advising on Securities 2014-10-09 2014-10-20
AOW801 CHAN Anthony 陳團團 RE Dealing in Securities 2010-02-17 2013-06-01
AOW877 MCCOMBE Mark Seumas RO Dealing in Securities 2012-01-17 2014-12-31
AOY780 WELCH Lionel Peter Howard RE Dealing in Securities 2012-02-22 2014-05-29
AOY780 WELCH Lionel Peter Howard RE Advising on Securities 2012-02-22 2014-05-29
AOY780 WELCH Lionel Peter Howard RE Asset Management 2012-02-22 2014-05-29
APA626 LEE Wai Lun 李偉倫 RE Dealing in Securities 2007-07-23 2014-12-31
APA626 LEE Wai Lun 李偉倫 RE Advising on Securities 2007-07-23 2014-12-31
APA626 LEE Wai Lun 李偉倫 RE Asset Management 2007-07-23 2014-12-31
APA902 LUK Chee Wing Vanessa 陸之穎 RE Dealing in Securities 2013-02-25 2014-12-31
APB398 NING Jing 宁靜 RE Dealing in Securities 2008-04-16 2013-07-20
APB398 NING Jing 宁靜 RE Advising on Securities 2008-02-25 2013-07-20
APB398 NING Jing 宁靜 RE Asset Management 2008-02-25 2013-07-20
APC643 CHEN Huilin 陳輝林 RE Dealing in Securities 2010-03-04 2011-02-24
APF193 CHAU Ching Ha 周靜霞 RE Dealing in Securities 2010-08-12 2014-12-31
APF801 CHAN Tsz Kwan 陳芷筠 RE Dealing in Securities 2010-11-11 2014-12-31
APF801 CHAN Tsz Kwan 陳芷筠 RE Asset Management 2012-11-28 2014-12-31
APG511 LAM Kar Yee, Kelly 林嘉儀 RE Dealing in Securities 2007-07-17 2014-12-31
APG511 LAM Kar Yee, Kelly 林嘉儀 RE Advising on Securities 2007-07-17 2014-12-31
APG511 LAM Kar Yee, Kelly 林嘉儀 RE Asset Management 2007-07-17 2014-12-31
APQ837 FONG Ivan James 方宏毅 RE Dealing in Securities 2010-01-18 2011-07-04
APR874 CARREON Rowena Tan RE Dealing in Securities 2011-08-09 2014-12-31
APR874 CARREON Rowena Tan RE Advising on Securities 2011-08-09 2014-12-31
APR874 CARREON Rowena Tan RE Asset Management 2011-08-09 2014-12-31
APW240 KWON Haejo 權慧祚 RE Dealing in Securities 2012-05-08 2014-12-31
APW240 KWON Haejo 權慧祚 RE Advising on Securities 2012-05-08 2014-12-31
APW240 KWON Haejo 權慧祚 RE Asset Management 2012-05-08 2014-12-31
APZ135 NG Hoi Yin 吳凱燕 RE Dealing in Securities 2007-11-08 2009-03-17
APZ135 NG Hoi Yin 吳凱燕 RE Advising on Securities 2007-11-08 2009-03-09
APZ423 FUNG Paak Khui 馮百駒 RE Dealing in Securities 2007-11-16 2013-11-27
APZ423 FUNG Paak Khui 馮百駒 RE Advising on Securities 2007-11-16 2013-11-27
APZ423 FUNG Paak Khui 馮百駒 RE Asset Management 2007-11-16 2013-11-27
APZ425 PANG Man Yee, Maggie 彭雯兒 RE Dealing in Securities 2007-11-14 2008-08-08
APZ425 PANG Man Yee, Maggie 彭雯兒 RE Dealing in Securities 2008-09-19 2011-11-13
APZ425 PANG Man Yee, Maggie 彭雯兒 RE Advising on Securities 2007-11-14 2008-08-08
APZ425 PANG Man Yee, Maggie 彭雯兒 RE Advising on Securities 2008-09-19 2009-03-09
AQC475 YEUNG Lai Ping 楊麗萍 RE Dealing in Securities 2010-02-17 2011-07-15
AQD144 GOOD Nicholas Michael Whateley RO Dealing in Securities 2010-05-20 2014-01-30
AQE004 TAM Evon 譚悅韻 RE Dealing in Securities 2007-12-18 2011-09-12
AQE004 TAM Evon 譚悅韻 RE Advising on Securities 2007-12-18 2009-03-09
AQE046 KIM Hyun Taek 金賢澤 RE Dealing in Securities 2010-01-18 2010-11-01
AQF066 LOKE Weng Keong 陸永強 RE Dealing in Securities 2008-01-17 2011-03-23
AQF066 LOKE Weng Keong 陸永強 RE Advising on Securities 2008-01-17 2011-03-23
AQF066 LOKE Weng Keong 陸永強 RE Asset Management 2008-01-17 2011-03-23
AQG587 CLARK Jonathan Andrew RE Dealing in Securities 2008-01-14 2008-01-20
AQG587 CLARK Jonathan Andrew RE Advising on Securities 2008-01-14 2008-01-20
AQG588 URWIN Richard Adrian RE Dealing in Securities 2008-01-14 2008-01-20
AQG588 URWIN Richard Adrian RE Advising on Securities 2008-01-14 2008-01-20
AQH458 LEUNG Shirley Jane RO Dealing in Securities 2010-04-28 2014-12-31
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Dealing in Securities 2014-05-12 2014-12-31
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Advising on Securities 2014-05-12 2014-12-31
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Asset Management 2014-05-12 2014-12-31
AQL856 KAO Yu-Hung 高毓鴻 RE Dealing in Securities 2010-02-17 2010-03-18
AQM113 CHING Wing Tat 陳榮達 RE Dealing in Securities 2013-07-15 2014-12-31
AQM113 CHING Wing Tat 陳榮達 RE Advising on Securities 2013-07-15 2014-12-31
AQM113 CHING Wing Tat 陳榮達 RE Asset Management 2013-07-15 2014-12-31
AQM860 AGARWAL Vishal RE Dealing in Securities 2011-07-21 2014-12-31
AQM860 AGARWAL Vishal RE Advising on Securities 2011-07-21 2014-12-31
AQO506 BETTONI TRAUBE Ernesto RE Dealing in Securities 2012-09-12 2012-09-19
AQO506 BETTONI TRAUBE Ernesto RE Dealing in Securities 2013-11-28 2013-12-07
AQO506 BETTONI TRAUBE Ernesto RE Advising on Securities 2012-09-12 2012-09-19
AQO506 BETTONI TRAUBE Ernesto RE Advising on Securities 2013-11-28 2013-12-07
AQP755 LEE Seung Hwan 李承桓 RE Dealing in Securities 2008-03-05 2008-08-01
AQP755 LEE Seung Hwan 李承桓 RE Advising on Securities 2008-03-05 2008-08-01
AQR017 NG Tin Chuck, Agnes 吳天汋 RE Dealing in Securities 2008-03-17 2008-11-18
AQR017 NG Tin Chuck, Agnes 吳天汋 RE Advising on Securities 2008-03-17 2008-11-18
AQR017 NG Tin Chuck, Agnes 吳天汋 RE Asset Management 2008-03-17 2008-11-18
AQR412 CHAM Sui Lun 湛萃倫 RE Dealing in Securities 2008-03-19 2011-12-31
AQR413 CHAN Yu Kit 陳宇傑 RE Dealing in Securities 2008-03-19 2008-11-18
AQR414 SZE Lam Lam 施琳琳 RE Dealing in Securities 2008-03-19 2011-07-29
AQR414 SZE Lam Lam 施琳琳 RE Dealing in Securities 2012-04-11 2013-01-01
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Dealing in Securities 2008-03-26 2009-03-17
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Dealing in Securities 2009-10-27 2011-05-13
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Dealing in Securities 2014-10-27 2014-12-31
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Advising on Securities 2008-03-26 2009-03-17
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Advising on Securities 2014-10-27 2014-12-31
AQS480 TAM Ka Wai, Clara 譚嘉惠 RE Asset Management 2014-10-27 2014-12-31
AQU599 LI Yifei RE Dealing in Securities 2010-02-17 2010-12-31
AQW093 LEUNG Wing Kei, Kristi 梁詠琦 RE Dealing in Securities 2013-07-23 2014-12-31
AQW093 LEUNG Wing Kei, Kristi 梁詠琦 RE Advising on Securities 2013-07-23 2014-12-31
AQW093 LEUNG Wing Kei, Kristi 梁詠琦 RE Asset Management 2013-07-23 2014-12-31
AQW933 CHEN Ka Yip, Walter 陳嘉業 RE Dealing in Securities 2012-11-15 2014-12-31
AQW933 CHEN Ka Yip, Walter 陳嘉業 RE Advising on Securities 2012-11-15 2014-12-31
AQW933 CHEN Ka Yip, Walter 陳嘉業 RE Asset Management 2012-11-15 2014-12-31
AQX423 DU Jia 杜佳 RE Dealing in Securities 2010-01-18 2011-10-15
AQY427 KIM Min Ho RE Dealing in Securities 2008-05-07 2008-11-21
AQY427 KIM Min Ho RE Advising on Securities 2008-05-07 2008-11-21
AQY427 KIM Min Ho RE Asset Management 2008-05-07 2008-11-21
AQZ588 LAM Yuen Ling, Elaine 林宛玲 RE Dealing in Securities 2008-05-07 2014-08-06
AQZ588 LAM Yuen Ling, Elaine 林宛玲 RE Advising on Securities 2012-05-02 2014-08-06
AQZ588 LAM Yuen Ling, Elaine 林宛玲 RE Asset Management 2012-05-02 2014-08-06
AQZ609 BATCHELOR Robin James Hill RE Dealing in Securities 2008-05-09 2008-06-09
AQZ609 BATCHELOR Robin James Hill RE Dealing in Securities 2014-05-05 2014-05-14
AQZ609 BATCHELOR Robin James Hill RE Advising on Securities 2008-05-09 2008-06-09
AQZ609 BATCHELOR Robin James Hill RE Advising on Securities 2009-06-08 2009-07-08
AQZ609 BATCHELOR Robin James Hill RE Advising on Securities 2014-05-05 2014-05-14
ARA347 SHI Tingting 施婷婷 RE Dealing in Securities 2013-06-06 2014-12-31
ARA347 SHI Tingting 施婷婷 RE Advising on Securities 2013-06-06 2014-12-31
ARA347 SHI Tingting 施婷婷 RE Asset Management 2013-06-06 2014-12-31
ARB827 YILMAZ Erkan RE Dealing in Securities 2010-08-30 2014-12-31
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ARF264 CRAWLEY Oisin Paul RE Asset Management 2014-01-16 2014-12-31
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ARG334 TIN Wai Man 田慧敏 RE Advising on Securities 2008-06-23 2012-08-11
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ARG568 KIRMANI Basel Ali RE Asset Management 2014-04-04 2014-12-31
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ARG679 KWONG Yuen Mei, May 鄺婉美 RE Advising on Securities 2008-07-02 2009-06-13
ARG679 KWONG Yuen Mei, May 鄺婉美 RE Asset Management 2008-07-02 2009-06-13
ARI005 WONG Chun 黃真 RE Dealing in Securities 2008-07-11 2011-01-10
ARJ584 GRUEN Dale Jaffe RE Asset Management 2008-07-25 2008-11-12
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ARO122 BOURRIER Alain Jacques Benoit RE Advising on Securities 2008-09-16 2008-10-16
ARO124 MONOVSKI Plamen Antonov RE Dealing in Securities 2008-09-16 2008-10-16
ARO124 MONOVSKI Plamen Antonov RE Advising on Securities 2008-09-16 2008-10-16
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Dealing in Securities 2011-05-12 2014-06-21
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Advising on Securities 2012-11-28 2014-06-21
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Asset Management 2012-11-28 2014-06-21
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ART003 SONG Tingting 宋婷婷 RE Advising on Securities 2008-10-17 2009-12-01
ART547 HARDY Kevin Shane Lee RE Dealing in Securities 2012-10-08 2013-01-22
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ART547 HARDY Kevin Shane Lee RE Advising on Securities 2012-10-08 2013-01-22
ART547 HARDY Kevin Shane Lee RO Advising on Securities 2013-01-22 2014-12-31
ART547 HARDY Kevin Shane Lee RE Asset Management 2012-10-08 2013-01-22
ART547 HARDY Kevin Shane Lee RO Asset Management 2013-01-22 2014-12-31
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ARU693 CHAN Wei See 陳瑋思 RE Advising on Securities 2012-11-28 2014-12-31
ARU693 CHAN Wei See 陳瑋思 RE Asset Management 2008-10-29 2014-12-31
ARW401 RITCH Toby Cameron Robert RE Dealing in Securities 2008-11-13 2010-04-21
ARW401 RITCH Toby Cameron Robert RE Advising on Securities 2008-11-13 2009-03-09
ASJ715 MOK Hoi Ki, Ricky 莫海祺 RE Dealing in Securities 2010-04-14 2011-08-27
ASY716 SMITH Malcolm Ian Stuart RE Dealing in Securities 2011-09-12 2011-10-12
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ASY716 SMITH Malcolm Ian Stuart RE Advising on Securities 2011-09-12 2011-10-12
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ATC988 ZHANG Fan 張帆 RE Dealing in Securities 2009-06-11 2010-09-18
ATC988 ZHANG Fan 張帆 RE Advising on Securities 2009-06-11 2010-09-18
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ATH309 LEUNG Chi Wing, Alethea 梁之穎 RE Advising on Securities 2011-10-27 2014-12-31
ATH309 LEUNG Chi Wing, Alethea 梁之穎 RE Asset Management 2009-08-10 2014-12-31
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ATL723 TURNILL Richard Reginald RE Dealing in Securities 2013-09-05 2013-09-14
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ATL723 TURNILL Richard Reginald RE Advising on Securities 2013-09-05 2013-09-14
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2009-08-26 2010-02-26
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2011-05-20 2011-06-20
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2012-09-07 2012-10-07
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2013-04-12 2013-05-12
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Dealing in Securities 2014-05-05 2014-05-14
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Advising on Securities 2011-05-20 2011-06-20
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Advising on Securities 2012-09-07 2012-10-07
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Advising on Securities 2013-04-12 2013-05-12
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Advising on Securities 2014-05-05 2014-05-14
ATO779 CHEUNG Ka Chun, Desmond 張嘉駿 RE Asset Management 2009-08-26 2010-02-26
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ATR183 TUBBS Daniel Stuart RE Advising on Securities 2009-09-15 2009-10-15
ATR488 RAW Catherine Philippa RE Dealing in Securities 2012-03-22 2012-04-22
ATR488 RAW Catherine Philippa RE Dealing in Securities 2013-09-05 2013-09-14
ATR488 RAW Catherine Philippa RE Advising on Securities 2009-09-15 2009-10-15
ATR488 RAW Catherine Philippa RE Advising on Securities 2010-07-23 2010-08-23
ATR488 RAW Catherine Philippa RE Advising on Securities 2011-07-20 2011-08-20
ATR488 RAW Catherine Philippa RE Advising on Securities 2012-03-22 2012-04-22
ATR488 RAW Catherine Philippa RE Advising on Securities 2013-09-05 2013-09-14
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ATS669 TU Chao Hsiang 凃朝翔 RE Advising on Securities 2009-10-29 2014-12-31
ATS669 TU Chao Hsiang 凃朝翔 RE Asset Management 2012-11-28 2014-12-31
ATT086 CHEUNG Clarice Bonita 張岸澄 RE Dealing in Securities 2011-06-23 2014-03-07
ATT086 CHEUNG Clarice Bonita 張岸澄 RE Advising on Securities 2011-06-23 2014-03-07
ATT086 CHEUNG Clarice Bonita 張岸澄 RE Asset Management 2012-11-28 2014-03-07
ATT780 TSUI Chak Sum 徐澤森 RE Dealing in Securities 2010-03-31 2010-05-16
ATT782 HSIEH Tiffany 謝宛芝 RE Dealing in Securities 2010-03-23 2014-12-31
ATW866 MA Wai Sze, Chrisie 馬慧詩 RE Dealing in Securities 2011-07-12 2013-10-25
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AUA253 CHI Christa 齊薇 RE Dealing in Securities 2012-08-03 2013-05-16
AUA253 CHI Christa 齊薇 RE Advising on Securities 2012-08-03 2013-05-16
AUA253 CHI Christa 齊薇 RE Asset Management 2012-08-03 2013-05-16
AUA681 KIM In-Geun RE Dealing in Securities 2009-10-27 2010-05-12
AUB275 PULIDO Oscar Daniel RE Dealing in Securities 2009-11-16 2009-12-16
AUB275 PULIDO Oscar Daniel RE Dealing in Securities 2011-09-26 2011-10-26
AUB275 PULIDO Oscar Daniel RE Dealing in Securities 2014-10-09 2014-10-17
AUB275 PULIDO Oscar Daniel RE Advising on Securities 2009-11-16 2009-12-16
AUB275 PULIDO Oscar Daniel RE Advising on Securities 2011-09-26 2011-10-26
AUB275 PULIDO Oscar Daniel RE Advising on Securities 2014-10-09 2014-10-17
AUC432 BUTLER Marshall James RE Dealing in Securities 2010-04-01 2011-12-23
AUI838 BHAGAT Rohit RO Dealing in Securities 2010-11-01 2011-09-23
AUI838 BHAGAT Rohit RO Advising on Securities 2010-11-01 2011-09-23
AUK183 LAM Jane Tak-Jun 藍德真 RE Dealing in Securities 2013-09-18 2014-12-31
AUK183 LAM Jane Tak-Jun 藍德真 RE Advising on Securities 2013-09-18 2014-12-31
AUK183 LAM Jane Tak-Jun 藍德真 RE Asset Management 2013-09-18 2014-12-31
AUK283 TRIGO Sergio Carlos RE Dealing in Securities 2012-09-13 2012-09-20
AUK283 TRIGO Sergio Carlos RE Dealing in Securities 2013-09-05 2013-09-14
AUK283 TRIGO Sergio Carlos RE Advising on Securities 2012-09-13 2012-09-20
AUK283 TRIGO Sergio Carlos RE Advising on Securities 2013-09-05 2013-09-14
AUM733 DAVIS Richard James Patrick RE Dealing in Securities 2012-05-04 2012-06-04
AUM733 DAVIS Richard James Patrick RE Advising on Securities 2010-01-11 2010-02-11
AUM733 DAVIS Richard James Patrick RE Advising on Securities 2012-05-04 2012-06-04
AUQ739 LEE Lap Tak, Alfred 李立德 RE Dealing in Securities 2010-02-03 2014-12-31
AUQ739 LEE Lap Tak, Alfred 李立德 RE Advising on Securities 2010-02-03 2014-12-31
AUQ739 LEE Lap Tak, Alfred 李立德 RE Asset Management 2010-02-03 2014-12-31
AUR823 NICHOLSON Gareth RE Dealing in Securities 2014-07-22 2014-12-31
AUR823 NICHOLSON Gareth RE Advising on Securities 2014-07-22 2014-12-31
AUR823 NICHOLSON Gareth RE Asset Management 2014-07-22 2014-12-31
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AUV614 YUNG Johnnie Ka Sing 翁嘉升 RE Dealing in Securities 2010-07-15 2014-12-31
AUW213 CAI Yu 蔡玉 RE Dealing in Securities 2012-10-19 2014-12-31
AUW213 CAI Yu 蔡玉 RE Advising on Securities 2012-10-19 2014-12-31
AUW213 CAI Yu 蔡玉 RE Asset Management 2012-10-19 2014-12-31
AUW492 TRUDEL Michael Robert RE Dealing in Securities 2013-08-09 2013-08-18
AUW492 TRUDEL Michael Robert RE Dealing in Securities 2014-01-07 2014-01-16
AUW492 TRUDEL Michael Robert RE Dealing in Securities 2014-04-07 2014-04-18
AUW492 TRUDEL Michael Robert RE Advising on Securities 2010-03-15 2010-04-15
AUW492 TRUDEL Michael Robert RE Advising on Securities 2013-08-09 2013-08-18
AUW492 TRUDEL Michael Robert RE Advising on Securities 2014-01-07 2014-01-16
AUW492 TRUDEL Michael Robert RE Advising on Securities 2014-04-07 2014-04-18
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AUX150 DONG Mei 董梅 RE Advising on Securities 2010-03-25 2014-12-31
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AVA789 GARLAND Benjamin Howard RE Dealing in Securities 2010-04-23 2014-12-31
AVA790 CHAN Chi Man 陳志雯 RE Dealing in Securities 2010-04-29 2014-02-14
AVA790 CHAN Chi Man 陳志雯 RE Advising on Securities 2012-11-28 2014-02-14
AVA790 CHAN Chi Man 陳志雯 RE Asset Management 2012-11-28 2014-02-14
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AVD351 BRAILEY Simon Geoffrey RE Dealing in Securities 2011-06-28 2013-08-05
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AVD399 CHAN Kin Wai 陳健威 RE Advising on Securities 2012-11-28 2013-06-29
AVD399 CHAN Kin Wai 陳健威 RE Asset Management 2010-05-10 2013-06-29
AVI187 LOMHOLT Axel Carl Christian RE Dealing in Securities 2010-06-29 2010-09-29
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AVN238 JAMIESON Shaun RE Dealing in Securities 2010-07-26 2011-02-27
AVN238 JAMIESON Shaun RE Advising on Securities 2010-07-26 2011-02-27
AVQ110 ZHU Jun 朱軍 RE Dealing in Securities 2014-03-25 2014-12-31
AVQ110 ZHU Jun 朱軍 RE Advising on Securities 2014-03-25 2014-12-31
AVQ110 ZHU Jun 朱軍 RE Asset Management 2014-03-25 2014-12-31
AVQ212 FOK Ho Wah 霍浩華 RE Dealing in Securities 2010-08-04 2014-12-31
AVR067 HSIA Colleen Chia 夏嘉敏 RE Dealing in Securities 2010-08-17 2014-12-31
AVR067 HSIA Colleen Chia 夏嘉敏 RE Advising on Securities 2012-06-06 2014-12-31
AVR067 HSIA Colleen Chia 夏嘉敏 RE Asset Management 2012-06-06 2014-12-31
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AVR367 GAUDRE Sebastien Patrice RE Advising on Securities 2014-08-12 2014-12-31
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AVW223 CHAN Choon Wei Clarence RE Dealing in Securities 2010-09-21 2013-11-07
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AVY700 WANG Chun-kai 王俊凱 RE Asset Management 2013-04-15 2014-09-05
AWE736 VECHT Samuel Joseph RE Dealing in Securities 2010-11-03 2010-12-03
AWE736 VECHT Samuel Joseph RE Advising on Securities 2010-11-03 2010-12-03
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AWH550 MCDOUGALL Alexander Henry RE Dealing in Securities 2010-11-18 2013-02-18
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AWH857 SWIFT Anthony Nicholas RE Advising on Securities 2010-11-16 2014-12-31
AWH857 SWIFT Anthony Nicholas RE Asset Management 2010-11-16 2014-12-31
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AWI986 SUNG Chang Hwan 成昌桓 RE Advising on Securities 2010-11-25 2014-03-06
AWI986 SUNG Chang Hwan 成昌桓 RE Asset Management 2010-11-25 2014-03-06
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AWK042 LEE Christopher Shawn RE Advising on Securities 2010-12-02 2014-10-10
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AWL439 GAGNON David RE Advising on Securities 2010-12-23 2012-01-20
AWL439 GAGNON David RE Asset Management 2010-12-23 2012-01-20
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AWL531 PARK Jung Mi RE Asset Management 2012-11-28 2013-06-10
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AWN157 YANG Xiaojing 楊曉靜 RE Advising on Securities 2014-10-15 2014-12-31
AWN157 YANG Xiaojing 楊曉靜 RE Asset Management 2014-10-15 2014-12-31
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AWN369 WONG Mau Ying 黃繆贏 RE Advising on Securities 2012-11-28 2014-12-31
AWN369 WONG Mau Ying 黃繆贏 RE Asset Management 2012-11-28 2014-12-31
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AWN419 YANG Clarence RE Advising on Securities 2011-01-04 2014-12-31
AWN419 YANG Clarence RE Asset Management 2011-01-04 2014-12-31
AWO639 NAM Soyoung RE Advising on Securities 2014-05-05 2014-12-31
AWO639 NAM Soyoung RE Asset Management 2014-05-05 2014-12-31
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AWP036 SHUI Wai Miu 水慧妙 RE Advising on Securities 2014-01-16 2014-12-31
AWP036 SHUI Wai Miu 水慧妙 RE Asset Management 2014-01-16 2014-12-31
AWP278 CHOW Wing To 周穎淘 RE Dealing in Securities 2011-01-11 2014-05-24
AWP278 CHOW Wing To 周穎淘 RE Advising on Securities 2011-01-11 2014-05-24
AWP278 CHOW Wing To 周穎淘 RE Asset Management 2012-11-28 2014-05-24
AWS034 WELLS Steven Peter RE Dealing in Securities 2011-01-27 2014-12-31
AWS034 WELLS Steven Peter RE Advising on Securities 2011-01-27 2014-12-31
AWS034 WELLS Steven Peter RE Asset Management 2012-11-28 2014-12-31
AWT851 FUNG Ka Tat 馮嘉達 RE Dealing in Securities 2011-02-14 2011-07-01
AWT851 FUNG Ka Tat 馮嘉達 RE Advising on Securities 2011-02-14 2011-07-01
AWU321 ELLARD Fiona Maclean RE Dealing in Securities 2011-02-14 2011-03-15
AWU321 ELLARD Fiona Maclean RE Advising on Securities 2011-02-14 2011-03-15
AWV265 CHEUNG Chee Him, Vincent 張子謙 RE Dealing in Securities 2011-02-25 2014-12-31
AWV265 CHEUNG Chee Him, Vincent 張子謙 RE Asset Management 2012-11-28 2014-12-31
AWW125 WANG Lisha 王丽莎 RE Dealing in Securities 2011-02-28 2011-12-17
AWW125 WANG Lisha 王丽莎 RE Advising on Securities 2011-02-28 2011-12-17
AWX197 DE GALE William Hervey RE Dealing in Securities 2011-03-04 2011-04-04
AWX197 DE GALE William Hervey RE Dealing in Securities 2011-09-16 2011-10-16
AWX197 DE GALE William Hervey RE Advising on Securities 2011-03-04 2011-04-04
AWX197 DE GALE William Hervey RE Advising on Securities 2011-09-16 2011-10-16
AWZ586 FREEDMAN Joshua RE Dealing in Securities 2011-03-21 2011-04-21
AWZ586 FREEDMAN Joshua RE Dealing in Securities 2013-08-13 2013-08-23
AWZ586 FREEDMAN Joshua RE Advising on Securities 2011-03-21 2011-04-21
AWZ586 FREEDMAN Joshua RE Advising on Securities 2013-08-13 2013-08-23
AWZ588 ALLONBY Poppy RE Dealing in Securities 2011-03-21 2011-04-21
AWZ588 ALLONBY Poppy RE Dealing in Securities 2012-09-07 2012-10-07
AWZ588 ALLONBY Poppy RE Advising on Securities 2011-03-21 2011-04-21
AWZ588 ALLONBY Poppy RE Advising on Securities 2012-09-07 2012-10-07
AXA030 HARADA Hitomi RE Dealing in Securities 2011-03-21 2011-06-21
AXA030 HARADA Hitomi RE Dealing in Securities 2011-10-03 2012-01-09
AXA030 HARADA Hitomi RE Asset Management 2011-10-03 2012-01-09
AXA032 INOUE Junichi RE Dealing in Securities 2011-03-21 2011-07-20
AXA032 INOUE Junichi RE Asset Management 2011-03-21 2011-07-20
AXC397 GAO Muzi 高慕紫 RE Dealing in Securities 2013-09-30 2014-12-31
AXC397 GAO Muzi 高慕紫 RE Advising on Securities 2013-09-30 2014-12-31
AXC397 GAO Muzi 高慕紫 RE Asset Management 2013-09-30 2014-12-31
AXD732 JOHNSTON Brian RE Dealing in Securities 2011-04-18 2011-11-27
AXD732 JOHNSTON Brian RE Advising on Securities 2011-04-18 2011-11-27
AXD733 WELLER Neil Thomas RE Dealing in Securities 2012-09-28 2013-09-01
AXD733 WELLER Neil Thomas RE Advising on Securities 2011-04-20 2013-09-01
AXD733 WELLER Neil Thomas RE Asset Management 2011-04-20 2013-09-01
AXD735 CHUAH Hong Leng RE Dealing in Securities 2011-05-13 2014-06-05
AXD735 CHUAH Hong Leng RE Advising on Securities 2011-05-13 2014-06-05
AXD735 CHUAH Hong Leng RE Asset Management 2011-05-13 2014-06-05
AXD736 LEE Elva I-Ya RE Dealing in Securities 2011-04-21 2012-06-02
AXD736 LEE Elva I-Ya RE Advising on Securities 2011-04-21 2012-06-02
AXD832 ZHAO Wei Peng 趙偉鵬 RE Dealing in Securities 2011-04-19 2014-12-31
AXD832 ZHAO Wei Peng 趙偉鵬 RE Advising on Securities 2011-04-19 2014-12-31
AXD832 ZHAO Wei Peng 趙偉鵬 RE Asset Management 2011-04-19 2014-12-31
AXD986 CHAN Kin Yung, Alexander 陳健勇 RE Dealing in Securities 2011-04-20 2014-12-31
AXD986 CHAN Kin Yung, Alexander 陳健勇 RE Asset Management 2012-11-28 2014-12-31
AXG441 THESEIRA Bridget Angela RE Dealing in Securities 2011-05-16 2011-08-16
AXG441 THESEIRA Bridget Angela RE Advising on Securities 2011-05-16 2011-08-16
AXH166 SOBEK George Peter RE Dealing in Securities 2013-10-09 2014-07-18
AXH166 SOBEK George Peter RE Advising on Securities 2013-10-09 2014-07-18
AXH166 SOBEK George Peter RE Asset Management 2013-10-09 2014-07-18
AXH232 WONG Pui Meng RE Dealing in Securities 2011-05-17 2012-02-25
AXH232 WONG Pui Meng RE Advising on Securities 2011-05-17 2012-02-25
AXH949 YUEN Chun Yiu, Curtis 袁焌耀 RE Dealing in Securities 2011-05-25 2014-12-31
AXH949 YUEN Chun Yiu, Curtis 袁焌耀 RE Asset Management 2012-11-28 2014-12-31
AXJ725 SIU Hiu Ting 蕭曉婷 RE Dealing in Securities 2011-06-02 2012-06-29
AXJ725 SIU Hiu Ting 蕭曉婷 RE Advising on Securities 2011-06-02 2012-06-29
AXJ726 TUCKER Matthew RE Dealing in Securities 2011-06-09 2011-07-09
AXK259 COLVIN Matthew Hunter Richter RE Dealing in Securities 2011-07-06 2014-12-31
AXK259 COLVIN Matthew Hunter Richter RE Advising on Securities 2011-07-06 2014-12-31
AXK259 COLVIN Matthew Hunter Richter RE Asset Management 2011-07-06 2014-12-31
AXK328 SONG Frank RE Dealing in Securities 2011-06-09 2014-12-31
AXK328 SONG Frank RE Advising on Securities 2011-06-09 2014-12-31
AXK328 SONG Frank RE Asset Management 2011-06-09 2014-12-31
AXO945 CAI Jing 蔡璟 RE Dealing in Securities 2011-07-06 2011-12-08
AXP455 DARJI Chirag Virchand RE Dealing in Securities 2011-07-13 2012-01-15
AXQ292 WONG Wendy Wai Ying 王慧瑩 RE Dealing in Securities 2011-08-16 2011-09-01
AXR824 YANG Zhan 楊戰 RE Dealing in Securities 2012-09-10 2014-12-31
AXR824 YANG Zhan 楊戰 RE Advising on Securities 2012-09-10 2014-12-31
AXR824 YANG Zhan 楊戰 RE Asset Management 2012-09-10 2014-12-31
AXR832 MARTISEK Peter RE Dealing in Securities 2012-09-07 2014-12-31
AXR832 MARTISEK Peter RE Advising on Securities 2012-09-07 2014-12-31
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AZK480 LO BLANCO Vincent RE Advising on Securities 2012-05-04 2012-06-04
AZK723 TYNDALL Fiona Bronwyn RE Dealing in Securities 2012-05-10 2012-11-22
AZK723 TYNDALL Fiona Bronwyn RE Advising on Securities 2012-05-10 2012-11-22
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AZR721 TSUI Wai Hin Erwin 徐尉軒 RE Asset Management 2012-11-28 2014-06-14
AZS024 LEUNG Boe Yu Bonnie 梁葆瑜 RE Dealing in Securities 2012-06-20 2014-12-31
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AZS024 LEUNG Boe Yu Bonnie 梁葆瑜 RE Asset Management 2012-06-20 2014-12-31
AZT136 SHEN Han-Yu 沈涵宇 RE Dealing in Securities 2012-06-26 2014-12-31
AZT136 SHEN Han-Yu 沈涵宇 RE Advising on Securities 2012-06-26 2014-12-31
AZT136 SHEN Han-Yu 沈涵宇 RE Asset Management 2012-06-26 2014-12-31
AZT312 REDDY Sriram Keesara RE Dealing in Securities 2012-07-06 2012-08-06
AZT312 REDDY Sriram Keesara RE Advising on Securities 2012-07-06 2012-08-06
AZT327 AOYAMA Yoshihiko RE Dealing in Securities 2012-07-11 2014-12-31
AZV055 YANAGIHARA Jason Chikara RE Dealing in Securities 2012-07-11 2014-12-18
AZV366 NEFOUSE S Nicholas RE Dealing in Securities 2012-07-16 2012-08-16
AZV366 NEFOUSE S Nicholas RE Advising on Securities 2012-07-16 2012-08-16
AZZ223 PEGLER Dominic James RE Dealing in Securities 2012-08-08 2012-09-08
AZZ223 PEGLER Dominic James RE Advising on Securities 2012-08-08 2012-09-08
BAB043 CHAN Wing Hei 陳永熙 RE Dealing in Securities 2012-08-14 2014-12-31
BAB043 CHAN Wing Hei 陳永熙 RE Advising on Securities 2012-08-14 2014-12-31
BAB043 CHAN Wing Hei 陳永熙 RE Asset Management 2012-08-14 2014-12-31
BAB047 ZHU Sandy Yang RE Dealing in Securities 2012-08-13 2013-08-05
BAB047 ZHU Sandy Yang RE Advising on Securities 2012-08-13 2013-08-05
BAB047 ZHU Sandy Yang RE Asset Management 2012-08-13 2013-08-05
BAB171 KIM Sam Yong Sang RE Dealing in Securities 2012-08-16 2013-12-19
BAB171 KIM Sam Yong Sang RO Dealing in Securities 2013-12-19 2014-12-31
BAB171 KIM Sam Yong Sang RE Advising on Securities 2012-08-16 2014-12-31
BAB171 KIM Sam Yong Sang RE Asset Management 2012-08-16 2014-12-31
BAB173 LAPIDOUS Dmitri RE Dealing in Securities 2012-08-15 2014-07-26
BAB173 LAPIDOUS Dmitri RE Advising on Securities 2012-08-15 2014-07-26
BAB173 LAPIDOUS Dmitri RE Asset Management 2012-08-15 2014-07-26
BAB872 ZHANG Yuqing 張宇青 RE Dealing in Securities 2012-08-22 2014-12-31
BAB872 ZHANG Yuqing 張宇青 RE Advising on Securities 2012-08-22 2014-12-31
BAB872 ZHANG Yuqing 張宇青 RE Asset Management 2012-08-22 2014-12-31
BAC401 RINGDAL Lauritz Lundberg RE Dealing in Securities 2012-08-28 2012-09-04
BAC401 RINGDAL Lauritz Lundberg RE Dealing in Securities 2013-04-30 2013-05-07
BAC401 RINGDAL Lauritz Lundberg RE Advising on Securities 2012-08-28 2012-09-04
BAC401 RINGDAL Lauritz Lundberg RE Advising on Securities 2013-04-30 2013-05-07
BAD398 MURFIN Owen David RE Dealing in Securities 2012-08-30 2012-09-30
BAD398 MURFIN Owen David RE Advising on Securities 2012-08-30 2012-09-30
BAD649 REOCH Jonathan Ian RE Dealing in Securities 2014-06-24 2014-12-31
BAD649 REOCH Jonathan Ian RE Advising on Securities 2014-06-24 2014-12-31
BAD649 REOCH Jonathan Ian RE Asset Management 2014-06-24 2014-12-31
BAE308 KURODA Masao RE Dealing in Securities 2012-09-12 2013-07-13
BAE308 KURODA Masao RE Advising on Securities 2012-09-12 2013-07-13
BAE308 KURODA Masao RE Asset Management 2012-09-12 2013-07-13
BAE534 MELLORS James Edward RE Dealing in Securities 2012-09-14 2012-09-20
BAE534 MELLORS James Edward RE Advising on Securities 2012-09-14 2012-09-20
BAE535 CHOEGYAL Rinchen Harry Charles 孔力 RE Dealing in Securities 2012-09-17 2014-12-31
BAE535 CHOEGYAL Rinchen Harry Charles 孔力 RE Advising on Securities 2012-09-17 2014-12-31
BAE535 CHOEGYAL Rinchen Harry Charles 孔力 RE Asset Management 2012-09-17 2014-12-31
BAE886 PELANT Heather Leigh RE Dealing in Securities 2012-09-20 2014-06-14
BAE886 PELANT Heather Leigh RE Advising on Securities 2012-09-20 2014-06-14
BAE886 PELANT Heather Leigh RE Asset Management 2012-09-20 2014-06-14
BAF629 CHOI Yeonju RE Dealing in Securities 2012-10-04 2013-01-04
BAF629 CHOI Yeonju RE Advising on Securities 2012-10-04 2013-01-04
BAG219 PLUMBERG Kevin Kelii RE Dealing in Securities 2012-10-03 2013-05-01
BAG219 PLUMBERG Kevin Kelii RE Advising on Securities 2012-10-03 2013-05-01
BAG219 PLUMBERG Kevin Kelii RE Asset Management 2012-10-03 2013-05-01
BAH356 STEEL Shawn Robert RE Dealing in Securities 2012-10-08 2012-11-08
BAH356 STEEL Shawn Robert RE Advising on Securities 2012-10-08 2012-11-08
BAH360 SMITH Bryan Jacob RE Dealing in Securities 2012-10-08 2012-11-08
BAH360 SMITH Bryan Jacob RE Advising on Securities 2012-10-08 2012-11-08
BAH701 CHAMBY Dan Charles RE Dealing in Securities 2012-10-11 2012-11-11
BAH701 CHAMBY Dan Charles RE Dealing in Securities 2014-10-10 2014-10-17
BAH701 CHAMBY Dan Charles RE Advising on Securities 2012-10-11 2012-11-11
BAH701 CHAMBY Dan Charles RE Advising on Securities 2014-10-10 2014-10-17
BAH949 WONG Ka Yiu Steve 黃家耀 RE Dealing in Securities 2014-11-05 2014-12-31
BAH949 WONG Ka Yiu Steve 黃家耀 RE Advising on Securities 2014-11-05 2014-12-31
BAH949 WONG Ka Yiu Steve 黃家耀 RE Asset Management 2014-11-05 2014-12-31
BAJ479 CHANG Lin Yun 張凌雲 RE Dealing in Securities 2012-11-01 2013-11-02
BAJ479 CHANG Lin Yun 張凌雲 RE Advising on Securities 2012-11-01 2013-11-02
BAJ479 CHANG Lin Yun 張凌雲 RE Asset Management 2012-11-01 2013-11-02
BAN012 MASON Grant Maurice RE Dealing in Securities 2012-11-28 2014-12-31
BAN012 MASON Grant Maurice RE Advising on Securities 2012-11-28 2014-12-31
BAN012 MASON Grant Maurice RE Asset Management 2012-11-28 2014-12-31
BAO306 TRAN Michelle Kate RE Dealing in Securities 2012-12-04 2014-10-03
BAO306 TRAN Michelle Kate RE Advising on Securities 2012-12-04 2014-10-03
BAO306 TRAN Michelle Kate RE Asset Management 2012-12-04 2014-10-03
BAP105 CHABANE Ilyas RE Dealing in Securities 2013-07-22 2014-12-31
BAP105 CHABANE Ilyas RE Advising on Securities 2013-07-22 2014-12-31
BAP105 CHABANE Ilyas RE Asset Management 2013-07-22 2014-12-31
BAQ201 LOU Chung-yueh 樓中岳 RE Dealing in Securities 2013-01-02 2014-03-07
BAQ201 LOU Chung-yueh 樓中岳 RE Advising on Securities 2013-01-02 2014-03-07
BAQ201 LOU Chung-yueh 樓中岳 RE Asset Management 2013-01-02 2014-03-07
BAQ216 WANG Leiyan 王磊燕 RE Dealing in Securities 2013-01-02 2013-03-20
BAQ216 WANG Leiyan 王磊燕 RE Advising on Securities 2013-01-02 2013-03-20
BAQ216 WANG Leiyan 王磊燕 RE Asset Management 2013-01-02 2013-03-20
BAR316 MUI Ho Fung 梅浩鋒 RE Dealing in Securities 2013-01-03 2014-12-31
BAR316 MUI Ho Fung 梅浩鋒 RE Advising on Securities 2013-01-03 2014-12-31
BAR316 MUI Ho Fung 梅浩鋒 RE Asset Management 2013-01-03 2014-12-31
BAT606 LU Stuart Bing Chuen 盧秉泉 RE Dealing in Securities 2013-01-18 2014-12-31

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