Hong Kong SFC licence institution AAF212, Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAF212 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC963 LAU Sik Kwong, Abbott 劉錫光 RE Dealing in Securities 2003-04-01 2015-01-08
AAC963 LAU Sik Kwong, Abbott 劉錫光 RE Advising on Securities 2003-04-01 2006-07-04
AAC963 LAU Sik Kwong, Abbott 劉錫光 RE Advising on Corporate Finance 2003-04-01 2006-07-04
AAC963 LAU Sik Kwong, Abbott 劉錫光 RE Asset Management 2003-04-01 2006-07-04
AAF083 CHAN Kai Wah 陳啟華 RO Dealing in Securities 2003-04-01 2014-03-29
AAF083 CHAN Kai Wah 陳啟華 RO Advising on Securities 2003-04-01 2014-03-29
AAF083 CHAN Kai Wah 陳啟華 RO Advising on Corporate Finance 2003-04-01 2014-03-29
AAF083 CHAN Kai Wah 陳啟華 RO Asset Management 2003-04-01 2014-03-29
AAF097 TAN Siew Boi, May 陳秀梅 RO Dealing in Securities 2003-04-01 2017-02-28
AAF097 TAN Siew Boi, May 陳秀梅 RO Advising on Securities 2003-04-01 2017-02-28
AAF097 TAN Siew Boi, May 陳秀梅 RO Advising on Corporate Finance 2003-04-01 2017-02-28
AAF097 TAN Siew Boi, May 陳秀梅 RO Asset Management 2003-04-01 2017-02-28
AAF330 TAM Chi Kwan 譚志均 RE Dealing in Securities 2003-04-01 2014-03-01
AAF330 TAM Chi Kwan 譚志均 RE Advising on Securities 2003-04-01 2006-07-04
AAF330 TAM Chi Kwan 譚志均 RE Advising on Corporate Finance 2003-04-01 2006-07-04
AAF330 TAM Chi Kwan 譚志均 RE Asset Management 2003-04-01 2006-07-04
AAF339 WONG Ming Lok 黃明樂 RE Dealing in Securities 2003-04-01 2005-07-27
AAF339 WONG Ming Lok 黃明樂 RE Advising on Securities 2003-04-01 2005-07-27
AAF339 WONG Ming Lok 黃明樂 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AAF339 WONG Ming Lok 黃明樂 RE Asset Management 2003-04-01 2004-03-30
AAK390 ORDERS Jonathan Oliver Darcy 奧迪士 RE Dealing in Securities 2009-10-02 2010-01-01
AAK390 ORDERS Jonathan Oliver Darcy 奧迪士 RE Advising on Securities 2009-10-02 2010-01-01
AAK390 ORDERS Jonathan Oliver Darcy 奧迪士 RE Advising on Corporate Finance 2009-10-02 2010-01-01
AAO775 WONG Oi Kwan 黃愛群 RE Dealing in Securities 2003-04-01 2005-10-05
AAO775 WONG Oi Kwan 黃愛群 RE Advising on Securities 2003-04-01 2005-10-05
AAO775 WONG Oi Kwan 黃愛群 RE Advising on Corporate Finance 2003-04-01 2003-11-18
AAO775 WONG Oi Kwan 黃愛群 RE Asset Management 2003-04-01 2003-11-18
AAQ123 YIM Ying Yee, Eric 嚴英宜 RE Dealing in Securities 2003-04-01 2015-01-08
AAQ123 YIM Ying Yee, Eric 嚴英宜 RE Advising on Securities 2003-04-01 2006-07-04
AAQ123 YIM Ying Yee, Eric 嚴英宜 RE Advising on Corporate Finance 2003-04-01 2003-11-21
AAQ123 YIM Ying Yee, Eric 嚴英宜 RE Asset Management 2003-04-01 2003-11-21
AAV895 LUNG Man Han Alice 龍敏嫻 RE Dealing in Securities 2007-03-05 2011-03-14
ABB541 TSANG Ho Kei 曾浩基 RE Dealing in Securities 2014-03-21 2015-01-08
ABB541 TSANG Ho Kei 曾浩基 RE Advising on Securities 2014-03-21 2015-01-08
ABN601 GREATON Timothy Love RE Dealing in Securities 2013-07-31 2015-01-08
ABN601 GREATON Timothy Love RE Advising on Securities 2013-07-31 2015-01-08
ABP357 CHU John Paul Yeong Keng 徐永鏗 RE Dealing in Securities 2004-05-21 2004-06-11
ABP357 CHU John Paul Yeong Keng 徐永鏗 RO Dealing in Securities 2004-06-11 2015-01-08
ABP357 CHU John Paul Yeong Keng 徐永鏗 RO Advising on Securities 2004-06-11 2015-01-08
ABP357 CHU John Paul Yeong Keng 徐永鏗 RE Advising on Corporate Finance 2004-05-21 2004-06-11
ABP357 CHU John Paul Yeong Keng 徐永鏗 RO Advising on Corporate Finance 2004-06-11 2015-01-08
ABT051 HSU Kar Yeung, Philip 許家揚 RE Dealing in Securities 2003-04-01 2010-06-10
ABT051 HSU Kar Yeung, Philip 許家揚 RE Advising on Securities 2003-04-01 2010-06-10
ABT051 HSU Kar Yeung, Philip 許家揚 RE Advising on Corporate Finance 2003-04-01 2003-11-07
ABT051 HSU Kar Yeung, Philip 許家揚 RE Asset Management 2003-04-01 2003-11-07
ABT596 CHEUNG Kwok Yuen 張國源 RE Dealing in Securities 2006-10-05 2008-06-26
ABT596 CHEUNG Kwok Yuen 張國源 RE Advising on Securities 2006-09-11 2008-06-26
ABT596 CHEUNG Kwok Yuen 張國源 RE Advising on Corporate Finance 2006-10-05 2008-06-26
ABX134 GRIFFIN Alistair John Barrie RO Dealing in Securities 2003-04-01 2009-09-12
ABX134 GRIFFIN Alistair John Barrie RO Advising on Securities 2003-04-01 2009-09-12
ABX134 GRIFFIN Alistair John Barrie RO Advising on Corporate Finance 2003-04-01 2009-09-12
ABX134 GRIFFIN Alistair John Barrie RO Asset Management 2003-04-01 2009-09-12
ACB417 TSANG Hing Yee 曾慶儀 RE Dealing in Securities 2003-04-01 2003-06-16
ACB417 TSANG Hing Yee 曾慶儀 RE Advising on Securities 2003-04-01 2003-06-16
ACB417 TSANG Hing Yee 曾慶儀 RE Advising on Corporate Finance 2003-04-01 2003-06-16
ACB417 TSANG Hing Yee 曾慶儀 RE Asset Management 2003-04-01 2003-06-16
ACB420 LAM Kwan Mo, Clifford 林君慕 RE Dealing in Securities 2003-04-01 2005-07-27
ACB420 LAM Kwan Mo, Clifford 林君慕 RE Advising on Securities 2003-04-01 2005-07-27
ACB420 LAM Kwan Mo, Clifford 林君慕 RE Advising on Corporate Finance 2003-04-01 2005-07-27
ACB420 LAM Kwan Mo, Clifford 林君慕 RE Asset Management 2003-04-01 2005-07-27
ACH775 HUNT Christopher John RE Dealing in Securities 2005-07-04 2005-09-08
ACH775 HUNT Christopher John RO Dealing in Securities 2005-09-08 2009-01-30
ACH775 HUNT Christopher John RE Advising on Securities 2005-07-04 2005-09-08
ACH775 HUNT Christopher John RO Advising on Securities 2005-09-08 2009-01-30
ACH775 HUNT Christopher John RE Advising on Corporate Finance 2005-07-04 2005-09-08
ACH775 HUNT Christopher John RO Advising on Corporate Finance 2005-09-08 2009-01-30
ACH919 NG See Wai, Rowena 吳思煒 RE Dealing in Securities 2004-05-14 2004-06-02
ACH919 NG See Wai, Rowena 吳思煒 RO Dealing in Securities 2004-06-02 2006-12-20
ACH919 NG See Wai, Rowena 吳思煒 RE Advising on Securities 2004-05-14 2004-06-02
ACH919 NG See Wai, Rowena 吳思煒 RO Advising on Securities 2004-06-02 2006-12-20
ACH919 NG See Wai, Rowena 吳思煒 RE Advising on Corporate Finance 2004-05-14 2004-06-02
ACH919 NG See Wai, Rowena 吳思煒 RO Advising on Corporate Finance 2004-06-02 2006-12-20
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RE Dealing in Securities 2009-12-01 2010-03-30
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RO Dealing in Securities 2010-03-30 2012-03-19
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RE Advising on Securities 2009-12-18 2010-03-30
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RO Advising on Securities 2010-03-30 2012-03-19
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RE Advising on Corporate Finance 2009-12-01 2010-03-30
ACI557 TSEUNG Yuk Hei, Kenneth 蔣旭熙 RO Advising on Corporate Finance 2010-03-30 2012-03-19
ACJ013 KLAINGUTI Andreas Giorgio RE Dealing in Securities 2010-01-29 2010-04-12
ACJ013 KLAINGUTI Andreas Giorgio RO Dealing in Securities 2010-04-12 2011-08-08
ACJ013 KLAINGUTI Andreas Giorgio RE Advising on Securities 2010-01-29 2010-04-12
ACJ013 KLAINGUTI Andreas Giorgio RO Advising on Securities 2010-04-12 2011-08-08
ACJ087 YEUNG Yuk Fai, Clarence 楊旭輝 RO Asset Management 2014-05-26 2017-06-08
ACJ218 KWONG Wai Sun, Wilson 鄺偉信 RO Dealing in Securities 2003-04-01 2003-12-01
ACJ218 KWONG Wai Sun, Wilson 鄺偉信 RO Advising on Corporate Finance 2003-04-01 2003-12-01
ACJ278 HSU Duff Karman 徐嘉文 RO Dealing in Securities 2003-04-01 2009-06-30
ACJ278 HSU Duff Karman 徐嘉文 RO Advising on Securities 2005-08-01 2009-06-30
ACJ278 HSU Duff Karman 徐嘉文 RO Advising on Corporate Finance 2003-04-01 2009-06-30
ACJ526 STONE Richard Neil RE Dealing in Securities 2010-07-27 2015-01-08
ACJ526 STONE Richard Neil RE Advising on Securities 2010-07-27 2015-01-08
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Dealing in Securities 2011-06-28 2013-07-08
ACO160 GARWAY-TEMPLEMAN Hugh Garway RE Advising on Securities 2011-06-28 2013-07-08
ACP987 BABINGTON Brooke Marie RE Dealing in Securities 2005-02-24 2007-02-17
ACP987 BABINGTON Brooke Marie RE Advising on Securities 2005-02-24 2007-02-17
ACQ044 ANDREW Timothy William RE Dealing in Securities 2010-02-02 2011-07-20
ACQ044 ANDREW Timothy William RO Dealing in Securities 2011-07-20 2015-10-01
ACQ044 ANDREW Timothy William RE Advising on Securities 2010-02-02 2011-07-20
ACQ044 ANDREW Timothy William RO Advising on Securities 2011-07-20 2015-10-01
ACQ044 ANDREW Timothy William RE Advising on Corporate Finance 2015-04-14 2015-10-01
ACS157 NGAI Ming Tak 魏明德 RE Dealing in Securities 2003-04-01 2004-10-06
ACS157 NGAI Ming Tak 魏明德 RO Dealing in Securities 2004-10-06 2006-04-17
ACS157 NGAI Ming Tak 魏明德 RE Advising on Securities 2003-04-01 2004-10-06
ACS157 NGAI Ming Tak 魏明德 RO Advising on Securities 2004-10-06 2006-04-17
ACS157 NGAI Ming Tak 魏明德 RE Advising on Corporate Finance 2003-04-01 2004-10-06
ACS157 NGAI Ming Tak 魏明德 RO Advising on Corporate Finance 2004-10-06 2006-04-17
ACS157 NGAI Ming Tak 魏明德 RE Asset Management 2003-04-01 2004-10-06
ACS167 LAI Yiu Cheung, Dennis 黎耀章 RE Dealing in Securities 2003-04-01 2003-05-17
ACS167 LAI Yiu Cheung, Dennis 黎耀章 RE Advising on Securities 2003-04-01 2003-05-17
ACS167 LAI Yiu Cheung, Dennis 黎耀章 RE Advising on Corporate Finance 2003-04-01 2003-05-17
ACS167 LAI Yiu Cheung, Dennis 黎耀章 RE Asset Management 2003-04-01 2003-05-17
ACS830 CHAN Grant 陳國柱 RE Dealing in Securities 2005-03-21 2007-08-17
ACS830 CHAN Grant 陳國柱 RE Advising on Securities 2005-03-21 2007-08-17
ACT509 HU Shuxin 胡愫心 RE Dealing in Securities 2011-06-27 2012-08-22
ACT509 HU Shuxin 胡愫心 RE Advising on Securities 2011-06-27 2012-08-22
ACZ175 MULCHANDANI Narayan Phatu RE Dealing in Securities 2010-10-11 2013-06-17
ACZ175 MULCHANDANI Narayan Phatu RE Advising on Securities 2010-10-11 2013-06-17
ADB034 BAGNALL Andrew Edward James RE Dealing in Securities 2003-04-01 2004-08-21
ADB034 BAGNALL Andrew Edward James RE Advising on Securities 2003-04-01 2004-08-21
ADB034 BAGNALL Andrew Edward James RE Advising on Corporate Finance 2003-04-01 2004-08-21
ADB034 BAGNALL Andrew Edward James RE Asset Management 2003-04-01 2004-08-21
ADC341 GUNN Magnus RE Dealing in Securities 2009-07-28 2009-09-23
ADC341 GUNN Magnus RO Dealing in Securities 2009-09-23 2010-03-22
ADC341 GUNN Magnus RE Advising on Securities 2009-07-28 2009-09-23
ADC341 GUNN Magnus RO Advising on Securities 2009-09-23 2010-03-22
ADG111 LLOYD Jonathan Ceri RE Dealing in Securities 2008-05-05 2009-03-07
ADG111 LLOYD Jonathan Ceri RE Advising on Securities 2008-05-05 2009-03-07
ADG964 HO Man Tat 何聞達 RE Dealing in Securities 2014-03-10 2015-04-01
ADG964 HO Man Tat 何聞達 RE Advising on Securities 2014-03-10 2015-04-01
ADG964 HO Man Tat 何聞達 RE Advising on Corporate Finance 2014-03-10 2015-04-01
ADH078 BROOKHOUSE Simon Douglas RE Dealing in Securities 2010-08-11 2010-10-13
ADH078 BROOKHOUSE Simon Douglas RO Dealing in Securities 2010-10-13 2015-04-01
ADH078 BROOKHOUSE Simon Douglas RE Advising on Securities 2010-08-11 2010-10-13
ADH078 BROOKHOUSE Simon Douglas RO Advising on Securities 2010-10-13 2015-04-01
ADH219 TSO Key Man, Kevin 曹繼敏 RE Dealing in Securities 2004-05-10 2008-06-30
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Dealing in Securities 2013-01-07 2013-03-25
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Dealing in Securities 2013-03-25 2017-04-28
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Advising on Securities 2013-01-07 2013-03-25
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Advising on Securities 2013-03-25 2017-04-28
ADH994 CHAN Man Wai, Marcella 陳敏慧 RE Advising on Corporate Finance 2013-01-07 2013-03-25
ADH994 CHAN Man Wai, Marcella 陳敏慧 RO Advising on Corporate Finance 2013-03-25 2017-04-28
ADJ389 LAW Siu Cheung 羅肇翔 RE Dealing in Securities 2003-08-04 2005-01-11
ADJ389 LAW Siu Cheung 羅肇翔 RE Advising on Securities 2004-10-12 2005-01-11
ADK867 TING Carter Richard 丁文達 RE Dealing in Securities 2012-05-03 2014-09-01
ADK867 TING Carter Richard 丁文達 RO Dealing in Securities 2014-09-01 2015-03-04
ADK867 TING Carter Richard 丁文達 RE Advising on Securities 2012-05-03 2014-09-01
ADK867 TING Carter Richard 丁文達 RO Advising on Securities 2014-09-01 2015-03-04
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RE Dealing in Securities 2003-10-02 2005-05-04
ADM984 CHEUNG Tei Sing, Jamie 莊棣盛 RE Advising on Corporate Finance 2003-10-02 2005-05-04
ADR379 KAO Richard 高敬倫 RE Dealing in Securities 2009-06-26 2010-02-25
ADR379 KAO Richard 高敬倫 RO Dealing in Securities 2010-02-25 2015-01-08
ADR379 KAO Richard 高敬倫 RE Advising on Securities 2009-06-26 2010-02-25
ADR379 KAO Richard 高敬倫 RO Advising on Securities 2010-02-25 2015-01-08
ADR379 KAO Richard 高敬倫 RE Advising on Corporate Finance 2009-06-26 2010-02-25
ADR379 KAO Richard 高敬倫 RO Advising on Corporate Finance 2010-02-25 2015-01-08
ADR497 CHAI Denise Sara 蔡龍姬 RO Dealing in Securities 2003-04-01 2005-06-08
ADR497 CHAI Denise Sara 蔡龍姬 RO Advising on Securities 2003-04-01 2005-06-08
ADR665 KWONG Ka Lok, Derek 鄺家樂 RE Dealing in Securities 2003-05-19 2006-06-30
ADR665 KWONG Ka Lok, Derek 鄺家樂 RE Advising on Securities 2005-09-22 2006-06-30
ADV085 CAREY Andre' Lionel RE Dealing in Securities 2003-12-22 2004-10-04
ADV085 CAREY Andre' Lionel RE Advising on Securities 2003-12-22 2004-10-04
ADV457 TSANG Tak Chi 曾德芝 RE Dealing in Securities 2007-06-01 2009-02-10
ADV457 TSANG Tak Chi 曾德芝 RE Advising on Corporate Finance 2007-06-01 2009-02-10
ADV635 PEH Chong Ghee 白仲儀 RE Dealing in Securities 2004-02-27 2006-06-05
ADV635 PEH Chong Ghee 白仲儀 RE Advising on Securities 2004-02-27 2006-06-05
ADX522 BURNETT Peter William RE Dealing in Securities 2013-04-08 2013-12-16
ADX522 BURNETT Peter William RO Dealing in Securities 2013-12-16
ADX522 BURNETT Peter William RE Advising on Securities 2013-04-08 2013-12-16
ADX522 BURNETT Peter William RO Advising on Securities 2013-12-16
ADX522 BURNETT Peter William RE Advising on Corporate Finance 2013-04-08 2013-12-16
ADX522 BURNETT Peter William RO Advising on Corporate Finance 2013-12-16
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Dealing in Securities 2014-08-12 2015-05-11
ADX809 LEUNG Ka Fai, Fred 梁家輝 RO Dealing in Securities 2015-05-11
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Advising on Securities 2014-08-12 2015-05-11
ADX809 LEUNG Ka Fai, Fred 梁家輝 RO Advising on Securities 2015-05-11
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Advising on Corporate Finance 2014-08-12 2015-05-11
ADX809 LEUNG Ka Fai, Fred 梁家輝 RO Advising on Corporate Finance 2015-05-11
ADZ815 MA Ngai Keung, Kenneth 馬毅強 RE Dealing in Securities 2003-04-01 2009-09-30
ADZ815 MA Ngai Keung, Kenneth 馬毅強 RE Advising on Securities 2003-04-01 2009-09-30
ADZ815 MA Ngai Keung, Kenneth 馬毅強 RE Advising on Corporate Finance 2003-04-01 2006-07-04
ADZ815 MA Ngai Keung, Kenneth 馬毅強 RE Asset Management 2003-04-01 2006-07-04
AEE582 TAN Ruey Haw 鄧瑞華 RE Dealing in Securities 2014-09-11 2015-01-08
AEE582 TAN Ruey Haw 鄧瑞華 RE Advising on Securities 2014-09-11 2015-01-08
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Dealing in Securities 2010-04-28 2015-01-08
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Advising on Securities 2010-04-28 2015-01-08
AEK216 TAN Ming Kiu, John 陳銘僑 RO Dealing in Securities 2012-11-07 2014-04-01
AEK216 TAN Ming Kiu, John 陳銘僑 RO Dealing in Securities 2017-02-24
AEK216 TAN Ming Kiu, John 陳銘僑 RO Dealing in Futures Contracts 2017-02-24
AEK216 TAN Ming Kiu, John 陳銘僑 RO Advising on Securities 2012-11-07 2014-04-01
AEK216 TAN Ming Kiu, John 陳銘僑 RO Advising on Securities 2017-02-24
AEK216 TAN Ming Kiu, John 陳銘僑 RO Advising on Futures Contracts 2017-02-24
AEK216 TAN Ming Kiu, John 陳銘僑 RO Advising on Corporate Finance 2012-11-07 2014-04-01
AEK216 TAN Ming Kiu, John 陳銘僑 RO Advising on Corporate Finance 2017-02-24
AEK216 TAN Ming Kiu, John 陳銘僑 RO Asset Management 2017-02-24 2017-07-12
AEQ064 WONG Wing Yuen, Chris 黃永源 RE Dealing in Futures Contracts 2015-08-14 2018-09-23
AEQ064 WONG Wing Yuen, Chris 黃永源 RE Advising on Futures Contracts 2015-08-14 2018-09-23
AEQ411 GONZALEZ Rico Ma. Antonio L. RE Dealing in Securities 2003-04-01 2003-08-26
AEQ411 GONZALEZ Rico Ma. Antonio L. RE Advising on Securities 2003-04-01 2003-08-26
AEQ411 GONZALEZ Rico Ma. Antonio L. RE Advising on Corporate Finance 2003-04-01 2003-08-26
AEQ411 GONZALEZ Rico Ma. Antonio L. RE Asset Management 2003-04-01 2003-08-26
AER425 QUAH Chiang Ming 柯江明 RE Dealing in Securities 2003-04-01 2004-07-30
AER425 QUAH Chiang Ming 柯江明 RE Advising on Securities 2003-04-01 2004-07-30
AER425 QUAH Chiang Ming 柯江明 RE Advising on Corporate Finance 2003-04-01 2003-11-07
AER425 QUAH Chiang Ming 柯江明 RE Asset Management 2003-04-01 2003-11-07
AES247 KONG Yan Yee Rita 江欣兒 RE Dealing in Securities 2012-07-04 2015-04-01
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Dealing in Securities 2003-04-01 2005-06-03
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Advising on Securities 2003-04-01 2005-06-03
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Advising on Corporate Finance 2003-04-01 2003-11-10
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Asset Management 2003-04-01 2003-11-10
AEY359 LAI Wing Sze, Teresa Francesca 賴詠詩 RE Advising on Securities 2003-12-18 2004-06-16
AFA670 PARK Min RE Dealing in Securities 2013-09-02 2014-01-07
AFA670 PARK Min RO Dealing in Securities 2014-01-07 2015-10-27
AFA670 PARK Min RE Dealing in Futures Contracts 2013-09-02 2014-01-07
AFA670 PARK Min RO Dealing in Futures Contracts 2014-01-07 2015-10-27
AFA670 PARK Min RE Advising on Securities 2013-09-02 2014-01-07
AFA670 PARK Min RO Advising on Securities 2014-01-07 2015-10-27
AFA670 PARK Min RE Advising on Futures Contracts 2013-09-02 2014-01-07
AFA670 PARK Min RO Advising on Futures Contracts 2014-01-07 2015-10-27
AFC591 YEW Yat On 姚逸安 RO Dealing in Securities 2007-08-20 2009-12-30
AFC591 YEW Yat On 姚逸安 RO Advising on Securities 2007-08-20 2009-12-30
AFC591 YEW Yat On 姚逸安 RE Advising on Corporate Finance 2003-06-23 2007-08-20
AFC591 YEW Yat On 姚逸安 RO Advising on Corporate Finance 2007-08-20 2009-12-30
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Dealing in Securities 2014-04-07 2015-01-08
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Advising on Securities 2014-04-07 2015-01-08
AFH236 MCKEEVER Stephen James RE Dealing in Securities 2009-12-04 2013-07-16
AFH236 MCKEEVER Stephen James RE Advising on Securities 2010-01-05 2013-07-16
AFJ284 GARCIA Michael Anthony RE Dealing in Securities 2013-07-15 2015-01-08
AFJ284 GARCIA Michael Anthony RE Advising on Securities 2013-07-15 2015-01-08
AFJ365 HUA Fengmao 華風茂 RE Dealing in Securities 2003-04-01 2003-07-23
AFJ365 HUA Fengmao 華風茂 RE Advising on Securities 2003-04-01 2003-07-23
AFJ365 HUA Fengmao 華風茂 RE Advising on Corporate Finance 2003-04-01 2003-07-23
AFJ365 HUA Fengmao 華風茂 RE Asset Management 2003-04-01 2003-07-23
AFM843 IU Wai Ching, Jonathan Dominic 姚偉程 RE Dealing in Securities 2003-10-13 2004-07-14
AFM843 IU Wai Ching, Jonathan Dominic 姚偉程 RE Advising on Securities 2003-10-13 2004-07-14
AFN050 LEE Pui Hang Julian 李沛鏗 RO Dealing in Securities 2012-03-07 2015-01-08
AFN050 LEE Pui Hang Julian 李沛鏗 RO Advising on Securities 2012-03-07 2015-01-08
AFN050 LEE Pui Hang Julian 李沛鏗 RO Advising on Corporate Finance 2012-03-07 2015-01-08
AFP266 AUSTIN Gregory Charles RE Dealing in Securities 2004-04-23 2008-02-18
AFP266 AUSTIN Gregory Charles RE Dealing in Securities 2009-09-08 2010-02-04
AFP266 AUSTIN Gregory Charles RE Advising on Securities 2004-04-23 2008-02-18
AFP266 AUSTIN Gregory Charles RE Advising on Securities 2009-09-08 2010-02-04
AFQ411 NG Wing Leung, Stephen 吳永亮 RE Dealing in Securities 2003-04-01 2006-05-20
AFQ411 NG Wing Leung, Stephen 吳永亮 RE Advising on Securities 2003-04-01 2006-05-20
AFQ411 NG Wing Leung, Stephen 吳永亮 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AFQ411 NG Wing Leung, Stephen 吳永亮 RE Asset Management 2003-04-01 2004-03-30
AFR339 TSOI Yiu Ting 蔡耀庭 RE Dealing in Securities 2004-02-26 2006-07-11
AFR339 TSOI Yiu Ting 蔡耀庭 RE Advising on Corporate Finance 2004-02-23 2006-07-11
AFT098 HE Jun 何軍 RE Dealing in Securities 2003-04-01 2006-08-29
AFT098 HE Jun 何軍 RE Advising on Securities 2003-04-01 2006-08-29
AFT098 HE Jun 何軍 RE Advising on Corporate Finance 2003-04-01 2006-07-04
AFT098 HE Jun 何軍 RE Asset Management 2003-04-01 2006-07-04
AFT100 KIM Jae Hee 金哉希 RE Dealing in Securities 2010-11-18 2011-01-18
AFT100 KIM Jae Hee 金哉希 RE Dealing in Securities 2011-05-09 2011-11-22
AFT100 KIM Jae Hee 金哉希 RE Advising on Securities 2010-11-18 2011-01-18
AFT100 KIM Jae Hee 金哉希 RE Advising on Securities 2011-05-09 2011-11-22
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RE Dealing in Securities 2006-04-07 2008-05-20
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RO Dealing in Securities 2008-05-20 2009-02-10
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RE Advising on Corporate Finance 2006-04-07 2008-05-20
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RO Advising on Corporate Finance 2008-05-20 2009-02-10
AFU223 HUNG Shing Ming 洪誠明 RE Dealing in Securities 2003-12-08 2004-04-26
AFU223 HUNG Shing Ming 洪誠明 RE Advising on Corporate Finance 2003-12-08 2004-04-26
AFW118 CHUN Ka Yee, Angela 秦嘉兒 RE Dealing in Securities 2007-03-12 2007-03-24
AFW118 CHUN Ka Yee, Angela 秦嘉兒 RE Advising on Corporate Finance 2007-03-12 2007-03-24
AFX315 CHENG Tung Ying, Ada 鄭東熒 RE Dealing in Securities 2005-03-17 2006-09-09
AFX315 CHENG Tung Ying, Ada 鄭東熒 RE Advising on Securities 2005-03-15 2006-09-09
AFZ176 TSUI Ho, Horace 徐豪 RE Dealing in Securities 2003-04-01 2003-04-14
AFZ176 TSUI Ho, Horace 徐豪 RE Advising on Securities 2003-04-01 2003-04-14
AFZ176 TSUI Ho, Horace 徐豪 RE Advising on Corporate Finance 2003-04-01 2003-04-14
AFZ176 TSUI Ho, Horace 徐豪 RE Asset Management 2003-04-01 2003-04-14
AGA691 AU Andrew 歐子健 RE Dealing in Securities 2003-04-01 2003-05-29
AGA691 AU Andrew 歐子健 RE Dealing in Securities 2005-01-20 2010-03-22
AGA691 AU Andrew 歐子健 RE Advising on Securities 2003-04-01 2003-05-29
AGA691 AU Andrew 歐子健 RE Advising on Securities 2005-01-20 2010-03-22
AGA691 AU Andrew 歐子健 RE Advising on Corporate Finance 2003-04-01 2003-05-29
AGA691 AU Andrew 歐子健 RE Asset Management 2003-04-01 2003-05-29
AGD632 WARR Alastair Charles RE Dealing in Securities 2003-04-01 2009-03-14
AGD632 WARR Alastair Charles RE Advising on Securities 2003-04-01 2009-03-14
AGD632 WARR Alastair Charles RE Advising on Corporate Finance 2003-04-01 2003-11-21
AGD632 WARR Alastair Charles RE Asset Management 2003-04-01 2003-11-21
AGE883 MCCARTNEY John Andrew Gibson RE Dealing in Securities 2003-04-01 2004-06-10
AGE883 MCCARTNEY John Andrew Gibson RE Advising on Securities 2003-04-01 2004-06-10
AGE883 MCCARTNEY John Andrew Gibson RE Advising on Corporate Finance 2003-04-01 2003-11-19
AGE883 MCCARTNEY John Andrew Gibson RE Asset Management 2003-04-01 2003-11-19
AGH854 FUNG Ka Lun 馮嘉倫 RE Dealing in Securities 2004-10-06 2006-08-25
AGH854 FUNG Ka Lun 馮嘉倫 RE Advising on Corporate Finance 2004-10-06 2006-08-25
AGI869 PU Yonghao 浦永灝 RE Dealing in Securities 2003-09-08 2004-06-30
AGI869 PU Yonghao 浦永灝 RE Advising on Securities 2003-09-08 2004-06-30
AGJ562 CHERIAN Ajay Kurian RE Dealing in Securities 2003-04-01 2006-04-14
AGJ562 CHERIAN Ajay Kurian RE Advising on Securities 2003-04-01 2006-04-14
AGJ562 CHERIAN Ajay Kurian RE Advising on Corporate Finance 2003-04-01 2004-03-03
AGJ562 CHERIAN Ajay Kurian RE Asset Management 2003-04-01 2004-03-03
AGJ649 NICHOLS David RE Dealing in Securities 2013-08-22 2015-01-08
AGJ649 NICHOLS David RE Advising on Securities 2013-08-22 2015-01-08
AGK896 HO Kenneth Shiu Pong 何兆邦 RE Dealing in Securities 2005-06-09 2012-03-15
AGK896 HO Kenneth Shiu Pong 何兆邦 RE Advising on Securities 2011-09-22 2012-03-15
AGK896 HO Kenneth Shiu Pong 何兆邦 RE Advising on Corporate Finance 2005-06-09 2012-03-15
AGL521 BRINK Natalie Ann RE Dealing in Securities 2009-11-17 2015-01-08
AGL521 BRINK Natalie Ann RE Advising on Securities 2010-01-05 2015-01-08
AGL521 BRINK Natalie Ann RE Advising on Corporate Finance 2010-01-05 2015-01-08
AGL962 PAK James Jinsung RE Dealing in Securities 2009-06-30 2009-09-04
AGL962 PAK James Jinsung RO Dealing in Securities 2009-09-04 2012-07-04
AGL962 PAK James Jinsung RE Advising on Securities 2009-06-30 2009-09-04
AGL962 PAK James Jinsung RO Advising on Securities 2009-09-04 2012-07-04
AGL962 PAK James Jinsung RE Advising on Corporate Finance 2009-06-30 2009-09-04
AGL962 PAK James Jinsung RO Advising on Corporate Finance 2009-09-04 2012-07-04
AGM460 GARRICK Jonathan RE Dealing in Securities 2003-04-01 2004-11-10
AGM460 GARRICK Jonathan RE Advising on Securities 2003-04-01 2004-11-10
AGM460 GARRICK Jonathan RE Advising on Corporate Finance 2003-04-01 2004-11-10
AGM460 GARRICK Jonathan RE Asset Management 2003-04-01 2004-11-10
AGN143 WILKINSON Sasha Michelle RE Dealing in Securities 2006-05-08 2008-03-20
AGN143 WILKINSON Sasha Michelle RE Advising on Securities 2006-05-25 2008-03-20
AGP556 WONG Sai Wah, Allan 王世華 RE Dealing in Securities 2011-11-22 2013-05-16
AGP556 WONG Sai Wah, Allan 王世華 RE Advising on Securities 2011-11-22 2013-05-16
AGP556 WONG Sai Wah, Allan 王世華 RE Advising on Corporate Finance 2011-11-22 2013-05-16
AGW422 CHEUNG Kwok Lung, James 張國龍 RE Dealing in Securities 2006-10-11 2008-09-08
AGW422 CHEUNG Kwok Lung, James 張國龍 RO Dealing in Securities 2008-09-08 2014-07-15
AGW422 CHEUNG Kwok Lung, James 張國龍 RE Advising on Securities 2011-09-16 2013-11-08
AGW422 CHEUNG Kwok Lung, James 張國龍 RO Advising on Securities 2013-11-08 2014-07-15
AGW422 CHEUNG Kwok Lung, James 張國龍 RE Advising on Corporate Finance 2006-10-11 2008-09-08
AGW422 CHEUNG Kwok Lung, James 張國龍 RO Advising on Corporate Finance 2008-09-08 2014-07-15
AGY566 CHOI Yon Sik, Yvon RE Dealing in Securities 2012-08-08 2015-04-01
AGY566 CHOI Yon Sik, Yvon RE Dealing in Futures Contracts 2014-02-04 2015-04-01
AHC472 COXETER Simon John RE Dealing in Securities 2004-10-15 2006-03-04
AHC472 COXETER Simon John RE Advising on Securities 2004-10-15 2006-03-04
AHC682 TAN Alvin Sabino Sy RE Dealing in Securities 2005-01-14 2010-03-22
AHC682 TAN Alvin Sabino Sy RE Advising on Securities 2005-01-14 2010-03-22
AHC689 LAM King Wai, Daniel 林景蔚 RE Dealing in Futures Contracts 2013-01-28 2015-10-27
AHC689 LAM King Wai, Daniel 林景蔚 RE Advising on Futures Contracts 2013-01-28 2015-10-27
AHM208 CHENG Kin Man 鄭健民 RE Dealing in Securities 2006-04-07 2008-07-24
AHM208 CHENG Kin Man 鄭健民 RO Dealing in Securities 2008-07-24 2010-05-07
AHM208 CHENG Kin Man 鄭健民 RE Advising on Corporate Finance 2006-04-07 2008-07-24
AHM208 CHENG Kin Man 鄭健民 RO Advising on Corporate Finance 2008-07-24 2010-05-07
AHN553 CHAN Michael 陳國昌 RE Dealing in Securities 2012-10-12 2015-01-08
AHN553 CHAN Michael 陳國昌 RE Advising on Securities 2012-10-12 2015-01-08
AHP543 CHEN Yung, Lawrence 鄭勇 RE Dealing in Securities 2008-05-13 2010-03-22
AHP543 CHEN Yung, Lawrence 鄭勇 RE Advising on Securities 2008-04-25 2010-03-22
AHQ985 WILLS Michael David Kenneth RO Dealing in Securities 2003-04-01 2005-03-29
AHQ985 WILLS Michael David Kenneth RO Advising on Securities 2003-04-01 2005-03-29
AHT430 CHAN Wai Hung 陳偉雄 RE Dealing in Securities 2007-05-28 2009-02-10
AHT430 CHAN Wai Hung 陳偉雄 RE Advising on Corporate Finance 2007-05-28 2009-02-10
AHX011 KAROONYAVANICH Anuruk RE Dealing in Securities 2014-11-18 2015-01-08
AHX011 KAROONYAVANICH Anuruk RE Advising on Securities 2014-11-18 2015-01-08
AHX011 KAROONYAVANICH Anuruk RE Advising on Corporate Finance 2014-11-18 2015-01-08
AHX553 XU Yan 許彥 RE Dealing in Securities 2003-04-01 2004-03-01
AHX553 XU Yan 許彥 RE Dealing in Securities 2007-11-27 2010-04-24
AHX553 XU Yan 許彥 RE Advising on Securities 2003-04-01 2003-11-06
AHX553 XU Yan 許彥 RE Advising on Securities 2007-11-27 2010-04-24
AHX553 XU Yan 許彥 RE Advising on Corporate Finance 2003-04-01 2004-03-01
AHX553 XU Yan 許彥 RE Advising on Corporate Finance 2007-11-27 2010-04-24
AHX553 XU Yan 許彥 RE Asset Management 2003-04-01 2003-11-06
AHX553 XU Yan 許彥 RE Asset Management 2007-11-27 2010-04-24
AHZ633 KIM Bum Soo RE Dealing in Futures Contracts 2013-02-27 2014-03-29
AHZ633 KIM Bum Soo RE Advising on Futures Contracts 2013-02-27 2014-03-29
AIC314 FARZAM Hamid RE Dealing in Securities 2012-07-24 2013-08-27
AIH349 YUNG Sai Kuen 翁世權 RE Dealing in Securities 2011-08-10 2015-10-27
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Dealing in Securities 2005-03-15 2007-04-28
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Advising on Corporate Finance 2005-03-15 2007-04-28
AIN733 MCFERRAN Jack Howard Egar RE Dealing in Securities 2003-04-01 2004-03-01
AIN733 MCFERRAN Jack Howard Egar RE Advising on Securities 2003-04-01 2004-03-01
AIN733 MCFERRAN Jack Howard Egar RE Advising on Corporate Finance 2003-04-01 2003-11-19
AIN733 MCFERRAN Jack Howard Egar RE Asset Management 2003-04-01 2003-11-19
AIT869 WU Jun Tung 胡震東 RE Dealing in Securities 2005-03-09 2010-03-22
AIT869 WU Jun Tung 胡震東 RE Advising on Securities 2005-03-02 2010-03-22
AJD455 GOLDIE Benjamin James RE Dealing in Securities 2003-09-08 2004-03-29
AJD455 GOLDIE Benjamin James RE Advising on Securities 2003-09-08 2004-03-29
AJD762 ZHU You Cheng, Derek Clarence RE Dealing in Securities 2003-10-02 2004-10-01
AJD762 ZHU You Cheng, Derek Clarence RE Advising on Securities 2003-10-02 2003-10-21
AJD762 ZHU You Cheng, Derek Clarence RE Advising on Corporate Finance 2003-10-02 2004-10-01
AJE088 CHAN Stephen Shek Kei 陳碩基 RE Dealing in Securities 2005-04-21 2006-03-08
AJE088 CHAN Stephen Shek Kei 陳碩基 RE Advising on Corporate Finance 2005-04-21 2006-03-08
AJF482 NG Shui To, Eleanor 吳瑞濤 RE Dealing in Securities 2011-07-20 2012-04-26
AJF482 NG Shui To, Eleanor 吳瑞濤 RE Advising on Securities 2011-07-20 2012-04-26
AJI837 HON Sau Yee, Kenneth 韓守義 RE Dealing in Securities 2012-06-19 2012-10-05
AJI837 HON Sau Yee, Kenneth 韓守義 RO Dealing in Securities 2012-10-05 2016-04-01
AJI837 HON Sau Yee, Kenneth 韓守義 RO Dealing in Futures Contracts 2012-12-17 2016-04-01
AJI837 HON Sau Yee, Kenneth 韓守義 RE Advising on Securities 2012-06-19 2012-10-05
AJI837 HON Sau Yee, Kenneth 韓守義 RO Advising on Securities 2012-10-05 2016-04-01
AJI837 HON Sau Yee, Kenneth 韓守義 RO Advising on Futures Contracts 2012-12-17 2016-04-01
AJL621 LEUNG Chung Man, Simon 梁頌文 RE Dealing in Securities 2014-05-26 2016-04-01
AJL621 LEUNG Chung Man, Simon 梁頌文 RE Dealing in Futures Contracts 2014-05-26 2016-04-01
AJN346 SARKIS David RE Dealing in Securities 2014-03-26 2015-06-27
AJN346 SARKIS David RE Dealing in Futures Contracts 2014-03-26 2015-06-27
AJN346 SARKIS David RE Advising on Securities 2014-03-26 2015-06-27
AJN346 SARKIS David RE Advising on Futures Contracts 2014-03-26 2015-06-27
AJO226 ACAR Capan RE Dealing in Securities 2012-08-09 2015-10-27
AJO226 ACAR Capan RE Dealing in Futures Contracts 2013-02-05 2015-10-27
AJO226 ACAR Capan RE Advising on Securities 2012-08-09 2015-10-27
AJO226 ACAR Capan RE Advising on Futures Contracts 2013-02-05 2015-10-27
AKL745 YU Shuk Man, Glenda 余淑雯 RE Dealing in Securities 2006-07-19 2008-04-02
AKL745 YU Shuk Man, Glenda 余淑雯 RE Advising on Securities 2006-07-19 2008-04-02
AKM120 POULTON Eleanor Jane RE Dealing in Securities 2005-09-13 2010-05-19
AKP772 HSU Kar Hing, Joseph 許家興 RE Dealing in Securities 2006-05-08 2007-02-05
AKP772 HSU Kar Hing, Joseph 許家興 RO Dealing in Securities 2007-02-05 2010-09-10
AKP772 HSU Kar Hing, Joseph 許家興 RE Advising on Securities 2006-05-08 2007-02-05
AKP772 HSU Kar Hing, Joseph 許家興 RO Advising on Securities 2007-02-05 2010-09-10
AKP772 HSU Kar Hing, Joseph 許家興 RE Advising on Corporate Finance 2006-05-08 2007-02-05
AKP772 HSU Kar Hing, Joseph 許家興 RO Advising on Corporate Finance 2007-02-05 2010-09-10
AKS778 LEE Sang Me RE Dealing in Securities 2009-05-18 2009-06-25
AKT480 GARG Manish RE Dealing in Securities 2015-09-15 2015-10-27
AKT480 GARG Manish RE Dealing in Futures Contracts 2015-09-15 2015-10-27
AKT480 GARG Manish RE Advising on Securities 2015-09-15 2015-10-27
AKT480 GARG Manish RE Advising on Futures Contracts 2015-09-15 2015-10-27
AKU292 NG Ho Man Fanny 吳皓敏 RE Dealing in Securities 2007-05-21 2009-11-01
AKU292 NG Ho Man Fanny 吳皓敏 RE Advising on Corporate Finance 2007-05-21 2009-11-01
AKU344 RANJAN Rajeev RE Dealing in Securities 2012-06-20 2014-02-28
AKU344 RANJAN Rajeev RE Dealing in Futures Contracts 2013-02-05 2014-02-28
AKU344 RANJAN Rajeev RE Advising on Securities 2014-02-07 2014-02-28
AKU344 RANJAN Rajeev RE Advising on Futures Contracts 2013-02-05 2014-02-28
AKY122 CHEUNG Philip Yin Loong 張恩龍 RE Dealing in Securities 2005-11-03 2010-07-28
AKY778 HUANG Hao 黃昊 RE Dealing in Futures Contracts 2014-09-22 2014-12-21
AKY778 HUANG Hao 黃昊 RE Advising on Futures Contracts 2014-09-22 2014-12-21
ALA243 CHAN Yiu Hon 陳耀漢 RE Dealing in Futures Contracts 2015-10-30
ALA243 CHAN Yiu Hon 陳耀漢 RE Advising on Futures Contracts 2015-10-30
ALB698 RHEE Hae Young 李海姈 RE Dealing in Securities 2005-10-05 2006-10-07
ALB698 RHEE Hae Young 李海姈 RE Advising on Securities 2005-09-20 2006-10-07
ALC633 KIM Dae Wook 金大煜 RE Dealing in Securities 2004-08-16 2006-03-04
ALC633 KIM Dae Wook 金大煜 RE Advising on Securities 2004-08-16 2006-03-04
ALD194 WELCH Thomas Andrew RE Dealing in Securities 2010-07-22 2014-11-01
ALD194 WELCH Thomas Andrew RE Advising on Securities 2010-07-22 2014-11-01
ALD194 WELCH Thomas Andrew RE Advising on Corporate Finance 2013-08-12 2014-11-01
ALD676 ZHAO Wei 趙瑋 RE Dealing in Securities 2013-07-15 2015-01-08
ALD676 ZHAO Wei 趙瑋 RE Advising on Securities 2013-07-15 2015-01-08
ALD676 ZHAO Wei 趙瑋 RE Advising on Corporate Finance 2013-07-15 2015-01-08
ALF002 CHAN Wing Tai 陳永泰 RE Dealing in Securities 2014-01-15 2015-01-08
ALF002 CHAN Wing Tai 陳永泰 RE Advising on Securities 2014-01-15 2015-01-08
ALF002 CHAN Wing Tai 陳永泰 RE Advising on Corporate Finance 2014-01-15 2015-01-08
ALF251 LEUNG Kwok Kit, Donald 梁國傑 RE Dealing in Securities 2006-04-20 2008-09-30
ALF251 LEUNG Kwok Kit, Donald 梁國傑 RO Dealing in Securities 2008-09-30 2009-02-10
ALF251 LEUNG Kwok Kit, Donald 梁國傑 RE Advising on Corporate Finance 2006-04-18 2008-09-30
ALF251 LEUNG Kwok Kit, Donald 梁國傑 RO Advising on Corporate Finance 2008-09-30 2009-02-10
ALF650 CHAN John Yui Fung 陳銳峰 RE Dealing in Securities 2006-09-13 2010-03-22
ALF650 CHAN John Yui Fung 陳銳峰 RE Advising on Securities 2006-09-13 2010-03-22
ALG179 FAN Cliff Kuang Cheng 樊光正 RE Advising on Securities 2006-01-16 2006-12-16
ALH874 SEO Hyunjung 徐弦廷 RE Dealing in Securities 2004-10-07 2006-08-05
ALH874 SEO Hyunjung 徐弦廷 RE Advising on Securities 2004-10-07 2006-08-05
ALH930 CHOU Jaime Yun Cheng 周運成 RE Dealing in Securities 2006-01-04 2006-08-15
ALH930 CHOU Jaime Yun Cheng 周運成 RE Advising on Securities 2006-01-04 2006-08-15
ALH930 CHOU Jaime Yun Cheng 周運成 RE Advising on Corporate Finance 2005-12-12 2006-08-15
ALI310 YEUNG Shuet Fan, Pamela 楊雪芬 RE Dealing in Securities 2014-05-20 2015-04-01
ALI310 YEUNG Shuet Fan, Pamela 楊雪芬 RE Advising on Securities 2014-05-20 2015-04-01
ALI310 YEUNG Shuet Fan, Pamela 楊雪芬 RE Advising on Corporate Finance 2014-05-20 2015-04-01
ALI373 ALEXANDER Charles Alan Heathcote RO Dealing in Securities 2009-07-28 2010-06-03
ALI373 ALEXANDER Charles Alan Heathcote RO Advising on Securities 2009-07-28 2010-06-03
ALI373 ALEXANDER Charles Alan Heathcote RO Advising on Corporate Finance 2009-07-28 2010-06-03
ALJ858 GUINNESS Christopher Edward Howard RE Dealing in Securities 2004-10-28 2006-03-24
ALJ858 GUINNESS Christopher Edward Howard RE Advising on Securities 2004-10-28 2006-03-24
ALN017 MURRAY David Andrew James RE Advising on Futures Contracts 2017-07-05 2017-11-30
ALO254 HAIGH Martin Jonathan David RE Dealing in Securities 2004-12-21 2010-07-28
ALO254 HAIGH Martin Jonathan David RO Dealing in Securities 2010-07-28 2011-04-28
ALO254 HAIGH Martin Jonathan David RE Advising on Securities 2004-12-21 2010-07-28
ALO254 HAIGH Martin Jonathan David RO Advising on Securities 2010-07-28 2011-04-28
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Securities 2012-07-19 2013-05-07
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Futures Contracts 2013-02-14 2013-05-07
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Advising on Futures Contracts 2013-02-14 2013-05-07
ALQ824 CHEN Michael I-chun 陳懿群 RE Dealing in Securities 2005-01-25 2009-08-11
ALQ824 CHEN Michael I-chun 陳懿群 RE Advising on Corporate Finance 2005-01-25 2009-08-11
ALQ960 LIN Stella RE Dealing in Securities 2010-07-20 2013-03-04
ALQ960 LIN Stella RE Advising on Securities 2010-07-20 2013-03-04
ALU750 KWONG Wai Man 江惠民 RE Dealing in Securities 2015-05-28 2016-04-01
ALU750 KWONG Wai Man 江惠民 RE Dealing in Futures Contracts 2015-05-28 2016-04-01
ALU750 KWONG Wai Man 江惠民 RE Advising on Securities 2015-05-28 2016-04-01
ALU750 KWONG Wai Man 江惠民 RE Advising on Futures Contracts 2015-05-28 2016-04-01
ALY890 HO Kit Ling 何潔玲 RE Dealing in Securities 2005-05-03 2010-01-29
ALY890 HO Kit Ling 何潔玲 RE Advising on Corporate Finance 2005-05-03 2010-01-29
ALZ159 CHEN Yan 陳彥 RE Dealing in Securities 2006-09-25 2010-03-22
ALZ159 CHEN Yan 陳彥 RE Advising on Securities 2006-09-25 2010-03-22
ALZ472 WHITE Jamie Paul RE Dealing in Securities 2013-07-15 2014-10-13
ALZ472 WHITE Jamie Paul RE Advising on Securities 2013-07-15 2014-10-13
ALZ574 WU Po Sing 胡寶聲 RE Dealing in Securities 2010-04-23 2013-03-07
ALZ574 WU Po Sing 胡寶聲 RE Advising on Securities 2010-04-23 2013-03-07
ALZ574 WU Po Sing 胡寶聲 RE Advising on Corporate Finance 2010-04-23 2013-03-07
ALZ627 CHANG Alexander Paul 張明波 RE Dealing in Securities 2005-05-13 2006-10-07
ALZ627 CHANG Alexander Paul 張明波 RE Advising on Securities 2005-05-13 2006-10-07
ALZ935 MEENS Lodewijk Conrard Bernard Joost RE Dealing in Securities 2009-10-08 2010-01-13
ALZ935 MEENS Lodewijk Conrard Bernard Joost RO Dealing in Securities 2010-01-13
ALZ935 MEENS Lodewijk Conrard Bernard Joost RE Advising on Securities 2009-10-08 2010-01-13
ALZ935 MEENS Lodewijk Conrard Bernard Joost RO Advising on Securities 2010-01-13
ALZ935 MEENS Lodewijk Conrard Bernard Joost RE Advising on Corporate Finance 2009-10-08 2010-01-13
ALZ935 MEENS Lodewijk Conrard Bernard Joost RO Advising on Corporate Finance 2010-01-13
AMB371 O'BRIEN Peter Terence Vincent RE Dealing in Securities 2005-06-06 2010-03-22
AMB371 O'BRIEN Peter Terence Vincent RE Advising on Securities 2005-06-06 2010-03-22
AMC671 YEE Derrick 余建豪 RE Dealing in Securities 2013-08-28 2015-10-27
AME106 LAM King Kui, Clive 林景駒 RE Dealing in Securities 2009-12-08 2012-04-10
AME366 KWOK Hoi Chuen, Justin 郭凱銓 RE Dealing in Securities 2007-06-08 2011-10-13
AME366 KWOK Hoi Chuen, Justin 郭凱銓 RE Advising on Securities 2011-09-22 2011-10-13
AME366 KWOK Hoi Chuen, Justin 郭凱銓 RE Advising on Corporate Finance 2007-05-31 2011-10-13
AMF013 DOUGLAS David Archibald RE Dealing in Securities 2009-06-24 2009-08-07
AMF013 DOUGLAS David Archibald RO Dealing in Securities 2009-08-07 2013-02-01
AMF013 DOUGLAS David Archibald RE Advising on Securities 2009-06-24 2009-08-07
AMF013 DOUGLAS David Archibald RO Advising on Securities 2009-08-07 2013-02-01
AMF013 DOUGLAS David Archibald RE Advising on Corporate Finance 2009-06-24 2009-08-07
AMF013 DOUGLAS David Archibald RO Advising on Corporate Finance 2009-08-07 2013-02-01
AMF214 CHAN Wai Ying, Rebecca 陳慧瑩 RE Dealing in Securities 2006-05-25 2007-03-30
AMF214 CHAN Wai Ying, Rebecca 陳慧瑩 RE Advising on Corporate Finance 2006-05-09 2007-03-30
AMF746 CHOU Chuk Nam 周速楠 RE Dealing in Securities 2008-05-13 2013-05-17
AMF746 CHOU Chuk Nam 周速楠 RE Advising on Securities 2011-09-15 2013-05-17
AMF746 CHOU Chuk Nam 周速楠 RE Advising on Corporate Finance 2008-04-11 2013-05-17
AMJ234 TSAUR En-hua 曹恩華 RE Dealing in Securities 2009-12-03 2013-09-23
AMJ234 TSAUR En-hua 曹恩華 RE Advising on Securities 2010-01-04 2013-09-23
AMJ234 TSAUR En-hua 曹恩華 RE Advising on Corporate Finance 2010-01-04 2013-09-23
AML156 WAN Lap Kei 尹立基 RE Dealing in Futures Contracts 2018-03-01
AML156 WAN Lap Kei 尹立基 RE Advising on Futures Contracts 2018-03-01
AML239 KUANG Xia 匡霞 RE Dealing in Securities 2012-11-02 2014-03-06
AML239 KUANG Xia 匡霞 RE Advising on Securities 2012-11-02 2014-03-06
AMM469 YU Tony Yuk Tung 俞旭東 RE Dealing in Futures Contracts 2013-03-14 2013-11-02
AMM469 YU Tony Yuk Tung 俞旭東 RE Advising on Futures Contracts 2013-03-14 2013-11-02
AMM491 ZHAO Xin 趙昕 RE Dealing in Securities 2006-08-28 2010-03-22
AMM491 ZHAO Xin 趙昕 RE Advising on Securities 2006-08-01 2010-03-22
AMM502 CHEN Zhong Wei 陳仲偉 RE Advising on Securities 2006-11-10 2007-06-02
AMO548 PU Jennifer 蒲心怡 RE Dealing in Securities 2009-08-28 2010-06-01
AMO548 PU Jennifer 蒲心怡 RE Advising on Corporate Finance 2009-08-28 2010-06-01
ANB375 YANG Elsa Huiyan 楊慧妍 RE Dealing in Securities 2007-08-20 2010-03-22
ANB375 YANG Elsa Huiyan 楊慧妍 RE Advising on Securities 2007-08-01 2010-03-22
ANF304 TSANG Hin Jone, Jeffrey 曾憲忠 RE Dealing in Securities 2006-03-27 2010-03-22
ANF304 TSANG Hin Jone, Jeffrey 曾憲忠 RE Advising on Securities 2006-03-27 2010-03-22
ANG458 TENG Kai-Ling 鄧凱菱 RE Dealing in Securities 2007-08-10 2010-03-22
ANG458 TENG Kai-Ling 鄧凱菱 RE Advising on Securities 2007-06-25 2010-03-22
ANH530 CAO Qi 操琦 RE Dealing in Securities 2006-04-24 2008-06-19
ANH530 CAO Qi 操琦 RE Advising on Corporate Finance 2006-04-24 2008-06-19
ANH636 LEE Hyun Woo RE Dealing in Securities 2012-02-22 2012-08-20
ANH636 LEE Hyun Woo RE Advising on Securities 2012-02-22 2012-08-20
ANH636 LEE Hyun Woo RE Advising on Corporate Finance 2012-02-22 2012-08-20
ANH705 AUCHECORNE Julien Daniel Patrick RE Dealing in Securities 2007-08-15 2010-04-08
ANI751 XU Lulu 徐璐璐 RE Dealing in Securities 2012-08-01 2014-08-30
ANI751 XU Lulu 徐璐璐 RE Advising on Securities 2012-08-01 2014-08-30
ANI751 XU Lulu 徐璐璐 RE Advising on Corporate Finance 2012-08-01 2014-08-30
ANJ771 TSAI Hin Man, Daniel 蔡衍汶 RE Dealing in Securities 2011-08-22 2015-01-08
ANJ771 TSAI Hin Man, Daniel 蔡衍汶 RE Advising on Securities 2011-08-22 2015-01-08
ANJ771 TSAI Hin Man, Daniel 蔡衍汶 RE Advising on Corporate Finance 2011-08-22 2015-01-08
ANK749 SHI Guangyuan 石光遠 RE Dealing in Securities 2006-05-24 2009-08-14
ANK749 SHI Guangyuan 石光遠 RE Advising on Corporate Finance 2006-05-24 2009-08-14
ANM515 PITTS Greenfield Spenceley RE Dealing in Futures Contracts 2014-12-10 2015-06-30
ANM515 PITTS Greenfield Spenceley RE Advising on Futures Contracts 2014-12-10 2015-06-30
ANM956 TSANG Ki Lok Kenneth 曾琪樂 RE Dealing in Securities 2014-04-10 2015-10-27
ANM956 TSANG Ki Lok Kenneth 曾琪樂 RE Dealing in Futures Contracts 2014-04-10 2015-10-27
ANM956 TSANG Ki Lok Kenneth 曾琪樂 RE Advising on Securities 2014-04-10 2015-10-27
ANM956 TSANG Ki Lok Kenneth 曾琪樂 RE Advising on Futures Contracts 2014-04-10 2015-10-27
ANQ119 CHOE Steven Kent RE Dealing in Futures Contracts 2017-09-05 2018-08-03
ANQ119 CHOE Steven Kent RO Dealing in Futures Contracts 2012-12-17 2016-04-01
ANQ119 CHOE Steven Kent RO Dealing in Futures Contracts 2018-08-03
ANQ119 CHOE Steven Kent RE Advising on Futures Contracts 2017-09-05 2018-08-03
ANQ119 CHOE Steven Kent RO Advising on Futures Contracts 2012-12-17 2016-04-01
ANQ119 CHOE Steven Kent RO Advising on Futures Contracts 2018-08-03
ANT456 CHEN Eric Kay 陳柏甫 RE Dealing in Securities 2009-06-26 2017-01-31
ANT456 CHEN Eric Kay 陳柏甫 RE Advising on Securities 2009-06-26 2017-01-31
ANT456 CHEN Eric Kay 陳柏甫 RE Advising on Corporate Finance 2009-06-26 2017-01-31
ANT739 WAI Derek Ho Kuen 衛浩權 RE Dealing in Securities 2013-10-17 2016-04-01
ANT739 WAI Derek Ho Kuen 衛浩權 RE Dealing in Futures Contracts 2013-10-17 2016-04-01
ANT739 WAI Derek Ho Kuen 衛浩權 RE Advising on Securities 2013-10-17 2016-04-01
ANT739 WAI Derek Ho Kuen 衛浩權 RE Advising on Futures Contracts 2013-10-17 2016-04-01
ANT909 OU YANG Wei 歐陽葳 RE Dealing in Securities 2008-06-19 2010-03-22
ANT909 OU YANG Wei 歐陽葳 RE Advising on Securities 2008-06-10 2010-03-22
ANU347 CHEN Chun Tung, Jason 程振東 RE Dealing in Securities 2010-06-03 2015-01-08
ANU347 CHEN Chun Tung, Jason 程振東 RE Advising on Securities 2010-06-03 2015-01-08
ANU347 CHEN Chun Tung, Jason 程振東 RE Advising on Corporate Finance 2010-06-03 2015-01-08
ANW847 KIM Yoon Seung RE Dealing in Futures Contracts 2013-11-06 2015-10-27
ANW847 KIM Yoon Seung RE Advising on Futures Contracts 2013-11-06 2015-10-27
ANZ960 POH Tze Hua 傅子華 RE Dealing in Securities 2010-01-18 2013-01-14
ANZ960 POH Tze Hua 傅子華 RO Dealing in Securities 2013-01-14 2015-10-27
ANZ960 POH Tze Hua 傅子華 RE Dealing in Futures Contracts 2014-02-10 2015-10-27
AOA113 KIM Jinwoo RE Dealing in Securities 2012-12-19 2013-10-22
AOA392 LOK Chun Sing 樂震聲 RE Dealing in Securities 2006-10-05 2009-02-10
AOA392 LOK Chun Sing 樂震聲 RE Advising on Corporate Finance 2006-10-05 2009-02-10
AOA395 YE Lin 葉林 RE Dealing in Securities 2006-10-05 2010-03-22
AOA395 YE Lin 葉林 RE Advising on Securities 2006-10-05 2010-03-22
AOA396 LO Siu Kit 羅肇傑 RE Dealing in Securities 2006-10-05 2009-02-10
AOA396 LO Siu Kit 羅肇傑 RE Advising on Corporate Finance 2006-10-05 2009-02-10
AOA592 XU Xiaohui 徐曉慧 RE Dealing in Securities 2009-08-06 2015-01-08
AOA592 XU Xiaohui 徐曉慧 RE Advising on Securities 2009-08-06 2015-01-08
AOA592 XU Xiaohui 徐曉慧 RE Advising on Corporate Finance 2009-08-06 2015-01-08
AOA854 CHAN Ka Hung 陳嘉鴻 RE Dealing in Securities 2006-10-12 2010-06-25
AOA854 CHAN Ka Hung 陳嘉鴻 RE Advising on Corporate Finance 2006-10-12 2010-06-25
AOB599 MARTIGNY Florian Armand Julien RE Dealing in Securities 2006-10-23 2013-06-04
AOB854 TSANG Wai Hang, Wayne 曾瑋衡 RE Dealing in Securities 2014-08-01 2015-05-20
AOB854 TSANG Wai Hang, Wayne 曾瑋衡 RE Dealing in Futures Contracts 2014-08-01 2015-05-20
AOD292 CHIA Nicholas Wei Meng RE Dealing in Securities 2012-07-25 2015-11-03
AOD292 CHIA Nicholas Wei Meng RE Advising on Securities 2012-07-25 2015-11-03
AOD292 CHIA Nicholas Wei Meng RE Advising on Corporate Finance 2012-07-25 2015-11-03
AOH908 MAAYOUFI Sofiane RE Dealing in Securities 2013-03-11 2014-10-04
AOH908 MAAYOUFI Sofiane RE Dealing in Futures Contracts 2013-03-11 2014-10-04
AOH908 MAAYOUFI Sofiane RE Advising on Securities 2013-03-11 2014-10-04
AOH908 MAAYOUFI Sofiane RE Advising on Futures Contracts 2013-03-11 2014-10-04
AOI875 HUO Ran 霍然 RE Dealing in Securities 2008-07-21 2010-03-22
AOI875 HUO Ran 霍然 RE Advising on Securities 2008-07-21 2010-03-22
AOJ795 SEE Shi Hui 施旭輝 RE Advising on Securities 2007-05-04 2010-03-22
AON976 LAM Francois Henri 林志雄 RE Dealing in Securities 2010-03-11 2016-04-01
AON976 LAM Francois Henri 林志雄 RE Dealing in Futures Contracts 2014-02-07 2016-04-01
AOO559 HONG Dae Suk 洪大錫 RE Advising on Securities 2007-02-14 2010-03-22
AOO870 ENG Matthew Hunkee 伍恆基 RE Dealing in Securities 2010-01-22 2011-10-03
AOO870 ENG Matthew Hunkee 伍恆基 RE Advising on Securities 2010-01-22 2011-10-03
AOO870 ENG Matthew Hunkee 伍恆基 RE Advising on Corporate Finance 2010-01-22 2011-10-03
AOV058 YANG Weizi 楊微子 RE Dealing in Securities 2009-12-16 2012-03-26
AOV058 YANG Weizi 楊微子 RE Advising on Securities 2009-12-16 2012-03-26
AOV058 YANG Weizi 楊微子 RE Advising on Corporate Finance 2009-12-16 2012-03-26
AOV062 PARK Abraham Young RE Dealing in Securities 2013-03-13 2015-08-08
AOV062 PARK Abraham Young RE Dealing in Futures Contracts 2014-02-04 2015-08-08
AOY193 QIN Xiao 秦瀟 RE Dealing in Securities 2010-03-12 2012-08-15
AOY193 QIN Xiao 秦瀟 RE Advising on Securities 2010-03-12 2012-08-15
AOY193 QIN Xiao 秦瀟 RE Advising on Corporate Finance 2010-03-12 2012-08-15
APA398 SHEETHAL KUMAR Dalpathraj RE Dealing in Securities 2014-02-12 2015-10-27
APA398 SHEETHAL KUMAR Dalpathraj RE Dealing in Futures Contracts 2013-01-24 2015-10-27
APA398 SHEETHAL KUMAR Dalpathraj RE Advising on Securities 2014-02-12 2015-10-27
APA398 SHEETHAL KUMAR Dalpathraj RE Advising on Futures Contracts 2013-01-24 2015-10-27
APB998 HO Pak Chuen, Brian 何百全 RE Dealing in Securities 2007-06-12 2012-08-15
APB998 HO Pak Chuen, Brian 何百全 RE Advising on Corporate Finance 2007-06-12 2008-12-09
APB998 HO Pak Chuen, Brian 何百全 RO Advising on Corporate Finance 2008-12-09 2012-08-15
APF008 CHO Cheul Soo RE Advising on Securities 2007-06-27 2010-03-22
APF630 MCALINDEN Barry RE Dealing in Securities 2010-01-26 2014-02-27
APF630 MCALINDEN Barry RE Advising on Securities 2010-01-26 2014-02-27
APF689 CHAN Sei Wing, Catherine 陳思穎 RE Dealing in Securities 2007-07-04 2010-03-22
APF689 CHAN Sei Wing, Catherine 陳思穎 RE Advising on Securities 2007-07-04 2010-03-22
APJ242 WONG Kar Yee, Andrew 黃家頤 RE Dealing in Securities 2014-05-20 2015-10-27
APJ242 WONG Kar Yee, Andrew 黃家頤 RE Advising on Securities 2014-05-20 2015-10-27
APJ242 WONG Kar Yee, Andrew 黃家頤 RE Advising on Corporate Finance 2014-05-20 2015-04-16
APL205 GUO Jin 郭瑾 RE Dealing in Securities 2007-08-20 2009-09-23
APL205 GUO Jin 郭瑾 RE Advising on Securities 2007-08-20 2009-09-23
APN584 CHEUNG Ting Kin, Bernard 張廷堅 RE Dealing in Securities 2010-07-28 2015-01-08
APN584 CHEUNG Ting Kin, Bernard 張廷堅 RE Advising on Securities 2010-07-28 2015-01-08
APN584 CHEUNG Ting Kin, Bernard 張廷堅 RE Advising on Corporate Finance 2010-07-28 2015-01-08
APO056 YANG Guang 楊光 RE Dealing in Securities 2007-08-31 2008-06-12
APO056 YANG Guang 楊光 RE Advising on Corporate Finance 2007-08-31 2008-06-12
APO467 FENG Siguo 馮思果 RE Dealing in Securities 2016-05-10 2016-06-14
APO467 FENG Siguo 馮思果 RO Dealing in Securities 2016-06-14
APO467 FENG Siguo 馮思果 RE Advising on Securities 2016-05-10 2016-06-14
APO467 FENG Siguo 馮思果 RO Advising on Securities 2016-06-14
APP350 OLSON Kenneth Bryan RE Dealing in Securities 2012-04-17 2014-03-07
APP350 OLSON Kenneth Bryan RE Advising on Securities 2012-04-17 2014-03-07
APP350 OLSON Kenneth Bryan RE Advising on Corporate Finance 2012-04-17 2014-03-07
APQ272 SHEN Christopher Guantin 沈冠廷 RE Dealing in Securities 2009-12-10 2011-12-02
APQ272 SHEN Christopher Guantin 沈冠廷 RE Advising on Securities 2010-01-05 2011-12-02
APQ272 SHEN Christopher Guantin 沈冠廷 RE Advising on Corporate Finance 2010-01-05 2011-12-02
APQ476 VOVIL Daniel Royden Thomas RE Dealing in Securities 2014-09-08 2015-01-08
APQ476 VOVIL Daniel Royden Thomas RE Advising on Securities 2014-09-08 2015-01-08
APU298 FAN Lai Kwan 范勵君 RE Dealing in Securities 2013-06-17 2015-01-08
APU298 FAN Lai Kwan 范勵君 RE Advising on Securities 2013-06-17 2015-01-08
APU298 FAN Lai Kwan 范勵君 RE Advising on Corporate Finance 2013-06-17 2015-01-08
APY824 WONG Derrick Tat Hin 黃達軒 RE Dealing in Securities 2012-02-22 2013-05-25
APY824 WONG Derrick Tat Hin 黃達軒 RE Advising on Securities 2012-02-22 2013-05-25
APY824 WONG Derrick Tat Hin 黃達軒 RE Advising on Corporate Finance 2012-02-22 2013-05-25
AQL248 PANG Wing Yan 彭永欣 RE Dealing in Securities 2008-02-13 2012-08-16
AQL248 PANG Wing Yan 彭永欣 RE Advising on Securities 2008-02-13 2012-08-16
AQQ499 LIM Yoo Min 任裕敏 RE Dealing in Securities 2012-03-26 2014-05-20
AQQ499 LIM Yoo Min 任裕敏 RE Dealing in Futures Contracts 2014-02-07 2014-05-20
AQU812 LEUNG Pui Ying, Annis 梁珮瑩 RE Dealing in Securities 2014-11-21 2015-07-28
AQU812 LEUNG Pui Ying, Annis 梁珮瑩 RE Advising on Securities 2014-11-21 2015-07-28
AQU812 LEUNG Pui Ying, Annis 梁珮瑩 RE Advising on Corporate Finance 2014-11-21 2015-07-28
AQV652 HAN Zhe 韓哲 RE Dealing in Securities 2013-06-19 2015-06-06
AQV652 HAN Zhe 韓哲 RE Dealing in Futures Contracts 2014-02-04 2015-06-06
AQV652 HAN Zhe 韓哲 RE Advising on Securities 2014-02-04 2015-06-06
AQV652 HAN Zhe 韓哲 RE Advising on Futures Contracts 2014-02-04 2015-06-06
AQV842 GU Xiaoying 顧曉瑩 RE Dealing in Securities 2010-01-18 2011-04-20
AQW435 ZHU Zhenyu 朱振宇 RE Dealing in Securities 2014-12-16 2015-01-08
AQW435 ZHU Zhenyu 朱振宇 RE Advising on Securities 2014-12-16 2015-01-08
ARA317 LIU Kai Yip, Wallace 廖啟業 RE Dealing in Securities 2012-07-27 2014-09-29
ARA317 LIU Kai Yip, Wallace 廖啟業 RE Dealing in Futures Contracts 2013-02-19 2014-09-29
ARA317 LIU Kai Yip, Wallace 廖啟業 RE Advising on Securities 2012-07-27 2014-09-29
ARA317 LIU Kai Yip, Wallace 廖啟業 RE Advising on Futures Contracts 2013-02-19 2014-09-29
ARD487 BATCHELOR Joseph James RE Dealing in Securities 2011-07-20 2015-01-08
ARD487 BATCHELOR Joseph James RE Advising on Securities 2011-07-20 2015-01-08
ARF813 GLASSOCK Lee Douglas RE Dealing in Securities 2012-08-03 2015-01-08
ARF813 GLASSOCK Lee Douglas RE Dealing in Futures Contracts 2013-07-02 2015-01-08
ARF813 GLASSOCK Lee Douglas RE Advising on Securities 2012-08-03 2015-01-08
ARF813 GLASSOCK Lee Douglas RE Advising on Futures Contracts 2013-07-02 2015-01-08
ARH649 COLEMAN Andrew Jonathan RE Dealing in Securities 2009-09-30 2014-08-01
ARH649 COLEMAN Andrew Jonathan RE Advising on Securities 2009-11-12 2014-08-01
ARM315 LAU Tony Yik Tung 劉奕彤 RE Dealing in Securities 2009-12-07 2015-04-27
ARM315 LAU Tony Yik Tung 劉奕彤 RE Advising on Securities 2009-12-07 2015-04-27
ARM315 LAU Tony Yik Tung 劉奕彤 RE Advising on Corporate Finance 2009-12-07 2015-04-27
ARN812 WONG Yuen Ting, Susanna 黃婉婷 RE Dealing in Futures Contracts 2013-10-03 2015-10-27
ARN812 WONG Yuen Ting, Susanna 黃婉婷 RE Advising on Futures Contracts 2013-10-03 2015-10-27
ARR518 HUI Ole Hiu Tung 許曉東 RE Dealing in Securities 2008-09-29 2010-03-22
ARR518 HUI Ole Hiu Tung 許曉東 RE Advising on Securities 2008-09-29 2010-03-22
ASF705 TSE Chi Ling, Agnes 謝芷玲 RE Dealing in Futures Contracts 2018-10-26
ASF705 TSE Chi Ling, Agnes 謝芷玲 RE Advising on Futures Contracts 2018-10-26
ASO486 BOUDRIGA Nedir Ahmed RE Dealing in Securities 2012-07-25 2013-05-03
ASQ132 CHEN Ningning 陳宁宁 RE Dealing in Futures Contracts 2013-03-26 2013-04-09
ASQ132 CHEN Ningning 陳宁宁 RE Advising on Futures Contracts 2013-03-26 2013-04-09
ASS432 MOK Sze Wai 莫施煒 RE Dealing in Securities 2015-06-25 2017-01-31
ASS432 MOK Sze Wai 莫施煒 RE Advising on Securities 2015-06-25 2017-01-31
ASS432 MOK Sze Wai 莫施煒 RE Advising on Corporate Finance 2015-06-25 2017-01-31
ATB566 BHANDARI Sundeep RO Dealing in Securities 2010-07-26 2011-02-01
ATB566 BHANDARI Sundeep RO Advising on Securities 2010-07-26 2011-02-01
ATB566 BHANDARI Sundeep RO Advising on Corporate Finance 2010-07-26 2011-02-01
ATH873 BESNIER Cedric Michel RE Dealing in Securities 2012-08-07 2013-04-20
ATL612 TAN Jian Wei 陳建偉 RE Dealing in Securities 2012-06-26 2017-01-31
ATL612 TAN Jian Wei 陳建偉 RE Advising on Securities 2012-06-26 2017-01-31
ATL612 TAN Jian Wei 陳建偉 RE Advising on Corporate Finance 2012-06-26 2017-01-31
ATL729 HONG Kwang Pyo RE Advising on Securities 2009-08-10 2010-03-22
ATR365 DAOU Mourad RE Dealing in Securities 2011-06-20 2015-03-13
ATR365 DAOU Mourad RE Dealing in Futures Contracts 2014-02-07 2015-03-13
ATX931 LI Hui 李輝 RE Dealing in Securities 2009-10-14 2011-04-11
ATX931 LI Hui 李輝 RE Advising on Corporate Finance 2009-10-14 2011-04-11
AUB753 WANG Xu 汪旭 RE Dealing in Securities 2009-11-10 2011-07-19
AUB753 WANG Xu 汪旭 RE Advising on Securities 2009-11-10 2011-07-19
AUB753 WANG Xu 汪旭 RE Advising on Corporate Finance 2009-11-10 2011-07-19
AUG611 FENG Xinyan 馮新彥 RE Dealing in Securities 2012-09-25 2014-09-11
AUG611 FENG Xinyan 馮新彥 RE Advising on Securities 2012-09-25 2014-09-11
AUG611 FENG Xinyan 馮新彥 RE Advising on Corporate Finance 2012-09-25 2014-09-11
AUG919 MOK Joseph 莫鎧丞 RE Dealing in Securities 2009-12-03 2012-03-26
AUG919 MOK Joseph 莫鎧丞 RE Advising on Securities 2009-12-03 2012-03-26
AUG919 MOK Joseph 莫鎧丞 RE Advising on Corporate Finance 2009-12-03 2012-03-26
AUI381 CHOUILLET Laurent RE Dealing in Futures Contracts 2018-03-29
AUI381 CHOUILLET Laurent RE Advising on Futures Contracts 2018-03-29
AUJ159 STEEL Edward Thomas RO Dealing in Securities 2012-01-19 2013-08-31
AUJ159 STEEL Edward Thomas RO Advising on Securities 2012-01-19 2013-08-31
AUJ677 YUEN Hu Tone, Leslie 袁曉東 RE Dealing in Securities 2009-12-23 2015-01-08
AUJ677 YUEN Hu Tone, Leslie 袁曉東 RE Advising on Securities 2011-09-22 2015-01-08
AUJ677 YUEN Hu Tone, Leslie 袁曉東 RE Advising on Corporate Finance 2009-12-23 2015-01-08
AUK438 LI Anthony Sze-Long 李思朗 RE Dealing in Securities 2009-12-30 2010-07-11
AUK438 LI Anthony Sze-Long 李思朗 RE Advising on Securities 2009-12-30 2010-07-11
AUK438 LI Anthony Sze-Long 李思朗 RE Advising on Corporate Finance 2009-12-30 2010-07-11
AUK448 LAM Pui Fan 林佩芬 RE Dealing in Securities 2009-12-30 2017-01-31
AUK448 LAM Pui Fan 林佩芬 RE Advising on Securities 2009-12-30 2017-01-31
AUK448 LAM Pui Fan 林佩芬 RE Advising on Corporate Finance 2009-12-30 2017-01-31
AUL922 CHAN Kang Muk 陳鏡沐 RE Dealing in Securities 2015-03-02 2015-04-21
AUL922 CHAN Kang Muk 陳鏡沐 RO Dealing in Securities 2015-04-21 2015-11-01
AUL922 CHAN Kang Muk 陳鏡沐 RE Dealing in Futures Contracts 2015-03-02 2015-04-21
AUL922 CHAN Kang Muk 陳鏡沐 RO Dealing in Futures Contracts 2015-04-21 2015-11-01
AUL922 CHAN Kang Muk 陳鏡沐 RE Advising on Securities 2015-03-02 2015-04-21
AUL922 CHAN Kang Muk 陳鏡沐 RO Advising on Securities 2015-04-21 2015-11-01
AUL922 CHAN Kang Muk 陳鏡沐 RE Advising on Futures Contracts 2015-03-02 2015-04-21
AUL922 CHAN Kang Muk 陳鏡沐 RO Advising on Futures Contracts 2015-04-21 2015-11-01
AUQ932 YU Yinghua 於穎華 RE Dealing in Securities 2010-02-02 2016-12-13
AUQ932 YU Yinghua 於穎華 RE Advising on Securities 2010-02-02 2016-12-13
AUQ932 YU Yinghua 於穎華 RE Advising on Corporate Finance 2010-02-02 2016-12-13
AUV855 HUANG Dawei 黃大為 RE Dealing in Securities 2010-03-05 2015-01-08
AUV855 HUANG Dawei 黃大為 RE Advising on Securities 2010-03-05 2015-01-08
AUV855 HUANG Dawei 黃大為 RE Advising on Corporate Finance 2010-03-05 2015-01-08
AVC987 SUN Qijia 孫奇佳 RE Dealing in Securities 2015-01-13 2015-04-01
AVC987 SUN Qijia 孫奇佳 RE Advising on Securities 2015-01-13 2015-04-01
AVC987 SUN Qijia 孫奇佳 RE Advising on Corporate Finance 2015-01-13 2015-04-01
AVG424 SHAO Xiaobo Sara RE Dealing in Securities 2010-06-01 2012-03-16
AVG424 SHAO Xiaobo Sara RE Advising on Securities 2010-06-01 2012-03-16
AVG424 SHAO Xiaobo Sara RE Advising on Corporate Finance 2010-06-01 2012-03-16
AVS082 HO Chun Yan 何俊仁 RE Dealing in Securities 2010-08-16 2015-10-27
AVS082 HO Chun Yan 何俊仁 RE Dealing in Futures Contracts 2013-02-14 2015-10-27
AVS082 HO Chun Yan 何俊仁 RE Advising on Securities 2010-08-16 2015-10-27
AVS082 HO Chun Yan 何俊仁 RE Advising on Futures Contracts 2013-02-14 2015-10-27
AVW059 CHEN Xiaoling 陳曉凌 RE Dealing in Securities 2010-09-17 2011-05-24
AVW059 CHEN Xiaoling 陳曉凌 RE Advising on Securities 2010-09-17 2011-05-24
AVW059 CHEN Xiaoling 陳曉凌 RE Advising on Corporate Finance 2010-09-17 2011-05-24
AVX919 LEE Man Lok 李文諾 RE Dealing in Securities 2014-05-26 2015-01-08
AVX919 LEE Man Lok 李文諾 RE Advising on Securities 2014-05-26 2015-01-08
AVX919 LEE Man Lok 李文諾 RE Advising on Corporate Finance 2014-05-26 2015-01-08
AVZ600 CHAO Patrick Shih Pan RE Dealing in Securities 2014-05-05 2016-06-30
AVZ600 CHAO Patrick Shih Pan RE Advising on Securities 2014-05-05 2016-06-30
AVZ600 CHAO Patrick Shih Pan RE Advising on Corporate Finance 2014-05-05 2016-06-30
AVZ607 HO Tsz Kin Dominic 何子健 RE Dealing in Securities 2010-10-05 2013-05-08
AVZ607 HO Tsz Kin Dominic 何子健 RE Advising on Securities 2010-10-05 2013-05-08
AVZ607 HO Tsz Kin Dominic 何子健 RE Advising on Corporate Finance 2010-10-05 2013-05-08
AWB783 CHAU Thomas 周震宇 RE Dealing in Securities 2010-10-12 2014-04-09
AWB783 CHAU Thomas 周震宇 RE Advising on Securities 2010-10-12 2014-04-09
AWB783 CHAU Thomas 周震宇 RE Advising on Corporate Finance 2010-10-12 2014-04-09
AWE172 JIANG Wenqian 姜文倩 RE Dealing in Securities 2010-10-26 2012-08-29
AWE172 JIANG Wenqian 姜文倩 RE Advising on Securities 2010-10-26 2012-08-29
AWE172 JIANG Wenqian 姜文倩 RE Advising on Corporate Finance 2010-10-26 2012-08-29
AWO081 DING Shuang 丁爽 RE Advising on Futures Contracts 2018-04-04
AWQ675 GUAN Ying 關滢 RE Dealing in Securities 2012-07-17 2013-06-29
AXC894 CHENG Wing Tsan, Wilson 鄭永燦 RE Dealing in Securities 2013-07-02 2015-01-08
AXC894 CHENG Wing Tsan, Wilson 鄭永燦 RE Advising on Securities 2013-07-02 2015-01-08
AXC894 CHENG Wing Tsan, Wilson 鄭永燦 RE Advising on Corporate Finance 2013-07-02 2015-01-08
AXC896 LEUNG Kwun Fung 梁冠峰 RE Dealing in Securities 2011-04-06 2016-04-01
AXC896 LEUNG Kwun Fung 梁冠峰 RE Dealing in Futures Contracts 2014-02-07 2016-04-01
AXG019 TSE Ka Wai Gary 謝嘉偉 RE Dealing in Securities 2012-07-19 2014-09-22
AXG019 TSE Ka Wai Gary 謝嘉偉 RE Dealing in Futures Contracts 2014-02-07 2014-09-22
AXG019 TSE Ka Wai Gary 謝嘉偉 RE Advising on Securities 2014-02-07 2014-09-22
AXG019 TSE Ka Wai Gary 謝嘉偉 RE Advising on Futures Contracts 2014-02-07 2014-09-22
AXG597 LI Zhuowei 李卓蔚 RE Dealing in Securities 2013-12-20 2017-01-31
AXG597 LI Zhuowei 李卓蔚 RE Advising on Securities 2013-12-20 2017-01-31
AXG597 LI Zhuowei 李卓蔚 RE Advising on Corporate Finance 2013-12-20 2017-01-31
AXI007 SHIH Stephen 施健文 RE Dealing in Securities 2016-01-26 2017-01-31
AXI007 SHIH Stephen 施健文 RE Advising on Securities 2016-01-26 2017-01-31
AXI007 SHIH Stephen 施健文 RE Advising on Corporate Finance 2016-01-26 2017-01-31
AXO842 GUPTA Manas RE Dealing in Securities 2015-01-02 2015-10-27
AXO842 GUPTA Manas RE Dealing in Futures Contracts 2015-01-02 2015-10-27
AXO842 GUPTA Manas RE Advising on Securities 2015-01-02 2015-10-27
AXO842 GUPTA Manas RE Advising on Futures Contracts 2015-01-02 2015-10-27
AXP436 GAO Shangpeng 高尚鵬 RE Dealing in Securities 2011-07-14 2012-08-20
AXP436 GAO Shangpeng 高尚鵬 RE Advising on Securities 2011-07-14 2012-08-20
AXP436 GAO Shangpeng 高尚鵬 RE Advising on Corporate Finance 2011-07-14 2012-08-20
AXQ379 ZHU Jiang RE Dealing in Securities 2011-07-15 2013-06-24
AXQ379 ZHU Jiang RE Advising on Securities 2011-07-15 2013-06-24
AXQ379 ZHU Jiang RE Advising on Corporate Finance 2011-07-15 2013-06-24
AXQ567 DARLING Robert Joseph RE Dealing in Securities 2011-07-15 2015-01-08
AXQ567 DARLING Robert Joseph RE Advising on Securities 2011-07-15 2015-01-08
AXR369 ZHOU Yang 周揚 RE Dealing in Securities 2014-06-19 2015-01-08
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AXR369 ZHOU Yang 周揚 RE Advising on Corporate Finance 2014-06-19 2015-01-08
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AXU897 LAM Chun Ting Leon 林震霆 RE Advising on Securities 2011-08-08 2013-11-17
AXU897 LAM Chun Ting Leon 林震霆 RE Advising on Corporate Finance 2011-08-08 2013-11-17
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AXV969 LIANG Lining 梁立寧 RE Advising on Corporate Finance 2011-08-15 2013-05-18
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AYA188 ZHANG Qin 張琴 RE Advising on Corporate Finance 2011-09-09 2015-01-08
AYA767 TAI Song-chi 戴頌琪 RE Dealing in Securities 2011-09-12 2013-09-12
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AYA767 TAI Song-chi 戴頌琪 RE Advising on Corporate Finance 2011-09-12 2013-09-12
AYE253 ZHANG Weikang RE Dealing in Securities 2011-10-04 2014-08-02
AYE253 ZHANG Weikang RE Advising on Securities 2011-10-04 2014-08-02
AYE253 ZHANG Weikang RE Advising on Corporate Finance 2011-10-04 2014-08-02
AYF071 BAI Louisa RE Dealing in Securities 2011-10-12 2013-11-27
AYF071 BAI Louisa RE Advising on Securities 2011-10-12 2013-11-27
AYF071 BAI Louisa RE Advising on Corporate Finance 2011-10-12 2013-11-27
AYI983 SOON Shu-Min Amanda 孫淑敏 RE Dealing in Securities 2011-11-01 2013-07-12
AYI983 SOON Shu-Min Amanda 孫淑敏 RE Advising on Securities 2011-11-01 2013-07-12
AYI983 SOON Shu-Min Amanda 孫淑敏 RE Advising on Corporate Finance 2011-11-01 2013-07-12
AYM806 MAN Yim King 文艷琼 RE Dealing in Securities 2016-08-11 2017-01-31
AYM806 MAN Yim King 文艷琼 RE Advising on Securities 2016-08-11 2017-01-31
AYM806 MAN Yim King 文艷琼 RE Advising on Corporate Finance 2016-08-11 2017-01-31
AYY910 LEE Dong Heon RE Dealing in Securities 2012-02-10 2012-12-05
AYY910 LEE Dong Heon RE Advising on Securities 2012-02-10 2012-12-05
AZB605 DWIVEDI Santosh Kumar RE Dealing in Securities 2012-02-22 2014-03-17
AZB605 DWIVEDI Santosh Kumar RE Advising on Securities 2012-02-22 2014-03-17
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AZQ421 PI Xiaoduo 皮小多 RE Dealing in Securities 2014-05-16 2014-08-20
AZQ421 PI Xiaoduo 皮小多 RE Advising on Securities 2014-05-16 2014-08-20
AZV076 MATHIANNAL Prasanna RE Dealing in Securities 2012-07-04
AZV076 MATHIANNAL Prasanna RE Dealing in Futures Contracts 2014-02-04
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AZV076 MATHIANNAL Prasanna RE Advising on Futures Contracts 2014-02-04
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AZX335 ZHANG Yibo 張亦波 RE Dealing in Securities 2012-07-18 2015-10-27
AZX335 ZHANG Yibo 張亦波 RE Dealing in Futures Contracts 2013-02-27 2015-10-27
AZX335 ZHANG Yibo 張亦波 RE Advising on Securities 2014-02-07 2015-10-27
AZX335 ZHANG Yibo 張亦波 RE Advising on Futures Contracts 2013-02-27 2015-10-27
AZX878 CUSACK Andrew Mark RE Dealing in Securities 2012-07-19 2015-12-01
AZX878 CUSACK Andrew Mark RE Dealing in Futures Contracts 2013-03-13 2015-12-01
AZX878 CUSACK Andrew Mark RE Advising on Securities 2014-02-04 2015-12-01
AZX878 CUSACK Andrew Mark RE Advising on Futures Contracts 2013-03-13 2015-12-01
AZY419 LESTER-SMITH Richard Charles RE Dealing in Securities 2012-07-23 2013-07-16
AZZ291 CHAN Ka Ling 陳嘉玲 RE Dealing in Securities 2015-11-04 2017-01-31
AZZ291 CHAN Ka Ling 陳嘉玲 RE Advising on Securities 2015-11-04 2017-01-31
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BAA413 JIANG Yu 蔣昱 RE Dealing in Securities 2012-08-02 2014-05-31
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BAB149 VILAYSACK Hong-Keo RE Dealing in Securities 2012-08-13 2012-11-13
BAB814 LEE Benny Jason 李志衡 RE Dealing in Securities 2012-08-16 2014-05-05
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BAC308 WOO Yan 胡昕 RE Dealing in Securities 2012-08-22 2015-10-27
BAE607 FENG Yongmao 馮永茂 RE Dealing in Securities 2012-09-11 2017-01-31
BAE607 FENG Yongmao 馮永茂 RE Advising on Securities 2012-09-11 2017-01-31
BAE607 FENG Yongmao 馮永茂 RE Advising on Corporate Finance 2012-09-11 2017-01-31
BAH851 CHAN Zi Wei, Gerald 陳子為 RE Dealing in Securities 2012-10-12 2015-01-08
BAH851 CHAN Zi Wei, Gerald 陳子為 RE Advising on Securities 2012-10-12 2015-01-08
BAH851 CHAN Zi Wei, Gerald 陳子為 RE Advising on Corporate Finance 2012-10-12 2015-01-08
BAI186 LI Wing Ting Aiva 李穎渟 RE Dealing in Securities 2012-10-17 2014-04-23
BAI186 LI Wing Ting Aiva 李穎渟 RE Advising on Securities 2012-10-17 2014-04-23
BAI186 LI Wing Ting Aiva 李穎渟 RE Advising on Corporate Finance 2012-10-17 2014-04-23
BAP760 NG Cheryl Pei Shan 吳佩珊 RE Dealing in Securities 2013-01-14 2013-12-10
BAV286 KANG Seung Hee 姜承熙 RE Dealing in Futures Contracts 2013-02-01 2013-04-20
BAV286 KANG Seung Hee 姜承熙 RE Advising on Futures Contracts 2013-02-01 2013-04-20
BAY076 KWAK Ill Hwan 郭日煥 RE Dealing in Securities 2014-02-07 2016-04-01
BAY076 KWAK Ill Hwan 郭日煥 RE Dealing in Futures Contracts 2013-02-27 2016-04-01
BAY076 KWAK Ill Hwan 郭日煥 RE Advising on Securities 2014-02-07 2016-04-01
BAY076 KWAK Ill Hwan 郭日煥 RE Advising on Futures Contracts 2013-02-27 2016-04-01
BAY479 ZHOU Weilong RE Dealing in Securities 2013-03-11 2015-05-14
BAY479 ZHOU Weilong RE Advising on Securities 2013-03-11 2015-05-14
BAY479 ZHOU Weilong RE Advising on Corporate Finance 2013-03-11 2015-05-14
BAZ767 DELANO Andrew Charles RE Dealing in Futures Contracts 2013-03-18 2016-12-08
BAZ767 DELANO Andrew Charles RO Dealing in Futures Contracts 2016-12-08 2018-03-29
BAZ767 DELANO Andrew Charles RE Advising on Futures Contracts 2013-03-18 2016-12-08
BAZ767 DELANO Andrew Charles RO Advising on Futures Contracts 2016-12-08 2018-03-29
BAZ774 CHUANG Kevin 莊泰榮 RE Dealing in Futures Contracts 2013-03-21 2014-04-15
BAZ774 CHUANG Kevin 莊泰榮 RE Advising on Futures Contracts 2013-03-21 2014-04-15
BAZ778 ESCANO Lorenzo Lim RE Dealing in Futures Contracts 2013-03-14 2013-11-30
BAZ778 ESCANO Lorenzo Lim RE Dealing in Futures Contracts 2014-03-07 2014-07-18
BAZ778 ESCANO Lorenzo Lim RE Advising on Futures Contracts 2013-03-14 2013-11-30
BAZ778 ESCANO Lorenzo Lim RE Advising on Futures Contracts 2014-03-07 2014-07-18
BAZ780 QUARMBY John David RE Dealing in Futures Contracts 2013-03-22 2015-02-19
BAZ780 QUARMBY John David RE Advising on Futures Contracts 2013-03-22 2015-02-19
BAZ781 CHENG Gary 鄭嘉堯 RE Dealing in Futures Contracts 2013-03-14
BAZ781 CHENG Gary 鄭嘉堯 RE Advising on Futures Contracts 2013-03-14
BBA280 CAMPBELL Bradley Donald RE Dealing in Futures Contracts 2013-04-02 2013-06-06
BBA280 CAMPBELL Bradley Donald RO Dealing in Futures Contracts 2013-06-06 2014-09-08
BBA280 CAMPBELL Bradley Donald RE Advising on Futures Contracts 2013-04-02 2013-06-06
BBA280 CAMPBELL Bradley Donald RO Advising on Futures Contracts 2013-06-06 2014-09-08
BBB067 ZENG Lu 曾璐 RE Dealing in Futures Contracts 2013-03-28 2016-09-15
BBB067 ZENG Lu 曾璐 RE Advising on Futures Contracts 2013-03-28 2016-09-15
BBB623 SHANKAR Madhav RE Dealing in Futures Contracts 2015-11-26 2016-02-05
BBB623 SHANKAR Madhav RO Dealing in Futures Contracts 2016-02-05 2017-01-09
BBB623 SHANKAR Madhav RE Advising on Futures Contracts 2015-11-26 2016-02-05
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BBD584 WENG Tao 翁韜 RE Dealing in Securities 2013-04-18 2015-01-08
BBD584 WENG Tao 翁韜 RE Advising on Securities 2013-04-18 2015-01-08
BBD584 WENG Tao 翁韜 RE Advising on Corporate Finance 2013-04-18 2015-01-08
BBD852 ANAPUZHA Rajagopal RE Dealing in Securities 2013-04-22 2014-03-27
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BBD852 ANAPUZHA Rajagopal RE Advising on Securities 2013-04-22 2014-03-27
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BBD852 ANAPUZHA Rajagopal RE Advising on Corporate Finance 2013-04-22 2014-03-27
BBD852 ANAPUZHA Rajagopal RO Advising on Corporate Finance 2014-03-27 2015-07-01
BBJ812 CHAN William RE Dealing in Securities 2013-06-05 2014-07-21
BBJ812 CHAN William RE Dealing in Futures Contracts 2014-02-04 2014-07-21
BBJ812 CHAN William RE Advising on Futures Contracts 2014-02-04 2014-07-21
BBL064 EAST Jeremy John RE Dealing in Futures Contracts 2013-06-17 2013-10-31
BBL064 EAST Jeremy John RO Dealing in Futures Contracts 2013-10-31 2017-04-07
BBL064 EAST Jeremy John RE Advising on Futures Contracts 2013-06-17 2013-10-31
BBL064 EAST Jeremy John RO Advising on Futures Contracts 2013-10-31 2017-04-07
BBL072 TSE Tanya Cheuk Lee 謝卓利 RE Dealing in Securities 2013-06-18 2014-05-15
BBL072 TSE Tanya Cheuk Lee 謝卓利 RE Advising on Securities 2013-06-18 2014-05-15
BBL072 TSE Tanya Cheuk Lee 謝卓利 RE Advising on Corporate Finance 2013-06-18 2014-05-15
BBL386 ZHANG Qianyi 張乾一 RE Dealing in Futures Contracts 2013-06-20 2015-10-28
BBL386 ZHANG Qianyi 張乾一 RE Advising on Futures Contracts 2013-06-20 2015-10-28
BBS888 LI Qiaohan 李峭寒 RE Dealing in Securities 2014-09-08 2015-01-08
BBS888 LI Qiaohan 李峭寒 RE Advising on Securities 2014-09-08 2015-01-08
BBS888 LI Qiaohan 李峭寒 RE Advising on Corporate Finance 2014-09-08 2015-01-08
BBT569 HUNG Ching Man 孔靖汶 RE Dealing in Securities 2013-08-22 2015-01-08
BBT569 HUNG Ching Man 孔靖汶 RE Advising on Securities 2013-08-22 2015-01-08
BBV891 QUAH Terence Fuxiang RE Dealing in Futures Contracts 2013-09-13 2015-09-11
BBV891 QUAH Terence Fuxiang RE Advising on Futures Contracts 2013-09-13 2015-09-11
BBV896 FANG Lin 方淋 RE Dealing in Futures Contracts 2013-09-10 2014-02-22
BBV896 FANG Lin 方淋 RE Advising on Futures Contracts 2013-09-10 2014-02-22
BBZ383 HUNG Karman Ka Man 洪嘉雯 RE Dealing in Securities 2013-10-02 2015-01-08
BBZ383 HUNG Karman Ka Man 洪嘉雯 RE Advising on Securities 2013-10-02 2015-01-08
BBZ383 HUNG Karman Ka Man 洪嘉雯 RE Advising on Corporate Finance 2013-10-02 2015-01-08
BBZ389 HUA Cheng RE Dealing in Securities 2013-10-02 2014-09-09
BBZ389 HUA Cheng RE Advising on Securities 2013-10-02 2014-09-09
BBZ389 HUA Cheng RE Advising on Corporate Finance 2013-10-02 2014-09-09
BBZ400 HAN Xu 韓旭 RE Dealing in Futures Contracts 2013-10-02 2014-04-30
BBZ400 HAN Xu 韓旭 RE Advising on Futures Contracts 2013-10-02 2014-04-30
BCA442 LEE Jean RE Dealing in Futures Contracts 2013-10-15 2015-10-07
BCA442 LEE Jean RE Advising on Futures Contracts 2013-10-15 2015-10-07
BCC468 TSOI Lon Ho 蔡朗豪 RE Dealing in Securities 2013-10-21 2015-06-19
BCC468 TSOI Lon Ho 蔡朗豪 RE Advising on Securities 2013-10-21 2015-06-19
BCC468 TSOI Lon Ho 蔡朗豪 RE Advising on Corporate Finance 2013-10-21 2015-06-19
BCE193 YUEH Yin-Chen 樂映辰 RE Advising on Corporate Finance 2013-10-29 2013-12-29
BCG149 CHEN Qi 陳奇 RE Dealing in Securities 2013-11-08 2014-05-31
BCG149 CHEN Qi 陳奇 RE Advising on Securities 2013-11-08 2014-05-31
BCG149 CHEN Qi 陳奇 RE Advising on Corporate Finance 2013-11-08 2014-05-31
BCH563 LI Jia 李佳 RE Dealing in Securities 2013-11-12 2014-11-03
BCH563 LI Jia 李佳 RE Advising on Securities 2013-11-12 2014-11-03
BCH563 LI Jia 李佳 RE Advising on Corporate Finance 2013-11-12 2014-11-03
BCH566 TANG Cheung Hing 鄧祥興 RE Dealing in Futures Contracts 2013-11-12 2015-10-27
BCH566 TANG Cheung Hing 鄧祥興 RE Advising on Futures Contracts 2013-11-12 2015-10-27
BCK713 CHAI Christine Hua 柴華 RE Dealing in Futures Contracts 2017-11-15
BCK713 CHAI Christine Hua 柴華 RE Advising on Futures Contracts 2017-11-15
BCT641 JIRARI Mohamed El Hadi RE Dealing in Securities 2014-01-23 2015-10-27
BCT641 JIRARI Mohamed El Hadi RE Dealing in Futures Contracts 2014-01-23 2015-10-27
BCT641 JIRARI Mohamed El Hadi RE Advising on Securities 2014-01-23 2015-10-27
BCT641 JIRARI Mohamed El Hadi RE Advising on Futures Contracts 2014-01-23 2015-10-27
BCT642 PHAN Steve Ngoc Hoang RE Dealing in Securities 2014-01-23 2015-10-27
BCT642 PHAN Steve Ngoc Hoang RE Dealing in Futures Contracts 2014-01-23 2015-10-27
BCT642 PHAN Steve Ngoc Hoang RE Advising on Securities 2014-01-23 2015-10-27
BCT642 PHAN Steve Ngoc Hoang RE Advising on Futures Contracts 2014-01-23 2015-10-27
BCU738 MAK Kai Ming 麥啟明 RE Dealing in Securities 2014-01-28 2016-04-01
BCU738 MAK Kai Ming 麥啟明 RE Dealing in Futures Contracts 2014-05-02 2016-04-01
BCU738 MAK Kai Ming 麥啟明 RE Advising on Securities 2014-05-02 2016-04-01
BCU738 MAK Kai Ming 麥啟明 RE Advising on Futures Contracts 2014-05-02 2016-04-01
BDA234 JIN Frank 金一鶴 RE Dealing in Securities 2014-02-28 2015-07-24
BDA234 JIN Frank 金一鶴 RE Advising on Securities 2014-02-28 2015-07-24
BDA234 JIN Frank 金一鶴 RE Advising on Corporate Finance 2014-02-28 2015-07-24
BDD498 LU Shen 盧慎 RE Dealing in Futures Contracts 2014-03-20 2015-10-27
BDD498 LU Shen 盧慎 RE Advising on Futures Contracts 2014-03-20 2015-10-27
BDE791 LI Jin 李進 RE Dealing in Futures Contracts 2014-04-01
BDE791 LI Jin 李進 RE Advising on Futures Contracts 2014-04-01
BDO989 LIU Lingming 劉凌明 RE Dealing in Futures Contracts 2014-06-16 2015-04-01
BDO989 LIU Lingming 劉凌明 RE Dealing in Futures Contracts 2017-03-14
BDO989 LIU Lingming 劉凌明 RE Advising on Futures Contracts 2014-06-16 2015-04-01
BDO989 LIU Lingming 劉凌明 RE Advising on Futures Contracts 2017-03-14
BDO990 SITTAS Georgios RE Dealing in Securities 2014-06-16 2016-08-03
BDO990 SITTAS Georgios RO Dealing in Securities 2016-08-03 2018-08-29
BDO990 SITTAS Georgios RE Dealing in Futures Contracts 2014-06-16 2016-08-03
BDO990 SITTAS Georgios RO Dealing in Futures Contracts 2016-08-03 2018-08-29
BDO990 SITTAS Georgios RE Advising on Securities 2014-06-16 2016-08-03
BDO990 SITTAS Georgios RO Advising on Securities 2016-08-03 2018-08-29
BDO990 SITTAS Georgios RE Advising on Futures Contracts 2014-06-16 2016-08-03
BDO990 SITTAS Georgios RO Advising on Futures Contracts 2016-08-03 2018-08-29
BDV652 YIP Ming Tak Martin RE Dealing in Securities 2014-07-23 2015-01-01
BDV652 YIP Ming Tak Martin RE Advising on Securities 2014-07-23 2015-01-01
BDV652 YIP Ming Tak Martin RE Advising on Corporate Finance 2014-07-23 2015-01-01
BEB745 KIM Hee Seung 金熙升 RE Dealing in Futures Contracts 2014-08-28 2016-09-03
BEB745 KIM Hee Seung 金熙升 RE Advising on Futures Contracts 2014-08-28 2016-09-03
BEC152 TAI Kwok Wan 戴國韻 RE Dealing in Futures Contracts 2014-09-03
BEC152 TAI Kwok Wan 戴國韻 RE Advising on Futures Contracts 2014-09-03
BEC791 LEE Koon Wong 李根旺 RE Dealing in Futures Contracts 2014-09-08 2016-12-03
BEC791 LEE Koon Wong 李根旺 RE Advising on Futures Contracts 2014-09-08 2016-12-03
BED052 CHOW Kenneth Tzetim 周梓添 RE Dealing in Securities 2014-09-11 2015-04-01
BED052 CHOW Kenneth Tzetim 周梓添 RE Advising on Securities 2014-09-11 2015-04-01
BED052 CHOW Kenneth Tzetim 周梓添 RE Advising on Corporate Finance 2014-09-11 2015-04-01
BEE084 SHEPPARD David Robert RE Dealing in Futures Contracts 2014-09-19 2014-10-09
BEE084 SHEPPARD David Robert RE Advising on Futures Contracts 2014-09-19 2014-10-09
BEE409 TSE Ka Yin 謝嘉妍 RE Dealing in Securities 2014-09-16 2015-10-27
BEE409 TSE Ka Yin 謝嘉妍 RE Advising on Securities 2014-09-16 2015-03-23
BEE409 TSE Ka Yin 謝嘉妍 RE Advising on Corporate Finance 2014-09-16 2015-03-23
BEE814 WANG Lan 王嵐 RE Dealing in Securities 2014-09-22 2015-11-09
BEE814 WANG Lan 王嵐 RE Advising on Securities 2014-09-22 2015-11-09
BEE814 WANG Lan 王嵐 RE Advising on Corporate Finance 2014-09-22 2015-11-09
BEI730 LEE Kok Siang 李國祥 RE Dealing in Securities 2014-10-20 2015-04-27
BEI730 LEE Kok Siang 李國祥 RE Advising on Securities 2014-10-20 2015-04-27
BEI730 LEE Kok Siang 李國祥 RE Advising on Corporate Finance 2014-10-20 2015-04-27
BEI733 TAN Jun Jie 陳俊杰 RE Dealing in Futures Contracts 2014-10-20 2018-06-01
BEI733 TAN Jun Jie 陳俊杰 RE Advising on Futures Contracts 2014-10-20 2018-06-01
BEM909 ZHANG Yingming 張瑩嫇 RE Dealing in Securities 2014-11-24 2015-12-17

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