Hong Kong SFC licence institution AAF351, Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司

These are the licence-holders that were found for SFC licence institution AAF351 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
KUBO Seisaku RO 1 2018-03-14
KUBO Seisaku RO 4 2018-03-14
KUBO Seisaku RO 9 2018-03-14
SHEK Wing Man 石詠文 RE 4 2017-03-07
SHEK Wing Man 石詠文 RE 9 2017-03-07
SHAO Shuai 邵帥 RE 9 2016-09-20
YEUNG Chun Chak 楊秦澤 RE 9 2016-09-20
KAWAMURA Takahiro RO 1 2016-07-27
SUN Liang 孫亮 RO 1 2016-07-27
SZE Bowen 施寶賢 RE 4 2016-03-16
SZE Bowen 施寶賢 RE 9 2016-03-16
YEUNG Chun Chak 楊秦澤 RE 1 2015-08-17
YEUNG Chun Chak 楊秦澤 RE 4 2015-08-17
SHAO Shuai 邵帥 RE 1 2014-08-08
SHAO Shuai 邵帥 RE 4 2014-08-08
LAU Lynch 劉念慈 RO 1 2014-07-04
SUN Liang 孫亮 RO 4 2012-05-28
SUN Liang 孫亮 RO 9 2012-05-28
KAWAMURA Takahiro RO 4 2011-08-29
KAWAMURA Takahiro RO 9 2011-08-29
LAW Wing Sze 羅穎思 RE 4 2008-11-03
KWONG Ming Yan, Fanny 鄺明欣 RE 4 2008-04-17
KWONG Ming Yan, Fanny 鄺明欣 RE 9 2008-04-17
LAU Lynch 劉念慈 RE 4 2007-08-01
LAU Lynch 劉念慈 RE 9 2007-08-01
LAW Wing Sze 羅穎思 RE 9 2003-04-01
FOK Sze Ting 霍思婷 RE 1 2017-10-04 2018-04-10
FOK Sze Ting 霍思婷 RE 4 2017-10-04 2018-04-10
FOK Sze Ting 霍思婷 RE 9 2017-10-04 2018-04-10
HARADA Yasuhiro 原田靖大 RO 1 2015-06-24 2017-12-20
HARADA Yasuhiro 原田靖大 RO 4 2015-06-24 2017-12-20
HARADA Yasuhiro 原田靖大 RO 9 2015-06-24 2017-12-20
KONG Ching Hong, Alan 江政康 RE 1 2017-03-07 2017-08-05
KONG Ching Hong, Alan 江政康 RE 4 2017-03-07 2017-08-05
KONG Ching Hong, Alan 江政康 RE 9 2017-03-07 2017-08-05
TSE Win Yee, Annie 謝永怡 RO 1 2013-08-29 2017-02-11
TSE Win Yee, Annie 謝永怡 RO 4 2012-05-07 2017-02-11
TSE Win Yee, Annie 謝永怡 RO 9 2012-05-07 2017-02-11
XU Na 徐娜 RE 9 2016-09-20 2017-01-01
XU Na 徐娜 RE 1 2016-06-21 2017-01-01
XU Na 徐娜 RE 4 2016-06-21 2017-01-01
HO Tak Nam, Queeny 何德藍 RE 4 2009-07-30 2016-06-18
HO Tak Nam, Queeny 何德藍 RE 9 2009-07-30 2016-06-18
SU Wen 蘇文 RE 1 2014-08-15 2016-05-10
SU Wen 蘇文 RE 4 2014-08-15 2016-05-10
SU Wen 蘇文 RE 9 2014-08-15 2016-05-10
HARPER Anthony Joseph RE 1 2016-01-08 2016-03-09
HARPER Anthony Joseph RE 4 2016-01-08 2016-03-09
HARPER Anthony Joseph RE 9 2016-01-08 2016-03-09
HO Hoi Lam, Anita 何海琳 RE 1 2015-07-24 2015-11-20
HO Hoi Lam, Anita 何海琳 RE 4 2015-07-24 2015-11-20
HO Hoi Lam, Anita 何海琳 RE 9 2015-07-24 2015-11-20
TAM Chung Him 談仲騫 RE 9 2008-06-16 2015-07-01
OGIWARA Yasuaki RO 1 2013-05-20 2015-04-15
OGIWARA Yasuaki RO 4 2012-06-05 2015-04-15
OGIWARA Yasuaki RO 9 2012-06-05 2015-04-15
YOKOTA Yasuhiro RO 4 2005-09-02 2015-03-31
YOKOTA Yasuhiro RO 9 2005-09-02 2015-03-31
ZHOU Siyang RE 1 2013-05-31 2014-12-10
ZHOU Siyang RE 4 2013-01-03 2014-12-10
ZHOU Siyang RE 9 2013-01-03 2014-12-10
YUNG Kai Po Anthony 容啓寶 RE 1 2013-08-09 2014-11-19
YUNG Kai Po Anthony 容啓寶 RE 4 2013-08-09 2014-11-19
CHAN Suet Fei 陳雪飛 RE 9 2008-07-18 2014-08-07
LI Hiu Mui 李曉玫 RE 9 2005-08-25 2014-08-07
TSE Sze Man, Bonny 謝思敏 RE 1 2013-07-30 2014-05-10
TSE Sze Man, Bonny 謝思敏 RE 4 2013-07-30 2014-05-10
TSE Sze Man, Bonny 謝思敏 RE 9 2013-07-30 2014-05-10
HUNG Janice Fortuna RE 1 2013-05-31 2014-04-15
HUNG Janice Fortuna RE 4 2009-01-19 2014-04-15
HUNG Janice Fortuna RE 9 2009-01-19 2014-04-15
SUDO Takafumi 須藤貴史 RO 1 2013-05-20 2013-10-07
SUDO Takafumi 須藤貴史 RO 4 2012-04-26 2013-10-07
SUDO Takafumi 須藤貴史 RO 9 2012-04-26 2013-10-07
CHENG Shou Shan 程守善 RO 1 2013-05-20 2013-08-27
CHENG Shou Shan 程守善 RE 4 2011-10-31 2013-08-27
CHENG Shou Shan 程守善 RE 9 2011-10-31 2013-08-27
SUN Liang 孫亮 RE 4 2011-04-27 2012-05-28
SUN Liang 孫亮 RE 9 2011-04-27 2012-05-28
NAKANO Toru RO 4 2010-10-07 2012-05-22
NAKANO Toru RO 9 2010-10-07 2012-05-22
TSE Win Yee, Annie 謝永怡 RE 4 2008-10-03 2012-05-07
TSE Win Yee, Annie 謝永怡 RE 9 2008-10-03 2012-05-07
LEE King Yu 李景愉 RO 4 2004-12-21 2012-02-23
LEE King Yu 李景愉 RO 9 2004-12-21 2012-02-23
KAWAMURA Takahiro RE 4 2010-06-15 2011-08-29
KAWAMURA Takahiro RE 9 2010-06-15 2011-08-29
HIRAMATSU Go 平松剛 RO 4 2008-02-28 2011-08-24
HIRAMATSU Go 平松剛 RO 9 2008-02-28 2011-08-24
XU Xiangli 許向麗 RE 4 2007-07-31 2010-12-03
XU Xiangli 許向麗 RE 9 2007-07-31 2010-12-03
SHEN Xiaomin 沈曉民 RE 4 2004-10-29 2010-11-19
SHEN Xiaomin 沈曉民 RE 9 2004-03-09 2010-11-19
OKUMA Motofumi 大熊素文 RE 4 2008-07-25 2010-06-24
OKUMA Motofumi 大熊素文 RE 9 2008-07-25 2010-06-24
WONG Ka Kuen 黃嘉權 RE 4 2007-10-17 2009-11-24
WONG Ka Kuen 黃嘉權 RE 9 2007-10-17 2009-11-24
OHASHI Sotaro 大橋聰太郎 RE 4 2007-12-06 2009-07-01
OHASHI Sotaro 大橋聰太郎 RE 9 2007-12-06 2009-07-01
INOSE Tomoyoshi RE 4 2007-08-30 2009-07-01
INOSE Tomoyoshi RE 9 2007-08-30 2009-07-01
LAW Yan Ni, Freda 羅茵妮 RE 9 2003-04-01 2009-06-23
MURAO Yuichi RE 4 2009-01-19 2009-02-19
KAWABE Takahiro RE 4 2009-01-19 2009-02-19
CHEUNG Wai Chung 張偉聰 RE 4 2007-06-21 2009-01-29
CHEUNG Wai Chung 張偉聰 RE 9 2007-06-21 2009-01-29
UMEMORI Masahiro 梅森雅宏 RO 4 2003-04-01 2008-11-04
UMEMORI Masahiro 梅森雅宏 RO 9 2003-04-01 2008-11-04
MO Wai Hong, Matthew 毛偉康 RE 4 2007-07-09 2008-09-09
MO Wai Hong, Matthew 毛偉康 RE 9 2007-07-09 2008-09-09
MURAO Yuichi RE 4 2008-07-24 2008-08-24
KAWABE Takahiro RE 4 2008-07-24 2008-08-24
KODAMA Madoka RE 4 2005-09-26 2008-07-14
KODAMA Madoka RE 9 2005-09-26 2008-07-14
MURAO Yuichi RE 4 2008-01-22 2008-02-22
NAKAJIMA Tomoyuki RE 4 2008-01-22 2008-02-22
MURAO Yuichi RE 4 2007-08-15 2007-09-14
NAKAJIMA Tomoyuki RE 4 2007-08-15 2007-09-14
YU Ka Yee, Sandra 余嘉儀 RE 4 2003-04-01 2007-06-30
YU Ka Yee, Sandra 余嘉儀 RE 9 2003-04-01 2007-06-30
FUNG Si Huen, Alan 馮時煖 RE 4 2006-08-10 2007-03-02
FUNG Si Huen, Alan 馮時煖 RE 9 2006-08-10 2007-03-02
CHEUNG Chi Ho 張志豪 RE 4 2003-04-01 2007-03-02
CHEUNG Chi Ho 張志豪 RE 9 2003-04-01 2007-03-02
MURAO Yuichi RE 4 2007-01-22 2007-02-22
NAKAJIMA Tomoyuki RE 4 2007-01-22 2007-02-22
INOSE Tomoyoshi RE 4 2006-01-16 2006-09-16
INOSE Tomoyoshi RE 9 2006-01-16 2006-09-16
ISHIKAWA Noritada RO 4 2003-04-01 2006-04-21
ISHIKAWA Noritada RO 9 2003-04-01 2006-04-21
KUBO Seisaku RE 4 2004-10-29 2005-10-17
KUBO Seisaku RE 9 2004-07-15 2005-10-17
NG Ching Han 伍靜嫺 RE 9 2003-04-01 2005-06-27
MURAO Yuichi RE 4 2005-04-20 2005-06-01
LEE King Yu 李景愉 RE 4 2004-10-29 2004-12-21
LEE King Yu 李景愉 RE 9 2004-10-21 2004-12-21
ISHIKAWA Noritada RO 1 2003-04-01 2004-12-16
ISHIKAWA Noritada RO 5 2003-04-01 2004-12-16
ISHIKAWA Noritada RO 6 2003-04-01 2004-12-16
UMEMORI Masahiro 梅森雅宏 RO 1 2003-04-01 2004-12-16
UMEMORI Masahiro 梅森雅宏 RO 5 2003-04-01 2004-12-16
CHEUNG Chi Ho 張志豪 RE 1 2003-04-01 2004-11-01
CHEUNG Chi Ho 張志豪 RE 6 2003-04-01 2004-11-01
NG Ching Han 伍靜嫺 RE 1 2003-04-01 2004-11-01
NG Ching Han 伍靜嫺 RE 4 2003-04-01 2004-11-01
NG Ching Han 伍靜嫺 RE 6 2003-04-01 2004-11-01
LAW Wing Sze 羅穎思 RE 1 2003-04-01 2004-11-01
LAW Wing Sze 羅穎思 RE 4 2003-04-01 2004-11-01
LAW Wing Sze 羅穎思 RE 6 2003-04-01 2004-11-01
YU Ka Yee, Sandra 余嘉儀 RE 1 2003-04-01 2004-11-01
YU Ka Yee, Sandra 余嘉儀 RE 6 2003-04-01 2004-11-01
LAW Yan Ni, Freda 羅茵妮 RE 1 2003-04-01 2004-11-01
LAW Yan Ni, Freda 羅茵妮 RE 4 2003-04-01 2004-11-01
LAW Yan Ni, Freda 羅茵妮 RE 5 2003-04-01 2004-11-01
LAW Yan Ni, Freda 羅茵妮 RE 6 2003-04-01 2004-11-01
KUBO Seisaku RE 5 2004-07-15 2004-10-29
TSE Raymond 謝禮文 RE 1 2003-04-01 2004-06-26
TSE Raymond 謝禮文 RE 4 2003-04-01 2004-06-26
TSE Raymond 謝禮文 RE 6 2003-04-01 2004-06-26
TSE Raymond 謝禮文 RE 9 2003-04-01 2004-06-26
KASAHARA Shigeto RE 4 2003-04-01 2004-04-09
KASAHARA Shigeto RE 6 2003-04-01 2004-04-09
KASAHARA Shigeto RE 9 2003-04-01 2004-04-09
HUI Wai Man 許偉民 RE 5 2003-04-25 2003-10-23
HUI Wai Man 許偉民 RE 1 2003-04-23 2003-10-23
HUI Wai Man 許偉民 RE 4 2003-04-23 2003-10-23
HUI Wai Man 許偉民 RE 9 2003-04-23 2003-10-23

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