Hong Kong SFC licence institution AAF378, Ten & Ten Securities Company 全美證券行

These are the licence-holders that were found for SFC licence institution AAF378 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF386 CHIU Che Leung, Stephen 趙子良 RO Dealing in Securities 2003-04-01 2004-12-31
AAF386 CHIU Che Leung, Stephen 趙子良 RO Advising on Securities 2003-04-01 2004-12-31
AAF386 CHIU Che Leung, Stephen 趙子良 RO Advising on Corporate Finance 2003-04-01 2004-12-09
AAF386 CHIU Che Leung, Stephen 趙子良 RO Asset Management 2003-04-01 2004-12-31
AAF398 CHAN Kam Wai, William 陳錦威 RE Dealing in Securities 2003-04-01 2004-11-30
AAF398 CHAN Kam Wai, William 陳錦威 RE Advising on Securities 2003-04-01 2003-11-10
AAF398 CHAN Kam Wai, William 陳錦威 RE Advising on Corporate Finance 2003-04-01 2003-11-10
AAF398 CHAN Kam Wai, William 陳錦威 RE Asset Management 2003-04-01 2003-11-10
AAF412 SHAM Shu Kwan 岑樹堃 RE Dealing in Securities 2003-04-01 2005-01-12
AAF412 SHAM Shu Kwan 岑樹堃 RE Advising on Securities 2003-04-01 2003-11-10
AAF412 SHAM Shu Kwan 岑樹堃 RE Advising on Corporate Finance 2003-04-01 2003-11-10
AAF412 SHAM Shu Kwan 岑樹堃 RE Asset Management 2003-04-01 2003-11-10
AAF418 WONG Chun Lung 王春龍 RE Dealing in Securities 2003-04-01 2004-12-31
AAF418 WONG Chun Lung 王春龍 RE Advising on Securities 2003-04-01 2004-02-18
AAF418 WONG Chun Lung 王春龍 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AAF418 WONG Chun Lung 王春龍 RE Asset Management 2003-04-01 2004-02-18
AEL255 CHIU Kendy 趙堅迪 RE Dealing in Securities 2003-04-01 2004-11-30
AEL255 CHIU Kendy 趙堅迪 RE Advising on Securities 2003-04-01 2004-03-30
AEL255 CHIU Kendy 趙堅迪 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AEL255 CHIU Kendy 趙堅迪 RE Asset Management 2003-04-01 2004-03-30

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