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Hong Kong SFC licensed institution AAF425
HSBC Global Asset Management Holdings (Bahamas) Limited

Below are the licence-holders that were found for SFC licence institution AAF425 on the SFC website.

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC683 PICKERELL Blair Chilton RO Advising on Securities 2003-07-22 2007-05-31
AAC683 PICKERELL Blair Chilton RO Asset Management 2003-07-22 2007-05-31
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Securities 2003-06-06 2006-07-25
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Securities 2010-10-26 2011-05-13
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Futures Contracts 2003-06-06 2006-07-25
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Futures Contracts 2010-06-11 2011-05-13
AAJ072 EBRAHIM Ayaz Hatim RO Asset Management 2003-06-06 2006-07-25
AAJ072 EBRAHIM Ayaz Hatim RO Asset Management 2010-10-26 2011-05-13
AAK403 MOK Wan Yu, Philip 莫韻餘 RO Advising on Futures Contracts 2011-06-02 2015-02-28
AAK751 SPENCE Susannah Mary RO Advising on Securities 2006-01-18
AAK751 SPENCE Susannah Mary RE Advising on Futures Contracts 2006-01-18
AAK751 SPENCE Susannah Mary RO Asset Management 2006-01-18
AAO493 HAU Wai Yin, Winnie 侯慧賢 RO Advising on Securities 2006-01-18 2011-07-29
AAO493 HAU Wai Yin, Winnie 侯慧賢 RE Advising on Futures Contracts 2006-01-18 2011-07-29
AAO493 HAU Wai Yin, Winnie 侯慧賢 RO Asset Management 2006-01-18 2011-07-29
ABL820 AU King Lun 區景麟 RO Advising on Securities 2003-04-01 2008-08-01
ABL820 AU King Lun 區景麟 RO Advising on Futures Contracts 2003-04-01 2008-08-01
ABL820 AU King Lun 區景麟 RO Advising on Corporate Finance 2003-04-01 2004-05-07
ABL820 AU King Lun 區景麟 RO Asset Management 2003-04-01 2008-08-01
ABX785 LIU Alan Chi Lun 廖志崙 RO Advising on Securities 2004-03-19 2005-08-03
ABX785 LIU Alan Chi Lun 廖志崙 RO Advising on Futures Contracts 2004-03-19 2005-08-03
ABX785 LIU Alan Chi Lun 廖志崙 RO Asset Management 2004-03-19 2005-08-03
ABZ796 LUK Wai Shum 陸慧心 RE Advising on Securities 2012-10-24
ABZ796 LUK Wai Shum 陸慧心 RE Asset Management 2012-10-24
ACB033 CHOW Yin Kwan 周妍君 RO Advising on Securities 2006-01-18 2007-03-30
ACB033 CHOW Yin Kwan 周妍君 RE Advising on Futures Contracts 2006-01-18 2007-03-30
ACB033 CHOW Yin Kwan 周妍君 RO Asset Management 2006-01-18 2007-03-30
ACL453 YIP Sze Ki 葉士奇 RO Advising on Securities 2011-06-09 2014-08-01
ACL453 YIP Sze Ki 葉士奇 RO Advising on Futures Contracts 2011-05-04 2014-08-01
ACL453 YIP Sze Ki 葉士奇 RO Asset Management 2011-06-09 2014-08-01
ACP445 CHAU Wing Yu, Lydia 周穎愉 RE Advising on Securities 2012-10-12
ACP445 CHAU Wing Yu, Lydia 周穎愉 RE Asset Management 2012-10-12
ACR544 PAI Husan 白浩森 RO Advising on Futures Contracts 2011-06-07 2014-12-31
ACW506 WONG Ching, Jane 黃菁 RE Advising on Securities 2012-10-16 2013-01-31
ACW506 WONG Ching, Jane 黃菁 RE Asset Management 2012-10-16 2013-01-31
ADX752 CHOW Man Yiu, Paul 周文耀 RO Advising on Securities 2003-04-01 2003-04-30
ADX752 CHOW Man Yiu, Paul 周文耀 RO Advising on Corporate Finance 2003-04-01 2003-04-30
ADX752 CHOW Man Yiu, Paul 周文耀 RO Asset Management 2003-04-01 2003-04-30
AED561 GOLDFELD Leon RE Advising on Securities 2004-07-20 2004-09-09
AED561 GOLDFELD Leon RO Advising on Securities 2004-09-09 2010-06-18
AED561 GOLDFELD Leon RE Advising on Futures Contracts 2004-07-20 2004-09-09
AED561 GOLDFELD Leon RO Advising on Futures Contracts 2004-09-09 2010-06-18
AED561 GOLDFELD Leon RE Asset Management 2004-07-20 2004-09-09
AED561 GOLDFELD Leon RO Asset Management 2004-09-09 2010-06-18
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Advising on Securities 2012-10-17
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Asset Management 2012-10-17
AFS654 MALDONADO-CODINA Guillermo Eduardo RO Advising on Securities 2012-05-24
AFS654 MALDONADO-CODINA Guillermo Eduardo RO Advising on Futures Contracts 2011-09-19
AFS654 MALDONADO-CODINA Guillermo Eduardo RO Asset Management 2011-09-19
AFW549 SZE Woon Sang 史煥生 RE Advising on Securities 2015-04-29
AFW549 SZE Woon Sang 史煥生 RE Asset Management 2015-04-29
AIY478 CONXICOEUR Patrice Pierre Henri RO Advising on Securities 2008-07-28 2015-05-06
AIY478 CONXICOEUR Patrice Pierre Henri RO Advising on Futures Contracts 2008-07-28 2015-05-06
AIY478 CONXICOEUR Patrice Pierre Henri RO Asset Management 2008-07-28 2015-05-06
ALZ486 WONG Ling Sze, Susanna 王玲思 RE Advising on Securities 2012-11-27 2014-02-28
ALZ486 WONG Ling Sze, Susanna 王玲思 RE Asset Management 2013-02-15 2014-02-28
AMN703 TSANG Tak Yung Raymond 曾德庸 RE Advising on Securities 2015-12-18
AMN703 TSANG Tak Yung Raymond 曾德庸 RE Asset Management 2015-12-18
ANE311 KOO Julie J RO Advising on Securities 2011-06-09 2015-02-06
ANE311 KOO Julie J RO Asset Management 2011-06-09 2015-02-06
APC553 APENBRINK Rudolf Eduard Walter RO Advising on Securities 2007-07-03 2010-10-01
APC553 APENBRINK Rudolf Eduard Walter RO Asset Management 2007-07-03 2010-10-01
APG270 SHEEHAN Benjamin Septimus RE Advising on Securities 2013-09-25 2016-09-19
APG270 SHEEHAN Benjamin Septimus RE Asset Management 2013-09-25 2016-09-19
AQD385 HAN Bin 韓檳 RE Advising on Securities 2017-03-20
AQD385 HAN Bin 韓檳 RE Asset Management 2017-03-20
AQR075 BROWN Alison Rosemary RO Advising on Securities 2018-07-10
AQZ995 HUI Lam 許琳 RE Advising on Securities 2012-10-16 2013-07-31
AQZ995 HUI Lam 許琳 RE Asset Management 2012-10-16 2013-07-31
ARL756 PANG So Sum, Rio 彭素心 RE Advising on Securities 2012-10-16
ARL756 PANG So Sum, Rio 彭素心 RE Asset Management 2012-10-16
ASH964 GOULD Denis James RO Advising on Securities 2011-10-12
ASH964 GOULD Denis James RO Advising on Futures Contracts 2011-10-12
ASH964 GOULD Denis James RO Asset Management 2011-10-12
ATV304 BOTELHO BASTOS Pedro Augusto RE Advising on Securities 2014-06-12 2014-06-25
ATV304 BOTELHO BASTOS Pedro Augusto RO Advising on Securities 2014-06-25
ATV304 BOTELHO BASTOS Pedro Augusto RO Advising on Futures Contracts 2018-08-07
ATV304 BOTELHO BASTOS Pedro Augusto RE Asset Management 2014-06-12 2014-06-25
ATV304 BOTELHO BASTOS Pedro Augusto RO Asset Management 2014-06-25
AUC354 LAM Fung Ling 林鋒凌 RE Advising on Securities 2014-07-10
AUC354 LAM Fung Ling 林鋒凌 RE Asset Management 2014-07-10
AUM594 HO May Wai, Judy 何美蕙 RE Advising on Securities 2015-11-11
AUM594 HO May Wai, Judy 何美蕙 RE Asset Management 2015-11-11
AUW071 MUNRO Joanna Mary RO Advising on Securities 2011-05-09 2014-07-03
AUW071 MUNRO Joanna Mary RO Asset Management 2011-05-09 2014-07-03
AWF683 CHOI Sae Joon RE Advising on Securities 2012-10-12 2014-08-11
AWF683 CHOI Sae Joon RE Asset Management 2012-10-12 2014-08-11
AWW061 TANG May See, Michelle 鄧美詩 RE Advising on Securities 2012-10-12 2014-06-23
AWW061 TANG May See, Michelle 鄧美詩 RE Asset Management 2012-10-12 2014-06-23
AXE055 LAM Lung, Edward 林隆 RE Advising on Securities 2012-10-12 2013-12-10
AXE055 LAM Lung, Edward 林隆 RE Asset Management 2012-10-12 2013-12-10
AYR243 KIM Joseph RE Advising on Securities 2012-10-12 2014-01-14
AYR243 KIM Joseph RE Asset Management 2012-10-12 2014-01-14
AYX302 LIU Kwan Kiu 廖君翹 RE Advising on Securities 2012-10-22 2015-01-30
AYX302 LIU Kwan Kiu 廖君翹 RE Asset Management 2012-10-22 2015-01-30
AZC677 LEE Wai Nam, Bonnie 李慧楠 RE Advising on Securities 2013-12-12
AZC677 LEE Wai Nam, Bonnie 李慧楠 RE Asset Management 2013-12-12
BAN230 LO Pui Ki 勞佩琪 RE Advising on Securities 2016-11-01
BAN230 LO Pui Ki 勞佩琪 RE Asset Management 2016-11-01
BAP964 BOARDMAN Luke Jonathan RE Advising on Securities 2012-12-24 2015-07-24
BAP964 BOARDMAN Luke Jonathan RE Asset Management 2012-12-24 2015-07-24
BDC882 MANAKTALA Aneesh RE Advising on Securities 2014-03-18
BDC882 MANAKTALA Aneesh RE Asset Management 2014-03-18
BDE776 YUEN Kayla 袁熙棠 RE Advising on Securities 2014-04-01
BDE776 YUEN Kayla 袁熙棠 RE Asset Management 2014-04-01
BDF471 LAM Sin Yee 林茜儀 RE Advising on Securities 2014-04-07 2016-03-08
BDF471 LAM Sin Yee 林茜儀 RE Asset Management 2014-04-07 2016-03-08
BDI413 LING Sze Kei 凌思其 RE Advising on Securities 2014-04-22 2018-06-26
BDI413 LING Sze Kei 凌思其 RE Asset Management 2014-04-22 2018-06-26
BDI855 KWONG Siu To 鄺小桃 RE Advising on Securities 2014-04-29
BDI855 KWONG Siu To 鄺小桃 RE Asset Management 2014-04-29
BDO734 LANG Lang 郎朗 RE Advising on Securities 2014-06-16 2014-07-23
BDO734 LANG Lang 郎朗 RE Asset Management 2014-06-16 2014-07-23
BEU976 LIN Michelle 林旻璇 RE Advising on Securities 2015-01-13
BEU976 LIN Michelle 林旻璇 RE Asset Management 2015-01-13
BFA016 WONG Wing Hoi Jane 黃穎凱 RE Advising on Securities 2015-02-24
BFA016 WONG Wing Hoi Jane 黃穎凱 RE Asset Management 2015-02-24
BFA433 CHUNG Kyung Il RE Advising on Securities 2015-02-27
BFA433 CHUNG Kyung Il RE Asset Management 2015-02-27
BFR528 LIM Ji Youn 林智娟 RE Advising on Securities 2015-06-23
BFR528 LIM Ji Youn 林智娟 RE Asset Management 2015-06-23
BFR567 LI Tao 黎濤 RE Advising on Securities 2015-06-23 2017-01-13
BFR567 LI Tao 黎濤 RE Asset Management 2015-06-23 2017-01-13
BGG010 YEUNG Yim Lan 楊艷蘭 RE Advising on Securities 2018-06-15 2018-08-13
BGG010 YEUNG Yim Lan 楊艷蘭 RE Asset Management 2018-06-15 2018-08-13
BHP663 CHIM Ho Yan 詹可欣 RE Advising on Securities 2016-06-13 2018-01-17
BHP663 CHIM Ho Yan 詹可欣 RE Asset Management 2016-06-13 2018-01-17
BNH517 LEE Tsz Ho 李梓豪 RE Advising on Securities 2018-08-01
BNH517 LEE Tsz Ho 李梓豪 RE Asset Management 2018-08-01

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