Hong Kong SFC licence institution AAF425, HSBC Global Asset Management Holdings (Bahamas) Limited

These are the licence-holders that were found for SFC licence institution AAF425 on the SFC website.

The JSON format for this data is here.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
YEUNG Yim Lan 楊艷蘭 RE 4 2018-06-15
YEUNG Yim Lan 楊艷蘭 RE 9 2018-06-15
HAN Bin 韓檳 RE 4 2017-03-20
HAN Bin 韓檳 RE 9 2017-03-20
LO Pui Ki 勞佩琪 RE 4 2016-11-01
LO Pui Ki 勞佩琪 RE 9 2016-11-01
TSANG Tak Yung Raymond 曾德庸 RE 4 2015-12-18
TSANG Tak Yung Raymond 曾德庸 RE 9 2015-12-18
HO May Wai, Judy 何美蕙 RE 4 2015-11-11
HO May Wai, Judy 何美蕙 RE 9 2015-11-11
LIM Ji Youn 林智娟 RE 4 2015-06-23
LIM Ji Youn 林智娟 RE 9 2015-06-23
SZE Woon Sang 史煥生 RE 4 2015-04-29
SZE Woon Sang 史煥生 RE 9 2015-04-29
CHUNG Kyung Il RE 4 2015-02-27
CHUNG Kyung Il RE 9 2015-02-27
WONG Wing Hoi Jane 黃穎凱 RE 4 2015-02-24
WONG Wing Hoi Jane 黃穎凱 RE 9 2015-02-24
LIN Michelle 林旻璇 RE 4 2015-01-13
LIN Michelle 林旻璇 RE 9 2015-01-13
LAM Fung Ling 林鋒凌 RE 4 2014-07-10
LAM Fung Ling 林鋒凌 RE 9 2014-07-10
BOTELHO BASTOS Pedro Augusto RO 4 2014-06-25
BOTELHO BASTOS Pedro Augusto RO 9 2014-06-25
KWONG Siu To 鄺小桃 RE 4 2014-04-29
KWONG Siu To 鄺小桃 RE 9 2014-04-29
LING Sze Kei 凌思其 RE 4 2014-04-22
LING Sze Kei 凌思其 RE 9 2014-04-22
YUEN Kayla 袁儷嘉 RE 4 2014-04-01
YUEN Kayla 袁儷嘉 RE 9 2014-04-01
MANAKTALA Aneesh RE 4 2014-03-18
MANAKTALA Aneesh RE 9 2014-03-18
LEE Wai Nam, Bonnie 李慧楠 RE 4 2013-12-12
LEE Wai Nam, Bonnie 李慧楠 RE 9 2013-12-12
LUK Wai Shum 陸慧心 RE 4 2012-10-24
LUK Wai Shum 陸慧心 RE 9 2012-10-24
NGAI Tak Sing, Alfred 魏德星 RE 4 2012-10-17
NGAI Tak Sing, Alfred 魏德星 RE 9 2012-10-17
PANG So Sum, Rio 彭素心 RE 4 2012-10-16
PANG So Sum, Rio 彭素心 RE 9 2012-10-16
CHAU Wing Yu, Lydia 周穎愉 RE 4 2012-10-12
CHAU Wing Yu, Lydia 周穎愉 RE 9 2012-10-12
MALDONADO-CODINA Guillermo Eduardo RO 4 2012-05-24
GOULD Denis James RO 4 2011-10-12
GOULD Denis James RO 5 2011-10-12
GOULD Denis James RO 9 2011-10-12
MALDONADO-CODINA Guillermo Eduardo RO 5 2011-09-19
MALDONADO-CODINA Guillermo Eduardo RO 9 2011-09-19
SPENCE Susannah Mary RO 4 2006-01-18
SPENCE Susannah Mary RE 5 2006-01-18
SPENCE Susannah Mary RO 9 2006-01-18
CHIM Ho Yan 詹可欣 RE 4 2016-06-13 2018-01-17
CHIM Ho Yan 詹可欣 RE 9 2016-06-13 2018-01-17
LI Tao 黎濤 RE 4 2015-06-23 2017-01-13
LI Tao 黎濤 RE 9 2015-06-23 2017-01-13
SHEEHAN Benjamin Septimus RE 4 2013-09-25 2016-09-19
SHEEHAN Benjamin Septimus RE 9 2013-09-25 2016-09-19
LAM Sin Yee 林茜儀 RE 4 2014-04-07 2016-03-08
LAM Sin Yee 林茜儀 RE 9 2014-04-07 2016-03-08
BOARDMAN Luke Jonathan RE 4 2012-12-24 2015-07-24
BOARDMAN Luke Jonathan RE 9 2012-12-24 2015-07-24
CONXICOEUR Patrice Pierre Henri RO 4 2008-07-28 2015-05-06
CONXICOEUR Patrice Pierre Henri RO 5 2008-07-28 2015-05-06
CONXICOEUR Patrice Pierre Henri RO 9 2008-07-28 2015-05-06
MOK Wan Yu, Philip 莫韻餘 RO 5 2011-06-02 2015-02-28
KOO Julie J RO 4 2011-06-09 2015-02-06
KOO Julie J RO 9 2011-06-09 2015-02-06
LIU Kwan Kiu 廖君翹 RE 4 2012-10-22 2015-01-30
LIU Kwan Kiu 廖君翹 RE 9 2012-10-22 2015-01-30
PAI Husan 白浩森 RO 5 2011-06-07 2014-12-31
CHOI Sae Joon RE 4 2012-10-12 2014-08-11
CHOI Sae Joon RE 9 2012-10-12 2014-08-11
YIP Sze Ki 葉士奇 RO 4 2011-06-09 2014-08-01
YIP Sze Ki 葉士奇 RO 9 2011-06-09 2014-08-01
YIP Sze Ki 葉士奇 RO 5 2011-05-04 2014-08-01
LANG Lang 郎朗 RE 4 2014-06-16 2014-07-23
LANG Lang 郎朗 RE 9 2014-06-16 2014-07-23
MUNRO Joanna Mary RO 4 2011-05-09 2014-07-03
MUNRO Joanna Mary RO 9 2011-05-09 2014-07-03
BOTELHO BASTOS Pedro Augusto RE 4 2014-06-12 2014-06-25
BOTELHO BASTOS Pedro Augusto RE 9 2014-06-12 2014-06-25
TANG May See, Michelle 鄧美詩 RE 4 2012-10-12 2014-06-23
TANG May See, Michelle 鄧美詩 RE 9 2012-10-12 2014-06-23
WONG Ling Sze, Susanna 王玲思 RE 9 2013-02-15 2014-02-28
WONG Ling Sze, Susanna 王玲思 RE 4 2012-11-27 2014-02-28
KIM Joseph RE 4 2012-10-12 2014-01-14
KIM Joseph RE 9 2012-10-12 2014-01-14
LAM Lung, Edward 林隆 RE 4 2012-10-12 2013-12-10
LAM Lung, Edward 林隆 RE 9 2012-10-12 2013-12-10
HUI Lam 許琳 RE 4 2012-10-16 2013-07-31
HUI Lam 許琳 RE 9 2012-10-16 2013-07-31
WONG Ching, Jane 黃菁 RE 4 2012-10-16 2013-01-31
WONG Ching, Jane 黃菁 RE 9 2012-10-16 2013-01-31
HAU Wai Yin, Winnie 侯慧賢 RO 4 2006-01-18 2011-07-29
HAU Wai Yin, Winnie 侯慧賢 RE 5 2006-01-18 2011-07-29
HAU Wai Yin, Winnie 侯慧賢 RO 9 2006-01-18 2011-07-29
EBRAHIM Ayaz Hatim RO 4 2010-10-26 2011-05-13
EBRAHIM Ayaz Hatim RO 9 2010-10-26 2011-05-13
EBRAHIM Ayaz Hatim RO 5 2010-06-11 2011-05-13
APENBRINK Rudolf Eduard Walter RO 4 2007-07-03 2010-10-01
APENBRINK Rudolf Eduard Walter RO 9 2007-07-03 2010-10-01
GOLDFELD Leon RO 4 2004-09-09 2010-06-18
GOLDFELD Leon RO 5 2004-09-09 2010-06-18
GOLDFELD Leon RO 9 2004-09-09 2010-06-18
AU King Lun 區景麟 RO 4 2003-04-01 2008-08-01
AU King Lun 區景麟 RO 5 2003-04-01 2008-08-01
AU King Lun 區景麟 RO 9 2003-04-01 2008-08-01
PICKERELL Blair Chilton RO 4 2003-07-22 2007-05-31
PICKERELL Blair Chilton RO 9 2003-07-22 2007-05-31
CHOW Yin Kwan 周妍君 RO 4 2006-01-18 2007-03-30
CHOW Yin Kwan 周妍君 RE 5 2006-01-18 2007-03-30
CHOW Yin Kwan 周妍君 RO 9 2006-01-18 2007-03-30
EBRAHIM Ayaz Hatim RO 4 2003-06-06 2006-07-25
EBRAHIM Ayaz Hatim RO 5 2003-06-06 2006-07-25
EBRAHIM Ayaz Hatim RO 9 2003-06-06 2006-07-25
LIU Alan Chi Lun 廖志崙 RO 4 2004-03-19 2005-08-03
LIU Alan Chi Lun 廖志崙 RO 5 2004-03-19 2005-08-03
LIU Alan Chi Lun 廖志崙 RO 9 2004-03-19 2005-08-03
GOLDFELD Leon RE 4 2004-07-20 2004-09-09
GOLDFELD Leon RE 5 2004-07-20 2004-09-09
GOLDFELD Leon RE 9 2004-07-20 2004-09-09
AU King Lun 區景麟 RO 6 2003-04-01 2004-05-07
CHOW Man Yiu, Paul 周文耀 RO 4 2003-04-01 2003-04-30
CHOW Man Yiu, Paul 周文耀 RO 6 2003-04-01 2003-04-30
CHOW Man Yiu, Paul 周文耀 RO 9 2003-04-01 2003-04-30

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