Hong Kong SFC licence institution AAF428, HPEF Capital Partners Limited 匯睿資本有限公司

These are the licence-holders that were found for SFC licence institution AAF428 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABG342 RAFFINI George Alton RO Advising on Securities 2003-04-01 2015-12-31
ABG342 RAFFINI George Alton RO Advising on Corporate Finance 2003-04-01 2004-03-12
ABG342 RAFFINI George Alton RO Asset Management 2003-04-01 2015-12-31
ABY452 LEUNG Ieng Kit 梁英杰 RE Advising on Securities 2003-04-01 2003-11-05
ABY452 LEUNG Ieng Kit 梁英杰 RE Advising on Corporate Finance 2003-04-01 2003-11-05
ABY452 LEUNG Ieng Kit 梁英杰 RE Asset Management 2003-04-01 2011-01-01
ACB065 THOMPSON Marcus Peter Strutt RO Advising on Securities 2003-04-01
ACB065 THOMPSON Marcus Peter Strutt RO Advising on Corporate Finance 2003-04-01 2004-03-12
ACB065 THOMPSON Marcus Peter Strutt RO Asset Management 2003-04-01 2015-12-31
ACD408 LEE Kiu Wing, Kenneth 李僑榮 RO Advising on Securities 2003-04-01 2005-11-01
ACD408 LEE Kiu Wing, Kenneth 李僑榮 RO Asset Management 2003-04-01 2005-11-01
ACP149 YU Kit Wai, Laetitia 余潔蕙 RE Advising on Securities 2003-04-01 2018-07-17
ACP149 YU Kit Wai, Laetitia 余潔蕙 RO Advising on Securities 2018-07-17
ACP149 YU Kit Wai, Laetitia 余潔蕙 RE Advising on Corporate Finance 2003-04-01 2004-03-15
ACP149 YU Kit Wai, Laetitia 余潔蕙 RE Asset Management 2003-04-01 2015-12-31
ACP201 NAGLE Alasdair Gordon RO Advising on Securities 2003-04-01 2012-08-01
ACP201 NAGLE Alasdair Gordon RO Advising on Corporate Finance 2003-04-01 2004-03-12
ACP201 NAGLE Alasdair Gordon RO Asset Management 2003-04-01 2012-08-01
ADB377 LEUNG Yiu Hung, Raymond 梁耀雄 RE Advising on Securities 2003-04-01 2003-11-05
ADB377 LEUNG Yiu Hung, Raymond 梁耀雄 RO Advising on Securities 2010-11-12 2014-07-01
ADB377 LEUNG Yiu Hung, Raymond 梁耀雄 RE Advising on Corporate Finance 2003-04-01 2003-11-05
ADB377 LEUNG Yiu Hung, Raymond 梁耀雄 RE Asset Management 2003-04-01 2010-11-12
ADB377 LEUNG Yiu Hung, Raymond 梁耀雄 RO Asset Management 2010-11-12 2014-07-01
ADE339 WONG Yin Man, Raymond Richard 黃賢敏 RE Advising on Securities 2003-04-01 2004-04-15
ADE339 WONG Yin Man, Raymond Richard 黃賢敏 RE Advising on Securities 2004-09-20 2016-12-01
ADE339 WONG Yin Man, Raymond Richard 黃賢敏 RE Advising on Corporate Finance 2003-04-01 2004-03-15
ADE339 WONG Yin Man, Raymond Richard 黃賢敏 RE Asset Management 2003-04-01 2015-12-31
ADK172 LEE Seng Chow 李成就 RE Advising on Securities 2006-09-11 2007-07-31
ADK172 LEE Seng Chow 李成就 RE Asset Management 2006-09-11 2007-07-31
ADW053 WARNER Vincent James RO Advising on Securities 2003-04-01 2007-05-23
ADW053 WARNER Vincent James RO Advising on Corporate Finance 2003-04-01 2003-06-12
ADW053 WARNER Vincent James RO Asset Management 2003-04-01 2007-05-23
ADY920 LEE Cristi Boon-yee 李本儀 RE Advising on Securities 2003-04-01 2004-04-15
ADY920 LEE Cristi Boon-yee 李本儀 RE Advising on Securities 2004-09-20 2005-05-09
ADY920 LEE Cristi Boon-yee 李本儀 RE Advising on Corporate Finance 2003-04-01 2004-03-15
ADY920 LEE Cristi Boon-yee 李本儀 RE Asset Management 2003-04-01 2005-05-09
AEM718 KANG Paul Choon Wai 江春威 RE Advising on Securities 2003-04-01 2004-04-13
AEM718 KANG Paul Choon Wai 江春威 RE Advising on Securities 2004-09-20 2006-12-01
AEM718 KANG Paul Choon Wai 江春威 RO Advising on Securities 2006-12-01 2015-12-01
AEM718 KANG Paul Choon Wai 江春威 RE Advising on Corporate Finance 2003-04-01 2004-03-15
AEM718 KANG Paul Choon Wai 江春威 RE Asset Management 2003-04-01 2006-12-01
AEM718 KANG Paul Choon Wai 江春威 RO Asset Management 2006-12-01 2015-12-01
AEM719 HO Clara 何淑韻 RE Advising on Securities 2003-04-01 2003-11-05
AEM719 HO Clara 何淑韻 RE Advising on Securities 2004-09-20 2012-03-01
AEM719 HO Clara 何淑韻 RE Advising on Corporate Finance 2003-04-01 2003-11-05
AEM719 HO Clara 何淑韻 RE Asset Management 2003-04-01 2012-03-01
AEM720 SIM Glory 沈暉 RE Advising on Securities 2003-04-01 2004-04-13
AEM720 SIM Glory 沈暉 RE Advising on Securities 2004-09-20 2017-09-19
AEM720 SIM Glory 沈暉 RO Advising on Securities 2017-09-19
AEM720 SIM Glory 沈暉 RE Advising on Corporate Finance 2003-04-01 2004-03-15
AEM720 SIM Glory 沈暉 RE Asset Management 2003-04-01 2015-12-31
AEU172 CHAN Yat Fai, Sonny 陳日輝 RE Advising on Securities 2004-10-14 2005-04-14
AEU172 CHAN Yat Fai, Sonny 陳日輝 RE Advising on Securities 2005-08-23 2014-05-01
AEU172 CHAN Yat Fai, Sonny 陳日輝 RE Asset Management 2004-10-14 2005-04-14
AEU172 CHAN Yat Fai, Sonny 陳日輝 RE Asset Management 2005-08-23 2014-05-01
AFF394 CHEN Po Chang 陳伯昌 RO Advising on Securities 2003-04-01 2006-06-30
AFF394 CHEN Po Chang 陳伯昌 RO Asset Management 2003-04-01 2006-06-30
AFS471 KWOK Wai Kwan, Amy 郭慧坤 RE Advising on Securities 2003-04-01 2003-06-13
AFS471 KWOK Wai Kwan, Amy 郭慧坤 RE Advising on Securities 2004-09-20 2017-06-16
AFS471 KWOK Wai Kwan, Amy 郭慧坤 RE Advising on Corporate Finance 2003-04-01 2003-06-13
AFS471 KWOK Wai Kwan, Amy 郭慧坤 RE Asset Management 2003-04-01 2015-12-31
AFW202 CHIANG Wen Chee, Wendy 蔣韻慈 RE Advising on Securities 2003-04-01 2006-08-25
AFW202 CHIANG Wen Chee, Wendy 蔣韻慈 RE Advising on Corporate Finance 2003-04-01 2004-03-15
AFW202 CHIANG Wen Chee, Wendy 蔣韻慈 RE Asset Management 2003-04-01 2006-08-25
AGG535 SAVAGE James Frederick RE Advising on Securities 2003-04-01 2003-11-05
AGG535 SAVAGE James Frederick RE Advising on Corporate Finance 2003-04-01 2003-11-05
AGG535 SAVAGE James Frederick RE Asset Management 2003-04-01 2015-05-30
AGL758 HSU Jun Lee 許俊立 RE Advising on Securities 2003-04-01 2003-06-13
AGL758 HSU Jun Lee 許俊立 RE Advising on Securities 2004-09-20 2015-12-31
AGL758 HSU Jun Lee 許俊立 RE Advising on Corporate Finance 2003-04-01 2003-06-13
AGL758 HSU Jun Lee 許俊立 RE Asset Management 2003-04-01 2015-12-31
AGN016 LEE C. K. RE Advising on Securities 2003-04-01 2003-06-13
AGN016 LEE C. K. RE Advising on Corporate Finance 2003-04-01 2003-06-13
AGN016 LEE C. K. RE Asset Management 2003-04-01 2004-01-14
AGU583 STEWART James Herbert RE Advising on Securities 2003-04-01 2010-12-17
AGU583 STEWART James Herbert RO Advising on Securities 2010-12-17 2017-09-22
AGU583 STEWART James Herbert RE Advising on Corporate Finance 2003-04-01 2004-03-15
AGU583 STEWART James Herbert RE Asset Management 2003-04-01 2010-12-17
AGU583 STEWART James Herbert RO Asset Management 2010-12-17 2015-12-31
AHA414 KIM Tai Gon RE Advising on Securities 2003-04-01 2004-04-13
AHA414 KIM Tai Gon RE Advising on Securities 2004-09-20 2006-12-01
AHA414 KIM Tai Gon RO Advising on Securities 2006-12-01 2013-10-28
AHA414 KIM Tai Gon RE Advising on Corporate Finance 2003-04-01 2004-03-15
AHA414 KIM Tai Gon RE Asset Management 2003-04-01 2006-12-01
AHA414 KIM Tai Gon RO Asset Management 2006-12-01 2013-10-28
AHI797 CHIDAMBARAM Srinivas RE Advising on Securities 2003-04-01 2003-06-13
AHI797 CHIDAMBARAM Srinivas RE Advising on Corporate Finance 2003-04-01 2003-06-13
AHI797 CHIDAMBARAM Srinivas RE Asset Management 2003-04-01 2003-10-27
AKP432 MAN Bernard 文振宇 RE Advising on Securities 2005-08-17
AKP432 MAN Bernard 文振宇 RE Asset Management 2005-08-17 2015-12-31
AKV096 TSE Tik Yang, Denis 謝迪洋 RE Asset Management 2004-08-10 2008-04-04
ALE787 HONG Lance Yong RE Advising on Securities 2004-10-20 2013-03-01
ALE787 HONG Lance Yong RE Asset Management 2004-10-20 2013-03-01
ALT766 SHEN Jing Wu 沈敬武 RE Advising on Securities 2005-04-11 2009-02-17
ALT766 SHEN Jing Wu 沈敬武 RO Advising on Securities 2009-02-17 2016-03-23
ALT766 SHEN Jing Wu 沈敬武 RE Asset Management 2005-04-11 2009-02-17
ALT766 SHEN Jing Wu 沈敬武 RO Asset Management 2009-02-17 2015-12-31
ALW175 LEE Jung Yup 李政燁 RE Advising on Securities 2005-04-19 2016-04-29
ALW175 LEE Jung Yup 李政燁 RE Asset Management 2005-04-19 2015-12-31
ALZ832 NG Douglas RE Advising on Securities 2005-07-20 2006-01-20
ALZ832 NG Douglas RE Advising on Securities 2006-04-21 2011-07-27
ALZ832 NG Douglas RO Advising on Securities 2011-07-27 2014-12-24
ALZ832 NG Douglas RE Asset Management 2005-07-20 2006-01-20
ALZ832 NG Douglas RE Asset Management 2006-04-21 2011-07-27
ALZ832 NG Douglas RO Asset Management 2011-07-27 2014-12-24
AME328 LAU Jessica Chuk-Kay 劉卓姬 RE Advising on Securities 2005-07-20 2006-01-20
AME328 LAU Jessica Chuk-Kay 劉卓姬 RE Advising on Securities 2006-04-20 2016-10-31
AME328 LAU Jessica Chuk-Kay 劉卓姬 RE Asset Management 2005-07-20 2006-01-20
AME328 LAU Jessica Chuk-Kay 劉卓姬 RE Asset Management 2006-04-20 2015-12-31
AMH414 KANG Calvin Kyunghoon RE Advising on Securities 2008-03-11 2010-12-01
AMH414 KANG Calvin Kyunghoon RE Asset Management 2008-03-11 2010-12-01
AML732 BUDIJONO Ridwan RE Advising on Securities 2007-04-04 2011-07-01
AML732 BUDIJONO Ridwan RE Asset Management 2007-05-22 2011-07-01
AMW870 WANG Chung Kai 王重凱 RE Asset Management 2006-01-25 2015-12-31
ANH781 LEE Richard RE Asset Management 2006-06-08 2006-11-03
AOA174 LI Xian 李晰安 RE Advising on Securities 2007-01-19 2007-01-26
AOA174 LI Xian 李晰安 RE Asset Management 2007-01-19 2007-01-26
AOB899 GU Zhigang 顧志剛 RE Asset Management 2007-01-19 2007-07-19
AQE085 XU Hankun 徐晗坤 RE Asset Management 2009-07-03 2011-04-01
AQM240 LEE Chi Haeng 李志行 RE Advising on Securities 2013-07-08 2015-09-22
AQM240 LEE Chi Haeng 李志行 RE Asset Management 2013-07-08 2015-09-22
ARF408 HO Koon Hau Damian Peter 何君豪 RE Advising on Securities 2008-07-17 2011-03-19
ARF408 HO Koon Hau Damian Peter 何君豪 RE Asset Management 2008-07-17 2011-03-19
ARV058 HUANG Sheng Han 黃聖涵 RE Asset Management 2008-11-24 2015-10-31
AWS584 CHANG Kuang Hsian RE Advising on Securities 2011-01-27 2014-02-01
AWS584 CHANG Kuang Hsian RE Asset Management 2011-01-27 2014-02-01
AXF445 KIM Chi Hyun 金致鉉 RE Advising on Securities 2011-04-26 2015-10-18
AXF445 KIM Chi Hyun 金致鉉 RE Asset Management 2011-04-26 2015-10-18
AXL877 GOLIONO Henri 吳清智 RE Advising on Securities 2011-06-27 2014-04-01
AXL877 GOLIONO Henri 吳清智 RE Asset Management 2011-06-27 2014-04-01
AYW278 UTOMO Mufti RE Advising on Securities 2013-03-11 2014-03-01
AYW278 UTOMO Mufti RE Asset Management 2013-03-11 2014-03-01
BAP377 JIN Seong Hwan RE Advising on Securities 2012-12-13 2016-01-11
BAP377 JIN Seong Hwan RE Asset Management 2012-12-13 2015-12-31
BDZ912 TONG Junjie 唐君杰 RE Advising on Securities 2014-08-12 2015-04-01
BDZ912 TONG Junjie 唐君杰 RE Asset Management 2014-08-12 2015-04-01
BEA162 LIE Dhanny Ruslie 李育正 RE Advising on Securities 2014-08-14 2015-05-12
BEA162 LIE Dhanny Ruslie 李育正 RE Asset Management 2014-08-14 2015-05-12

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