Hong Kong SFC licence institution AAF432, Fosun Hani Securities Limited 復星恆利證券有限公司

These are the licence-holders that were found for SFC licence institution AAF432 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA515 LAI Sek Pui 黎錫培 RE Dealing in Securities 2003-04-01
AAA515 LAI Sek Pui 黎錫培 RE Advising on Securities 2003-04-01 2005-03-10
AAA515 LAI Sek Pui 黎錫培 RE Advising on Corporate Finance 2003-04-01 2005-03-10
AAA515 LAI Sek Pui 黎錫培 RE Providing Automated Trading Services 2003-04-01 2005-03-10
AAA515 LAI Sek Pui 黎錫培 RE Asset Management 2003-04-01 2005-03-10
AAA709 LAI Fai Chuen 黎輝荃 RE Dealing in Securities 2005-07-05 2014-11-01
AAA732 AU YEUNG Yu Kwan, Michael 歐陽汝鈞 RE Dealing in Securities 2005-09-21 2013-02-01
AAC706 YU Kwan Lung 余君龍 RO Dealing in Securities 2003-04-01 2012-05-14
AAC706 YU Kwan Lung 余君龍 RO Advising on Securities 2003-04-01 2012-05-14
AAC706 YU Kwan Lung 余君龍 RO Advising on Corporate Finance 2003-04-01 2004-10-21
AAC706 YU Kwan Lung 余君龍 RO Providing Automated Trading Services 2003-04-01 2004-10-21
AAC706 YU Kwan Lung 余君龍 RO Asset Management 2003-04-01 2004-10-21
AAD666 CHEUNG Kai Kwong 張啟光 RO Dealing in Securities 2003-04-01 2015-09-25
AAD666 CHEUNG Kai Kwong 張啟光 RO Advising on Securities 2003-04-01 2015-09-25
AAD666 CHEUNG Kai Kwong 張啟光 RO Advising on Corporate Finance 2003-04-01 2015-12-31
AAD666 CHEUNG Kai Kwong 張啟光 RO Providing Automated Trading Services 2003-04-01 2004-11-02
AAD666 CHEUNG Kai Kwong 張啟光 RO Asset Management 2003-04-01 2004-11-02
AAI567 SO Chak Ming 蘇澤明 RO Dealing in Securities 2003-04-01 2015-07-01
AAI567 SO Chak Ming 蘇澤明 RO Advising on Securities 2003-04-01 2015-07-01
AAI567 SO Chak Ming 蘇澤明 RO Advising on Corporate Finance 2003-04-01 2004-10-21
AAI567 SO Chak Ming 蘇澤明 RO Providing Automated Trading Services 2003-04-01 2004-10-21
AAI567 SO Chak Ming 蘇澤明 RO Asset Management 2003-04-01 2004-10-21
AAY229 LEUNG Lai Kam 梁禮琴 RE Dealing in Securities 2003-04-01
AAY229 LEUNG Lai Kam 梁禮琴 RE Advising on Securities 2003-04-01 2005-03-09
AAY229 LEUNG Lai Kam 梁禮琴 RE Advising on Corporate Finance 2003-04-01 2005-03-09
AAY229 LEUNG Lai Kam 梁禮琴 RE Providing Automated Trading Services 2003-04-01 2005-03-09
AAY229 LEUNG Lai Kam 梁禮琴 RE Asset Management 2003-04-01 2005-03-09
ABI107 LEE Po Ling, Bernita 李寶玲 RE Dealing in Securities 2003-04-01
ABI107 LEE Po Ling, Bernita 李寶玲 RE Advising on Securities 2003-04-01 2005-03-09
ABI107 LEE Po Ling, Bernita 李寶玲 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ABI107 LEE Po Ling, Bernita 李寶玲 RE Providing Automated Trading Services 2003-04-01 2005-03-09
ABI107 LEE Po Ling, Bernita 李寶玲 RE Asset Management 2003-04-01 2005-03-09
ABM772 WONG Wing To 王永濤 RE Dealing in Securities 2004-02-27 2006-06-30
ABP985 KONG Ka Fai, Simon 江嘉輝 RE Dealing in Securities 2003-07-02 2007-06-30
ABV579 HUI Chor Kwan 許佐群 RE Dealing in Securities 2003-04-01 2015-11-01
ABV579 HUI Chor Kwan 許佐群 RE Advising on Securities 2003-04-01 2005-03-05
ABV579 HUI Chor Kwan 許佐群 RE Advising on Corporate Finance 2003-04-01 2005-03-05
ABV579 HUI Chor Kwan 許佐群 RE Providing Automated Trading Services 2003-04-01 2005-03-05
ABV579 HUI Chor Kwan 許佐群 RE Asset Management 2003-04-01 2005-03-05
ACG159 AU Chuen Cheong 區銓昌 RE Dealing in Securities 2005-07-05
ACN575 LI Chiu, Jamie 李超 RE Dealing in Securities 2015-09-14 2015-11-18
ACN575 LI Chiu, Jamie 李超 RO Dealing in Securities 2015-11-18 2016-06-17
ACN575 LI Chiu, Jamie 李超 RE Advising on Securities 2015-09-14 2015-11-18
ACN575 LI Chiu, Jamie 李超 RO Advising on Securities 2015-11-18 2016-06-17
ACT219 HUI Mei Hang 許美珩 RE Dealing in Securities 2003-04-01 2015-11-01
ACT219 HUI Mei Hang 許美珩 RE Advising on Securities 2003-04-01 2005-03-09
ACT219 HUI Mei Hang 許美珩 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ACT219 HUI Mei Hang 許美珩 RE Providing Automated Trading Services 2003-04-01 2005-03-09
ACT219 HUI Mei Hang 許美珩 RE Asset Management 2003-04-01 2005-03-09
ACZ323 HO Kwok Wai 何國偉 RE Dealing in Securities 2003-06-16 2016-11-03
ACZ323 HO Kwok Wai 何國偉 RE Providing Automated Trading Services 2003-06-16 2004-12-22
ADA335 WONG Long Sau, Ivis 黃朗修 RE Dealing in Securities 2016-08-25 2016-10-25
ADA335 WONG Long Sau, Ivis 黃朗修 RO Dealing in Securities 2016-10-25 2017-05-31
ADG059 YEUNG Yiu Bong, Anthony 楊燿邦 RO Dealing in Securities 2003-04-01 2015-09-25
ADG059 YEUNG Yiu Bong, Anthony 楊燿邦 RO Advising on Securities 2003-04-01 2015-12-31
ADG059 YEUNG Yiu Bong, Anthony 楊燿邦 RO Advising on Corporate Finance 2003-04-01 2015-12-31
ADG059 YEUNG Yiu Bong, Anthony 楊燿邦 RO Providing Automated Trading Services 2003-04-01 2004-10-29
ADG059 YEUNG Yiu Bong, Anthony 楊燿邦 RO Asset Management 2003-04-01 2004-10-29
ADG148 CHEUNG Suk Ying 張淑瑩 RE Dealing in Securities 2014-03-07 2015-12-15
ADG148 CHEUNG Suk Ying 張淑瑩 RO Dealing in Securities 2003-04-01 2014-03-07
ADG148 CHEUNG Suk Ying 張淑瑩 RE Advising on Securities 2014-03-07 2015-12-15
ADG148 CHEUNG Suk Ying 張淑瑩 RO Advising on Securities 2003-04-01 2014-03-07
ADG148 CHEUNG Suk Ying 張淑瑩 RE Advising on Corporate Finance 2014-03-07 2015-12-15
ADG148 CHEUNG Suk Ying 張淑瑩 RO Advising on Corporate Finance 2003-04-01 2004-10-21
ADG148 CHEUNG Suk Ying 張淑瑩 RO Advising on Corporate Finance 2007-12-18 2014-03-07
ADG148 CHEUNG Suk Ying 張淑瑩 RO Providing Automated Trading Services 2003-04-01 2004-10-21
ADG148 CHEUNG Suk Ying 張淑瑩 RE Asset Management 2008-08-01 2015-12-15
ADG148 CHEUNG Suk Ying 張淑瑩 RO Asset Management 2003-04-01 2004-10-21
ADH459 LAM Nancy Juliette 林蘭倩 RE Dealing in Securities 2005-08-18 2006-11-30
ADH539 YU Man Hung 余萬雄 RE Dealing in Securities 2003-04-01
ADH539 YU Man Hung 余萬雄 RE Advising on Securities 2003-04-01 2005-03-09
ADH539 YU Man Hung 余萬雄 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ADH539 YU Man Hung 余萬雄 RE Providing Automated Trading Services 2003-04-01 2005-03-09
ADH539 YU Man Hung 余萬雄 RE Asset Management 2003-04-01 2005-03-09
ADH549 CHIN Sze Ngai, Andy 錢司毅 RE Dealing in Securities 2003-04-01 2014-04-01
ADH549 CHIN Sze Ngai, Andy 錢司毅 RE Advising on Securities 2003-04-01 2005-03-09
ADH549 CHIN Sze Ngai, Andy 錢司毅 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ADH549 CHIN Sze Ngai, Andy 錢司毅 RE Providing Automated Trading Services 2003-04-01 2005-03-09
ADH549 CHIN Sze Ngai, Andy 錢司毅 RE Asset Management 2003-04-01 2005-03-09
ADI252 LEE Ha Young 李夏榮 RE Dealing in Securities 2010-10-19 2010-11-25
ADI252 LEE Ha Young 李夏榮 RO Dealing in Securities 2010-11-25 2012-02-27
ADI448 CHENG Suk Ching 鄭淑貞 RE Dealing in Securities 2003-04-01
ADI448 CHENG Suk Ching 鄭淑貞 RE Advising on Securities 2003-04-01 2005-03-14
ADI448 CHENG Suk Ching 鄭淑貞 RE Advising on Corporate Finance 2003-04-01 2005-03-14
ADI448 CHENG Suk Ching 鄭淑貞 RE Providing Automated Trading Services 2003-04-01 2005-03-14
ADI448 CHENG Suk Ching 鄭淑貞 RE Asset Management 2003-04-01 2005-03-14
ADJ896 YAU Chi Nam 游賜南 RE Dealing in Securities 2003-04-01 2016-09-01
ADJ896 YAU Chi Nam 游賜南 RE Advising on Securities 2003-04-01 2005-03-09
ADJ896 YAU Chi Nam 游賜南 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ADJ896 YAU Chi Nam 游賜南 RE Providing Automated Trading Services 2003-04-01 2005-03-09
ADJ896 YAU Chi Nam 游賜南 RE Asset Management 2003-04-01 2005-03-09
ADN450 CHAN Angie 陳安芝 RE Dealing in Securities 2003-04-01 2014-12-30
ADN450 CHAN Angie 陳安芝 RO Dealing in Securities 2014-12-30 2015-03-31
ADN450 CHAN Angie 陳安芝 RE Advising on Securities 2003-04-01 2005-03-09
ADN450 CHAN Angie 陳安芝 RE Advising on Securities 2012-06-25 2014-12-30
ADN450 CHAN Angie 陳安芝 RO Advising on Securities 2014-12-30 2015-03-31
ADN450 CHAN Angie 陳安芝 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ADN450 CHAN Angie 陳安芝 RE Providing Automated Trading Services 2003-04-01 2005-03-09
ADN450 CHAN Angie 陳安芝 RE Asset Management 2003-04-01 2005-03-09
ADR136 CHAN Chi Lun 陳子倫 RE Dealing in Securities 2003-04-01 2004-12-31
ADR136 CHAN Chi Lun 陳子倫 RE Advising on Securities 2003-04-01 2004-12-31
ADR136 CHAN Chi Lun 陳子倫 RE Advising on Corporate Finance 2003-04-01 2004-12-31
ADR136 CHAN Chi Lun 陳子倫 RE Providing Automated Trading Services 2003-04-01 2004-12-31
ADR136 CHAN Chi Lun 陳子倫 RE Asset Management 2003-04-01 2004-12-31
ADR331 CHUNG Tak Ming 鍾德明 RO Advising on Corporate Finance 2008-06-23 2015-07-17
ADR331 CHUNG Tak Ming 鍾德明 RO Asset Management 2008-06-23 2015-07-17
ADS616 CHAN Kwok Sang 陳國生 RE Dealing in Securities 2005-04-12 2005-09-02
ADT592 LAU Yuk Lung 劉旭龍 RE Dealing in Securities 2005-07-05
ADW153 CHOW Wai Keung 鄒偉強 RE Dealing in Securities 2003-04-01 2014-08-13
ADW153 CHOW Wai Keung 鄒偉強 RE Advising on Securities 2003-04-01 2005-03-09
ADW153 CHOW Wai Keung 鄒偉強 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ADW153 CHOW Wai Keung 鄒偉強 RE Providing Automated Trading Services 2003-04-01 2005-03-09
ADW153 CHOW Wai Keung 鄒偉強 RE Asset Management 2003-04-01 2005-03-09
AEC036 LI Sau Kei, David 李秀琦 RE Dealing in Securities 2003-04-01 2005-07-28
AEC036 LI Sau Kei, David 李秀琦 RE Advising on Securities 2003-04-01 2005-03-30
AEC036 LI Sau Kei, David 李秀琦 RE Advising on Corporate Finance 2003-04-01 2005-03-30
AEC036 LI Sau Kei, David 李秀琦 RE Providing Automated Trading Services 2003-04-01 2004-12-22
AEC036 LI Sau Kei, David 李秀琦 RE Asset Management 2003-04-01 2004-12-22
AEK750 LAI Kai Kuen 黎啟權 RE Dealing in Securities 2003-04-01 2014-11-01
AEK750 LAI Kai Kuen 黎啟權 RE Advising on Securities 2003-04-01 2005-03-30
AEK750 LAI Kai Kuen 黎啟權 RE Advising on Corporate Finance 2003-04-01 2005-03-30
AEK750 LAI Kai Kuen 黎啟權 RE Providing Automated Trading Services 2003-04-01 2004-12-22
AEK750 LAI Kai Kuen 黎啟權 RE Asset Management 2003-04-01 2004-12-22
AEZ021 WONG Wai Man 王慧敏 RE Dealing in Securities 2018-05-31
AFD206 LEUNG Nim Chee 梁念慈 RE Dealing in Securities 2003-04-01
AFD206 LEUNG Nim Chee 梁念慈 RE Advising on Securities 2003-04-01 2005-03-05
AFD206 LEUNG Nim Chee 梁念慈 RE Advising on Corporate Finance 2003-04-01 2005-03-05
AFD206 LEUNG Nim Chee 梁念慈 RE Providing Automated Trading Services 2003-04-01 2005-03-05
AFD206 LEUNG Nim Chee 梁念慈 RE Asset Management 2003-04-01 2005-03-05
AFJ234 KWONG Wai Fong 鄺惠芳 RE Dealing in Securities 2003-04-01 2003-12-04
AFJ234 KWONG Wai Fong 鄺惠芳 RE Advising on Securities 2003-04-01 2003-12-04
AFJ234 KWONG Wai Fong 鄺惠芳 RE Advising on Corporate Finance 2003-04-01 2003-12-04
AFJ234 KWONG Wai Fong 鄺惠芳 RE Providing Automated Trading Services 2003-04-01 2003-12-04
AFJ234 KWONG Wai Fong 鄺惠芳 RE Asset Management 2003-04-01 2003-12-04
AFU394 WAN Ming Kwan 溫明坤 RO Advising on Corporate Finance 2008-06-23 2015-07-13
AFU394 WAN Ming Kwan 溫明坤 RO Asset Management 2008-06-23 2015-07-13
AFV357 WONG Kam Fook 黃金福 RE Dealing in Securities 2003-04-01 2015-11-10
AFV357 WONG Kam Fook 黃金福 RE Advising on Securities 2003-04-01 2005-03-05
AFV357 WONG Kam Fook 黃金福 RE Advising on Corporate Finance 2003-04-01 2005-03-05
AFV357 WONG Kam Fook 黃金福 RE Providing Automated Trading Services 2003-04-01 2005-03-05
AFV357 WONG Kam Fook 黃金福 RE Asset Management 2003-04-01 2005-03-05
AFX339 FU Kwong Lui 符廣磊 RE Dealing in Securities 2003-04-01 2005-03-08
AFX339 FU Kwong Lui 符廣磊 RE Advising on Securities 2003-04-01 2005-03-05
AFX339 FU Kwong Lui 符廣磊 RE Advising on Corporate Finance 2003-04-01 2005-03-05
AFX339 FU Kwong Lui 符廣磊 RE Providing Automated Trading Services 2003-04-01 2005-03-05
AFX339 FU Kwong Lui 符廣磊 RE Asset Management 2003-04-01 2005-03-05
AFX946 CHENG Arthur 鄭斌宜 RE Dealing in Securities 2017-06-09
AFX946 CHENG Arthur 鄭斌宜 RO Advising on Corporate Finance 2017-06-09
AGB950 SUEN Tze Wo 孫子和 RE Dealing in Securities 2003-04-01 2005-09-02
AGB950 SUEN Tze Wo 孫子和 RE Advising on Securities 2003-04-01 2003-08-01
AGB950 SUEN Tze Wo 孫子和 RE Advising on Corporate Finance 2003-04-01 2003-08-01
AGB950 SUEN Tze Wo 孫子和 RE Providing Automated Trading Services 2003-04-01 2004-12-22
AGB950 SUEN Tze Wo 孫子和 RE Asset Management 2003-04-01 2003-08-01
AHH576 HO Ming Yan 何明欣 RE Dealing in Securities 2017-03-27 2017-04-10
AHH576 HO Ming Yan 何明欣 RO Dealing in Securities 2017-04-10 2017-05-05
AHH576 HO Ming Yan 何明欣 RE Advising on Corporate Finance 2017-03-27 2017-04-10
AHH576 HO Ming Yan 何明欣 RO Advising on Corporate Finance 2017-04-10 2017-05-05
AIW306 TSE Shing Heng 謝承亨 RE Dealing in Securities 2003-06-13 2009-12-15
AIW306 TSE Shing Heng 謝承亨 RO Dealing in Securities 2009-12-15
AIW306 TSE Shing Heng 謝承亨 RE Advising on Securities 2009-12-15
AIW306 TSE Shing Heng 謝承亨 RE Providing Automated Trading Services 2003-06-13 2004-12-22
AIW306 TSE Shing Heng 謝承亨 RE Asset Management 2008-06-23 2017-02-03
AIW306 TSE Shing Heng 謝承亨 RO Asset Management 2017-02-03
AIW318 TSANG Kong Kit 曾江潔 RE Dealing in Securities 2003-06-13 2009-12-14
AIW318 TSANG Kong Kit 曾江潔 RO Dealing in Securities 2009-12-14 2015-09-07
AIW318 TSANG Kong Kit 曾江潔 RE Advising on Securities 2009-12-14 2015-09-07
AIW318 TSANG Kong Kit 曾江潔 RE Providing Automated Trading Services 2003-06-13 2004-12-22
AIW318 TSANG Kong Kit 曾江潔 RE Asset Management 2008-06-23 2015-09-07
AIX213 WONG Kwok Im, Taidy 黃國嚴 RE Dealing in Securities 2003-11-24 2005-01-17
AKS724 HO Wai Lun 何偉倫 RE Dealing in Securities 2004-07-06 2007-07-20
ANM162 CHENG Pak To 鄭百韜 RE Dealing in Securities 2018-05-11
ANM162 CHENG Pak To 鄭百韜 RO Advising on Securities 2018-03-07
ANM835 CHAN Yin Lam 陳彥霖 RE Advising on Corporate Finance 2018-04-04 2018-04-24
ANM835 CHAN Yin Lam 陳彥霖 RO Advising on Corporate Finance 2018-04-24
ANW396 CHUANG I-Chu 莊易築 RO Dealing in Securities 2015-10-26 2016-06-30
ANW396 CHUANG I-Chu 莊易築 RO Advising on Securities 2015-10-26 2016-06-30
ANW396 CHUANG I-Chu 莊易築 RE Asset Management 2016-02-16 2016-06-30
AOJ800 LI Pang Chap 李鵬集 RE Dealing in Securities 2016-05-17 2017-08-10
AOJ800 LI Pang Chap 李鵬集 RO Dealing in Securities 2017-08-10 2018-06-30
AOP079 TAM Ophelia Wing Yan 譚泳恩 RE Dealing in Securities 2018-01-15
AOP079 TAM Ophelia Wing Yan 譚泳恩 RE Advising on Securities 2018-01-15
AOY762 CHIA Janice Jhet Yen RE Dealing in Securities 2018-06-25
AOY762 CHIA Janice Jhet Yen RE Advising on Corporate Finance 2018-08-13
APC130 PANG Ying Kit 彭英傑 RE Dealing in Securities 2017-05-16 2017-12-01
APC130 PANG Ying Kit 彭英傑 RO Advising on Corporate Finance 2016-03-10 2017-12-01
AQS372 CHEN Yu 陳裕 RE Dealing in Securities 2015-05-04 2015-07-14
AQS372 CHEN Yu 陳裕 RO Dealing in Securities 2015-07-14 2016-08-15
AQS372 CHEN Yu 陳裕 RE Advising on Securities 2015-05-04 2016-08-15
AQS372 CHEN Yu 陳裕 RE Asset Management 2015-05-04 2015-07-14
AQS372 CHEN Yu 陳裕 RO Asset Management 2015-07-14 2016-08-15
AQT307 LIU Keung 廖強 RE Dealing in Securities 2015-07-28 2016-06-17
AQT307 LIU Keung 廖強 RE Asset Management 2015-08-21 2016-06-17
AQU423 MA Xiaoling 馬小玲 RE Dealing in Securities 2018-10-23
AQU423 MA Xiaoling 馬小玲 RE Asset Management 2018-10-23
AQU571 CHAN Siu Han 陳少嫻 RE Dealing in Securities 2008-05-21 2008-10-01
ARH390 LAM Yiu Kun 林堯坤 RE Dealing in Securities 2008-08-11 2009-09-26
ARH390 LAM Yiu Kun 林堯坤 RE Dealing in Securities 2014-12-12
ARO456 LIN Bin 林彬 RE Dealing in Securities 2015-12-10 2016-08-15
ARO456 LIN Bin 林彬 RE Asset Management 2015-12-10 2016-08-15
ARR811 WONG Vivien 黃詠欣 RE Advising on Securities 2018-01-08 2018-05-31
ARR811 WONG Vivien 黃詠欣 RE Asset Management 2018-01-08 2018-05-31
ATY711 WONG Mei Sze 王美斯 RE Dealing in Securities 2017-06-13
AUI730 CHEUNG Chung Ki 張頌琪 RE Dealing in Securities 2010-01-05 2011-01-17
AUI730 CHEUNG Chung Ki 張頌琪 RE Asset Management 2010-05-17 2011-01-17
AVI421 CHAN Cheuk Yiu 陳焯堯 RE Dealing in Securities 2018-01-10
AVI421 CHAN Cheuk Yiu 陳焯堯 RE Advising on Corporate Finance 2018-01-10
AVM739 JIANG Hao 姜浩 RE Dealing in Securities 2016-04-21 2017-11-30
AVM739 JIANG Hao 姜浩 RE Advising on Securities 2016-04-21 2017-11-30
AVR191 LIN Huayong 林華勇 RE Dealing in Securities 2015-09-21 2017-09-10
AVR191 LIN Huayong 林華勇 RE Advising on Securities 2015-09-21 2016-08-15
AVR191 LIN Huayong 林華勇 RO Advising on Securities 2016-08-15 2017-09-10
AVR191 LIN Huayong 林華勇 RE Asset Management 2015-09-21 2015-10-26
AVR191 LIN Huayong 林華勇 RO Asset Management 2015-10-26 2017-09-10
AVT127 HUANG Yue Yumi 黃越 RE Dealing in Securities 2018-05-09
AVT290 LAM Siu Ting 林少婷 RE Dealing in Securities 2015-12-10 2016-06-17
AXC895 REN Cheng 任琤 RE Dealing in Securities 2017-07-28 2018-02-26
AXC895 REN Cheng 任琤 RE Advising on Securities 2017-07-28 2018-02-26
AXC895 REN Cheng 任琤 RE Advising on Corporate Finance 2017-07-28 2018-02-26
AXG095 MAN Tsz Kong 文梓江 RE Dealing in Securities 2017-02-22 2017-05-05
AXG095 MAN Tsz Kong 文梓江 RE Advising on Corporate Finance 2017-02-22 2017-05-05
AXL879 WONG Yuk Han Grace 黃玉嫻 RE Dealing in Securities 2013-04-18 2014-11-06
AYK932 XU Zhiheng 徐志恒 RE Asset Management 2016-12-14 2017-01-11
AYK932 XU Zhiheng 徐志恒 RO Asset Management 2017-01-11 2017-05-31
AZD684 TAI Wen-Chih 戴文智 RE Asset Management 2012-03-13 2012-12-31
AZE807 WANG Lei 王磊 RE Dealing in Securities 2016-11-28
AZH502 LAM Kai Tin 林佳典 RE Dealing in Securities 2015-07-28 2016-07-05
AZH502 LAM Kai Tin 林佳典 RE Advising on Securities 2015-07-28 2016-07-05
AZH502 LAM Kai Tin 林佳典 RE Advising on Corporate Finance 2015-08-21 2016-07-05
AZI771 HAN Tongli 韓同利 RE Dealing in Securities 2015-02-02 2015-10-27
AZI771 HAN Tongli 韓同利 RE Asset Management 2015-02-02 2015-10-27
AZJ599 AU YEUNG Wai Kin 歐陽偉健 RE Advising on Corporate Finance 2016-08-22 2016-11-01
AZS546 HUI Kam Fai, Jeffrey 許鑑輝 RE Dealing in Securities 2012-07-18 2014-07-29
BAN027 LI Kit Lan 李潔蘭 RE Dealing in Securities 2016-11-25 2016-12-26
BAP925 XIE Kaicong 謝開聰 RE Dealing in Securities 2017-07-10 2017-12-13
BAP925 XIE Kaicong 謝開聰 RO Dealing in Securities 2017-12-13
BAP925 XIE Kaicong 謝開聰 RE Advising on Securities 2017-07-10 2017-12-13
BAP925 XIE Kaicong 謝開聰 RO Advising on Securities 2017-12-13
BAV650 ZHANG Hua 張華 RE Dealing in Securities 2016-04-21 2018-08-04
BAV763 YANG Tun-Hsi 楊敦熙 RE Asset Management 2013-03-15 2016-02-22
BAW613 OUYANG Jiejing 歐陽潔靜 RE Dealing in Securities 2015-10-08
BAW613 OUYANG Jiejing 歐陽潔靜 RE Asset Management 2015-10-08
BBA101 ZOU Bin 鄒斌 RE Dealing in Securities 2018-09-20
BBA101 ZOU Bin 鄒斌 RE Advising on Securities 2018-09-20
BBA101 ZOU Bin 鄒斌 RE Asset Management 2018-09-20
BBD532 LIU Cheng-Yi 劉正毅 RE Dealing in Securities 2015-03-19 2015-04-17
BBD532 LIU Cheng-Yi 劉正毅 RO Dealing in Securities 2015-04-17 2018-02-28
BBD532 LIU Cheng-Yi 劉正毅 RE Advising on Securities 2015-03-19 2015-04-17
BBD532 LIU Cheng-Yi 劉正毅 RO Advising on Securities 2015-04-17 2018-02-28
BBD532 LIU Cheng-Yi 劉正毅 RO Advising on Corporate Finance 2017-07-26 2018-01-26
BBD532 LIU Cheng-Yi 劉正毅 RE Asset Management 2015-03-19 2015-04-17
BBD532 LIU Cheng-Yi 劉正毅 RO Asset Management 2015-04-17 2018-02-28
BCD350 TIAN Jinyu 田瑾鈺 RE Dealing in Securities 2016-04-29 2016-07-08
BCD350 TIAN Jinyu 田瑾鈺 RE Asset Management 2016-04-29 2016-07-08
BCF919 WANG Ziyun 王子贇 RE Dealing in Securities 2015-05-04 2017-03-02
BCF919 WANG Ziyun 王子贇 RE Asset Management 2015-05-04 2017-03-02
BCY957 WU Qiuru 吳秋如 RE Advising on Securities 2016-10-05 2018-03-20
BDE354 ZHENG Peilin 鄭佩琳 RE Dealing in Securities 2015-10-30 2016-09-01
BDI064 KUNGSEN David Sinyuan 公孫星遠 RE Dealing in Securities 2015-06-29 2016-11-25
BDI064 KUNGSEN David Sinyuan 公孫星遠 RE Asset Management 2015-05-04 2016-11-25
BDP587 WANG Hai 王海 RE Advising on Securities 2016-08-09 2016-12-02
BDP587 WANG Hai 王海 RE Advising on Securities 2018-04-12 2018-10-29
BDP587 WANG Hai 王海 RE Asset Management 2016-08-09 2016-12-02
BDP587 WANG Hai 王海 RO Asset Management 2018-04-12 2018-10-29
BDQ097 ZHONG Yan 鍾燕 RE Dealing in Securities 2017-12-22
BDX792 LAM Ka Li 林嘉莉 RE Dealing in Securities 2015-10-30 2016-12-02
BDY743 LEE Sze Wan 李詩韻 RE Dealing in Securities 2017-10-11
BEC590 CHAN Lam Wai 陳藍慧 RE Dealing in Securities 2018-11-14
BEF213 QIU Shi 邱實 RE Advising on Securities 2018-09-26
BEJ749 XIE Chao 謝超 RO Dealing in Securities 2017-07-05
BEJ749 XIE Chao 謝超 RO Advising on Securities 2017-07-05
BEJ749 XIE Chao 謝超 RO Advising on Corporate Finance 2017-07-05
BEJ749 XIE Chao 謝超 RO Asset Management 2017-07-05
BEL061 LI Ziming 李子明 RE Advising on Corporate Finance 2018-05-29
BET638 GAO Tengzhe 高藤哲 RE Dealing in Securities 2018-06-13
BET638 GAO Tengzhe 高藤哲 RE Advising on Securities 2018-06-13
BEW110 YE Zhuoying Susie 葉卓縈 RE Dealing in Securities 2018-06-25
BEW110 YE Zhuoying Susie 葉卓縈 RE Advising on Corporate Finance 2018-08-13
BFI914 CHAN Sing Lung 陳昇隆 RE Dealing in Securities 2015-05-26 2016-06-30
BFN677 SUN Kai 孫凱 RE Dealing in Securities 2018-09-28
BFR960 WANG Hao 王浩 RE Dealing in Securities 2018-05-25
BFR960 WANG Hao 王浩 RE Advising on Securities 2018-05-25
BFU951 TSOI Tsz Wan Vivian 蔡芷韻 RE Dealing in Securities 2016-11-25 2017-08-18
BFU951 TSOI Tsz Wan Vivian 蔡芷韻 RE Asset Management 2016-11-25 2017-08-18
BFW364 SHANG Yanan 尚亞南 RE Dealing in Securities 2018-04-23
BFW364 SHANG Yanan 尚亞南 RE Advising on Securities 2018-05-23
BGC149 LIU Simi 劉思覓 RE Dealing in Securities 2016-02-16
BGE025 ZHAO Zhiwei 趙志威 RE Dealing in Securities 2015-10-27 2016-11-01
BGH805 ZHOU Xikun 周錫坤 RE Dealing in Securities 2016-03-14 2018-11-04
BGH805 ZHOU Xikun 周錫坤 RE Advising on Securities 2017-04-13 2018-11-04
BGH895 LEI Yang 雷阳 RE Advising on Corporate Finance 2015-10-23 2015-12-03
BGH895 LEI Yang 雷阳 RO Advising on Corporate Finance 2015-12-03 2017-04-10
BGR321 HUANG Hok On 黃鶴安 RE Dealing in Securities 2016-01-11
BGT919 LI Xiaolin 李晓林 RE Dealing in Securities 2017-11-24 2018-05-04
BGT919 LI Xiaolin 李晓林 RE Advising on Securities 2017-11-24 2018-05-04
BGX757 LIU Chang 劉暢 RE Advising on Corporate Finance 2017-01-11 2017-05-10
BHF595 CAO Nanxue 曹楠雪 RE Dealing in Securities 2016-04-08 2016-11-23
BHF595 CAO Nanxue 曹楠雪 RE Advising on Securities 2016-04-08 2016-11-23
BHL112 CHAN Kelvin Kam-Pui 陳金培 RE Dealing in Securities 2016-05-06 2018-06-01
BHU271 ZHANG Suhan 張愫涵 RE Dealing in Securities 2016-07-12 2016-12-14
BHU271 ZHANG Suhan 張愫涵 RE Advising on Securities 2016-07-12 2016-12-14
BHX186 HUANG Sijia RE Advising on Corporate Finance 2016-09-01 2018-01-13
BHY755 ZHANG Kaixian 張開先 RE Dealing in Securities 2017-08-08
BHY755 ZHANG Kaixian 張開先 RE Advising on Corporate Finance 2017-08-08
BIE107 LI Xiaomin 李笑旻 RE Advising on Corporate Finance 2018-05-25
BIG516 YU Ge 余歌 RE Dealing in Securities 2017-05-15 2017-11-19
BIG516 YU Ge 余歌 RE Advising on Securities 2017-05-15 2017-11-19
BIL950 LAW Tsz Kwan Iris 羅紫君 RE Dealing in Securities 2016-11-25
BIL950 LAW Tsz Kwan Iris 羅紫君 RE Advising on Securities 2016-11-25
BJC950 WANG Shuhua 汪樹華 RE Advising on Securities 2018-04-25 2018-10-23
BJC950 WANG Shuhua 汪樹華 RE Asset Management 2018-04-25 2018-10-23
BJR209 WANG Mengjie 王夢潔 RE Dealing in Securities 2017-08-15
BKI387 LI LU 李璐 RE Dealing in Securities 2017-08-14
BKI387 LI LU 李璐 RE Advising on Securities 2017-08-14
BKI387 LI LU 李璐 RE Asset Management 2018-09-14
BKT719 LI Shuxi 李舒習 RE Dealing in Securities 2017-09-07 2018-10-03
BLM040 LIN Xingqiu 林興秋 RE Advising on Securities 2018-09-11
BMK895 GAN Shuyun 甘舒芸 RE Dealing in Securities 2018-05-08
BMK895 GAN Shuyun 甘舒芸 RE Advising on Securities 2018-05-08
BMK900 ZHAO Mingyu 趙洺玉 RE Dealing in Securities 2018-05-11
BMK900 ZHAO Mingyu 趙洺玉 RE Advising on Securities 2018-05-11
BMR961 SONG Qian 宋謙 RE Advising on Corporate Finance 2018-04-18
BNH018 KWOK Karbo Larry 郭嘉寶 RE Advising on Corporate Finance 2018-07-27
BNO557 ZHANG YAN 張硏 RE Advising on Corporate Finance 2018-09-20

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