Hong Kong SFC licence institution AAF669, BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution AAF669 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA992 TANG Chi Wai 鄧志偉 RE Dealing in Securities 2003-04-01 2004-03-19
AAA992 TANG Chi Wai 鄧志偉 RE Advising on Securities 2003-04-01 2004-03-19
AAA992 TANG Chi Wai 鄧志偉 RE Advising on Corporate Finance 2003-04-01 2004-03-19
AAA992 TANG Chi Wai 鄧志偉 RE Asset Management 2003-04-01 2004-03-19
AAB781 LEE Ming Yan 李明仁 RE Dealing in Securities 2003-04-01 2004-12-11
AAB781 LEE Ming Yan 李明仁 RE Advising on Securities 2003-04-01 2004-02-03
AAB781 LEE Ming Yan 李明仁 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AAB781 LEE Ming Yan 李明仁 RE Asset Management 2003-04-01 2004-02-03
AAC732 SIU Chi Ming 蕭志明 RE Dealing in Securities 2003-04-01 2004-12-11
AAC732 SIU Chi Ming 蕭志明 RE Advising on Securities 2003-04-01 2004-02-03
AAC732 SIU Chi Ming 蕭志明 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AAC732 SIU Chi Ming 蕭志明 RE Asset Management 2003-04-01 2004-02-03
AAC843 LAI Tuck Weng RE Dealing in Securities 2003-04-01 2004-12-11
AAC843 LAI Tuck Weng RE Advising on Securities 2003-04-01 2004-02-04
AAC843 LAI Tuck Weng RE Advising on Corporate Finance 2003-04-01 2004-02-04
AAC843 LAI Tuck Weng RE Asset Management 2003-04-01 2004-02-04
AAD287 KEUNG Man Sang 姜民生 RE Dealing in Securities 2003-04-01 2011-11-18
AAD287 KEUNG Man Sang 姜民生 RE Advising on Securities 2003-04-01 2004-02-05
AAD287 KEUNG Man Sang 姜民生 RE Advising on Corporate Finance 2003-04-01 2004-02-05
AAD287 KEUNG Man Sang 姜民生 RE Providing Automated Trading Services 2009-12-01 2011-11-18
AAD287 KEUNG Man Sang 姜民生 RE Asset Management 2003-04-01 2004-02-05
AAD927 SCOLAMIERO Manuel RE Dealing in Securities 2007-04-13 2009-05-14
AAF460 WONG Ming Shing 黃明勝 RE Dealing in Securities 2014-09-02 2016-04-29
AAF460 WONG Ming Shing 黃明勝 RE Dealing in Futures Contracts 2014-09-02 2016-04-29
AAF460 WONG Ming Shing 黃明勝 RE Providing Automated Trading Services 2014-09-02 2015-11-30
AAF738 SY Ho Yung 施灝湧 RE Dealing in Securities 2003-04-01 2004-12-11
AAF738 SY Ho Yung 施灝湧 RE Advising on Securities 2003-04-01 2004-02-03
AAF738 SY Ho Yung 施灝湧 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AAF738 SY Ho Yung 施灝湧 RE Asset Management 2003-04-01 2004-02-03
AAF773 TAM Owen 譚浩榮 RE Dealing in Securities 2003-04-01 2004-12-11
AAF773 TAM Owen 譚浩榮 RE Advising on Securities 2003-04-01 2004-02-06
AAF773 TAM Owen 譚浩榮 RE Advising on Corporate Finance 2003-04-01 2004-02-06
AAF773 TAM Owen 譚浩榮 RE Asset Management 2003-04-01 2004-02-06
AAG767 LI Yuk Wah, Isadora 李玉華 RO Dealing in Securities 2012-10-19
AAG767 LI Yuk Wah, Isadora 李玉華 RO Advising on Corporate Finance 2013-03-28
AAH257 CHEUNG Yiu Wah 張耀華 RE Dealing in Securities 2003-04-01 2004-12-11
AAH257 CHEUNG Yiu Wah 張耀華 RE Advising on Securities 2003-04-01 2004-02-06
AAH257 CHEUNG Yiu Wah 張耀華 RE Advising on Corporate Finance 2003-04-01 2004-02-06
AAH257 CHEUNG Yiu Wah 張耀華 RE Asset Management 2003-04-01 2004-02-06
AAI128 NG Chi To, Graham 伍志濤 RE Dealing in Securities 2003-04-01 2004-01-05
AAI128 NG Chi To, Graham 伍志濤 RE Advising on Securities 2003-04-01 2004-01-05
AAI128 NG Chi To, Graham 伍志濤 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AAI128 NG Chi To, Graham 伍志濤 RE Asset Management 2003-04-01 2004-01-05
AAK929 HO Ka Keung, Jason 何家強 RO Dealing in Securities 2003-04-01 2008-06-13
AAK929 HO Ka Keung, Jason 何家強 RO Advising on Securities 2003-04-01 2004-08-26
AAK929 HO Ka Keung, Jason 何家強 RO Advising on Corporate Finance 2003-04-01 2004-08-26
AAK929 HO Ka Keung, Jason 何家強 RO Asset Management 2003-04-01 2004-08-26
AAQ384 LEE Nga Lam, Adelina 李雅琳 RE Dealing in Securities 2003-04-01 2004-12-11
AAQ384 LEE Nga Lam, Adelina 李雅琳 RE Advising on Securities 2003-04-01 2004-02-03
AAQ384 LEE Nga Lam, Adelina 李雅琳 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AAQ384 LEE Nga Lam, Adelina 李雅琳 RE Asset Management 2003-04-01 2004-02-03
AAS209 THORBURN Mark Alexander RE Dealing in Securities 2005-08-22 2006-03-08
AAS209 THORBURN Mark Alexander RE Dealing in Securities 2008-07-15 2010-11-25
AAS209 THORBURN Mark Alexander RO Dealing in Securities 2006-03-08 2008-07-15
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Dealing in Securities 2018-05-18
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Dealing in Futures Contracts 2018-05-18
AAV422 WONG Wah Lam 黃華林 RE Dealing in Securities 2003-04-01 2007-04-20
AAV422 WONG Wah Lam 黃華林 RE Advising on Securities 2003-04-01 2004-02-03
AAV422 WONG Wah Lam 黃華林 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AAV422 WONG Wah Lam 黃華林 RE Asset Management 2003-04-01 2004-02-03
AAV691 LO Siu Fai 盧少輝 RE Dealing in Securities 2003-04-01 2006-03-17
AAV691 LO Siu Fai 盧少輝 RE Advising on Securities 2003-04-01 2004-02-05
AAV691 LO Siu Fai 盧少輝 RE Advising on Corporate Finance 2003-04-01 2004-02-05
AAV691 LO Siu Fai 盧少輝 RE Asset Management 2003-04-01 2004-02-05
AAW137 CHENG Yan Lap, Samuel 鄭恩立 RE Dealing in Securities 2008-08-26 2012-10-12
AAW184 WONG Sai Wo 王世和 RE Dealing in Securities 2003-04-01 2003-10-28
AAW184 WONG Sai Wo 王世和 RO Dealing in Securities 2003-10-28 2004-12-11
AAW184 WONG Sai Wo 王世和 RE Advising on Securities 2003-04-01 2003-08-16
AAW184 WONG Sai Wo 王世和 RE Advising on Corporate Finance 2003-04-01 2003-08-16
AAW184 WONG Sai Wo 王世和 RE Asset Management 2003-04-01 2003-08-16
AAW468 QUE Man Hoi 郭文凱 RE Dealing in Securities 2003-04-01 2005-10-31
AAW468 QUE Man Hoi 郭文凱 RE Advising on Securities 2003-04-01 2004-02-03
AAW468 QUE Man Hoi 郭文凱 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AAW468 QUE Man Hoi 郭文凱 RE Asset Management 2003-04-01 2004-02-03
AAZ177 MUSETTI Robert Cesare RE Dealing in Securities 2009-07-02 2015-04-01
AAZ177 MUSETTI Robert Cesare RE Dealing in Futures Contracts 2011-09-15 2015-04-01
AAZ177 MUSETTI Robert Cesare RE Providing Automated Trading Services 2010-01-05 2015-04-01
ABE379 CHAN Kar Lok 陳家樂 RE Dealing in Securities 2003-04-01 2004-12-11
ABE379 CHAN Kar Lok 陳家樂 RE Advising on Securities 2003-04-01 2004-02-04
ABE379 CHAN Kar Lok 陳家樂 RE Advising on Corporate Finance 2003-04-01 2004-02-04
ABE379 CHAN Kar Lok 陳家樂 RE Asset Management 2003-04-01 2004-02-04
ABF094 CHU Wen Yee, Eva 朱蘊儀 RE Advising on Securities 2003-04-01 2004-01-29
ABF094 CHU Wen Yee, Eva 朱蘊儀 RE Advising on Corporate Finance 2003-04-01 2004-01-29
ABF094 CHU Wen Yee, Eva 朱蘊儀 RE Asset Management 2003-04-01 2004-01-29
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Dealing in Securities 2005-08-01 2008-06-07
ABH148 CHAU Chi Wai 周志偉 RO Dealing in Securities 2003-04-01 2006-03-19
ABH148 CHAU Chi Wai 周志偉 RO Advising on Securities 2003-04-01 2004-04-21
ABH148 CHAU Chi Wai 周志偉 RO Advising on Corporate Finance 2003-04-01 2004-04-21
ABH148 CHAU Chi Wai 周志偉 RO Asset Management 2003-04-01 2004-04-21
ABH919 NGAN Wai Hung 顏偉洪 RO Advising on Securities 2003-04-01 2006-07-01
ABH919 NGAN Wai Hung 顏偉洪 RO Asset Management 2003-04-01 2004-08-26
ABI138 REMINGTON Miles Christian RE Dealing in Securities 2003-04-01 2004-12-03
ABI138 REMINGTON Miles Christian RO Dealing in Securities 2004-12-03 2012-08-31
ABI138 REMINGTON Miles Christian RE Advising on Securities 2003-04-01 2004-02-03
ABI138 REMINGTON Miles Christian RE Advising on Corporate Finance 2003-04-01 2004-02-03
ABI138 REMINGTON Miles Christian RO Providing Automated Trading Services 2009-10-15 2012-08-31
ABI138 REMINGTON Miles Christian RE Asset Management 2003-04-01 2004-02-03
ABL775 YUNG Lynn, Ronald 翁齡 RE Advising on Securities 2004-03-09 2004-10-28
ABL850 LAW Kin Fat 羅建發 RE Dealing in Securities 2005-01-10 2006-08-01
ABL851 YAO Teh Ming, Joseph 姚德明 RE Dealing in Securities 2003-04-01 2004-12-11
ABL851 YAO Teh Ming, Joseph 姚德明 RE Advising on Securities 2003-04-01 2004-02-03
ABL851 YAO Teh Ming, Joseph 姚德明 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ABL851 YAO Teh Ming, Joseph 姚德明 RE Asset Management 2003-04-01 2004-02-03
ABM992 FUJII Ken RE Dealing in Securities 2015-03-19 2017-03-09
ABM992 FUJII Ken RE Dealing in Futures Contracts 2015-03-19 2017-03-09
ABM992 FUJII Ken RE Providing Automated Trading Services 2015-03-19 2015-11-30
ABN509 LAWRENCE Andrew Charles RE Dealing in Securities 2005-08-01 2009-05-14
ABN564 HETHERINGTON John Charles 夏嶺東 RE Advising on Securities 2008-07-22 2010-09-10
ABQ525 BUGEL Michael Bartus RO Dealing in Securities 2004-05-04 2006-07-19
ABQ525 BUGEL Michael Bartus RO Advising on Securities 2004-08-26 2006-07-19
ABR798 LEE Wilhem 李威賢 RO Advising on Corporate Finance 2013-03-28
ABS929 NG Kam Fung, Frances 吳錦鳳 RE Dealing in Securities 2003-04-01 2003-06-26
ABS929 NG Kam Fung, Frances 吳錦鳳 RE Advising on Securities 2003-04-01 2003-06-26
ABS929 NG Kam Fung, Frances 吳錦鳳 RE Advising on Corporate Finance 2003-04-01 2003-06-26
ABS929 NG Kam Fung, Frances 吳錦鳳 RE Asset Management 2003-04-01 2003-06-26
ABT506 CHAN Chun Ho, Kelvin 陳鎮浩 RE Dealing in Securities 2003-04-01 2007-07-28
ABT506 CHAN Chun Ho, Kelvin 陳鎮浩 RE Advising on Securities 2003-04-01 2004-02-05
ABT506 CHAN Chun Ho, Kelvin 陳鎮浩 RE Advising on Corporate Finance 2003-04-01 2004-02-05
ABT506 CHAN Chun Ho, Kelvin 陳鎮浩 RE Asset Management 2003-04-01 2004-02-05
ABT596 CHEUNG Kwok Yuen 張國源 RE Dealing in Securities 2011-02-08 2012-12-14
ABT596 CHEUNG Kwok Yuen 張國源 RE Advising on Securities 2009-06-04 2011-01-01
ABT991 CHIU Man Wai 趙文煒 RE Advising on Securities 2003-04-01 2004-03-15
ABT991 CHIU Man Wai 趙文煒 RE Advising on Corporate Finance 2003-04-01 2004-02-05
ABT991 CHIU Man Wai 趙文煒 RE Asset Management 2003-04-01 2004-02-05
ABV792 GARTHOFF Alexander Raymond RE Advising on Securities 2006-12-18 2007-04-11
ABV792 GARTHOFF Alexander Raymond RO Advising on Securities 2007-04-11 2008-02-29
ABX165 LEUNG Pak Hon, Hugo 梁柏瀚 RO Dealing in Securities 2003-04-01
ABX165 LEUNG Pak Hon, Hugo 梁柏瀚 RO Dealing in Futures Contracts 2013-05-14
ABX165 LEUNG Pak Hon, Hugo 梁柏瀚 RO Advising on Securities 2003-04-01 2004-08-26
ABX165 LEUNG Pak Hon, Hugo 梁柏瀚 RO Advising on Securities 2016-09-23
ABX165 LEUNG Pak Hon, Hugo 梁柏瀚 RO Advising on Corporate Finance 2003-04-01 2004-08-26
ABX165 LEUNG Pak Hon, Hugo 梁柏瀚 RO Providing Automated Trading Services 2009-10-15 2015-11-30
ABX165 LEUNG Pak Hon, Hugo 梁柏瀚 RO Asset Management 2003-04-01 2004-08-26
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Advising on Securities 2009-07-20 2011-11-21
ABY136 YEUNG Yiu Hung, Hilda 楊曉虹 RE Dealing in Securities 2003-04-01 2004-11-16
ABY136 YEUNG Yiu Hung, Hilda 楊曉虹 RE Advising on Securities 2003-04-01 2004-02-03
ABY136 YEUNG Yiu Hung, Hilda 楊曉虹 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ABY136 YEUNG Yiu Hung, Hilda 楊曉虹 RE Asset Management 2003-04-01 2004-02-03
ABY257 WONG Lan Yuen, Thomas 王蘭源 RE Dealing in Securities 2003-04-01 2004-12-11
ABY257 WONG Lan Yuen, Thomas 王蘭源 RE Advising on Securities 2003-04-01 2004-02-03
ABY257 WONG Lan Yuen, Thomas 王蘭源 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ABY257 WONG Lan Yuen, Thomas 王蘭源 RE Asset Management 2003-04-01 2004-02-03
ABZ155 TANG Kiu Fung, Eric 鄧翹鋒 RE Dealing in Securities 2003-04-01 2006-06-10
ABZ155 TANG Kiu Fung, Eric 鄧翹鋒 RE Advising on Securities 2003-04-01 2004-02-03
ABZ155 TANG Kiu Fung, Eric 鄧翹鋒 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ABZ155 TANG Kiu Fung, Eric 鄧翹鋒 RE Asset Management 2003-04-01 2004-02-03
ACA158 HARRIS Jonathan Howe RE Dealing in Securities 2017-03-13 2017-06-19
ACA158 HARRIS Jonathan Howe RE Advising on Securities 2006-09-20 2006-12-27
ACA158 HARRIS Jonathan Howe RO Advising on Securities 2006-12-27 2012-09-06
ACA236 CHAN Kwok Hung 陳國洪 RE Dealing in Securities 2003-04-01 2004-12-11
ACA236 CHAN Kwok Hung 陳國洪 RE Advising on Securities 2003-04-01 2004-02-05
ACA236 CHAN Kwok Hung 陳國洪 RE Advising on Corporate Finance 2003-04-01 2004-02-05
ACA236 CHAN Kwok Hung 陳國洪 RE Asset Management 2003-04-01 2004-02-05
ACA728 BARKER Robert Edward Thomas RE Advising on Securities 2006-09-11 2018-03-07
ACA798 TJIA Yee Mei, Christina 謝綺薇 RE Dealing in Securities 2003-04-01 2004-12-11
ACA798 TJIA Yee Mei, Christina 謝綺薇 RE Advising on Securities 2003-04-01 2004-02-03
ACA798 TJIA Yee Mei, Christina 謝綺薇 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ACA798 TJIA Yee Mei, Christina 謝綺薇 RE Asset Management 2003-04-01 2004-02-03
ACB020 WONG Owen 黃浩雲 RE Dealing in Securities 2003-04-01 2004-10-15
ACB020 WONG Owen 黃浩雲 RE Advising on Securities 2003-04-01 2004-02-03
ACB020 WONG Owen 黃浩雲 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ACB020 WONG Owen 黃浩雲 RE Asset Management 2003-04-01 2004-02-03
ACC185 CHEUNG Kin Wai 張健偉 RO Dealing in Securities 2003-04-01 2003-09-10
ACC185 CHEUNG Kin Wai 張健偉 RO Advising on Securities 2003-04-01 2003-09-10
ACC185 CHEUNG Kin Wai 張健偉 RO Advising on Corporate Finance 2003-04-01 2003-09-10
ACC185 CHEUNG Kin Wai 張健偉 RO Asset Management 2003-04-01 2003-09-10
ACC472 WONG Kwok Keung 汪國強 RE Dealing in Securities 2003-04-01 2011-05-27
ACC472 WONG Kwok Keung 汪國強 RE Advising on Securities 2003-04-01 2004-02-03
ACC472 WONG Kwok Keung 汪國強 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ACC472 WONG Kwok Keung 汪國強 RE Providing Automated Trading Services 2009-11-26 2011-05-27
ACC472 WONG Kwok Keung 汪國強 RE Asset Management 2003-04-01 2004-02-03
ACE758 HO Chu, Manfred 何柱 RE Advising on Securities 2006-11-27 2007-11-16
ACF149 CLARKE James Hamilton 柯啟升 RE Advising on Securities 2010-03-30 2013-03-28
ACH434 LEUNG Kwok Kee 梁國基 RE Dealing in Securities 2003-04-01 2004-12-11
ACH434 LEUNG Kwok Kee 梁國基 RE Advising on Securities 2003-04-01 2004-02-03
ACH434 LEUNG Kwok Kee 梁國基 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ACH434 LEUNG Kwok Kee 梁國基 RE Asset Management 2003-04-01 2004-02-03
ACH583 HUANG Chunhua 黃春華 RE Advising on Securities 2007-06-01 2009-04-22
ACI556 WONG Jimmy Kin Bong 黃建邦 RE Advising on Securities 2003-04-01 2007-06-04
ACI556 WONG Jimmy Kin Bong 黃建邦 RE Advising on Corporate Finance 2003-04-01 2004-02-05
ACI556 WONG Jimmy Kin Bong 黃建邦 RE Asset Management 2003-04-01 2004-02-05
ACJ168 TSANG Yee Har, Michelle 曾綺霞 RE Dealing in Securities 2003-08-04 2009-03-26
ACJ230 CHAN Wa Ming 陳華明 RE Dealing in Securities 2006-06-01
ACJ230 CHAN Wa Ming 陳華明 RE Providing Automated Trading Services 2009-11-26 2015-11-30
ACJ486 LAU Tat Kit, Joseph 劉達傑 RE Dealing in Securities 2003-04-01 2004-11-16
ACJ486 LAU Tat Kit, Joseph 劉達傑 RE Advising on Securities 2003-04-01 2004-02-06
ACJ486 LAU Tat Kit, Joseph 劉達傑 RE Advising on Corporate Finance 2003-04-01 2004-02-06
ACJ486 LAU Tat Kit, Joseph 劉達傑 RE Asset Management 2003-04-01 2004-02-06
ACL231 TRINH Nicholas Hung 鄭雄評 RE Dealing in Securities 2005-04-07 2013-05-24
ACL231 TRINH Nicholas Hung 鄭雄評 RE Providing Automated Trading Services 2009-11-26 2013-05-24
ACN979 KURZ Peter Michael RE Advising on Securities 2004-11-22 2005-03-16
ACO079 YUEN Lai Yan, Darius 阮勵欣 RE Dealing in Securities 2004-12-23 2008-05-29
ACP853 TANG Peter Jee Ho 鄧志豪 RE Advising on Securities 2004-04-15 2005-07-09
ACQ077 WIGLEY Sally Elizabeth RE Dealing in Securities 2004-10-21 2007-02-13
ACQ415 LAU Ka Ming, Kenny 劉家明 RE Dealing in Securities 2003-04-01 2004-12-11
ACQ415 LAU Ka Ming, Kenny 劉家明 RE Advising on Securities 2003-04-01 2004-02-03
ACQ415 LAU Ka Ming, Kenny 劉家明 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ACQ415 LAU Ka Ming, Kenny 劉家明 RE Asset Management 2003-04-01 2004-02-03
ACQ503 LAI Voon San 賴汶山 RE Advising on Securities 2003-04-01 2004-09-03
ACQ503 LAI Voon San 賴汶山 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ACQ503 LAI Voon San 賴汶山 RE Asset Management 2003-04-01 2004-02-03
ACR161 WAINWRIGHT Richard RE Advising on Securities 2011-05-05 2013-03-14
ACR744 MCQUEEN Lee Michael RE Dealing in Securities 2013-07-18 2014-05-02
ACR744 MCQUEEN Lee Michael RE Dealing in Futures Contracts 2013-07-18 2014-05-02
ACR744 MCQUEEN Lee Michael RE Providing Automated Trading Services 2013-07-18 2014-05-02
ACS225 HO Wai Wa 何偉華 RE Advising on Securities 2003-04-01 2004-11-29
ACS225 HO Wai Wa 何偉華 RE Advising on Corporate Finance 2003-04-01 2004-02-04
ACS225 HO Wai Wa 何偉華 RE Asset Management 2003-04-01 2004-02-04
ACS842 SUEN Toi Wai, David 孫台維 RE Dealing in Securities 2004-12-20 2006-04-28
ACT256 KUNG Jeffrey Ting Pong 龔定邦 RE Advising on Securities 2003-09-03 2004-06-15
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Dealing in Securities 2006-07-21 2007-10-01
ACU447 MILLER Daniel Owen 但米勒 RE Dealing in Securities 2009-09-10 2013-09-23
ACU447 MILLER Daniel Owen 但米勒 RE Dealing in Futures Contracts 2011-09-15 2013-09-23
ACU447 MILLER Daniel Owen 但米勒 RE Providing Automated Trading Services 2010-01-05 2013-09-23
ACU927 BILSBY Kevin Andrew RE Dealing in Securities 2013-07-11 2014-05-05
ACU927 BILSBY Kevin Andrew RE Dealing in Futures Contracts 2013-07-11 2014-05-05
ACU927 BILSBY Kevin Andrew RE Providing Automated Trading Services 2013-07-11 2014-05-05
ACV271 MC DONNELL Clive James RE Advising on Securities 2007-06-18 2011-07-29
ACV738 YIP Chung Wai, David 葉頌偉 RE Dealing in Securities 2004-02-10 2004-12-11
ACW742 COOPER Kenneth Allen RE Dealing in Securities 2008-12-18 2010-07-09
ACX993 CUTTS William Andrew RE Dealing in Securities 2009-10-21 2011-12-02
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Dealing in Securities 2009-09-28
ADA394 CHAN Shun Fat, Adam 陳順發 RE Dealing in Securities 2004-12-13 2007-09-28
ADA739 HUNG King Wan 孔景雲 RE Dealing in Securities 2003-04-01 2004-12-11
ADA739 HUNG King Wan 孔景雲 RE Advising on Securities 2003-04-01 2004-02-05
ADA739 HUNG King Wan 孔景雲 RE Advising on Corporate Finance 2003-04-01 2004-02-05
ADA739 HUNG King Wan 孔景雲 RE Asset Management 2003-04-01 2004-02-05
ADB521 LO Wai Yip, Robert 羅偉業 RE Advising on Securities 2003-04-01 2004-04-30
ADB521 LO Wai Yip, Robert 羅偉業 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ADB521 LO Wai Yip, Robert 羅偉業 RE Asset Management 2003-04-01 2004-02-03
ADC233 WANG Guohua 王國華 RE Advising on Securities 2004-03-02 2004-03-16
ADC344 CHAN Chi Ming, Dominic 陳志銘 RE Advising on Securities 2008-07-14
ADH400 WAI Chi Cheong, Gordon 韋志昌 RE Advising on Securities 2011-10-28 2013-06-14
ADH555 WONG Esther Ka Wai 黃嘉慧 RE Dealing in Securities 2004-12-23 2007-11-13
ADI036 CHAN Sik Tin 陳昔典 RE Advising on Securities 2005-03-07 2006-09-29
ADI529 NG Suet Li 吳雪莉 RE Dealing in Securities 2003-12-15 2004-12-11
ADI595 KLIP Donald William RE Dealing in Securities 2007-06-11 2008-03-07
ADJ323 BRADDICK Matthew James RE Dealing in Securities 2006-10-20 2008-06-03
ADM634 CHOI Yin Bing 蔡妍冰 RO Advising on Corporate Finance 2013-03-28 2017-05-12
ADN789 CHENG So Ping 鄭素冰 RE Dealing in Securities 2011-01-10
ADO331 HUNG Ngar Kit 洪雅潔 RE Dealing in Securities 2007-09-04 2016-11-04
ADO331 HUNG Ngar Kit 洪雅潔 RE Providing Automated Trading Services 2009-11-26 2015-11-30
ADP682 BAZZONI Federico RE Dealing in Securities 2003-04-01 2007-04-20
ADP682 BAZZONI Federico RE Advising on Securities 2003-04-01 2004-02-04
ADP682 BAZZONI Federico RE Advising on Corporate Finance 2003-04-01 2004-02-04
ADP682 BAZZONI Federico RE Asset Management 2003-04-01 2004-02-04
ADQ010 LAM Chiu Leung 林朝亮 RE Dealing in Securities 2003-04-01 2003-04-14
ADQ010 LAM Chiu Leung 林朝亮 RE Advising on Securities 2003-04-01 2003-04-14
ADQ010 LAM Chiu Leung 林朝亮 RE Advising on Corporate Finance 2003-04-01 2003-04-14
ADQ010 LAM Chiu Leung 林朝亮 RE Asset Management 2003-04-01 2003-04-14
ADQ628 SUN Timothy 孫德懋 RE Advising on Securities 2003-04-01 2003-10-15
ADQ628 SUN Timothy 孫德懋 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ADQ628 SUN Timothy 孫德懋 RE Asset Management 2003-04-01 2003-10-15
ADS635 LI Ming Kwok 李銘國 RE Dealing in Securities 2003-04-01 2007-07-19
ADS635 LI Ming Kwok 李銘國 RE Dealing in Securities 2010-08-02 2016-04-29
ADS635 LI Ming Kwok 李銘國 RE Dealing in Futures Contracts 2011-09-15 2016-04-29
ADS635 LI Ming Kwok 李銘國 RE Advising on Securities 2003-04-01 2004-02-03
ADS635 LI Ming Kwok 李銘國 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ADS635 LI Ming Kwok 李銘國 RE Providing Automated Trading Services 2010-08-02 2015-11-30
ADS635 LI Ming Kwok 李銘國 RE Asset Management 2003-04-01 2004-02-03
ADT897 LI Man Fai, Raymond 李文輝 RE Dealing in Futures Contracts 2012-06-11 2014-11-03
ADU222 KWAN David King Tong 關經唐 RE Advising on Securities 2007-10-24 2009-01-16
ADU701 CHEUNG Cheuk Wing, Michael 張卓穎 RE Advising on Corporate Finance 2016-12-15 2017-06-26
ADV173 CHU Siu Ting, Louis 朱兆廷 RE Dealing in Securities 2003-04-01 2004-12-11
ADV173 CHU Siu Ting, Louis 朱兆廷 RE Advising on Securities 2003-04-01 2004-02-04
ADV173 CHU Siu Ting, Louis 朱兆廷 RE Advising on Corporate Finance 2003-04-01 2004-02-04
ADV173 CHU Siu Ting, Louis 朱兆廷 RE Asset Management 2003-04-01 2004-02-04
ADV635 PEH Chong Ghee 白仲儀 RE Advising on Securities 2014-08-11 2016-05-04
ADW634 LAM Pung 林芃 RE Dealing in Securities 2013-06-03 2015-08-07
ADW634 LAM Pung 林芃 RE Dealing in Futures Contracts 2013-06-03 2015-08-07
ADW634 LAM Pung 林芃 RE Providing Automated Trading Services 2013-06-03 2015-08-07
ADW998 LAW Man Leung 羅民亮 RE Dealing in Securities 2003-04-01 2004-12-11
ADW998 LAW Man Leung 羅民亮 RE Advising on Securities 2003-04-01 2004-02-04
ADW998 LAW Man Leung 羅民亮 RE Advising on Corporate Finance 2003-04-01 2004-02-04
ADW998 LAW Man Leung 羅民亮 RE Asset Management 2003-04-01 2004-02-04
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Securities 2014-06-04 2016-11-25
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Futures Contracts 2014-06-04 2016-11-25
ADX061 JUNG Christopher Lam 曾俊文 RE Providing Automated Trading Services 2014-06-04 2015-11-30
ADY268 CHEUNG Pui Pui, Hazel 張佩佩 RE Dealing in Securities 2010-07-26 2013-12-13
ADY707 LO Ming Hung 盧銘雄 RE Advising on Securities 2003-04-01 2007-03-19
ADY707 LO Ming Hung 盧銘雄 RE Advising on Corporate Finance 2003-04-01 2004-02-03
ADY707 LO Ming Hung 盧銘雄 RE Asset Management 2003-04-01 2004-02-03
ADZ303 FUNG On Kei, Angela 馮安琪 RE Advising on Securities 2007-11-15 2009-01-18
ADZ823 TSE Kar Lap, Stanley 謝家立 RE Dealing in Securities 2003-04-01 2005-10-14
ADZ823 TSE Kar Lap, Stanley 謝家立 RE Advising on Securities 2003-04-01 2004-02-04
ADZ823 TSE Kar Lap, Stanley 謝家立 RE Advising on Corporate Finance 2003-04-01 2004-02-04
ADZ823 TSE Kar Lap, Stanley 謝家立 RE Asset Management 2003-04-01 2004-02-04
AEA280 FOLINSBEE Thomas RE Dealing in Securities 2006-07-12 2007-09-21
AEA619 CHAU Man Fai, Eric 周民輝 RE Dealing in Securities 2007-12-28 2009-09-04
AEA664 WONG Sze Tung, Christopher 王世楝 RE Dealing in Securities 2004-12-20 2012-10-18
AEA664 WONG Sze Tung, Christopher 王世楝 RO Dealing in Securities 2012-10-18
AED179 SANFT Erwin Ralph 歐文 RE Advising on Securities 2004-07-02 2006-08-03
AED179 SANFT Erwin Ralph 歐文 RE Advising on Securities 2007-05-02 2012-10-05
AED179 SANFT Erwin Ralph 歐文 RO Advising on Securities 2006-08-03 2007-05-02
AED526 SUN Zhili 孫枝麗 RE Advising on Corporate Finance 2018-07-30
AED582 JIANG Qi Hang 江啟航 RE Dealing in Securities 2003-04-01 2004-12-11
AED582 JIANG Qi Hang 江啟航 RE Advising on Securities 2003-04-01 2004-02-04
AED582 JIANG Qi Hang 江啟航 RE Advising on Corporate Finance 2003-04-01 2004-02-04
AED582 JIANG Qi Hang 江啟航 RE Asset Management 2003-04-01 2004-02-04
AED970 CALLAGHAN Paul Andrew Stewart RE Advising on Securities 2004-09-21 2006-06-01
AEE167 TONG Chuck Yee, Thomas 湯卓如 RE Dealing in Securities 2003-04-01 2004-11-17
AEE167 TONG Chuck Yee, Thomas 湯卓如 RE Advising on Securities 2003-04-01 2004-02-03
AEE167 TONG Chuck Yee, Thomas 湯卓如 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AEE167 TONG Chuck Yee, Thomas 湯卓如 RE Asset Management 2003-04-01 2004-02-03
AEE199 PANG Henry 彭慶旋 RE Dealing in Securities 2011-01-10 2011-01-14
AEE936 LOK Hoi Yan, Helen 樂海恩 RE Dealing in Securities 2003-04-01 2004-12-11
AEE936 LOK Hoi Yan, Helen 樂海恩 RE Advising on Securities 2003-04-01 2004-02-03
AEE936 LOK Hoi Yan, Helen 樂海恩 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AEE936 LOK Hoi Yan, Helen 樂海恩 RE Asset Management 2003-04-01 2004-02-03
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Dealing in Securities 2003-04-01 2003-08-07
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Advising on Securities 2003-04-01 2003-08-06
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Advising on Corporate Finance 2003-04-01 2003-08-06
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Asset Management 2003-04-01 2003-08-06
AEH939 OBANDO Marta Joann RE Dealing in Securities 2005-09-08 2006-06-29
AEI859 WAITE III Norman RE Dealing in Securities 2005-11-09 2006-11-02
AEJ001 LAI Dick Wai 黎廸韋 RE Dealing in Securities 2003-04-01 2003-11-12
AEJ001 LAI Dick Wai 黎廸韋 RE Advising on Securities 2003-04-01 2003-11-12
AEJ001 LAI Dick Wai 黎廸韋 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AEJ001 LAI Dick Wai 黎廸韋 RE Asset Management 2003-04-01 2003-11-12
AEJ497 NG Kim Hung 伍劍虹 RE Advising on Corporate Finance 2018-08-29
AEJ606 KHOO Chiew Cheng 邱秋清 RE Advising on Securities 2011-10-28 2013-04-02
AEN584 HOANG Wei Jyun 黃煒鈞 RE Dealing in Securities 2003-04-01 2003-10-23
AEN584 HOANG Wei Jyun 黃煒鈞 RE Advising on Securities 2003-04-01 2003-10-23
AEN584 HOANG Wei Jyun 黃煒鈞 RE Advising on Corporate Finance 2003-04-01 2003-10-23
AEN584 HOANG Wei Jyun 黃煒鈞 RE Asset Management 2003-04-01 2003-10-23
AEO373 YOON Hie Suk, James RE Advising on Securities 2013-10-16 2013-10-18
AEO373 YOON Hie Suk, James RE Advising on Securities 2013-11-29 2016-04-29
AEO546 CHAN Kwok Leung Dennis 陳國樑 RE Dealing in Securities 2003-04-01 2010-05-11
AEO546 CHAN Kwok Leung Dennis 陳國樑 RE Advising on Securities 2003-04-01 2004-02-04
AEO546 CHAN Kwok Leung Dennis 陳國樑 RE Advising on Corporate Finance 2003-04-01 2004-02-04
AEO546 CHAN Kwok Leung Dennis 陳國樑 RE Providing Automated Trading Services 2009-11-26 2010-05-11
AEO546 CHAN Kwok Leung Dennis 陳國樑 RE Asset Management 2003-04-01 2004-02-04
AEV843 SULLIVAN Andrew Michael RE Dealing in Securities 2003-04-01 2004-07-06
AEV843 SULLIVAN Andrew Michael RE Advising on Securities 2003-04-01 2004-02-03
AEV843 SULLIVAN Andrew Michael RE Advising on Corporate Finance 2003-04-01 2004-02-03
AEV843 SULLIVAN Andrew Michael RE Asset Management 2003-04-01 2004-02-03
AEW788 LUK Man To 陸文滔 RE Dealing in Securities 2004-02-04 2006-03-27
AEX137 FOO Jong Chen RE Advising on Securities 2003-04-01 2006-06-27
AEX137 FOO Jong Chen RE Advising on Corporate Finance 2003-04-01 2004-02-04
AEX137 FOO Jong Chen RE Asset Management 2003-04-01 2004-02-04
AEX466 LUI Wai Ming 呂偉明 RE Dealing in Securities 2004-08-09 2015-09-30
AEX466 LUI Wai Ming 呂偉明 RE Dealing in Futures Contracts 2011-09-15 2015-09-30
AEX901 EME Philippe Jean RE Dealing in Securities 2016-10-27
AEX901 EME Philippe Jean RE Dealing in Futures Contracts 2016-10-27
AEZ079 HESTER Thomas Eitel RE Dealing in Securities 2011-05-16 2012-10-16
AEZ079 HESTER Thomas Eitel RE Dealing in Futures Contracts 2012-02-28 2012-10-16
AEZ079 HESTER Thomas Eitel RE Providing Automated Trading Services 2011-05-16 2012-10-16
AFB711 SHUM Wai Bill, Patrick 岑維標 RE Dealing in Securities 2004-08-23 2005-07-19
AFC435 BREITER Emanuel Roland 金海翔 RE Dealing in Securities 2004-07-21 2008-03-11
AFC593 DRY Guillaume Jean RO Dealing in Securities 2003-04-01 2003-05-31
AFC593 DRY Guillaume Jean RO Advising on Securities 2003-04-01 2003-05-31
AFC593 DRY Guillaume Jean RO Advising on Corporate Finance 2003-04-01 2003-05-31
AFC593 DRY Guillaume Jean RO Asset Management 2003-04-01 2003-05-31
AFC648 KONG Hon Ming 江漢明 RE Dealing in Securities 2003-04-01 2012-11-29
AFC648 KONG Hon Ming 江漢明 RE Advising on Securities 2003-04-01 2004-02-04
AFC648 KONG Hon Ming 江漢明 RE Advising on Corporate Finance 2003-04-01 2004-02-04
AFC648 KONG Hon Ming 江漢明 RE Providing Automated Trading Services 2009-11-26 2012-11-29
AFC648 KONG Hon Ming 江漢明 RE Asset Management 2003-04-01 2004-02-04
AFE069 HO Sai Man 何世文 RE Dealing in Securities 2006-04-03 2011-11-18
AFE069 HO Sai Man 何世文 RE Dealing in Futures Contracts 2011-09-15 2011-11-18
AFE819 LEE Yuk Mei 李玉薇 RE Dealing in Securities 2003-04-01 2005-09-20
AFE819 LEE Yuk Mei 李玉薇 RE Advising on Securities 2003-04-01 2004-02-03
AFE819 LEE Yuk Mei 李玉薇 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AFE819 LEE Yuk Mei 李玉薇 RE Asset Management 2003-04-01 2004-02-03
AFH001 QUINN Kenneth Alan Mckerracher 關展奇 RE Advising on Corporate Finance 2013-03-28
AFI382 CHEUNG Shun Ka, Toby 莊純嘉 RE Dealing in Securities 2003-04-01 2004-12-11
AFI382 CHEUNG Shun Ka, Toby 莊純嘉 RE Advising on Securities 2003-04-01 2004-02-04
AFI382 CHEUNG Shun Ka, Toby 莊純嘉 RE Advising on Corporate Finance 2003-04-01 2004-02-04
AFI382 CHEUNG Shun Ka, Toby 莊純嘉 RE Asset Management 2003-04-01 2004-02-04
AFI898 NG Sze Ho 吳思浩 RE Advising on Securities 2005-04-21 2016-04-29
AFJ239 LEE Sze Yui, Winner 李詩蕊 RE Dealing in Securities 2013-04-15 2017-05-04
AFJ239 LEE Sze Yui, Winner 李詩蕊 RE Advising on Securities 2003-04-01 2017-05-04
AFJ239 LEE Sze Yui, Winner 李詩蕊 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AFJ239 LEE Sze Yui, Winner 李詩蕊 RE Asset Management 2003-04-01 2004-02-03
AFK071 PATTERSON Richard John RE Dealing in Securities 2009-07-15 2009-07-23
AFK790 SPARROW Richard Aelred RE Dealing in Securities 2010-04-20 2013-09-16
AFK790 SPARROW Richard Aelred RE Dealing in Futures Contracts 2011-09-15 2013-09-16
AFK790 SPARROW Richard Aelred RE Providing Automated Trading Services 2010-04-20 2013-09-16
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Dealing in Securities 2011-07-04
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Dealing in Futures Contracts 2011-10-06
AFN279 CHEN Chi Pang, Charles 陳子鵬 RE Providing Automated Trading Services 2011-07-04 2015-11-30
AFP855 LAI Victor C RE Advising on Securities 2004-11-13 2005-06-12
AFQ013 YU Man Chiu, Rudolf 余孟釗 RE Dealing in Securities 2004-12-20 2008-03-31
AFQ904 CHESSIS Sarah Anne RE Dealing in Securities 2008-01-24 2009-05-20
AFQ904 CHESSIS Sarah Anne RE Advising on Securities 2008-01-24 2009-05-20
AFR449 LO Michael Sai Cheong 盧世昌 RE Advising on Securities 2011-11-07 2013-07-09
AFS526 WONG Timothy Tin Wai 黃天維 RE Dealing in Securities 2008-12-19 2014-04-14
AFS526 WONG Timothy Tin Wai 黃天維 RE Dealing in Futures Contracts 2011-09-15 2014-04-14
AFS526 WONG Timothy Tin Wai 黃天維 RE Providing Automated Trading Services 2009-11-26 2014-04-14
AFS532 LAM Wai Leung 林偉亮 RE Dealing in Securities 2014-09-17
AFS532 LAM Wai Leung 林偉亮 RE Dealing in Futures Contracts 2014-09-17
AFT051 ZEE Chi Ming 徐啟敏 RE Advising on Securities 2007-05-08 2011-11-18
AFT576 LO Chiu Wai 羅昭維 RE Dealing in Securities 2004-03-23 2004-12-11
AFT625 DERBY Polly Anne Frances RE Dealing in Securities 2003-04-01 2003-07-01
AFT625 DERBY Polly Anne Frances RE Advising on Securities 2003-04-01 2003-07-01
AFT625 DERBY Polly Anne Frances RE Advising on Corporate Finance 2003-04-01 2003-07-01
AFT625 DERBY Polly Anne Frances RE Asset Management 2003-04-01 2003-07-01
AFT805 ROBERTSON Martin John RE Dealing in Securities 2013-05-23 2014-05-30
AFT805 ROBERTSON Martin John RO Dealing in Securities 2011-01-11 2013-05-23
AFT805 ROBERTSON Martin John RE Dealing in Futures Contracts 2013-05-23 2014-05-30
AFT805 ROBERTSON Martin John RO Dealing in Futures Contracts 2011-09-06 2013-05-23
AFT866 LEUNG Wing Yan 梁詠欣 RE Dealing in Securities 2003-04-01 2003-04-02
AFT866 LEUNG Wing Yan 梁詠欣 RE Advising on Securities 2003-04-01 2003-04-02
AFT866 LEUNG Wing Yan 梁詠欣 RE Advising on Corporate Finance 2003-04-01 2003-04-02
AFT866 LEUNG Wing Yan 梁詠欣 RE Asset Management 2003-04-01 2003-04-02
AFU065 BASHAM Caroline Charlotte RE Dealing in Securities 2008-08-15 2009-04-02
AFU088 WONG Wai Keung, Gordon 黃偉強 RE Dealing in Securities 2007-01-19 2009-02-03
AFU649 CHAN Gary Ming Tak 陳明德 RE Dealing in Securities 2013-08-01 2014-12-10
AFU649 CHAN Gary Ming Tak 陳明德 RE Advising on Corporate Finance 2013-08-01 2014-12-10
AFV085 SINGH Manmohan RE Advising on Securities 2003-04-01 2006-07-17
AFV085 SINGH Manmohan RO Advising on Securities 2006-07-17 2007-05-02
AFV085 SINGH Manmohan RE Advising on Corporate Finance 2003-04-01 2004-02-03
AFV085 SINGH Manmohan RE Asset Management 2003-04-01 2004-02-03
AFV860 LAI Kai Wing 黎啟榮 RE Dealing in Securities 2007-08-03 2008-10-14
AFW867 SUTTIE Ben Charles RE Dealing in Securities 2010-02-09 2010-04-13
AFW867 SUTTIE Ben Charles RE Providing Automated Trading Services 2010-02-09 2010-04-13
AFW899 LI Siu Kim 李紹劍 RE Dealing in Securities 2003-04-01 2003-05-31
AFW899 LI Siu Kim 李紹劍 RE Advising on Securities 2003-04-01 2003-05-31
AFW899 LI Siu Kim 李紹劍 RE Advising on Corporate Finance 2003-04-01 2003-05-31
AFW899 LI Siu Kim 李紹劍 RE Asset Management 2003-04-01 2003-05-31
AFX281 LOO Yin Wah 盧燕華 RE Dealing in Securities 2003-04-01 2004-12-11
AFX281 LOO Yin Wah 盧燕華 RE Advising on Securities 2003-04-01 2004-02-03
AFX281 LOO Yin Wah 盧燕華 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AFX281 LOO Yin Wah 盧燕華 RE Asset Management 2003-04-01 2004-02-03
AFZ873 PABLO Gerardo Gonzalez RE Dealing in Securities 2006-07-17 2010-05-01
AFZ873 PABLO Gerardo Gonzalez RE Providing Automated Trading Services 2009-11-26 2010-05-01
AGB114 TSUI King, Charles 徐勁 RE Dealing in Securities 2012-09-28
AGB114 TSUI King, Charles 徐勁 RE Advising on Corporate Finance 2013-03-28
AGB890 SHAW Natalie Ann RE Dealing in Securities 2011-01-07 2017-12-20
AGB890 SHAW Natalie Ann RO Dealing in Securities 2017-12-20 2018-09-28
AGB890 SHAW Natalie Ann RE Dealing in Futures Contracts 2016-08-10 2018-09-28
AGB890 SHAW Natalie Ann RE Advising on Securities 2017-12-20 2018-09-28
AGB890 SHAW Natalie Ann RE Providing Automated Trading Services 2011-01-07 2015-11-30
AGB941 CHENG Tak Yiu 鄭德耀 RE Advising on Securities 2004-05-07 2007-05-18
AGC942 WANG Jinglin 王靜凜 RE Advising on Securities 2003-04-01 2004-03-08
AGC942 WANG Jinglin 王靜凜 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AGC942 WANG Jinglin 王靜凜 RE Asset Management 2003-04-01 2004-02-03
AGE853 LEE Wai Kei 李偉基 RE Dealing in Securities 2007-05-25 2015-06-12
AGF429 HWANG YS Jonathan RE Dealing in Securities 2009-02-09 2011-11-21
AGF429 HWANG YS Jonathan RE Dealing in Futures Contracts 2011-09-15 2011-11-21
AGF429 HWANG YS Jonathan RE Providing Automated Trading Services 2010-07-28 2011-11-21
AGG322 KASTEN Olaf RE Dealing in Securities 2009-05-22 2010-06-05
AGG952 LAM Wing Sze 藍詠詩 RE Advising on Securities 2006-06-21 2006-09-05
AGH147 KWOK Ngan Ting, Isabella 郭雁婷 RE Advising on Securities 2003-04-01 2004-08-06
AGH147 KWOK Ngan Ting, Isabella 郭雁婷 RE Advising on Securities 2005-01-24 2008-05-09
AGH147 KWOK Ngan Ting, Isabella 郭雁婷 RE Advising on Corporate Finance 2003-04-01 2004-02-04
AGH147 KWOK Ngan Ting, Isabella 郭雁婷 RE Asset Management 2003-04-01 2004-02-04
AGH863 YING Alfred Chung-chieh 應宗傑 RE Advising on Securities 2003-04-01 2005-01-01
AGH863 YING Alfred Chung-chieh 應宗傑 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AGH863 YING Alfred Chung-chieh 應宗傑 RE Asset Management 2003-04-01 2004-02-03
AGJ116 WOOD Simon Nicholas Lionel RE Advising on Corporate Finance 2013-03-28 2017-02-10
AGJ203 KO Bryan Kar-Hung 高嘉鴻 RE Dealing in Securities 2017-03-02 2018-01-31
AGJ203 KO Bryan Kar-Hung 高嘉鴻 RE Dealing in Futures Contracts 2017-03-02 2018-01-31
AGL135 LEE Sung Kan 李崇瑾 RO Advising on Corporate Finance 2013-03-28
AGM210 LITTELL Christopher James RE Dealing in Securities 2008-12-18 2016-06-15
AGM210 LITTELL Christopher James RE Dealing in Futures Contracts 2011-09-15 2016-06-15
AGM486 CHEN Xingdong 陳興動 RE Advising on Securities 2003-04-01
AGM486 CHEN Xingdong 陳興動 RE Advising on Corporate Finance 2003-04-01 2004-02-04
AGM486 CHEN Xingdong 陳興動 RE Asset Management 2003-04-01 2004-02-04
AGM532 MA Lei 馬磊 RE Advising on Securities 2003-04-01 2006-08-25
AGM532 MA Lei 馬磊 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AGM532 MA Lei 馬磊 RE Asset Management 2003-04-01 2004-02-03
AGM533 HU Wei 胡蔚 RE Advising on Securities 2003-04-01 2003-08-18
AGM533 HU Wei 胡蔚 RE Advising on Corporate Finance 2003-04-01 2003-08-18
AGM533 HU Wei 胡蔚 RE Asset Management 2003-04-01 2003-08-18
AGN015 HO Te-Ming 何德明 RE Advising on Securities 2003-04-01 2003-08-25
AGN015 HO Te-Ming 何德明 RE Advising on Corporate Finance 2003-04-01 2003-08-25
AGN015 HO Te-Ming 何德明 RE Asset Management 2003-04-01 2003-08-25
AGN338 WOO Hon Man, Herman 胡瀚文 RE Dealing in Securities 2007-04-11 2011-01-19
AGN338 WOO Hon Man, Herman 胡瀚文 RE Advising on Securities 2005-09-27 2007-03-26
AGN338 WOO Hon Man, Herman 胡瀚文 RE Providing Automated Trading Services 2009-12-01 2011-01-19
AGN575 CHAN Lap Man 陳立民 RE Dealing in Securities 2007-09-04 2012-10-12
AGN575 CHAN Lap Man 陳立民 RO Dealing in Securities 2012-10-12
AGN575 CHAN Lap Man 陳立民 RO Advising on Corporate Finance 2013-03-28
AGP529 LIU Hiu Lau 廖曉柳 RE Advising on Corporate Finance 2014-04-09 2017-06-20
AGP529 LIU Hiu Lau 廖曉柳 RO Advising on Corporate Finance 2017-06-20 2018-06-15
AGS454 WADLE John Allen RE Dealing in Securities 2016-04-20
AGS454 WADLE John Allen RE Dealing in Futures Contracts 2016-04-20
AGS454 WADLE John Allen RE Advising on Securities 2017-12-05
AGY660 THAM Mun Hon 譚文漢 RE Advising on Securities 2003-04-01 2005-08-23
AGY660 THAM Mun Hon 譚文漢 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AGY660 THAM Mun Hon 譚文漢 RE Asset Management 2003-04-01 2004-02-03
AHA188 CHAN Kar Man 陳嘉雯 RE Advising on Securities 2003-04-01 2004-03-08
AHA188 CHAN Kar Man 陳嘉雯 RE Advising on Corporate Finance 2003-04-01 2004-02-04
AHA188 CHAN Kar Man 陳嘉雯 RE Asset Management 2003-04-01 2004-02-04
AHD374 SAUBESTRE Paul Frederic Henri RE Dealing in Securities 2007-09-24 2008-11-24
AHD374 SAUBESTRE Paul Frederic Henri RE Dealing in Securities 2013-02-18
AHD374 SAUBESTRE Paul Frederic Henri RO Dealing in Securities 2008-11-24 2013-02-18
AHD374 SAUBESTRE Paul Frederic Henri RE Dealing in Futures Contracts 2012-03-22 2012-05-21
AHD374 SAUBESTRE Paul Frederic Henri RE Dealing in Futures Contracts 2013-02-18
AHD374 SAUBESTRE Paul Frederic Henri RO Dealing in Futures Contracts 2011-09-06 2012-03-22
AHD374 SAUBESTRE Paul Frederic Henri RO Dealing in Futures Contracts 2012-05-21 2013-02-18
AHD374 SAUBESTRE Paul Frederic Henri RE Providing Automated Trading Services 2013-02-18 2015-11-30
AHD374 SAUBESTRE Paul Frederic Henri RO Providing Automated Trading Services 2009-10-15 2013-02-18
AHD375 WATERS Roderick Mark RE Advising on Securities 2003-04-01 2008-02-19
AHD375 WATERS Roderick Mark RE Advising on Corporate Finance 2003-04-01 2004-02-03
AHD375 WATERS Roderick Mark RE Asset Management 2003-04-01 2004-02-03
AHF265 SIM Siok Hwee, Jeannette Ann 沈淑慧 RE Dealing in Securities 2003-04-01 2005-03-30
AHF265 SIM Siok Hwee, Jeannette Ann 沈淑慧 RE Advising on Securities 2003-04-01 2004-02-03
AHF265 SIM Siok Hwee, Jeannette Ann 沈淑慧 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AHF265 SIM Siok Hwee, Jeannette Ann 沈淑慧 RE Asset Management 2003-04-01 2004-02-03
AHG576 RATLIFF David Talmadge RE Dealing in Securities 2017-03-10
AHG576 RATLIFF David Talmadge RE Dealing in Futures Contracts 2017-03-10
AHI298 KWAN Ling Yi 關令儀 RE Dealing in Securities 2017-02-16
AHI298 KWAN Ling Yi 關令儀 RE Dealing in Futures Contracts 2017-02-16
AHJ440 GRIFFITHS Richard Alan RE Advising on Corporate Finance 2015-09-04
AHK745 TAN Gee Meng RE Dealing in Securities 2006-06-05 2010-08-31
AHL124 ROUSSEAU Pierre Charles Gislain RE Dealing in Securities 2005-08-22 2006-09-19
AHL124 ROUSSEAU Pierre Charles Gislain RO Dealing in Securities 2006-09-19 2018-06-30
AHL124 ROUSSEAU Pierre Charles Gislain RO Advising on Securities 2006-09-19 2018-06-30
AHL124 ROUSSEAU Pierre Charles Gislain RO Providing Automated Trading Services 2009-10-15 2015-11-30
AHM814 CHIONG Sai Lung 張世龍 RE Dealing in Securities 2007-08-17 2010-04-01
AHN285 CHAN Gabriel Raeburn 陳偉邦 RE Advising on Securities 2013-06-10 2014-11-25
AHN285 CHAN Gabriel Raeburn 陳偉邦 RE Advising on Securities 2016-06-28 2017-05-17
AHN285 CHAN Gabriel Raeburn 陳偉邦 RO Advising on Securities 2014-11-25 2016-06-28
AHN287 LAW Kwok Tai 羅國泰 RE Advising on Corporate Finance 2013-03-28 2014-10-10
AHN287 LAW Kwok Tai 羅國泰 RO Advising on Corporate Finance 2014-10-10 2015-08-07
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Dealing in Securities 2006-05-24 2010-10-15
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Providing Automated Trading Services 2009-11-26 2010-10-15
AHT594 CHO Kwong Lun 曹廣麟 RE Dealing in Securities 2008-09-30 2010-07-14
AHU910 WONG Hoi, Michael 王海 RE Dealing in Securities 2011-09-19 2012-06-06
AHU910 WONG Hoi, Michael 王海 RE Dealing in Futures Contracts 2011-09-19 2012-06-06
AHW146 WONG Kwong Man 黃鄺文 RE Dealing in Securities 2003-04-01 2003-08-21
AHW146 WONG Kwong Man 黃鄺文 RE Dealing in Securities 2006-05-15
AHW146 WONG Kwong Man 黃鄺文 RE Dealing in Futures Contracts 2011-09-15
AHW146 WONG Kwong Man 黃鄺文 RE Advising on Securities 2003-04-01 2003-08-21
AHW146 WONG Kwong Man 黃鄺文 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AHW146 WONG Kwong Man 黃鄺文 RE Asset Management 2003-04-01 2003-08-21
AHZ633 KIM Bum Soo RE Dealing in Securities 2004-09-14 2006-04-15
AHZ633 KIM Bum Soo RE Dealing in Securities 2014-06-11 2017-03-03
AHZ633 KIM Bum Soo RE Dealing in Futures Contracts 2014-06-11 2017-03-03
AIB345 WONG Chun Wah, Billy 黃振華 RE Advising on Securities 2004-02-25 2007-08-11
AIB365 CHENG Ka Wing 鍾嘉榮 RE Advising on Securities 2011-04-01 2013-02-18
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Dealing in Securities 2003-04-01 2003-09-18
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Advising on Securities 2003-04-01 2003-09-17
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Advising on Corporate Finance 2003-04-01 2003-09-17
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Asset Management 2003-04-01 2003-09-17
AIB745 FUNG King Hing, Edwin 馮景興 RE Dealing in Securities 2003-04-01 2004-12-11
AIB745 FUNG King Hing, Edwin 馮景興 RE Advising on Securities 2003-04-01 2004-02-04
AIB745 FUNG King Hing, Edwin 馮景興 RE Advising on Corporate Finance 2003-04-01 2004-02-04
AIB745 FUNG King Hing, Edwin 馮景興 RE Asset Management 2003-04-01 2004-02-04
AIB746 QIN Hongyu 秦紅雨 RE Advising on Securities 2003-04-01 2007-11-30
AIB746 QIN Hongyu 秦紅雨 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AIB746 QIN Hongyu 秦紅雨 RE Asset Management 2003-04-01 2004-02-03
AIC800 LUK Pik Shan 陸碧珊 RE Dealing in Securities 2004-12-20 2014-03-28
AIH349 YUNG Sai Kuen 翁世權 RE Dealing in Securities 2006-05-25 2010-03-30
AIH357 TAM Chung Fai, Josiah 譚仲暉 RE Dealing in Securities 2008-05-15
AIH357 TAM Chung Fai, Josiah 譚仲暉 RE Dealing in Futures Contracts 2011-09-15
AIH602 MENG Yuan 孟原 RE Advising on Securities 2003-04-01 2011-05-01
AIH602 MENG Yuan 孟原 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AIH602 MENG Yuan 孟原 RE Asset Management 2003-04-01 2004-02-03
AIH985 BELL Geoffrey Livingstone RE Advising on Securities 2003-04-01 2003-07-12
AIH985 BELL Geoffrey Livingstone RE Advising on Corporate Finance 2003-04-01 2003-07-12
AIH985 BELL Geoffrey Livingstone RE Asset Management 2003-04-01 2003-07-12
AII258 SU Ku-Hsiang 蘇穀祥 RE Advising on Securities 2003-04-01 2005-03-22
AII258 SU Ku-Hsiang 蘇穀祥 RE Advising on Corporate Finance 2003-04-01 2004-02-03
AII258 SU Ku-Hsiang 蘇穀祥 RE Asset Management 2003-04-01 2004-02-03
AIJ098 MA Wing Mei, Winnie 馬穎薇 RE Advising on Securities 2007-09-04 2009-06-02
AIJ813 SPELLMAN Roger Leigh RE Dealing in Securities 2003-04-01 2003-07-24
AIJ813 SPELLMAN Roger Leigh RE Dealing in Securities 2003-09-22 2003-12-22
AIJ813 SPELLMAN Roger Leigh RE Advising on Securities 2003-04-01 2003-07-24
AIJ813 SPELLMAN Roger Leigh RE Advising on Corporate Finance 2003-04-01 2003-07-24
AIJ813 SPELLMAN Roger Leigh RE Asset Management 2003-04-01 2003-07-24
AIN998 TAN Sabrina Ong 陳美美 RE Dealing in Securities 2015-01-22 2017-03-16
AIU879 CHEN Huanming 陳睆明 RE Advising on Securities 2004-09-23 2013-03-20
AIZ577 IP Hiu Man, Florence 葉曉雯 RE Dealing in Securities 2006-04-27 2010-08-14
AIZ781 CHEUNG Siu Ling, Sylvia 張少齡 RE Dealing in Securities 2004-12-20
AJB472 SUCHAR Camille Agathe Suzanne RE Advising on Securities 2003-09-22 2004-03-22
AJB855 LEUNG Pui Ling, Polly RE Dealing in Securities 2014-10-09 2018-07-31
AJB855 LEUNG Pui Ling, Polly RE Advising on Securities 2017-12-05 2018-07-31
AJB855 LEUNG Pui Ling, Polly RE Providing Automated Trading Services 2014-10-09 2015-11-30
AJB993 HE Lang RE Advising on Securities 2007-06-07 2009-05-01
AJC319 EGLISKIS David Walter RE Dealing in Securities 2011-03-24 2011-06-24
AJC319 EGLISKIS David Walter RE Dealing in Securities 2012-10-15
AJC630 TAN Beng Kiat Adrian RE Dealing in Securities 2014-04-28 2017-12-01
AJC630 TAN Beng Kiat Adrian RE Dealing in Futures Contracts 2014-11-14 2017-12-01
AJC630 TAN Beng Kiat Adrian RE Providing Automated Trading Services 2014-04-28 2015-11-30
AJC937 YANG Nancy Wen 楊海雯 RE Dealing in Securities 2008-07-28 2011-07-15
AJC937 YANG Nancy Wen 楊海雯 RE Providing Automated Trading Services 2009-11-26 2011-07-15
AJD522 O'SULLIVAN Denis Patrick RE Dealing in Securities 2011-06-30 2014-06-10
AJD522 O'SULLIVAN Denis Patrick RE Dealing in Futures Contracts 2011-09-15 2014-06-10
AJE687 LI Jiun-Wei 李君唯 RE Dealing in Securities 2013-09-12 2013-12-02
AJE745 JOHNSON Craig Francis RE Dealing in Securities 2003-10-07 2006-06-02
AJF629 CHAN Shu Pang, Eddy 陳樹鵬 RE Dealing in Securities 2004-12-20 2005-11-30
AJG054 WONG Cho Kei, Bonnie 黃楚基 RE Dealing in Securities 2003-11-12 2006-09-28
AJH934 OH John Sehyun RE Dealing in Securities 2003-12-23 2007-11-15
AJI671 FU Franklin 傅一軒 RE Dealing in Securities 2011-06-27 2013-05-31
AJI671 FU Franklin 傅一軒 RE Dealing in Futures Contracts 2011-09-15 2013-05-31
AJI671 FU Franklin 傅一軒 RE Providing Automated Trading Services 2011-06-27 2013-05-31
AJL851 CHAN Tsui Fong, Kellie 陳翠芳 RE Dealing in Securities 2007-09-21 2008-08-22
AJM685 WEI Ying 魏莹 RE Advising on Securities 2007-08-23 2008-04-06
AJM689 YIN He 尹賀 RE Advising on Securities 2007-07-25 2010-02-03
AKI398 CARR Matthew Edmund RE Dealing in Securities 2005-08-01 2006-03-08
AKI398 CARR Matthew Edmund RO Dealing in Securities 2006-03-08 2006-09-01
AKI638 WONG Tin Lam 黃天嵐 RE Dealing in Securities 2006-08-18 2008-06-28
AKI922 GILBERT Laurent Luc RE Dealing in Securities 2007-09-14 2011-08-04
AKI922 GILBERT Laurent Luc RE Providing Automated Trading Services 2009-11-26 2011-08-04
AKJ299 CHAMPAGNE Jean-marc Beaugrand 向君浩 RE Dealing in Securities 2007-06-12 2011-04-29
AKJ299 CHAMPAGNE Jean-marc Beaugrand 向君浩 RE Providing Automated Trading Services 2009-11-26 2011-04-29
AKN223 YANG Xiaoqing 楊晓青 RE Dealing in Securities 2004-04-30 2004-11-16
AKO916 PARK Jung Im RE Dealing in Securities 2011-06-03 2015-04-16
AKO916 PARK Jung Im RE Dealing in Futures Contracts 2011-09-15 2015-04-16
AKO916 PARK Jung Im RE Providing Automated Trading Services 2011-06-03 2015-04-16
AKP304 LAM Yuk Hing 林玉卿 RE Advising on Securities 2004-06-14 2007-06-04
AKP468 ZUO Jie 左杰 RE Dealing in Securities 2005-08-23 2006-11-09
AKS596 ANDREW Simon Malcolm RE Dealing in Securities 2008-09-10 2009-10-21
AKS651 YU Xiaomei 于晓梅 RE Advising on Securities 2005-04-14 2006-08-24
AKS660 WONG Chak Yan Martin 黃集恩 RE Dealing in Securities 2016-02-17
AKS660 WONG Chak Yan Martin 黃集恩 RE Dealing in Futures Contracts 2016-04-11
AKS948 LAW Yun Yue, Joann 羅潤瑜 RE Advising on Corporate Finance 2013-03-28 2018-03-16
AKU887 CHEN Wei Li 陳偉力 RE Dealing in Securities 2009-01-07 2015-05-08
AKU887 CHEN Wei Li 陳偉力 RE Dealing in Futures Contracts 2011-09-14 2015-05-08
ALA502 JACKSON Katie Mary RE Dealing in Securities 2004-07-28 2009-03-24
ALA654 CHANG Michael RE Dealing in Securities 2009-07-15 2010-08-21
ALA691 TSAI Chien-kuo 蔡建國 RE Advising on Securities 2009-09-08 2011-04-27
ALB386 GE Lijia 葛丽佳 RE Dealing in Securities 2007-07-26 2009-05-22
ALB748 WEN Tianli 溫天力 RE Advising on Securities 2007-07-19 2008-03-07
ALC474 TANG Chi Kit 鄧智傑 RE Advising on Securities 2005-07-15 2006-06-30
ALD531 ONG Su-Mei, Samantha Nichola 王淑梅 RE Dealing in Securities 2004-12-20 2005-05-20
ALE841 WANG Yaoping 王瑤平 RE Advising on Securities 2016-08-22 2016-11-14
ALE927 AYERS Annabel Lucy RE Dealing in Securities 2004-09-01 2005-09-05
ALF251 LEUNG Kwok Kit, Donald 梁國傑 RE Advising on Corporate Finance 2013-03-28 2014-04-10
ALF260 HUANG Jiaying 黃佳瑩 RE Advising on Securities 2004-09-02 2007-04-15
ALF337 CHEONG Jimmy Jin Wooi 莊任偉 RE Dealing in Securities 2014-01-14 2014-05-07
ALF337 CHEONG Jimmy Jin Wooi 莊任偉 RE Advising on Securities 2014-01-14 2014-05-07
ALF534 LEE Jay Hyun 李在賢 RE Dealing in Securities 2012-09-28 2013-03-01
ALG172 CHENG Charles Yo-chuan 鄭又銓 RE Advising on Securities 2010-07-12 2011-11-18
ALG199 LIU Wei 劉煒 RE Dealing in Securities 2008-08-20 2010-06-01
ALH710 BLOUD Valery Laurent Gregory RE Dealing in Securities 2009-01-23
ALH710 BLOUD Valery Laurent Gregory RE Dealing in Futures Contracts 2011-09-14
ALI312 LAM Yik Tung 林易彤 RE Advising on Corporate Finance 2013-04-16 2014-04-17
ALI391 LEE Jae Chel RE Dealing in Securities 2012-09-21 2012-12-14
ALI391 LEE Jae Chel RE Dealing in Futures Contracts 2012-09-21 2012-12-14
ALI391 LEE Jae Chel RE Providing Automated Trading Services 2012-09-21 2012-12-14
ALJ991 CHANG Ching-Kun 張靖坤 RE Advising on Securities 2009-08-26 2010-07-23
ALK138 FAN Dizhao 范廸釗 RE Advising on Securities 2004-11-03 2005-03-23
ALK520 LI Ye 勵曄 RE Advising on Securities 2014-07-31 2016-09-09
ALL099 GHOSH Anandomoy RE Dealing in Securities 2008-06-02 2009-06-10
ALL346 SO Cheuk Yin 蘇卓賢 RE Advising on Securities 2007-05-18 2009-09-01
ALN501 LIU Dongjuan 劉冬娟 RE Advising on Securities 2004-12-08 2005-01-12
ALN581 CHIU Krystal Yu Pui 趙汝珮 RE Dealing in Securities 2007-06-18 2013-10-17
ALN581 CHIU Krystal Yu Pui 趙汝珮 RE Dealing in Securities 2017-02-20 2018-05-25
ALN581 CHIU Krystal Yu Pui 趙汝珮 RE Dealing in Futures Contracts 2011-09-14 2013-10-17
ALN581 CHIU Krystal Yu Pui 趙汝珮 RE Providing Automated Trading Services 2009-11-26 2013-10-17
ALR570 SHUM Fei Fei 沈菲菲 RE Dealing in Securities 2010-07-22 2011-02-15
ALT794 PERROT Benoit Francis Louis RE Dealing in Securities 2005-07-19 2009-02-28
ALV237 FOSTER Scott Mather RE Advising on Securities 2011-11-21 2012-09-30
ALV256 TEI Mei Lun Miranda 戴美倫 RE Dealing in Securities 2010-12-22 2013-12-13
ALV256 TEI Mei Lun Miranda 戴美倫 RE Dealing in Futures Contracts 2011-09-15 2013-12-13
ALV256 TEI Mei Lun Miranda 戴美倫 RE Providing Automated Trading Services 2010-12-22 2013-12-13
ALV267 HUANG Po-Chun 黃柏俊 RE Dealing in Securities 2012-11-29 2014-05-15
ALW307 POR Yong Liang 傅永量 RE Advising on Securities 2011-10-28
ALW391 RAMSEY Michael Ryan RE Dealing in Securities 2011-06-20 2016-09-30
ALW391 RAMSEY Michael Ryan RE Dealing in Futures Contracts 2011-09-15 2016-09-30
ALW479 LUI Man Lung, Jeremy 呂文龍 RE Dealing in Securities 2017-06-01
ALW479 LUI Man Lung, Jeremy 呂文龍 RE Advising on Corporate Finance 2013-03-28
ALY129 LI Xiaoli 李曉麗 RE Advising on Securities 2009-06-01 2012-04-11
ALZ665 YIP Fung 葉豐 RE Dealing in Securities 2007-05-25 2016-04-25
ALZ665 YIP Fung 葉豐 RE Dealing in Futures Contracts 2011-09-15 2016-04-25
ALZ834 ZHOU Xin 周欣 RE Advising on Securities 2005-05-23 2007-04-04
ALZ834 ZHOU Xin 周欣 RE Advising on Securities 2007-05-14 2007-08-03
AMA932 TAN Choon Ming 陳俊銘 RE Advising on Securities 2018-03-27
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RE Dealing in Securities 2014-02-21 2015-08-21
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RE Dealing in Futures Contracts 2014-02-21 2015-08-21
AME417 LEE Chun Ming 李振銘 RE Dealing in Securities 2005-06-24 2007-06-18
AME417 LEE Chun Ming 李振銘 RE Dealing in Securities 2009-11-17 2015-07-17
AMF222 CHUNG Wai Shing 鍾偉成 RE Dealing in Securities 2008-05-16 2010-04-02
AMF755 GAO Shi 高实 RE Advising on Securities 2005-07-18 2006-04-29
AMG970 WONG Yan 王欣 RE Dealing in Securities 2017-03-10
AMI212 GOLDBERG Brian Howard RE Dealing in Securities 2014-07-28 2015-03-10
AMI212 GOLDBERG Brian Howard RE Dealing in Futures Contracts 2014-07-28 2015-03-10
AMI212 GOLDBERG Brian Howard RE Providing Automated Trading Services 2014-07-28 2015-03-10
AMJ798 QIAN Jin 錢進 RE Dealing in Securities 2008-06-06 2008-12-04
AMJ963 ZU SAYN-WITTGENSTEIN BERLEBURG Sebastian Fredrik RO Advising on Corporate Finance 2013-03-28 2013-04-02
AMJ983 ROY Karine RE Dealing in Securities 2010-08-04 2014-04-17
AMJ983 ROY Karine RE Dealing in Futures Contracts 2011-09-15 2014-04-17
AMJ983 ROY Karine RE Providing Automated Trading Services 2010-08-04 2014-04-17
AMK015 FESCHET Xavier, Boris RE Dealing in Securities 2007-05-25 2010-12-03
AMK424 RAGEAU Patrice Frederic RE Dealing in Securities 2009-07-13
AMK424 RAGEAU Patrice Frederic RE Dealing in Futures Contracts 2011-09-15
AML239 KUANG Xia 匡霞 RE Dealing in Securities 2006-09-07 2012-07-31
AML239 KUANG Xia 匡霞 RE Dealing in Futures Contracts 2011-09-15 2012-07-31
AML239 KUANG Xia 匡霞 RE Advising on Securities 2005-09-08 2006-08-31
AML239 KUANG Xia 匡霞 RE Providing Automated Trading Services 2009-11-26 2012-07-31
AML242 WU Yun ?云 RE Advising on Securities 2005-09-08 2006-09-13
AMM502 CHEN Zhong Wei 陳仲偉 RE Advising on Securities 2009-09-25 2012-04-11
AMS055 MAN Henry 文子威 RE Dealing in Securities 2005-11-09 2013-04-15
AMS055 MAN Henry 文子威 RE Dealing in Futures Contracts 2011-09-15 2013-04-15
AMS055 MAN Henry 文子威 RE Providing Automated Trading Services 2009-11-26 2013-04-15
AMU414 CHANG Yi Cheng 張奕崢 RE Advising on Corporate Finance 2013-03-28 2014-05-31
AMW365 CHAN Kai Man 陳啟文 RE Dealing in Securities 2014-11-04
AMW365 CHAN Kai Man 陳啟文 RE Dealing in Futures Contracts 2014-11-04
AMW365 CHAN Kai Man 陳啟文 RE Providing Automated Trading Services 2014-11-04 2015-11-30
AMW646 DERVILLE Guillaume Colin RE Dealing in Securities 2010-12-08
AMW646 DERVILLE Guillaume Colin RE Dealing in Futures Contracts 2011-09-14
AMW646 DERVILLE Guillaume Colin RE Advising on Securities 2012-04-25
AMW646 DERVILLE Guillaume Colin RE Providing Automated Trading Services 2010-12-08 2015-11-30
AMX119 BAVERSTOCK Jason Paul RE Advising on Securities 2008-04-17 2009-06-19
AMX199 ZHANG Zhuojia 張卓佳 RE Advising on Securities 2013-07-08 2016-05-13
AMY453 SAMESHIMA Toyoki RE Advising on Securities 2011-10-04 2018-01-19
AMZ012 CAO Qing 曹庆 RE Advising on Securities 2006-01-24 2007-04-26
ANA510 CAO Zhirong 曹志荣 RE Advising on Corporate Finance 2013-03-28
ANB610 SAINTVILLE Alexandre Maurice Andre RE Dealing in Securities 2007-05-25 2009-06-30
ANC153 LAW Chi Yee, Margaret 羅紫宜 RE Dealing in Securities 2006-02-27 2010-04-02
AND694 LU Shanshan 陸珊珊 RE Advising on Securities 2006-03-06 2007-06-08
ANG412 ZHANG Jin 张仅 RE Advising on Securities 2007-10-03 2018-05-15
ANJ643 BUTTERWORTH Gregory John RE Dealing in Securities 2011-06-20 2015-08-10
ANJ643 BUTTERWORTH Gregory John RE Dealing in Futures Contracts 2011-09-15 2015-08-10
ANJ695 ZHANG Wei RE Advising on Securities 2007-05-01 2008-06-25
ANK430 TOMPKINS John G RE Dealing in Securities 2009-11-17 2010-11-05
ANK430 TOMPKINS John G RE Dealing in Securities 2018-06-22
ANK430 TOMPKINS John G RE Dealing in Futures Contracts 2018-06-22
ANK430 TOMPKINS John G RE Providing Automated Trading Services 2009-11-17 2010-11-05
ANL016 LI Yu 黎禺 RE Dealing in Securities 2010-06-07 2015-07-17
ANN401 KWAN Sze Man 關思敏 RE Dealing in Securities 2006-06-21 2010-09-23
ANO992 WANG Li-Ting 王俐婷 RE Dealing in Securities 2006-06-26 2010-06-26
ANO998 LAM Man Wai, Nancy 林文慧 RE Dealing in Securities 2006-06-26 2010-06-29
ANO998 LAM Man Wai, Nancy 林文慧 RE Providing Automated Trading Services 2009-11-26 2010-06-29
ANP011 LI Xiang 李响 RE Dealing in Securities 2006-06-26 2007-03-19
ANP351 TAN Siow Hong, Terrance 陳紹鴻 RE Advising on Corporate Finance 2015-01-21
ANP353 CHEUNG Vien Wing Yan 張穎欣 RE Advising on Corporate Finance 2013-03-28
ANQ272 GEARY Dean RE Dealing in Securities 2014-11-19 2017-08-05
ANQ272 GEARY Dean RE Dealing in Futures Contracts 2014-11-19 2017-08-05
ANQ272 GEARY Dean RE Providing Automated Trading Services 2014-11-19 2015-11-30
ANQ300 HOLLOWAY Christopher James RE Advising on Securities 2007-11-22 2010-09-01
ANQ597 NG Tsz Wing, Alda 吳芷穎 RE Dealing in Securities 2013-03-05 2013-03-20
ANQ597 NG Tsz Wing, Alda 吳芷穎 RE Dealing in Securities 2013-10-25 2015-01-30
ANQ817 MOUILHADE Claire Beatrice Claude RE Dealing in Securities 2015-02-03
ANQ817 MOUILHADE Claire Beatrice Claude RE Advising on Corporate Finance 2015-02-03
ANQ846 CHANG Tak Yin, George 張德賢 RE Dealing in Securities 2012-06-22 2013-04-11
ANQ964 LIU Yuwen 劉育文 RE Advising on Corporate Finance 2013-03-28 2014-06-13
ANW366 ZHAO Min 趙敏 RE Dealing in Securities 2010-12-07 2015-08-14
ANW366 ZHAO Min 趙敏 RE Advising on Corporate Finance 2013-03-28 2015-08-14
ANW411 LIN Alen Cheng-Yi 林政毅 RE Advising on Securities 2009-07-15 2016-04-28
ANW970 JIA Wenbo 賈文博 RE Advising on Corporate Finance 2014-11-04 2016-04-29
ANX752 CHEN Ken An 陳安 RE Dealing in Securities 2012-03-05 2013-01-23
ANX752 CHEN Ken An 陳安 RE Dealing in Securities 2014-06-13 2016-07-11
ANX752 CHEN Ken An 陳安 RE Dealing in Futures Contracts 2014-06-13 2016-07-11
ANX752 CHEN Ken An 陳安 RE Advising on Securities 2013-01-23 2013-04-02
ANX752 CHEN Ken An 陳安 RO Advising on Securities 2013-04-02 2017-06-09
ANX752 CHEN Ken An 陳安 RE Providing Automated Trading Services 2014-06-13 2015-11-30
ANX799 DOUIN Guillaume Marie Benoit RE Dealing in Securities 2018-09-26
ANX799 DOUIN Guillaume Marie Benoit RE Dealing in Futures Contracts 2018-09-26
ANX861 JONES Alun Richard James RE Dealing in Securities 2006-09-18 2007-03-22
ANX862 CHANG Jack Chun-Chieh RE Dealing in Securities 2007-10-25 2009-12-08
ANX921 SHAHA Sourabh Sharashchandra RE Dealing in Securities 2007-07-27 2011-06-13
ANY404 CHONG Kang Ho RE Advising on Securities 2014-03-31 2016-04-28
AOA104 WONG Wa 王華 RE Advising on Securities 2006-09-26 2009-04-01
AOB011 DIMASIN Georgina Chanel RE Dealing in Securities 2006-10-13 2006-11-12
AOB435 CHU Chuen Sing 朱泉星 RE Advising on Corporate Finance 2013-03-28
AOB669 GRAY Simon Francis RE Dealing in Securities 2008-05-21 2009-04-16
AOB716 CHANG Chia-Shan 張嘉珊 RE Dealing in Securities 2011-11-30 2017-02-01
AOB716 CHANG Chia-Shan 張嘉珊 RE Dealing in Futures Contracts 2011-11-30 2017-02-01
AOB716 CHANG Chia-Shan 張嘉珊 RE Providing Automated Trading Services 2011-11-30 2015-11-30
AOB718 CHEN Chia-Yi 陳佳儀 RE Advising on Securities 2012-02-21
AOC886 REN Hui 任蕙 RE Advising on Securities 2006-10-31 2006-12-20
AOD728 WAY Bradley J RE Advising on Securities 2006-11-13 2008-03-29
AOD728 WAY Bradley J RE Advising on Securities 2008-08-12 2011-09-23
AOG202 YIP Ka Ying 葉家瑛 RE Dealing in Securities 2013-08-14 2015-07-21
AOG202 YIP Ka Ying 葉家瑛 RE Dealing in Futures Contracts 2011-09-15 2015-07-21
AOG668 LI Zhuyu 李朱瑜 RE Advising on Corporate Finance 2018-10-22
AOH868 WANG Shuai 王帥 RE Advising on Securities 2007-07-17 2011-07-26
AOJ396 DAVEY Carl Julian RE Dealing in Securities 2018-02-26
AOJ396 DAVEY Carl Julian RE Dealing in Futures Contracts 2018-02-26
AOK965 SEKKAI Rachid RE Dealing in Securities 2011-04-04
AOK965 SEKKAI Rachid RE Dealing in Futures Contracts 2011-09-15
AOL436 BARRY Matthieu Francois Marie RE Dealing in Securities 2007-06-12 2017-06-15
AOL436 BARRY Matthieu Francois Marie RE Dealing in Futures Contracts 2011-09-14 2017-06-15
AOL528 KAM Kwok Hung 甘國雄 RE Advising on Corporate Finance 2013-09-03 2016-09-09
AON008 XU Shaoyi RE Advising on Corporate Finance 2013-03-28 2013-10-22
AOP023 AU Yu Hang, Johannes 歐宇恆 RE Advising on Securities 2010-07-27 2012-06-01
AOP076 DING Ying 丁莹 RE Advising on Securities 2007-02-16 2013-04-01
AOQ600 YAMAMOTO Yoshitsugu RE Advising on Securities 2012-01-20 2015-07-31
AOR112 JIANG Yijun 蔣怡君 RE Dealing in Securities 2007-03-06 2007-03-29
AOT505 WALTERS Andrew James RE Dealing in Securities 2009-07-02 2014-03-31
AOT505 WALTERS Andrew James RE Dealing in Futures Contracts 2011-09-15 2014-03-31
AOT505 WALTERS Andrew James RE Providing Automated Trading Services 2009-11-26 2014-03-31
AOU472 BAILLIE Samuel Jeremy RE Dealing in Securities 2007-04-10 2011-06-17
AOU472 BAILLIE Samuel Jeremy RE Providing Automated Trading Services 2009-11-26 2011-06-17
AOU650 NG Wai Kei 吳煒基 RE Advising on Securities 2015-10-28 2016-09-15
AOY468 YIP Shun Man 葉舜文 RE Dealing in Securities 2007-05-21 2011-05-27
AOY468 YIP Shun Man 葉舜文 RE Dealing in Securities 2012-07-27 2016-05-27
AOZ082 NOEL Jean-pierre RE Dealing in Securities 2007-05-25 2008-04-30
APB451 FOLEY Cathal Brendan RE Dealing in Securities 2010-04-27 2011-08-31
APC111 YAO Xuting 姚旭婷 RE Advising on Corporate Finance 2013-03-28 2013-05-28
APC521 KWOK Yan Ming 郭恩明 RE Advising on Corporate Finance 2013-04-18 2014-10-24
APC634 YU Xiaoyu 余曉毓 RE Advising on Securities 2013-08-30 2015-04-14
APD362 WONG Alan 黃亞倫 RE Advising on Securities 2009-06-23 2010-06-18
APD921 CHEUNG Ronney Lok-yin 張樂賢 RE Advising on Securities 2012-09-17 2015-06-19
APG515 THATCHER Mark Anthony 戴卓爾 RE Dealing in Securities 2012-10-01 2014-05-09
APG515 THATCHER Mark Anthony 戴卓爾 RE Dealing in Futures Contracts 2012-10-01 2014-05-09
APG559 CHOI Johann 蔡宗瀚 RE Dealing in Securities 2007-07-17 2007-11-06
APG568 YEUNG Jack Yuhin 楊宇恆 RE Advising on Securities 2007-07-17 2012-07-09
APH040 WELGEN Thorsten RE Dealing in Securities 2007-07-26 2008-03-23
APH113 XING Xiaoyu 邢小羽 RE Advising on Securities 2010-06-18 2011-08-31
APH639 CHEUNG Sek Yuen, Martin 張錫源 RE Dealing in Securities 2013-09-05 2018-04-23
APH639 CHEUNG Sek Yuen, Martin 張錫源 RE Dealing in Futures Contracts 2013-09-05 2018-04-23
APK592 SEKHARAN Tina RE Dealing in Securities 2012-10-15 2016-04-29
APK592 SEKHARAN Tina RE Dealing in Futures Contracts 2012-10-15 2016-04-29
APK592 SEKHARAN Tina RE Providing Automated Trading Services 2012-10-15 2015-11-30
APK597 HERSEY Steven James RE Dealing in Securities 2017-02-07
APK597 HERSEY Steven James RE Dealing in Futures Contracts 2017-02-07
APK726 MAKHIJA Tarun Ram RE Dealing in Securities 2013-08-01 2013-08-18
APK726 MAKHIJA Tarun Ram RE Dealing in Securities 2013-11-04 2013-11-15
APK726 MAKHIJA Tarun Ram RE Dealing in Securities 2014-04-04 2014-04-16
APK726 MAKHIJA Tarun Ram RE Dealing in Securities 2014-06-09 2016-07-29
APK726 MAKHIJA Tarun Ram RE Dealing in Futures Contracts 2013-08-01 2013-08-18
APK726 MAKHIJA Tarun Ram RE Dealing in Futures Contracts 2013-11-04 2013-11-15
APK726 MAKHIJA Tarun Ram RE Dealing in Futures Contracts 2014-04-04 2014-04-16
APK726 MAKHIJA Tarun Ram RE Dealing in Futures Contracts 2014-06-09 2016-07-29
APL964 LEE Emily 李潁桐 RE Advising on Securities 2014-08-11 2016-04-29
APO197 LIU Jia 劉佳 RE Advising on Securities 2007-09-04 2014-04-24
APP351 PANG Ka Yin 彭嘉妍 RE Dealing in Securities 2017-11-03 2018-04-19
APQ122 SU Liang 苏亮 RE Advising on Securities 2007-09-18 2008-02-12
APQ588 KO Silvia 高思雯 RE Advising on Securities 2007-09-18 2010-05-01
APR812 LI Zaozao 李早早 RE Advising on Securities 2007-09-27 2008-11-28
APR820 AI Haiqing 艾海青 RE Advising on Securities 2007-09-27 2011-11-18
APS897 BOUCKLEY David John RE Dealing in Securities 2007-10-08 2009-01-13
APS897 BOUCKLEY David John RE Advising on Securities 2009-01-12 2009-04-01
APU298 FAN Lai Kwan 范勵君 RE Advising on Corporate Finance 2013-03-28 2013-05-24
APU602 DING Lin 丁邻 RE Advising on Corporate Finance 2013-03-28 2014-12-08
APU608 HAO Zhiwei 郝志偉 RE Advising on Securities 2007-10-11 2010-08-02
APU610 WANG Han 王晗 RE Advising on Securities 2007-10-11 2009-01-17
APU664 CHUNG Wing Sze 鍾穎詩 RE Dealing in Securities 2011-05-04 2013-08-30
APU664 CHUNG Wing Sze 鍾穎詩 RE Advising on Corporate Finance 2013-03-28 2013-08-30
APV582 NG Chee Leung, Bernard 吳子樑 RE Dealing in Securities 2007-10-15 2014-08-27
APV582 NG Chee Leung, Bernard 吳子樑 RE Dealing in Futures Contracts 2011-09-15 2014-08-27
APV582 NG Chee Leung, Bernard 吳子樑 RE Providing Automated Trading Services 2010-01-05 2014-05-12
APV923 SALEMBIER David H. E. RE Dealing in Securities 2017-06-01
APV923 SALEMBIER David H. E. RE Dealing in Futures Contracts 2017-06-01
APW907 LIU Miao 劉淼 RE Advising on Securities 2011-05-23 2011-11-18
APY382 LEE Wee Liat 李偉烈 RE Advising on Securities 2012-06-01
APY531 WANG Shou Jen 王壽仁 RE Dealing in Securities 2007-11-02 2010-03-26
APY531 WANG Shou Jen 王壽仁 RE Providing Automated Trading Services 2009-11-26 2010-03-26
APY600 SUN Derrick 孫裕文 RE Advising on Securities 2007-11-06 2012-06-08
APZ506 LUCIDO Lorenzo Giuseppe RE Dealing in Securities 2009-02-19 2013-03-14
APZ506 LUCIDO Lorenzo Giuseppe RE Dealing in Futures Contracts 2011-09-15 2013-03-14
AQA622 CHAN Man Fong Rachel 陳敏芳 RE Dealing in Securities 2007-11-19 2011-06-30
AQA622 CHAN Man Fong Rachel 陳敏芳 RE Providing Automated Trading Services 2009-11-26 2011-06-30
AQD326 O'SHEA Daniel John RE Dealing in Securities 2012-03-06 2014-06-13
AQE314 WANG Yingchuan 王穎川 RE Dealing in Securities 2016-10-03
AQE314 WANG Yingchuan 王穎川 RE Dealing in Futures Contracts 2016-11-02
AQE831 CHOI Yik Hin, Thomson 蔡亦軒 RE Dealing in Securities 2010-10-05 2018-07-24
AQE831 CHOI Yik Hin, Thomson 蔡亦軒 RE Dealing in Futures Contracts 2011-09-14 2018-07-24
AQF151 LAN Dong 蘭棟 RE Advising on Corporate Finance 2013-03-28 2013-04-23
AQJ979 WONG Chun Tung, Anthony 黃俊東 RE Dealing in Securities 2008-01-28 2014-08-08
AQJ979 WONG Chun Tung, Anthony 黃俊東 RE Advising on Securities 2010-04-15 2014-08-08
AQM097 CHEN Ziyu 陳子妤 RE Dealing in Securities 2011-07-14 2012-07-23
AQM097 CHEN Ziyu 陳子妤 RE Dealing in Futures Contracts 2011-09-15 2012-07-23
AQM097 CHEN Ziyu 陳子妤 RE Providing Automated Trading Services 2011-07-14 2012-07-23
AQM704 DHILLON Inquilab Singh RE Dealing in Securities 2014-10-30 2015-03-25
AQM704 DHILLON Inquilab Singh RE Dealing in Futures Contracts 2014-10-30 2015-03-25
AQM704 DHILLON Inquilab Singh RE Providing Automated Trading Services 2014-10-30 2015-03-25
AQM743 MORAN Miranda Elvira RE Advising on Securities 2018-03-19
AQO335 CHOI Hyung Wook 崔亨旭 RE Advising on Securities 2009-10-12 2010-07-23
AQR039 LEUNG Tak Wah, Richard 梁德驊 RE Dealing in Securities 2008-03-12 2017-08-04
AQR039 LEUNG Tak Wah, Richard 梁德驊 RE Dealing in Futures Contracts 2014-02-14 2017-08-04
AQR039 LEUNG Tak Wah, Richard 梁德驊 RE Providing Automated Trading Services 2014-02-14 2014-04-07
AQR519 CUI Fan 崔帆 RE Advising on Securities 2008-03-20 2011-08-16
AQR524 FAURE Stephane RE Dealing in Securities 2008-03-20 2010-08-28
AQR524 FAURE Stephane RE Providing Automated Trading Services 2009-11-26 2010-08-28
AQS811 GAO Jianfeng 高劍鋒 RE Advising on Securities 2008-03-28 2010-05-07
AQS812 TUNG Yiu Kei, Kenneth 董耀基 RE Advising on Securities 2008-03-28 2011-11-18
AQU258 LAI Patrick Pak Hung 黎柏鴻 RE Dealing in Securities 2018-07-11
AQU630 ZHU Mengyao 朱梦嶢 RE Advising on Corporate Finance 2013-03-28 2014-04-28
AQX336 NARAIN Jayesh Suresh RE Dealing in Securities 2008-04-23 2013-05-31
AQX336 NARAIN Jayesh Suresh RE Dealing in Securities 2013-06-18 2017-11-16
AQX336 NARAIN Jayesh Suresh RE Dealing in Futures Contracts 2011-09-15 2013-05-31
AQX336 NARAIN Jayesh Suresh RE Dealing in Futures Contracts 2013-06-18 2017-11-16
AQX336 NARAIN Jayesh Suresh RE Providing Automated Trading Services 2009-11-26 2013-05-31
AQX336 NARAIN Jayesh Suresh RE Providing Automated Trading Services 2013-06-18 2015-11-30
AQY368 CUZOL Nicolas RE Dealing in Securities 2008-04-30 2010-08-11
AQY371 NABON Thomas, Robert, Bernard RE Dealing in Securities 2008-04-30 2008-08-29
AQZ652 TA Francois RE Dealing in Securities 2008-05-07
AQZ652 TA Francois RE Dealing in Futures Contracts 2011-09-15
ARB726 LEE Wai Kin, Dennis 李煒堅 RE Dealing in Securities 2011-01-10 2011-09-02
ARD708 MILES Ashley James RE Dealing in Securities 2008-06-03 2009-04-16
ARE450 WANG Xiankai 王賢愷 RE Dealing in Securities 2008-06-20 2008-08-28
ARE470 TSE Ka Hou 謝嘉豪 RE Advising on Corporate Finance 2015-04-21
ARE767 STANICA Adrian RE Dealing in Securities 2012-03-06 2016-05-04
ARE945 KAMIMURA Taro RE Dealing in Securities 2008-06-17 2008-08-17
ARE945 KAMIMURA Taro RE Dealing in Securities 2009-06-29 2009-08-15
ARG656 PIACHAUD James Anthony Charles RE Dealing in Securities 2015-06-10 2018-08-23
ARG824 TAKIHARA Noriko RE Dealing in Securities 2008-07-02 2008-10-02
ARG825 SHIMADA Tetsuhiro RE Dealing in Securities 2008-07-02 2008-10-02
ARG825 SHIMADA Tetsuhiro RE Dealing in Securities 2010-05-20 2010-06-20
ARG827 HASEYAMA Satsuki RE Dealing in Securities 2008-07-02 2008-10-02
ARG828 NISHIOKA Tomonori RE Dealing in Securities 2008-07-07 2008-10-07
ARG883 TONIN Jean-Brice, Victor RE Dealing in Securities 2008-07-03 2009-10-24
ARH719 LI Changge RE Dealing in Securities 2008-07-11 2009-01-16
ARH721 OLIVER Britt-Karin RE Advising on Securities 2008-07-11 2009-02-14
ARI573 LI Tingting 李婷婷 RE Advising on Securities 2008-07-21 2014-05-21
ARI934 WONG Weng Tong 黃榮東 RE Dealing in Securities 2008-07-28
ARI934 WONG Weng Tong 黃榮東 RE Dealing in Futures Contracts 2011-09-15
ARL271 KAWAHARA Natsuki RE Dealing in Securities 2008-08-12 2008-10-12
ARL271 KAWAHARA Natsuki RE Dealing in Securities 2009-06-29 2009-12-15
ARL276 WANG Yingchu 王穎初 RE Dealing in Securities 2008-08-07
ARL276 WANG Yingchu 王穎初 RE Dealing in Futures Contracts 2011-09-15
ARM838 LE Xue 樂雪 RE Advising on Securities 2011-09-06 2012-02-29
ARM867 DESMAREST Vincent, Benjamin, Thierry RE Dealing in Securities 2008-08-15 2018-01-16
ARM867 DESMAREST Vincent, Benjamin, Thierry RO Dealing in Securities 2018-01-16
ARM867 DESMAREST Vincent, Benjamin, Thierry RE Dealing in Futures Contracts 2011-09-14 2018-01-16
ARM867 DESMAREST Vincent, Benjamin, Thierry RO Dealing in Futures Contracts 2018-01-16
ARN485 YUEN William 袁家樂 RE Dealing in Securities 2008-08-20 2011-11-18
ARN485 YUEN William 袁家樂 RE Dealing in Securities 2015-08-17
ARN485 YUEN William 袁家樂 RE Providing Automated Trading Services 2009-11-26 2011-11-18
ARN485 YUEN William 袁家樂 RE Providing Automated Trading Services 2015-08-17 2015-11-30
ARN751 KUO-TSING-JEN Nicolas Guillaume Stephane RE Dealing in Securities 2008-08-27 2010-01-02
ARO438 WANG Xiaodi 王曉滌 RE Advising on Securities 2011-06-01 2012-03-28
ARO719 LEE Si Chun, Kevin 李思進 RE Dealing in Securities 2016-04-14
ARO719 LEE Si Chun, Kevin 李思進 RE Dealing in Futures Contracts 2016-04-14
ARO864 SALMON Raphael Francis Rene RE Dealing in Securities 2008-09-09 2013-03-25
ARO864 SALMON Raphael Francis Rene RE Dealing in Futures Contracts 2011-09-15 2013-03-25
ARR377 ZHOU Ying 周瑩 RE Advising on Securities 2008-10-02 2011-09-01
ARR518 HUI Ole Hiu Tung 許曉東 RE Advising on Securities 2018-06-26
ARR798 MOTTARD Alexandre Flavien RE Dealing in Securities 2015-10-02
ARR798 MOTTARD Alexandre Flavien RE Dealing in Futures Contracts 2015-10-02
ARR894 MA Junrui 馬隽睿 RE Advising on Securities 2008-10-06 2010-06-23
ARR902 SAPRU Rahul RE Dealing in Securities 2013-11-07 2016-10-07
ARR902 SAPRU Rahul RE Dealing in Futures Contracts 2013-11-07 2016-10-07
ARS482 TIAN Xiaolei 田小磊 RE Dealing in Securities 2008-10-15
ARS482 TIAN Xiaolei 田小磊 RE Dealing in Futures Contracts 2011-09-15
ART533 GEFFROY Eric Laurent Raymond RE Dealing in Securities 2008-10-23 2009-05-01
ART533 GEFFROY Eric Laurent Raymond RE Dealing in Securities 2014-09-19
ART533 GEFFROY Eric Laurent Raymond RE Dealing in Futures Contracts 2014-09-19
ART865 LAZERGES Gilles RE Dealing in Securities 2008-10-27 2009-04-09
ART866 TSUI Chun Wa 徐振華 RE Dealing in Securities 2011-01-10 2015-07-10
ARU049 GODET Martial Herve Paul RE Dealing in Securities 2013-01-17 2013-01-24
ARU049 GODET Martial Herve Paul RE Dealing in Securities 2013-05-14 2013-07-20
ARU049 GODET Martial Herve Paul RE Advising on Securities 2013-01-17 2013-01-24
ARU049 GODET Martial Herve Paul RE Advising on Securities 2013-05-14 2013-07-20
ARW177 LIMOUZI Quentin Gregoire RE Dealing in Securities 2008-11-20 2011-02-09
ARW177 LIMOUZI Quentin Gregoire RE Dealing in Securities 2011-07-28 2013-05-21
ARW177 LIMOUZI Quentin Gregoire RE Dealing in Futures Contracts 2011-09-15 2013-05-21
ARW177 LIMOUZI Quentin Gregoire RE Providing Automated Trading Services 2009-11-26 2011-02-09
ARW177 LIMOUZI Quentin Gregoire RE Providing Automated Trading Services 2011-07-28 2013-05-21
ARW897 CHEN Yalei 陳亞雷 RE Advising on Securities 2010-07-26 2016-05-09
ARZ122 LO Man 盧敏 RE Dealing in Securities 2015-09-22
ARZ122 LO Man 盧敏 RE Dealing in Futures Contracts 2015-09-22
ASF398 FITOUSSI Patrick Kelifa RE Dealing in Securities 2009-01-07 2010-01-15
ASF399 SIT David Zhe Ming RE Dealing in Securities 2011-01-10 2012-07-06
ASF399 SIT David Zhe Ming RE Dealing in Futures Contracts 2011-09-15 2012-07-06
ASF703 HUNG Jin-Yang 洪進揚 RE Advising on Securities 2012-02-21 2012-09-28
ASF961 TSAI Ti-yun 蔡笛韻 RE Advising on Securities 2011-08-24 2016-05-27
ASF961 TSAI Ti-yun 蔡笛韻 RE Advising on Securities 2017-05-31
ASK045 TRIVEDI Anshul RE Dealing in Securities 2009-02-05 2014-01-30
ASK045 TRIVEDI Anshul RE Dealing in Futures Contracts 2011-09-15 2014-01-30
ASK045 TRIVEDI Anshul RE Providing Automated Trading Services 2010-09-06 2014-01-30
ASM394 MCINTOSH David Anthony RE Dealing in Securities 2016-01-04 2017-06-09
ASQ093 MAILLEUX Sebastien, Andre, Paul RE Dealing in Securities 2009-03-31 2017-08-29
ASQ093 MAILLEUX Sebastien, Andre, Paul RE Dealing in Futures Contracts 2011-09-15 2017-08-29
ASU202 VAN GULIK Robert Ken RE Dealing in Securities 2017-09-04 2018-09-18
ASW469 AU-YEUNG Sin Kwan 歐陽倩君 RE Advising on Securities 2009-04-23 2011-11-18
ASZ093 KUECH Andrew Robert RE Dealing in Securities 2015-02-23
ASZ094 MOLDOVAN Jonathan RE Dealing in Securities 2009-05-15 2013-07-31
ASZ094 MOLDOVAN Jonathan RE Dealing in Futures Contracts 2011-09-15 2013-07-31
ASZ371 CINTAVEY Christopher Albert RE Advising on Securities 2012-08-16 2015-05-07
ASZ388 KIDO Tadashi 城戶証 RE Dealing in Securities 2009-06-29 2011-11-18
ASZ388 KIDO Tadashi 城戶証 RE Dealing in Futures Contracts 2011-09-15 2011-11-18
ATB864 MIAO Fan 苗帆 RE Advising on Securities 2012-06-01 2012-08-06
ATC527 BOUDIER Julien Vincent RE Dealing in Securities 2009-06-10 2009-07-07
ATD760 YANG QianQian 楊倩倩 RE Advising on Securities 2009-06-26 2011-09-06
ATD948 BURIOT Yves Bruno Auguste RE Dealing in Securities 2009-06-19
ATD948 BURIOT Yves Bruno Auguste RE Dealing in Futures Contracts 2011-09-14
ATE242 SHIMAMORI Michiko 島守倫子 RE Dealing in Securities 2009-06-29 2011-05-09
ATE242 SHIMAMORI Michiko 島守倫子 RE Providing Automated Trading Services 2009-11-26 2011-05-09
ATG717 AUDRY William, Henri, Adrien RE Dealing in Securities 2011-10-19 2013-06-13
ATG717 AUDRY William, Henri, Adrien RE Dealing in Futures Contracts 2011-10-19 2013-06-13
ATH690 CHAOUI Karim Mohamed Jean RE Dealing in Securities 2009-07-06 2010-04-27
ATI110 GRIVEL Shino Anne RE Dealing in Securities 2009-07-14 2012-01-31
ATI110 GRIVEL Shino Anne RE Dealing in Futures Contracts 2011-09-15 2012-01-31
ATI925 LIU Mei Shan, Esther 廖美珊 RE Advising on Securities 2010-05-14 2012-06-29
ATL480 GREY Kathleen Maree RE Dealing in Securities 2009-07-27 2011-11-21
ATL480 GREY Kathleen Maree RE Dealing in Futures Contracts 2011-09-14 2011-11-21
ATL480 GREY Kathleen Maree RE Providing Automated Trading Services 2009-11-26 2011-11-21
ATL483 LU Yajun 呂亞軍 RE Advising on Corporate Finance 2013-03-28 2015-07-08
ATN190 YU Wei 郁威 RE Advising on Securities 2015-08-12 2016-10-21
ATN566 CHEN Qiuping 陳邱萍 RE Advising on Securities 2009-08-21 2015-06-26
ATO430 CHOI Yujin Chloe RE Dealing in Securities 2010-10-05 2015-01-30
ATO808 MAUGINO Herve, Cedric, Stephane RE Dealing in Securities 2009-08-20 2010-09-25
ATO827 BIETTE Benjamin, Gerard, Philippe RE Dealing in Securities 2009-08-31 2016-05-10
ATO827 BIETTE Benjamin, Gerard, Philippe RE Dealing in Futures Contracts 2011-09-14 2016-05-10
ATO829 FRAHI Karim RE Dealing in Securities 2009-08-31
ATO829 FRAHI Karim RE Dealing in Futures Contracts 2011-09-14
ATQ947 LETHIELLEUX Aymeric, Nicolas, David RE Dealing in Securities 2011-10-19 2013-06-13
ATQ947 LETHIELLEUX Aymeric, Nicolas, David RE Dealing in Futures Contracts 2011-10-19 2013-06-13
ATR182 LU Jiuzhou 陸九州 RE Dealing in Securities 2011-05-11 2014-07-16
ATR236 JESSNER Gregory RE Dealing in Securities 2009-09-23 2016-07-19
ATR236 JESSNER Gregory RE Dealing in Futures Contracts 2011-09-15 2016-07-19
ATR846 JUNG Yi-Ping 戎宜蘋 RE Advising on Securities 2018-09-13
ATS148 BOUBEE Pascal Frederic RE Dealing in Securities 2009-09-10 2015-08-21
ATS148 BOUBEE Pascal Frederic RE Dealing in Futures Contracts 2011-09-14 2015-08-21
ATS379 ZHANG Dijiang 張締江 RE Advising on Corporate Finance 2015-12-14 2016-04-28
ATS633 BERTET Jean-Philippe, Alain RE Dealing in Securities 2009-09-17 2010-03-08
ATS690 IP Mina Mei Na 葉美娜 RE Advising on Corporate Finance 2015-11-11
ATS864 XU Xin 徐新 RE Advising on Corporate Finance 2017-05-24 2017-11-01
ATS897 LING Vey Sern RE Advising on Securities 2013-07-15 2017-08-11
ATV718 WIGGINS Clive Richard RE Advising on Securities 2014-08-05 2016-04-11
ATW114 THIBAULT Emmanuel, Marie, Philippe, Daniel RE Dealing in Securities 2009-10-05
ATW114 THIBAULT Emmanuel, Marie, Philippe, Daniel RE Dealing in Futures Contracts 2011-09-15

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