Hong Kong SFC licence institution AAF684, HSBC Global Asset Management (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution AAF684 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC683 PICKERELL Blair Chilton RO Dealing in Securities 2006-03-29 2007-05-31
AAC683 PICKERELL Blair Chilton RO Advising on Securities 2003-07-22 2007-05-31
AAC683 PICKERELL Blair Chilton RO Asset Management 2003-07-22 2007-05-31
AAE939 LAU Chung Hing, Sammy 劉頌興 RE Advising on Securities 2003-04-01 2005-11-30
AAE939 LAU Chung Hing, Sammy 劉頌興 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AAE939 LAU Chung Hing, Sammy 劉頌興 RE Asset Management 2003-04-01 2005-11-30
AAF423 LIN Suen Kwok, Bobby 林宣國 RE Advising on Securities 2003-04-01 2005-06-14
AAF423 LIN Suen Kwok, Bobby 林宣國 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AAF423 LIN Suen Kwok, Bobby 林宣國 RE Asset Management 2003-04-01 2005-06-14
AAH069 LAM Po Yee 林寶儀 RE Advising on Securities 2003-04-01 2006-04-12
AAH069 LAM Po Yee 林寶儀 RO Advising on Securities 2006-04-12 2014-04-01
AAH069 LAM Po Yee 林寶儀 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AAH069 LAM Po Yee 林寶儀 RE Asset Management 2003-04-01 2007-03-01
AAJ072 EBRAHIM Ayaz Hatim RO Dealing in Securities 2006-03-29 2006-07-25
AAJ072 EBRAHIM Ayaz Hatim RO Dealing in Securities 2010-06-28 2011-05-13
AAJ072 EBRAHIM Ayaz Hatim RO Dealing in Futures Contracts 2010-09-20 2011-05-13
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Securities 2003-04-01 2006-07-25
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Securities 2010-06-28 2011-05-13
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Futures Contracts 2003-04-01 2006-07-25
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Futures Contracts 2010-06-11 2011-05-13
AAJ072 EBRAHIM Ayaz Hatim RO Asset Management 2003-04-01 2006-07-25
AAJ072 EBRAHIM Ayaz Hatim RO Asset Management 2010-06-28 2011-05-13
AAK403 MOK Wan Yu, Philip 莫韻餘 RO Dealing in Securities 2010-06-28 2015-02-28
AAK403 MOK Wan Yu, Philip 莫韻餘 RE Advising on Securities 2003-05-06 2010-10-28
AAK403 MOK Wan Yu, Philip 莫韻餘 RO Advising on Securities 2010-10-28 2015-02-28
AAK403 MOK Wan Yu, Philip 莫韻餘 RE Advising on Futures Contracts 2010-06-28 2012-03-08
AAK403 MOK Wan Yu, Philip 莫韻餘 RO Advising on Futures Contracts 2012-03-08 2015-02-28
AAK403 MOK Wan Yu, Philip 莫韻餘 RE Asset Management 2003-05-06 2010-10-28
AAK403 MOK Wan Yu, Philip 莫韻餘 RO Asset Management 2010-10-28 2015-02-28
AAK751 SPENCE Susannah Mary RE Dealing in Securities 2007-04-10
AAK751 SPENCE Susannah Mary RE Advising on Securities 2003-04-01 2006-01-18
AAK751 SPENCE Susannah Mary RO Advising on Securities 2006-01-18
AAK751 SPENCE Susannah Mary RE Advising on Futures Contracts 2006-01-18
AAK751 SPENCE Susannah Mary RE Advising on Corporate Finance 2003-04-01 2004-05-05
AAK751 SPENCE Susannah Mary RE Asset Management 2003-04-01 2006-01-18
AAK751 SPENCE Susannah Mary RO Asset Management 2006-01-18
AAO493 HAU Wai Yin, Winnie 侯慧賢 RE Dealing in Securities 2007-04-10 2011-07-29
AAO493 HAU Wai Yin, Winnie 侯慧賢 RE Advising on Securities 2003-04-01 2006-01-18
AAO493 HAU Wai Yin, Winnie 侯慧賢 RO Advising on Securities 2006-01-18 2011-07-29
AAO493 HAU Wai Yin, Winnie 侯慧賢 RE Advising on Futures Contracts 2006-01-18 2011-07-29
AAO493 HAU Wai Yin, Winnie 侯慧賢 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AAO493 HAU Wai Yin, Winnie 侯慧賢 RE Asset Management 2003-04-01 2006-01-18
AAO493 HAU Wai Yin, Winnie 侯慧賢 RO Asset Management 2006-01-18 2011-07-29
ABH438 CHAN Kai Yuen 陳繼元 RE Dealing in Securities 2007-11-19 2011-05-16
ABH438 CHAN Kai Yuen 陳繼元 RE Advising on Securities 2007-11-19 2011-05-16
ABH438 CHAN Kai Yuen 陳繼元 RE Asset Management 2007-11-19 2011-05-16
ABL820 AU King Lun 區景麟 RO Dealing in Securities 2006-03-29 2008-08-01
ABL820 AU King Lun 區景麟 RO Advising on Securities 2003-04-01 2008-08-01
ABL820 AU King Lun 區景麟 RO Advising on Futures Contracts 2003-04-01 2008-08-01
ABL820 AU King Lun 區景麟 RO Advising on Corporate Finance 2003-04-01 2004-05-07
ABL820 AU King Lun 區景麟 RO Asset Management 2003-04-01 2008-08-01
ABP922 WONG Chi Lung, Richard 黃子驊 RE Advising on Securities 2003-04-01 2011-01-28
ABP922 WONG Chi Lung, Richard 黃子驊 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ABP922 WONG Chi Lung, Richard 黃子驊 RE Asset Management 2003-04-01 2011-01-28
ABR555 NGAO Wai Kwan, Anissa 敖慧鈞 RE Dealing in Securities 2007-04-10 2007-05-31
ABR555 NGAO Wai Kwan, Anissa 敖慧鈞 RE Advising on Securities 2003-04-01 2007-05-31
ABR555 NGAO Wai Kwan, Anissa 敖慧鈞 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ABR555 NGAO Wai Kwan, Anissa 敖慧鈞 RE Asset Management 2003-04-01 2007-05-31
ABT712 SHUM Kwok Wai, Emily 岑幗慧 RE Advising on Securities 2005-12-30 2006-06-23
ABT712 SHUM Kwok Wai, Emily 岑幗慧 RE Asset Management 2005-12-30 2006-06-23
ABV188 LEE Yuen Man, Sandra 李婉雯 RO Advising on Securities 2003-04-01 2005-11-30
ABV188 LEE Yuen Man, Sandra 李婉雯 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ABV188 LEE Yuen Man, Sandra 李婉雯 RO Asset Management 2003-04-01 2005-11-30
ABV900 WONG Yat Hong, Johnny 黃日康 RE Advising on Securities 2003-04-01 2003-06-02
ABV900 WONG Yat Hong, Johnny 黃日康 RE Advising on Corporate Finance 2003-04-01 2003-06-02
ABV900 WONG Yat Hong, Johnny 黃日康 RE Asset Management 2003-04-01 2003-06-02
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Dealing in Securities 2015-11-24
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Dealing in Futures Contracts 2016-05-18
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Advising on Securities 2015-11-24
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Advising on Futures Contracts 2015-11-24
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Asset Management 2015-11-24
ABX755 LEE May 李美芬 RE Advising on Securities 2003-04-01 2004-05-06
ABX755 LEE May 李美芬 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ABX755 LEE May 李美芬 RE Asset Management 2003-04-01 2004-05-06
ABX785 LIU Alan Chi Lun 廖志崙 RE Advising on Securities 2003-04-01 2004-03-19
ABX785 LIU Alan Chi Lun 廖志崙 RO Advising on Securities 2004-03-19 2005-08-03
ABX785 LIU Alan Chi Lun 廖志崙 RE Advising on Futures Contracts 2003-04-01 2004-03-19
ABX785 LIU Alan Chi Lun 廖志崙 RO Advising on Futures Contracts 2004-03-19 2005-08-03
ABX785 LIU Alan Chi Lun 廖志崙 RE Advising on Corporate Finance 2003-04-01 2004-03-01
ABX785 LIU Alan Chi Lun 廖志崙 RE Asset Management 2003-04-01 2004-03-19
ABX785 LIU Alan Chi Lun 廖志崙 RO Asset Management 2004-03-19 2005-08-03
ABZ431 HA Cheuk Wah, Michael 夏卓華 RE Dealing in Securities 2007-04-10 2011-05-11
ABZ431 HA Cheuk Wah, Michael 夏卓華 RE Advising on Securities 2003-04-01 2011-05-11
ABZ431 HA Cheuk Wah, Michael 夏卓華 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ABZ431 HA Cheuk Wah, Michael 夏卓華 RE Asset Management 2003-04-01 2011-05-11
ABZ796 LUK Wai Shum 陸慧心 RE Dealing in Securities 2007-08-17
ABZ796 LUK Wai Shum 陸慧心 RE Advising on Securities 2007-08-01
ABZ796 LUK Wai Shum 陸慧心 RE Asset Management 2007-08-17
ACA339 HSIEH Yuk Chun 佘玉真 RE Dealing in Securities 2008-05-30 2010-10-28
ACA339 HSIEH Yuk Chun 佘玉真 RO Dealing in Securities 2010-10-28 2011-06-22
ACA339 HSIEH Yuk Chun 佘玉真 RE Dealing in Futures Contracts 2010-09-27 2011-06-02
ACA339 HSIEH Yuk Chun 佘玉真 RO Dealing in Futures Contracts 2011-06-02 2011-06-22
ACA339 HSIEH Yuk Chun 佘玉真 RE Advising on Securities 2003-04-01 2010-10-28
ACA339 HSIEH Yuk Chun 佘玉真 RO Advising on Securities 2010-10-28 2011-06-22
ACA339 HSIEH Yuk Chun 佘玉真 RE Advising on Corporate Finance 2003-04-01 2004-02-16
ACA339 HSIEH Yuk Chun 佘玉真 RE Asset Management 2003-04-01 2010-10-28
ACA339 HSIEH Yuk Chun 佘玉真 RO Asset Management 2010-10-28 2011-06-22
ACB033 CHOW Yin Kwan 周妍君 RE Advising on Securities 2003-04-28 2006-01-18
ACB033 CHOW Yin Kwan 周妍君 RO Advising on Securities 2006-01-18 2007-03-30
ACB033 CHOW Yin Kwan 周妍君 RE Advising on Futures Contracts 2006-01-18 2007-03-30
ACB033 CHOW Yin Kwan 周妍君 RE Asset Management 2003-04-28 2006-01-18
ACB033 CHOW Yin Kwan 周妍君 RO Asset Management 2006-01-18 2007-03-30
ACB659 CHAN Chi On, Ann 陳芷安 RE Advising on Securities 2003-04-01 2004-04-06
ACB659 CHAN Chi On, Ann 陳芷安 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ACB659 CHAN Chi On, Ann 陳芷安 RE Asset Management 2003-04-01 2004-04-06
ACC235 LAM Sai Ki, Leilani 林世淇 RE Advising on Securities 2003-04-01 2011-12-12
ACC235 LAM Sai Ki, Leilani 林世淇 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ACC235 LAM Sai Ki, Leilani 林世淇 RE Asset Management 2003-04-01 2011-12-12
ACD290 CHAN Po Chi, Cecilia 陳寶枝 RO Dealing in Securities 2010-06-28
ACD290 CHAN Po Chi, Cecilia 陳寶枝 RO Dealing in Futures Contracts 2010-09-20
ACD290 CHAN Po Chi, Cecilia 陳寶枝 RE Advising on Securities 2003-04-01 2006-03-10
ACD290 CHAN Po Chi, Cecilia 陳寶枝 RO Advising on Securities 2006-03-10
ACD290 CHAN Po Chi, Cecilia 陳寶枝 RO Advising on Futures Contracts 2010-06-28
ACD290 CHAN Po Chi, Cecilia 陳寶枝 RE Advising on Corporate Finance 2003-04-01 2004-02-16
ACD290 CHAN Po Chi, Cecilia 陳寶枝 RE Asset Management 2003-04-01 2006-03-10
ACD290 CHAN Po Chi, Cecilia 陳寶枝 RO Asset Management 2006-03-10
ACF555 LAM Yik Fun 林憶芬 RE Advising on Securities 2004-05-18 2005-05-04
ACF555 LAM Yik Fun 林憶芬 RE Asset Management 2004-05-18 2005-05-04
ACG934 PAKENHAM Marcus Charles RE Dealing in Securities 2011-11-28 2011-12-12
ACG934 PAKENHAM Marcus Charles RE Dealing in Securities 2012-05-25 2012-06-08
ACG934 PAKENHAM Marcus Charles RE Dealing in Securities 2015-09-04 2015-09-11
ACG934 PAKENHAM Marcus Charles RE Advising on Securities 2012-05-25 2012-06-08
ACI867 LAI Siu Yan 賴少忍 RE Dealing in Securities 2008-05-30 2012-03-27
ACI867 LAI Siu Yan 賴少忍 RO Dealing in Securities 2012-03-27
ACI867 LAI Siu Yan 賴少忍 RE Dealing in Futures Contracts 2010-09-27 2012-03-27
ACI867 LAI Siu Yan 賴少忍 RO Dealing in Futures Contracts 2012-03-27
ACI867 LAI Siu Yan 賴少忍 RE Advising on Securities 2003-04-01
ACI867 LAI Siu Yan 賴少忍 RE Advising on Corporate Finance 2003-04-01 2004-02-16
ACI867 LAI Siu Yan 賴少忍 RE Asset Management 2003-04-01
ACJ595 LEE Kin Ming, Emily 李建明 RE Advising on Securities 2003-04-01 2004-10-18
ACJ595 LEE Kin Ming, Emily 李建明 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ACJ595 LEE Kin Ming, Emily 李建明 RE Asset Management 2003-04-01 2004-10-18
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Advising on Securities 2003-04-01 2005-05-30
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Asset Management 2003-04-01 2005-05-30
ACL451 NG Kwok Hung 吳國雄 RE Dealing in Securities 2008-05-30 2011-06-22
ACL451 NG Kwok Hung 吳國雄 RE Dealing in Futures Contracts 2010-09-27 2011-06-22
ACL451 NG Kwok Hung 吳國雄 RE Advising on Securities 2003-04-01 2011-06-22
ACL451 NG Kwok Hung 吳國雄 RE Advising on Corporate Finance 2003-04-01 2004-02-16
ACL451 NG Kwok Hung 吳國雄 RE Asset Management 2003-04-01 2011-06-22
ACL453 YIP Sze Ki 葉士奇 RO Dealing in Securities 2010-07-26 2014-08-01
ACL453 YIP Sze Ki 葉士奇 RO Advising on Securities 2010-07-26 2014-08-01
ACL453 YIP Sze Ki 葉士奇 RO Advising on Futures Contracts 2010-07-26 2014-08-01
ACL453 YIP Sze Ki 葉士奇 RO Asset Management 2010-07-26 2014-08-01
ACO957 HUNG Wai Wah, Richard 熊蔚華 RE Advising on Securities 2003-04-01 2005-05-03
ACO957 HUNG Wai Wah, Richard 熊蔚華 RE Advising on Futures Contracts 2003-04-01 2005-05-03
ACO957 HUNG Wai Wah, Richard 熊蔚華 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ACO957 HUNG Wai Wah, Richard 熊蔚華 RE Asset Management 2003-04-01 2005-05-03
ACP445 CHAU Wing Yu, Lydia 周穎愉 RE Dealing in Securities 2007-05-21
ACP445 CHAU Wing Yu, Lydia 周穎愉 RE Advising on Securities 2003-04-01
ACP445 CHAU Wing Yu, Lydia 周穎愉 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ACP445 CHAU Wing Yu, Lydia 周穎愉 RE Asset Management 2003-04-01
ACR483 FUNG Ka Wai, Elina 馮家慧 RE Dealing in Securities 2010-06-24
ACR483 FUNG Ka Wai, Elina 馮家慧 RE Advising on Securities 2010-06-24
ACR483 FUNG Ka Wai, Elina 馮家慧 RE Asset Management 2010-06-24
ACR544 PAI Husan 白浩森 RO Dealing in Securities 2010-06-28 2014-12-31
ACR544 PAI Husan 白浩森 RE Advising on Securities 2003-04-01 2010-10-28
ACR544 PAI Husan 白浩森 RO Advising on Securities 2010-10-28 2014-12-31
ACR544 PAI Husan 白浩森 RE Advising on Futures Contracts 2010-06-28 2012-03-08
ACR544 PAI Husan 白浩森 RO Advising on Futures Contracts 2012-03-08 2014-12-31
ACR544 PAI Husan 白浩森 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ACR544 PAI Husan 白浩森 RE Asset Management 2003-04-01 2010-10-28
ACR544 PAI Husan 白浩森 RO Asset Management 2010-10-28 2014-12-31
ACR958 LEUNG Wing Che, Andrew 梁穎致 RE Advising on Securities 2003-04-01 2006-04-20
ACR958 LEUNG Wing Che, Andrew 梁穎致 RO Advising on Securities 2006-04-20 2007-01-05
ACR958 LEUNG Wing Che, Andrew 梁穎致 RE Advising on Futures Contracts 2003-04-01 2006-04-20
ACR958 LEUNG Wing Che, Andrew 梁穎致 RO Advising on Futures Contracts 2006-04-20 2007-01-05
ACR958 LEUNG Wing Che, Andrew 梁穎致 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ACR958 LEUNG Wing Che, Andrew 梁穎致 RE Asset Management 2003-04-01 2006-04-20
ACR958 LEUNG Wing Che, Andrew 梁穎致 RO Asset Management 2006-04-20 2007-01-05
ACS240 LAM Sau Wai, Sabrina 林修慧 RE Dealing in Securities 2012-05-11
ACS240 LAM Sau Wai, Sabrina 林修慧 RE Advising on Securities 2012-05-11
ACS240 LAM Sau Wai, Sabrina 林修慧 RE Asset Management 2012-05-11
ACT362 WILSON Karma Anne RE Dealing in Securities 2012-08-10 2014-09-30
ACT362 WILSON Karma Anne RE Advising on Securities 2012-08-10 2014-09-30
ACT362 WILSON Karma Anne RE Asset Management 2012-08-10 2014-09-30
ACT588 SO Chun Chung, Tony 蘇振中 RE Dealing in Securities 2007-05-21
ACT588 SO Chun Chung, Tony 蘇振中 RE Advising on Securities 2003-04-01
ACT588 SO Chun Chung, Tony 蘇振中 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ACT588 SO Chun Chung, Tony 蘇振中 RE Asset Management 2003-04-01
ACW506 WONG Ching, Jane 黃菁 RE Dealing in Securities 2008-02-29 2013-02-01
ACW506 WONG Ching, Jane 黃菁 RE Advising on Securities 2008-02-29 2013-02-01
ACW506 WONG Ching, Jane 黃菁 RE Asset Management 2008-02-29 2013-02-01
ADG928 LEUNG Tsui San, Sandra 梁翠珊 RE Dealing in Securities 2007-05-21 2010-04-30
ADG928 LEUNG Tsui San, Sandra 梁翠珊 RE Advising on Securities 2003-11-04 2010-04-30
ADG928 LEUNG Tsui San, Sandra 梁翠珊 RE Asset Management 2003-11-04 2010-04-30
ADI436 KANG Mi Jung RE Advising on Securities 2004-10-21 2012-02-29
ADI436 KANG Mi Jung RE Asset Management 2004-10-21 2012-02-29
ADL512 CHANG Tat Sean 鄭達成 RO Dealing in Securities 2010-06-28 2012-04-30
ADL512 CHANG Tat Sean 鄭達成 RO Advising on Securities 2010-06-28 2012-04-30
ADL512 CHANG Tat Sean 鄭達成 RO Asset Management 2010-06-28 2012-04-30
ADQ849 TANG Wing Sze, Wincy 鄧穎施 RE Dealing in Securities 2012-04-20 2013-06-14
ADQ849 TANG Wing Sze, Wincy 鄧穎施 RE Advising on Securities 2003-04-01 2004-11-30
ADQ849 TANG Wing Sze, Wincy 鄧穎施 RE Advising on Securities 2012-04-20 2013-06-14
ADQ849 TANG Wing Sze, Wincy 鄧穎施 RE Advising on Futures Contracts 2003-04-01 2004-11-30
ADQ849 TANG Wing Sze, Wincy 鄧穎施 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ADQ849 TANG Wing Sze, Wincy 鄧穎施 RE Asset Management 2003-04-01 2004-11-30
ADQ849 TANG Wing Sze, Wincy 鄧穎施 RE Asset Management 2012-04-20 2013-06-14
ADR026 CHANG Li Man, Kimmy 鄭莉敏 RE Asset Management 2011-02-01 2011-05-06
ADS047 MUI Lap Chung, Alfred 梅立中 RE Dealing in Securities 2010-06-25
ADS047 MUI Lap Chung, Alfred 梅立中 RE Advising on Securities 2003-04-01 2007-03-23
ADS047 MUI Lap Chung, Alfred 梅立中 RE Advising on Securities 2010-06-25
ADS047 MUI Lap Chung, Alfred 梅立中 RE Advising on Corporate Finance 2003-04-01 2004-02-16
ADS047 MUI Lap Chung, Alfred 梅立中 RE Asset Management 2003-04-01 2007-03-23
ADS047 MUI Lap Chung, Alfred 梅立中 RE Asset Management 2010-06-25
ADT377 NGAN Kin Wa 顏建華 RE Advising on Securities 2004-04-06 2007-05-15
ADT377 NGAN Kin Wa 顏建華 RE Asset Management 2004-04-06 2007-05-15
ADT635 LO Wai Ngor 盧惠娥 RE Advising on Securities 2003-04-01 2004-11-05
ADT635 LO Wai Ngor 盧惠娥 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ADT635 LO Wai Ngor 盧惠娥 RE Asset Management 2003-04-01 2004-11-05
ADX752 CHOW Man Yiu, Paul 周文耀 RO Advising on Securities 2003-04-01 2003-04-30
ADX752 CHOW Man Yiu, Paul 周文耀 RO Advising on Corporate Finance 2003-04-01 2003-04-30
ADX752 CHOW Man Yiu, Paul 周文耀 RO Asset Management 2003-04-01 2003-04-30
ADY920 LEE Cristi Boon-yee 李本儀 RE Dealing in Securities 2007-04-10 2008-09-11
ADY920 LEE Cristi Boon-yee 李本儀 RE Advising on Securities 2005-05-18 2008-09-11
ADY920 LEE Cristi Boon-yee 李本儀 RE Asset Management 2005-05-18 2008-09-11
ADZ146 CHAN Nga Yee, Fiona 陳雅儀 RE Dealing in Securities 2007-05-21 2008-05-07
ADZ146 CHAN Nga Yee, Fiona 陳雅儀 RE Advising on Securities 2003-04-01 2008-05-07
ADZ146 CHAN Nga Yee, Fiona 陳雅儀 RE Advising on Corporate Finance 2003-04-01 2004-05-06
ADZ146 CHAN Nga Yee, Fiona 陳雅儀 RE Asset Management 2003-04-01 2008-05-07
AEB101 WONG Yut Mun, Priscilla 黃逸敏 RE Dealing in Securities 2008-01-25 2011-09-19
AEB101 WONG Yut Mun, Priscilla 黃逸敏 RE Advising on Securities 2008-01-25 2011-09-19
AEB101 WONG Yut Mun, Priscilla 黃逸敏 RE Asset Management 2008-01-25 2011-09-19
AED561 GOLDFELD Leon RO Dealing in Securities 2006-03-29 2010-06-18
AED561 GOLDFELD Leon RE Advising on Securities 2004-07-20 2004-09-09
AED561 GOLDFELD Leon RO Advising on Securities 2004-09-09 2010-06-18
AED561 GOLDFELD Leon RE Advising on Futures Contracts 2004-07-20 2004-09-09
AED561 GOLDFELD Leon RO Advising on Futures Contracts 2004-09-09 2010-06-18
AED561 GOLDFELD Leon RE Asset Management 2004-07-20 2004-09-09
AED561 GOLDFELD Leon RO Asset Management 2004-09-09 2010-06-18
AED739 WAN Kenny 尹建銘 RE Advising on Securities 2003-04-01 2004-02-16
AED739 WAN Kenny 尹建銘 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AED739 WAN Kenny 尹建銘 RE Asset Management 2003-04-01 2004-02-16
AEE209 YU Vernon Ka Leung RE Advising on Securities 2003-04-01 2005-01-19
AEE209 YU Vernon Ka Leung RE Advising on Corporate Finance 2003-04-01 2004-05-05
AEE209 YU Vernon Ka Leung RE Asset Management 2003-04-01 2005-01-19
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Dealing in Securities 2015-08-21 2018-10-04
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Advising on Securities 2004-07-21 2007-03-20
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Advising on Securities 2015-08-21 2018-10-04
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Advising on Futures Contracts 2004-07-21 2007-03-20
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Asset Management 2004-07-21 2007-03-20
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Asset Management 2015-08-21 2018-10-04
AEQ239 CHEUNG Yim Yeung 張艷陽 RE Dealing in Securities 2013-05-22 2015-12-17
AEQ239 CHEUNG Yim Yeung 張艷陽 RE Advising on Securities 2013-05-22 2015-12-17
AEQ239 CHEUNG Yim Yeung 張艷陽 RE Asset Management 2013-05-22 2015-12-17
AEQ948 MAK Ka Yee 麥家儀 RE Advising on Securities 2003-04-01 2008-07-31
AEQ948 MAK Ka Yee 麥家儀 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AEQ948 MAK Ka Yee 麥家儀 RE Asset Management 2003-04-01 2008-07-31
AES125 PARK Chan Ik RE Advising on Securities 2003-04-01 2004-09-01
AES125 PARK Chan Ik RE Advising on Corporate Finance 2003-04-01 2004-05-05
AES125 PARK Chan Ik RE Asset Management 2003-04-01 2004-09-01
AEU334 CHUNG Francis Chuan-pu 叢川普 RE Advising on Securities 2010-06-24 2012-02-17
AEU334 CHUNG Francis Chuan-pu 叢川普 RE Asset Management 2010-06-24 2012-02-17
AEU794 YEUNG Tsz Yau,Sarah 楊子悠 RE Advising on Securities 2010-09-24 2016-06-17
AEW048 NGAI Lai Wah 倪麗華 RE Advising on Securities 2003-04-01 2008-06-30
AEW048 NGAI Lai Wah 倪麗華 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AEW048 NGAI Lai Wah 倪麗華 RE Asset Management 2003-04-01 2008-06-30
AEX263 WONG Ngar Men, Amelia 黃雅雯 RE Advising on Securities 2005-02-04 2007-10-05
AEX263 WONG Ngar Men, Amelia 黃雅雯 RE Asset Management 2005-02-04 2007-10-05
AEY251 LEUNG Po Chun 梁寶珍 RE Dealing in Securities 2007-05-21 2013-06-19
AEY251 LEUNG Po Chun 梁寶珍 RE Advising on Securities 2005-03-23 2013-06-19
AEY251 LEUNG Po Chun 梁寶珍 RE Asset Management 2005-03-23 2013-06-19
AFA129 MA Wai Yin, Michael 馬偉賢 RE Advising on Securities 2003-04-01 2004-07-26
AFA129 MA Wai Yin, Michael 馬偉賢 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AFA129 MA Wai Yin, Michael 馬偉賢 RE Asset Management 2003-04-01 2004-07-26
AFB505 CHOY Tsz Hong, David 蔡子康 RE Advising on Securities 2003-04-01 2004-05-31
AFB505 CHOY Tsz Hong, David 蔡子康 RE Advising on Futures Contracts 2003-04-01 2004-05-31
AFB505 CHOY Tsz Hong, David 蔡子康 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFB505 CHOY Tsz Hong, David 蔡子康 RE Asset Management 2003-04-01 2004-05-31
AFC448 KWONG Wing Man 鄺穎文 RE Advising on Securities 2003-05-19 2007-09-14
AFC448 KWONG Wing Man 鄺穎文 RE Asset Management 2003-05-19 2007-09-14
AFD355 LOARING Choi Man, Kristie 沈賽文 RO Dealing in Securities 2006-07-10 2011-11-29
AFD355 LOARING Choi Man, Kristie 沈賽文 RE Advising on Securities 2004-08-10 2006-07-10
AFD355 LOARING Choi Man, Kristie 沈賽文 RO Advising on Securities 2006-07-10 2011-11-29
AFD355 LOARING Choi Man, Kristie 沈賽文 RE Asset Management 2004-08-10 2011-11-29
AFD507 KE Wing Shuen 柯泳璇 RE Dealing in Securities 2008-08-05 2008-09-25
AFD507 KE Wing Shuen 柯泳璇 RE Advising on Securities 2008-08-05 2008-09-25
AFD507 KE Wing Shuen 柯泳璇 RE Asset Management 2008-08-05 2008-09-25
AFG443 MA Ngai Ling, Eileen 馬劉艾靈 RE Advising on Securities 2003-04-01 2003-08-29
AFG443 MA Ngai Ling, Eileen 馬劉艾靈 RE Advising on Corporate Finance 2003-04-01 2003-08-29
AFG443 MA Ngai Ling, Eileen 馬劉艾靈 RE Asset Management 2003-04-01 2003-08-29
AFG444 CHRISTO Michael Gabriel RE Advising on Securities 2003-04-01 2005-04-07
AFG444 CHRISTO Michael Gabriel RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFG444 CHRISTO Michael Gabriel RE Asset Management 2003-04-01 2005-04-07
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Dealing in Securities 2012-01-05
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Advising on Securities 2012-01-05
AFG504 NGAI Tak Sing, Alfred 魏德星 RE Asset Management 2012-01-05
AFI656 MA Tak Sze, Doris 馬德詩 RE Dealing in Securities 2012-11-19 2015-01-23
AFI656 MA Tak Sze, Doris 馬德詩 RE Advising on Securities 2012-11-19 2015-01-23
AFI656 MA Tak Sze, Doris 馬德詩 RE Asset Management 2012-11-19 2015-01-23
AFJ411 CHONG Susie Suen Sien 張瑄倩 RE Dealing in Securities 2010-09-02 2013-01-14
AFJ411 CHONG Susie Suen Sien 張瑄倩 RE Advising on Securities 2010-09-02 2013-01-14
AFJ411 CHONG Susie Suen Sien 張瑄倩 RE Asset Management 2010-09-02 2013-01-14
AFM342 TANG Ka Nam 鄧嘉南 RE Advising on Securities 2003-04-01 2003-08-20
AFM342 TANG Ka Nam 鄧嘉南 RE Advising on Corporate Finance 2003-04-01 2003-08-20
AFM342 TANG Ka Nam 鄧嘉南 RE Asset Management 2003-04-01 2003-08-20
AFN688 TSANG Sze Wai, Karen 曾思慧 RE Dealing in Securities 2008-09-17
AFN688 TSANG Sze Wai, Karen 曾思慧 RE Advising on Securities 2004-11-03
AFN688 TSANG Sze Wai, Karen 曾思慧 RE Asset Management 2004-11-03
AFO374 PAVIVAN Pavina 林展穎 RE Advising on Securities 2006-09-20 2007-03-14
AFO374 PAVIVAN Pavina 林展穎 RE Advising on Futures Contracts 2006-09-20 2007-03-14
AFO918 TSANG Sin Man 曾倩雯 RE Advising on Securities 2003-04-01 2010-05-31
AFO918 TSANG Sin Man 曾倩雯 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AFO918 TSANG Sin Man 曾倩雯 RE Asset Management 2003-04-01 2010-05-31
AFP239 LEE Shu Yan, Andrew 李樹仁 RE Dealing in Securities 2007-03-08 2010-10-28
AFP239 LEE Shu Yan, Andrew 李樹仁 RO Dealing in Securities 2010-10-28 2011-08-24
AFP239 LEE Shu Yan, Andrew 李樹仁 RO Dealing in Futures Contracts 2010-09-20 2011-08-24
AFP239 LEE Shu Yan, Andrew 李樹仁 RE Advising on Securities 2005-01-06 2010-10-28
AFP239 LEE Shu Yan, Andrew 李樹仁 RO Advising on Securities 2010-10-28 2011-08-24
AFP239 LEE Shu Yan, Andrew 李樹仁 RE Advising on Futures Contracts 2007-03-08 2010-10-28
AFP239 LEE Shu Yan, Andrew 李樹仁 RO Advising on Futures Contracts 2010-10-28 2011-08-24
AFP239 LEE Shu Yan, Andrew 李樹仁 RE Asset Management 2005-01-06 2010-10-28
AFP239 LEE Shu Yan, Andrew 李樹仁 RO Asset Management 2010-10-28 2011-08-24
AFQ488 WONG Mei Po, Mabel 黃美寶 RE Dealing in Securities 2012-11-26 2016-12-09
AFQ488 WONG Mei Po, Mabel 黃美寶 RE Advising on Securities 2012-11-26 2016-12-09
AFQ488 WONG Mei Po, Mabel 黃美寶 RE Asset Management 2012-11-26 2016-12-09
AFQ797 CHAN Chi Nang 陳志能 RE Dealing in Securities 2007-09-25
AFQ797 CHAN Chi Nang 陳志能 RE Advising on Securities 2007-09-05
AFQ797 CHAN Chi Nang 陳志能 RE Asset Management 2007-09-25
AFR791 LEE Mei Ling 李美玲 RE Dealing in Securities 2007-04-10 2008-08-08
AFR791 LEE Mei Ling 李美玲 RE Advising on Securities 2005-01-15 2008-08-08
AFR791 LEE Mei Ling 李美玲 RE Asset Management 2005-01-15 2008-08-08
AFS654 MALDONADO-CODINA Guillermo Eduardo RE Dealing in Securities 2006-04-26 2011-09-19
AFS654 MALDONADO-CODINA Guillermo Eduardo RO Dealing in Securities 2011-09-19
AFS654 MALDONADO-CODINA Guillermo Eduardo RO Dealing in Futures Contracts 2015-04-17
AFS654 MALDONADO-CODINA Guillermo Eduardo RO Advising on Securities 2012-05-24
AFS654 MALDONADO-CODINA Guillermo Eduardo RE Advising on Futures Contracts 2003-04-01 2011-09-19
AFS654 MALDONADO-CODINA Guillermo Eduardo RO Advising on Futures Contracts 2011-09-19
AFS654 MALDONADO-CODINA Guillermo Eduardo RE Asset Management 2003-04-01 2011-09-19
AFS654 MALDONADO-CODINA Guillermo Eduardo RO Asset Management 2011-09-19
AFT975 CHAN Suk Man 陳淑敏 RE Dealing in Securities 2010-06-24 2016-10-18
AFT975 CHAN Suk Man 陳淑敏 RO Dealing in Securities 2016-10-18
AFT975 CHAN Suk Man 陳淑敏 RE Advising on Securities 2010-06-24 2016-10-18
AFT975 CHAN Suk Man 陳淑敏 RO Advising on Securities 2016-10-18
AFT975 CHAN Suk Man 陳淑敏 RE Advising on Futures Contracts 2010-06-24 2016-10-18
AFT975 CHAN Suk Man 陳淑敏 RO Advising on Futures Contracts 2016-10-18
AFT975 CHAN Suk Man 陳淑敏 RE Asset Management 2010-06-24 2016-10-18
AFT975 CHAN Suk Man 陳淑敏 RO Asset Management 2016-10-18
AFU797 LEUNG Koon Yin 梁冠賢 RE Advising on Securities 2003-04-01 2004-10-25
AFU797 LEUNG Koon Yin 梁冠賢 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AFU797 LEUNG Koon Yin 梁冠賢 RE Asset Management 2003-04-01 2004-10-25
AFU881 LEE Ching Cheong 李政昌 RO Dealing in Securities 2010-07-26 2011-07-15
AFU881 LEE Ching Cheong 李政昌 RE Advising on Securities 2003-04-01 2005-03-15
AFU881 LEE Ching Cheong 李政昌 RO Advising on Securities 2010-07-26 2011-07-15
AFU881 LEE Ching Cheong 李政昌 RE Advising on Futures Contracts 2003-04-01 2005-03-15
AFU881 LEE Ching Cheong 李政昌 RO Advising on Futures Contracts 2010-07-26 2011-07-15
AFU881 LEE Ching Cheong 李政昌 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AFU881 LEE Ching Cheong 李政昌 RE Asset Management 2003-04-01 2005-03-15
AFU881 LEE Ching Cheong 李政昌 RO Asset Management 2010-07-26 2011-07-15
AFU955 ROBINSON Charles Paul RE Dealing in Securities 2010-03-26 2010-04-08
AFU955 ROBINSON Charles Paul RE Dealing in Securities 2011-06-16 2011-06-30
AFV356 CHIU Yung Kit 趙勇傑 RE Advising on Securities 2003-04-01 2004-09-17
AFV356 CHIU Yung Kit 趙勇傑 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFV356 CHIU Yung Kit 趙勇傑 RE Asset Management 2003-04-01 2004-09-17
AFW549 SZE Woon Sang 史煥生 RE Dealing in Securities 2015-04-29
AFW549 SZE Woon Sang 史煥生 RE Advising on Securities 2003-04-01 2006-09-08
AFW549 SZE Woon Sang 史煥生 RE Advising on Securities 2015-04-29
AFW549 SZE Woon Sang 史煥生 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AFW549 SZE Woon Sang 史煥生 RE Asset Management 2003-04-01 2006-09-08
AFW549 SZE Woon Sang 史煥生 RE Asset Management 2015-04-29
AFW717 LAU Pui Sze, Priscilla 劉沛思 RE Advising on Securities 2007-02-23 2010-09-06
AFY382 PAU Jennifer Ka Hing 包家馨 RE Advising on Securities 2003-04-01 2003-12-05
AFY382 PAU Jennifer Ka Hing 包家馨 RE Advising on Corporate Finance 2003-04-01 2003-12-05
AFY382 PAU Jennifer Ka Hing 包家馨 RE Asset Management 2003-04-01 2003-12-05
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Dealing in Securities 2010-06-07 2015-01-12
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RO Dealing in Securities 2015-01-12 2015-03-30
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Advising on Securities 2010-06-07 2015-01-12
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RO Advising on Securities 2015-01-12 2015-03-30
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Asset Management 2010-06-07 2015-03-30
AGD018 ALLEN Elizabeth Anne 林安妮 RE Dealing in Securities 2011-10-27
AGD018 ALLEN Elizabeth Anne 林安妮 RE Advising on Securities 2011-10-27
AGD018 ALLEN Elizabeth Anne 林安妮 RE Asset Management 2011-10-27
AGD027 TANG Wai Sen 鄧慧珊 RE Advising on Securities 2004-12-24 2005-07-13
AGD027 TANG Wai Sen 鄧慧珊 RE Asset Management 2004-12-24 2005-07-13
AGF478 WONG Wen Mee, Joyce 王穎薇 RE Dealing in Securities 2007-05-30 2009-12-14
AGF478 WONG Wen Mee, Joyce 王穎薇 RE Dealing in Securities 2011-06-07 2016-08-04
AGF478 WONG Wen Mee, Joyce 王穎薇 RE Advising on Securities 2004-03-12 2009-12-14
AGF478 WONG Wen Mee, Joyce 王穎薇 RE Advising on Securities 2011-06-07 2016-08-04
AGF478 WONG Wen Mee, Joyce 王穎薇 RE Asset Management 2004-03-12 2009-12-14
AGF478 WONG Wen Mee, Joyce 王穎薇 RE Asset Management 2011-06-07 2016-08-04
AGI659 LEE Hubert Wai Hon 李威漢 RE Advising on Securities 2006-04-11
AGI659 LEE Hubert Wai Hon 李威漢 RE Asset Management 2006-04-21
AGJ950 LAU Tsz Lung 劉子龍 RE Advising on Securities 2006-01-17 2007-02-28
AGJ950 LAU Tsz Lung 劉子龍 RE Advising on Futures Contracts 2006-01-17 2007-02-28
AGJ950 LAU Tsz Lung 劉子龍 RE Asset Management 2006-01-17 2007-02-28
AGL457 TANG Wing Yee 鄧穎兒 RE Advising on Securities 2003-04-01 2004-08-24
AGL457 TANG Wing Yee 鄧穎兒 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AGL457 TANG Wing Yee 鄧穎兒 RE Asset Management 2003-04-01 2004-08-24
AGO031 MUNG Wing Kee 蒙榮基 RE Dealing in Securities 2008-05-30
AGO031 MUNG Wing Kee 蒙榮基 RE Dealing in Futures Contracts 2010-09-27
AGO031 MUNG Wing Kee 蒙榮基 RE Advising on Securities 2003-04-01
AGO031 MUNG Wing Kee 蒙榮基 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AGO031 MUNG Wing Kee 蒙榮基 RE Asset Management 2003-04-01
AGO218 KHOO Pui Wun 丘培煥 RE Advising on Securities 2006-08-16 2007-11-23
AGO218 KHOO Pui Wun 丘培煥 RE Asset Management 2006-08-16 2007-11-23
AGO994 CUFFE Maxine Allison Mary RE Advising on Securities 2003-04-01 2005-07-13
AGO994 CUFFE Maxine Allison Mary RE Advising on Corporate Finance 2003-04-01 2004-05-06
AGO994 CUFFE Maxine Allison Mary RE Asset Management 2003-04-01 2005-07-13
AGO996 KWONG Shuk Ngan 鄺淑顏 RE Advising on Securities 2003-04-01 2005-08-17
AGO996 KWONG Shuk Ngan 鄺淑顏 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AGO996 KWONG Shuk Ngan 鄺淑顏 RE Asset Management 2003-04-01 2005-08-17
AGP156 TSANG Yin Kan 曾燕勤 RE Dealing in Securities 2015-11-30 2016-04-26
AGP156 TSANG Yin Kan 曾燕勤 RE Advising on Securities 2015-11-30 2016-04-26
AGP156 TSANG Yin Kan 曾燕勤 RE Asset Management 2015-11-30 2016-04-26
AGR377 LEE Suen Chun 李選進 RE Advising on Securities 2003-09-22 2003-12-18
AGR377 LEE Suen Chun 李選進 RE Advising on Securities 2013-01-31
AGR377 LEE Suen Chun 李選進 RO Advising on Securities 2003-12-18 2013-01-31
AGR377 LEE Suen Chun 李選進 RE Asset Management 2003-09-22 2003-12-18
AGR377 LEE Suen Chun 李選進 RE Asset Management 2013-01-31
AGR377 LEE Suen Chun 李選進 RO Asset Management 2003-12-18 2013-01-31
AGW556 CHIU Hon Lung 趙漢龍 RE Dealing in Securities 2012-06-08
AGW556 CHIU Hon Lung 趙漢龍 RE Advising on Securities 2012-06-08
AGW556 CHIU Hon Lung 趙漢龍 RE Asset Management 2012-06-08
AGW637 NG Wing Sze, Grace 吳穎詩 RE Dealing in Securities 2006-05-23 2008-11-28
AGW637 NG Wing Sze, Grace 吳穎詩 RE Advising on Securities 2006-05-23 2008-11-28
AGW637 NG Wing Sze, Grace 吳穎詩 RE Asset Management 2006-05-23 2008-11-28
AHF360 YUEN Siu Ting 阮少婷 RE Dealing in Securities 2014-09-29
AHF360 YUEN Siu Ting 阮少婷 RE Advising on Securities 2014-09-29
AHF360 YUEN Siu Ting 阮少婷 RE Asset Management 2014-09-29
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Advising on Securities 2003-04-01 2004-02-27
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Advising on Corporate Finance 2003-04-01 2004-02-27
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Asset Management 2003-04-01 2004-02-27
AHG510 LAI Pui Ming, Amy 黎沛明 RE Dealing in Securities 2007-04-10 2011-11-14
AHG510 LAI Pui Ming, Amy 黎沛明 RE Advising on Securities 2005-08-01 2011-11-14
AHG510 LAI Pui Ming, Amy 黎沛明 RE Asset Management 2005-08-08 2011-11-14
AHJ589 SHUM Wai Chun 沈偉俊 RE Dealing in Securities 2007-10-23 2008-04-28
AHJ589 SHUM Wai Chun 沈偉俊 RO Dealing in Securities 2008-04-28 2010-04-16
AHJ589 SHUM Wai Chun 沈偉俊 RE Advising on Securities 2007-11-06 2008-04-28
AHJ589 SHUM Wai Chun 沈偉俊 RO Advising on Securities 2008-04-28 2010-04-16
AHJ589 SHUM Wai Chun 沈偉俊 RE Asset Management 2007-10-23 2008-04-28
AHJ589 SHUM Wai Chun 沈偉俊 RO Asset Management 2008-04-28 2010-04-16
AHL492 WONG Ka Yau 黃嘉佑 RE Advising on Securities 2011-06-27 2012-08-02
AHL492 WONG Ka Yau 黃嘉佑 RE Asset Management 2011-06-27 2012-08-02
AHQ355 GARMAN III Ray Fillmore RE Advising on Securities 2003-04-01 2003-07-02
AHQ355 GARMAN III Ray Fillmore RE Advising on Corporate Finance 2003-04-01 2003-07-02
AHQ355 GARMAN III Ray Fillmore RE Asset Management 2003-04-01 2003-07-02
AIB373 HO Tsz Chun 何子晉 RE Advising on Securities 2003-04-01 2004-06-01
AIB373 HO Tsz Chun 何子晉 RE Advising on Futures Contracts 2003-04-01 2004-06-01
AIB373 HO Tsz Chun 何子晉 RE Advising on Corporate Finance 2003-04-01 2004-05-06
AIB373 HO Tsz Chun 何子晉 RE Asset Management 2003-04-01 2004-06-01
AIC643 WONG Leung Hang, Simpson 黃良恆 RE Advising on Securities 2003-04-01 2007-04-25
AIC643 WONG Leung Hang, Simpson 黃良恆 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AIC643 WONG Leung Hang, Simpson 黃良恆 RE Asset Management 2003-04-01 2007-04-25
AIH529 SHEA Sze Wai, Anita 佘思慧 RE Advising on Securities 2003-04-01 2004-07-26
AIH529 SHEA Sze Wai, Anita 佘思慧 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AIH529 SHEA Sze Wai, Anita 佘思慧 RE Asset Management 2003-04-01 2004-07-26
AIJ824 LAM Ka Wai 林嘉蕙 RE Advising on Securities 2006-02-20 2006-06-23
AIJ824 LAM Ka Wai 林嘉蕙 RE Asset Management 2006-02-20 2006-06-23
AIN693 FUNG Honyu 馮漢宇 RE Dealing in Securities 2010-06-24 2014-05-09
AIN693 FUNG Honyu 馮漢宇 RE Advising on Securities 2003-04-01 2014-05-09
AIN693 FUNG Honyu 馮漢宇 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AIN693 FUNG Honyu 馮漢宇 RE Asset Management 2003-04-01 2014-05-09
AIO056 TSE Kam Sum, Cecilia 謝琴心 RE Advising on Securities 2003-04-01 2008-09-25
AIO056 TSE Kam Sum, Cecilia 謝琴心 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AIO056 TSE Kam Sum, Cecilia 謝琴心 RE Asset Management 2003-04-01 2008-09-25
AIO550 CHENG Tat Cheong, Peter 鄭達昌 RE Advising on Securities 2004-08-14 2005-10-31
AIO550 CHENG Tat Cheong, Peter 鄭達昌 RE Asset Management 2004-08-14 2005-10-31
AIQ687 CHEN Eugene Ju Chuen RO Advising on Securities 2003-04-01 2003-10-08
AIQ687 CHEN Eugene Ju Chuen RO Asset Management 2003-04-01 2003-10-08
AIQ973 HUI Hoi Pan 許海濱 RE Dealing in Securities 2010-07-19 2013-01-02
AIQ973 HUI Hoi Pan 許海濱 RE Dealing in Securities 2014-10-23 2015-01-02
AIQ973 HUI Hoi Pan 許海濱 RE Advising on Securities 2010-07-19 2013-01-02
AIQ973 HUI Hoi Pan 許海濱 RE Advising on Securities 2014-10-23 2015-01-02
AIQ973 HUI Hoi Pan 許海濱 RE Advising on Futures Contracts 2010-07-19 2013-01-02
AIQ973 HUI Hoi Pan 許海濱 RE Advising on Futures Contracts 2014-10-23 2015-01-02
AIQ973 HUI Hoi Pan 許海濱 RE Asset Management 2010-07-19 2013-01-02
AIQ973 HUI Hoi Pan 許海濱 RE Asset Management 2014-10-23 2015-01-02
AIR464 YIP Chee Hang 葉志衡 RE Advising on Securities 2003-04-01 2003-06-27
AIR464 YIP Chee Hang 葉志衡 RE Advising on Corporate Finance 2003-04-01 2003-06-27
AIR464 YIP Chee Hang 葉志衡 RE Asset Management 2003-04-01 2003-06-27
AIR588 WANG Dong 王棟 RE Dealing in Securities 2015-11-09
AIR588 WANG Dong 王棟 RE Advising on Securities 2003-04-01 2005-10-24
AIR588 WANG Dong 王棟 RE Advising on Securities 2015-11-09
AIR588 WANG Dong 王棟 RE Advising on Corporate Finance 2003-04-01 2004-05-05
AIR588 WANG Dong 王棟 RE Asset Management 2003-04-01 2005-10-24
AIY107 CHAN Pui Kit 陳培杰 RE Advising on Securities 2003-07-22 2005-05-30
AIY107 CHAN Pui Kit 陳培杰 RE Asset Management 2003-07-22 2005-05-30
AIY478 CONXICOEUR Patrice Pierre Henri RE Dealing in Securities 2015-05-22
AIY478 CONXICOEUR Patrice Pierre Henri RO Dealing in Securities 2008-07-28 2015-05-22
AIY478 CONXICOEUR Patrice Pierre Henri RO Dealing in Futures Contracts 2010-09-20 2015-05-06
AIY478 CONXICOEUR Patrice Pierre Henri RE Advising on Securities 2015-05-22
AIY478 CONXICOEUR Patrice Pierre Henri RO Advising on Securities 2008-07-28 2015-05-22
AIY478 CONXICOEUR Patrice Pierre Henri RE Advising on Futures Contracts 2015-05-22
AIY478 CONXICOEUR Patrice Pierre Henri RO Advising on Futures Contracts 2008-07-28 2015-05-22
AIY478 CONXICOEUR Patrice Pierre Henri RE Asset Management 2015-05-22
AIY478 CONXICOEUR Patrice Pierre Henri RO Asset Management 2008-07-28 2015-05-22
AJB230 LEUNG Kit Yin 梁潔妍 RE Dealing in Securities 2010-04-26 2011-12-30
AJB230 LEUNG Kit Yin 梁潔妍 RE Advising on Securities 2010-04-26 2011-12-30
AJB230 LEUNG Kit Yin 梁潔妍 RE Asset Management 2010-04-26 2011-12-30
AJE409 LAI Wing Keung 賴永強 RE Advising on Securities 2003-11-26 2006-10-20
AJE409 LAI Wing Keung 賴永強 RE Asset Management 2003-11-26 2006-10-20
AJF234 LEUNG Hung Piu 梁鴻標 RE Advising on Securities 2004-11-26 2005-05-03
AJF234 LEUNG Hung Piu 梁鴻標 RE Asset Management 2004-10-29 2005-05-03
AJH022 CHAN Debbie Ka Yee 陳嘉怡 RE Advising on Securities 2004-01-19 2005-04-18
AJH022 CHAN Debbie Ka Yee 陳嘉怡 RE Advising on Securities 2010-06-24
AJH022 CHAN Debbie Ka Yee 陳嘉怡 RE Asset Management 2004-01-19 2005-04-18
AJH022 CHAN Debbie Ka Yee 陳嘉怡 RE Asset Management 2010-06-24
AJJ561 KO Chi Yuen, Yvonne 高志遠 RE Advising on Securities 2005-05-12 2007-06-08
AJJ561 KO Chi Yuen, Yvonne 高志遠 RE Asset Management 2005-05-13 2007-06-08
AJL731 TANG Ki Shun, Jason 鄧基信 RE Dealing in Securities 2007-08-21 2007-11-06
AJL731 TANG Ki Shun, Jason 鄧基信 RE Advising on Securities 2007-08-21 2007-11-06
AJL731 TANG Ki Shun, Jason 鄧基信 RE Asset Management 2007-08-21 2007-11-06
AJN966 ZHONG Shan 鍾山 RE Advising on Securities 2005-09-07 2011-05-17
AJN966 ZHONG Shan 鍾山 RE Asset Management 2005-09-09 2011-05-17
AJO301 RENONCOURT Julien RE Dealing in Securities 2010-05-28 2010-06-10
AJO301 RENONCOURT Julien RE Dealing in Securities 2011-06-02 2011-06-16
AKP804 LAM Po Ching 林步青 RE Dealing in Securities 2007-10-16 2010-10-15
AKP804 LAM Po Ching 林步青 RE Advising on Securities 2007-10-16 2010-10-15
AKP804 LAM Po Ching 林步青 RE Asset Management 2007-10-16 2010-10-15
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Dealing in Securities 2017-06-02
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Advising on Securities 2017-06-02
AKV312 HUNG Yee Ting, Jasmine 洪綺婷 RE Asset Management 2017-06-02
AKW688 YAN Cleo Sheung Ngar 甄尚雅 RE Advising on Securities 2004-08-19 2006-04-21
AKW688 YAN Cleo Sheung Ngar 甄尚雅 RE Asset Management 2004-08-19 2006-04-21
AKW690 WONG Tai Che, Eddy 王大智 RE Advising on Securities 2004-08-05 2005-10-31
AKW690 WONG Tai Che, Eddy 王大智 RE Asset Management 2004-08-05 2005-10-31
ALB466 CHUNG Wai Yan 鍾慧欣 RE Advising on Securities 2004-08-06 2006-11-30
ALB466 CHUNG Wai Yan 鍾慧欣 RE Asset Management 2004-08-06 2006-11-30
ALE992 MARONILLA Ramon Gregory Jr. Fong RE Advising on Securities 2004-09-01 2005-03-21
ALE992 MARONILLA Ramon Gregory Jr. Fong RE Asset Management 2004-09-01 2005-03-21
ALF525 LI Chi Yan, Cecil 李志仁 RE Dealing in Securities 2007-07-26
ALF525 LI Chi Yan, Cecil 李志仁 RE Advising on Securities 2004-09-08
ALF525 LI Chi Yan, Cecil 李志仁 RE Asset Management 2004-09-08
ALI171 SUEN Lok Hang, Gregory 孫樂衡 RE Dealing in Securities 2010-06-24
ALI171 SUEN Lok Hang, Gregory 孫樂衡 RE Advising on Securities 2010-06-24
ALI171 SUEN Lok Hang, Gregory 孫樂衡 RE Asset Management 2010-06-24
ALI742 SERIES Kerry David RE Advising on Securities 2004-10-27 2006-09-15
ALI742 SERIES Kerry David RE Asset Management 2004-10-27 2006-09-15
ALN045 LEUNG Lap Wai 梁立偉 RE Dealing in Securities 2007-07-26 2011-06-30
ALN045 LEUNG Lap Wai 梁立偉 RE Advising on Securities 2004-11-30 2011-06-30
ALN045 LEUNG Lap Wai 梁立偉 RE Asset Management 2004-11-30 2011-06-30
ALN365 TAM Wai Man, Grace 譚慧敏 RE Dealing in Securities 2016-08-24 2018-03-09
ALN365 TAM Wai Man, Grace 譚慧敏 RE Advising on Securities 2016-08-24 2018-03-09
ALN365 TAM Wai Man, Grace 譚慧敏 RE Asset Management 2016-08-24 2018-03-09
ALN635 CHAN On Kei, Angel 陳安琪 RE Dealing in Securities 2010-11-05 2014-03-14
ALN635 CHAN On Kei, Angel 陳安琪 RE Advising on Securities 2010-11-05 2014-03-14
ALN635 CHAN On Kei, Angel 陳安琪 RE Asset Management 2010-11-05 2014-03-14
ALO351 WONG Aaron Davis 黃佳頌 RE Advising on Securities 2004-12-23 2005-06-16
ALO351 WONG Aaron Davis 黃佳頌 RE Asset Management 2004-12-23 2005-06-16
ALQ596 CHO Yui Kwan, Larry 曹銳焜 RE Advising on Securities 2014-10-24 2018-06-25
ALQ596 CHO Yui Kwan, Larry 曹銳焜 RE Asset Management 2014-10-24 2018-06-25
ALT876 CHAN Wai Ming 陳偉明 RE Advising on Securities 2005-03-01 2005-07-27
ALT876 CHAN Wai Ming 陳偉明 RE Asset Management 2005-03-01 2005-07-27
ALV116 CHOONG Chee Ming RE Dealing in Securities 2011-12-07
ALV116 CHOONG Chee Ming RE Advising on Securities 2011-12-07
ALV116 CHOONG Chee Ming RE Asset Management 2011-12-07
ALW199 LEE Suk Yee 李淑儀 RE Advising on Securities 2005-03-31 2005-12-10
ALW199 LEE Suk Yee 李淑儀 RE Asset Management 2005-03-31 2005-12-10
ALW511 MA Yuk Tong 馬玉堂 RE Asset Management 2005-04-11 2005-10-24
ALY618 LEE Tak Ching 李德貞 RE Advising on Securities 2005-04-28 2006-08-04
ALY618 LEE Tak Ching 李德貞 RE Asset Management 2005-04-28 2006-08-04
ALY626 HO Siu Yung 何紹容 RE Dealing in Securities 2015-08-13 2017-08-18
ALY626 HO Siu Yung 何紹容 RE Advising on Securities 2015-08-13 2017-08-18
ALZ459 CHENG Sandra 程芝凌 RE Advising on Securities 2005-05-13 2006-07-01
ALZ459 CHENG Sandra 程芝凌 RE Asset Management 2005-05-13 2006-07-01
ALZ469 TIMBERLAKE Nicholas Richard William RE Dealing in Securities 2010-01-08 2010-01-21
ALZ486 WONG Ling Sze, Susanna 王玲思 RE Dealing in Securities 2008-05-09 2008-11-07
ALZ486 WONG Ling Sze, Susanna 王玲思 RE Dealing in Securities 2012-11-27 2014-02-28
ALZ486 WONG Ling Sze, Susanna 王玲思 RE Advising on Securities 2008-05-09 2008-11-07
ALZ486 WONG Ling Sze, Susanna 王玲思 RE Advising on Securities 2012-11-27 2014-02-28
ALZ486 WONG Ling Sze, Susanna 王玲思 RE Asset Management 2013-02-15 2014-02-28
ALZ927 TUCKER Robert Denis RE Advising on Securities 2005-05-25 2009-09-23
ALZ927 TUCKER Robert Denis RE Asset Management 2005-05-25 2009-09-23
ALZ929 VALADAO Mark Paul RE Dealing in Securities 2007-05-21 2007-06-22
ALZ929 VALADAO Mark Paul RE Advising on Securities 2005-05-25 2007-06-22
ALZ929 VALADAO Mark Paul RE Asset Management 2005-05-25 2007-06-22
AMC685 LEUNG Pui Man 梁佩雯 RE Dealing in Securities 2017-11-13
AMC685 LEUNG Pui Man 梁佩雯 RE Advising on Securities 2010-09-24
AMC685 LEUNG Pui Man 梁佩雯 RE Asset Management 2017-11-13
AME143 MOK Nga Bong, Bosco 莫雅邦 RE Dealing in Securities 2007-06-18
AME143 MOK Nga Bong, Bosco 莫雅邦 RE Dealing in Futures Contracts 2010-09-27
AME143 MOK Nga Bong, Bosco 莫雅邦 RE Advising on Securities 2007-06-18
AME143 MOK Nga Bong, Bosco 莫雅邦 RE Asset Management 2007-06-18
AMH295 YIN Phillip Tk 嚴正剛 RE Advising on Securities 2005-07-22 2005-10-07
AMH295 YIN Phillip Tk 嚴正剛 RE Asset Management 2005-07-22 2005-10-07
AMH572 YUAN Joy Fangyue 袁方悅 RE Advising on Securities 2011-02-15
AMH572 YUAN Joy Fangyue 袁方悅 RE Advising on Futures Contracts 2011-02-15
AMH572 YUAN Joy Fangyue 袁方悅 RE Asset Management 2011-02-15
AMH681 KO Wai Man 高偉文 RE Dealing in Securities 2007-07-26
AMH681 KO Wai Man 高偉文 RE Advising on Securities 2005-07-29
AMH681 KO Wai Man 高偉文 RE Asset Management 2005-07-29
AMH725 CHAN Yuen Ching, Toby 陳婉貞 RE Dealing in Securities 2007-11-19 2013-03-08
AMH725 CHAN Yuen Ching, Toby 陳婉貞 RE Advising on Securities 2007-12-03 2013-03-08
AMH725 CHAN Yuen Ching, Toby 陳婉貞 RE Asset Management 2007-11-19 2013-03-08
AMJ508 YU Wai Kwan, Tina 余慧君 RE Advising on Securities 2005-08-18 2005-11-02
AMJ508 YU Wai Kwan, Tina 余慧君 RE Asset Management 2005-08-18 2005-11-02
AMJ572 LI Shuk Ling 李淑玲 RE Dealing in Securities 2007-04-10
AMJ572 LI Shuk Ling 李淑玲 RE Advising on Securities 2005-09-09
AMJ572 LI Shuk Ling 李淑玲 RE Asset Management 2005-09-09
AMK226 CHEN Bing Lam, Arthur 陳炳霖 RE Advising on Securities 2005-08-26 2013-10-28
AMK226 CHEN Bing Lam, Arthur 陳炳霖 RE Asset Management 2005-08-26 2013-10-28
AMN619 CHEUNG Kai Li, Carrie 張佳俐 RE Dealing in Securities 2009-03-10 2013-11-04
AMN619 CHEUNG Kai Li, Carrie 張佳俐 RE Advising on Securities 2009-03-10 2013-11-04
AMN619 CHEUNG Kai Li, Carrie 張佳俐 RE Asset Management 2009-03-13 2013-11-04
AMN703 TSANG Tak Yung Raymond 曾德庸 RE Dealing in Securities 2015-12-18
AMN703 TSANG Tak Yung Raymond 曾德庸 RE Advising on Securities 2015-12-18
AMN703 TSANG Tak Yung Raymond 曾德庸 RE Asset Management 2015-12-18
AMN727 LEE Mathew Shih Hao 利仕豪 RE Advising on Securities 2006-10-19 2013-03-15
AMN727 LEE Mathew Shih Hao 利仕豪 RE Asset Management 2006-10-19 2013-03-15
AMQ354 CHAN Wai Leng 陳惠玲 RE Dealing in Securities 2013-03-01 2017-08-18
AMX789 TSE Kwok Shing, Patrick 謝國誠 RE Dealing in Securities 2007-04-10 2013-02-28
AMX789 TSE Kwok Shing, Patrick 謝國誠 RE Advising on Securities 2006-01-16 2013-02-28
AMX789 TSE Kwok Shing, Patrick 謝國誠 RE Advising on Futures Contracts 2006-01-16 2013-02-28
AMX789 TSE Kwok Shing, Patrick 謝國誠 RE Asset Management 2006-01-16 2013-02-28
ANA191 AU Pui Ting 歐佩婷 RE Advising on Securities 2006-02-07 2006-12-29
ANA191 AU Pui Ting 歐佩婷 RE Asset Management 2006-02-07 2006-12-29
ANB909 CRIVELLI Patrick Marcel RE Advising on Securities 2006-02-28 2012-06-28
ANB909 CRIVELLI Patrick Marcel RE Asset Management 2006-02-28 2012-06-28
ANE206 WONG Hsiu Hui, Jennifer 黃秀慧 RE Dealing in Securities 2007-04-10 2009-06-27
ANE206 WONG Hsiu Hui, Jennifer 黃秀慧 RE Advising on Securities 2006-03-27 2009-06-27
ANE206 WONG Hsiu Hui, Jennifer 黃秀慧 RE Asset Management 2006-03-27 2009-06-27
ANE311 KOO Julie J RE Dealing in Securities 2010-02-22 2011-06-09
ANE311 KOO Julie J RO Dealing in Securities 2011-06-09 2015-02-06
ANE311 KOO Julie J RE Advising on Securities 2010-02-22 2011-06-09
ANE311 KOO Julie J RO Advising on Securities 2011-06-09 2015-02-06
ANE311 KOO Julie J RE Asset Management 2010-02-22 2011-06-09
ANE311 KOO Julie J RO Asset Management 2011-06-09 2015-02-06
ANG437 NOWPARAST Behzad Reza RE Advising on Securities 2006-04-10 2007-05-31
ANG437 NOWPARAST Behzad Reza RE Asset Management 2006-04-10 2007-05-31
ANG457 YIU Pui Lam 姚珮林 RE Advising on Securities 2006-04-04 2006-05-02
ANG457 YIU Pui Lam 姚珮林 RE Asset Management 2006-04-04 2006-05-02
ANH153 CHOW Charles 周灼健 RE Dealing in Securities 2007-05-21 2014-11-30
ANH153 CHOW Charles 周灼健 RE Advising on Securities 2006-04-18 2014-11-30
ANH153 CHOW Charles 周灼健 RE Asset Management 2006-04-18 2014-11-30
ANH268 HO Pui Yee, Emily 何佩怡 RE Dealing in Securities 2007-07-12 2011-11-23
ANH268 HO Pui Yee, Emily 何佩怡 RE Advising on Securities 2006-04-18 2006-09-15
ANH268 HO Pui Yee, Emily 何佩怡 RE Advising on Securities 2007-07-12 2011-11-23
ANH268 HO Pui Yee, Emily 何佩怡 RE Asset Management 2006-04-18 2006-09-15
ANH268 HO Pui Yee, Emily 何佩怡 RE Asset Management 2007-07-12 2011-11-23
ANH570 LIN Edith 林祥玲 RE Dealing in Securities 2018-07-13
ANH570 LIN Edith 林祥玲 RE Advising on Securities 2018-07-13
ANH570 LIN Edith 林祥玲 RE Asset Management 2018-08-17
ANK159 LI Andrew Sing-tsze 李承智 RE Dealing in Securities 2006-05-16 2006-12-15
ANK159 LI Andrew Sing-tsze 李承智 RE Advising on Securities 2006-05-16 2006-12-15
ANK159 LI Andrew Sing-tsze 李承智 RE Asset Management 2006-05-16 2006-12-15
ANK801 LUO Jing 羅景 RE Dealing in Securities 2016-05-05 2017-06-26
ANK801 LUO Jing 羅景 RE Advising on Securities 2016-05-05 2017-06-26
ANK801 LUO Jing 羅景 RE Advising on Futures Contracts 2016-05-05 2017-06-26
ANK801 LUO Jing 羅景 RE Asset Management 2016-05-05 2017-06-26
ANK949 HA Ka Yan 夏嘉欣 RE Dealing in Securities 2006-06-30 2007-12-14
ANK949 HA Ka Yan 夏嘉欣 RE Advising on Securities 2006-06-30 2007-12-14
ANK949 HA Ka Yan 夏嘉欣 RE Asset Management 2006-06-30 2007-12-14
ANN087 GUILLEMET Mathieu Joel Jean-Michel RE Dealing in Securities 2016-03-04 2016-03-11
ANP220 LAM Wai Shing, Manfred 林偉誠 RE Dealing in Securities 2010-04-14 2015-08-31
ANP220 LAM Wai Shing, Manfred 林偉誠 RE Advising on Securities 2010-04-14 2015-08-31
ANP220 LAM Wai Shing, Manfred 林偉誠 RE Asset Management 2010-04-14 2015-08-31
ANQ252 WU Fong Wah, Flora 胡芳華 RE Dealing in Securities 2011-05-12 2011-06-03
ANQ252 WU Fong Wah, Flora 胡芳華 RE Advising on Securities 2011-05-12 2011-06-03
ANQ252 WU Fong Wah, Flora 胡芳華 RE Asset Management 2011-05-12 2011-06-03
ANR562 HUI Ming Kei 許銘基 RE Dealing in Securities 2010-05-10 2010-08-07
ANR562 HUI Ming Kei 許銘基 RE Advising on Securities 2010-05-10 2010-08-07
ANR562 HUI Ming Kei 許銘基 RE Asset Management 2010-05-10 2010-08-07
ANR627 MARTIN Aurore Helene RE Dealing in Securities 2010-07-26 2011-12-21
ANR627 MARTIN Aurore Helene RE Advising on Securities 2010-07-26 2011-12-21
ANR627 MARTIN Aurore Helene RE Advising on Futures Contracts 2010-07-26 2011-12-21
ANR627 MARTIN Aurore Helene RE Asset Management 2010-07-26 2011-12-21
ANS265 MARBER Peter Neil RE Dealing in Securities 2012-02-02 2012-02-16
ANT280 CHEUK Siu Yuen, Ferdinand 卓兆源 RE Dealing in Securities 2011-03-24 2016-07-15
ANT280 CHEUK Siu Yuen, Ferdinand 卓兆源 RE Advising on Securities 2011-03-24 2016-07-15
ANT280 CHEUK Siu Yuen, Ferdinand 卓兆源 RE Asset Management 2011-03-24 2016-07-15
ANT656 ADAMS Christopher Richard RE Dealing in Securities 2011-10-20 2014-05-30
ANT656 ADAMS Christopher Richard RE Advising on Securities 2011-10-20 2014-05-30
ANT656 ADAMS Christopher Richard RE Asset Management 2011-10-20 2014-05-30
ANT779 WU Yee Lun 鄔依倫 RE Dealing in Securities 2006-08-08 2011-02-11
ANT779 WU Yee Lun 鄔依倫 RE Advising on Securities 2006-08-08 2011-02-11
ANT779 WU Yee Lun 鄔依倫 RE Asset Management 2006-08-08 2011-02-11
ANT796 CHUANG Yia Ching 莊雅晴 RE Dealing in Securities 2013-02-08 2013-04-19
ANT796 CHUANG Yia Ching 莊雅晴 RE Advising on Securities 2013-02-08 2013-04-19
ANT796 CHUANG Yia Ching 莊雅晴 RE Asset Management 2013-02-08 2013-04-19
ANT922 PANG Jason Yat Sing 彭逸升 RE Dealing in Securities 2013-06-13 2014-08-29
ANT922 PANG Jason Yat Sing 彭逸升 RE Advising on Securities 2013-06-13 2014-08-29
ANT922 PANG Jason Yat Sing 彭逸升 RE Asset Management 2013-06-13 2014-08-29
ANU367 SETO Spencer W RE Dealing in Securities 2006-09-04 2012-05-31
ANU367 SETO Spencer W RE Advising on Securities 2006-09-04 2012-05-31
ANU367 SETO Spencer W RE Asset Management 2006-09-04 2012-05-31
ANU385 FU Chi Pui, Felix 符致培 RE Dealing in Securities 2006-08-25 2011-09-16
ANU385 FU Chi Pui, Felix 符致培 RE Advising on Securities 2006-08-25 2011-09-16
ANU385 FU Chi Pui, Felix 符致培 RE Asset Management 2006-08-25 2011-09-16
ANV019 HUI Mei Ki 許美琪 RE Dealing in Securities 2007-08-15 2011-12-02
ANV019 HUI Mei Ki 許美琪 RE Advising on Securities 2007-09-17 2011-12-02
ANV019 HUI Mei Ki 許美琪 RE Asset Management 2007-09-17 2011-12-02
ANW214 CHEUNG Michelle Wei Sze 張慧詩 RE Advising on Securities 2006-09-01 2008-09-30
ANW214 CHEUNG Michelle Wei Sze 張慧詩 RE Asset Management 2006-09-01 2008-09-30
AOA553 SIN Ka Yee, Cathy 冼加兒 RE Dealing in Securities 2006-10-03 2016-02-05
AOA553 SIN Ka Yee, Cathy 冼加兒 RE Advising on Securities 2006-10-03 2016-02-05
AOA553 SIN Ka Yee, Cathy 冼加兒 RE Asset Management 2006-10-03 2016-02-05
AOB912 LAM Martin Thanh RE Dealing in Securities 2006-10-31 2008-09-26
AOB912 LAM Martin Thanh RE Advising on Securities 2006-10-31 2008-09-26
AOB912 LAM Martin Thanh RE Asset Management 2006-10-31 2008-09-26
AOC912 LEE Euisup 李宜燮 RE Advising on Securities 2006-11-01 2007-11-27
AOC912 LEE Euisup 李宜燮 RE Asset Management 2006-11-01 2007-11-27
AOD942 LO Sin Sin 羅倩倩 RE Dealing in Securities 2007-08-16 2007-10-03
AOD942 LO Sin Sin 羅倩倩 RE Advising on Securities 2007-08-16 2007-10-03
AOD942 LO Sin Sin 羅倩倩 RE Asset Management 2007-09-21 2007-10-03
AOE058 WONG Suet King, Eldora 王雪瓊 RE Dealing in Securities 2006-11-15 2007-07-03
AOE058 WONG Suet King, Eldora 王雪瓊 RE Advising on Securities 2006-11-15 2007-07-03
AOE058 WONG Suet King, Eldora 王雪瓊 RE Asset Management 2006-11-15 2007-07-03
AOE059 KAN Pui Ling, Isabelle 簡佩玲 RE Advising on Securities 2006-11-15 2008-09-25
AOE059 KAN Pui Ling, Isabelle 簡佩玲 RE Asset Management 2006-11-15 2008-09-25
AOE182 YUEN Po Yee, Polly 阮寶儀 RE Dealing in Securities 2006-11-17 2011-11-04
AOE182 YUEN Po Yee, Polly 阮寶儀 RE Advising on Securities 2006-11-17 2011-11-04
AOE182 YUEN Po Yee, Polly 阮寶儀 RE Asset Management 2006-11-17 2011-11-04
AOE462 LAM Ting Wai, Anita 林庭慧 RE Dealing in Securities 2006-11-17 2007-05-28
AOE462 LAM Ting Wai, Anita 林庭慧 RE Dealing in Securities 2011-03-08 2016-05-20
AOE462 LAM Ting Wai, Anita 林庭慧 RE Advising on Securities 2006-11-17 2007-05-28
AOE462 LAM Ting Wai, Anita 林庭慧 RE Advising on Securities 2011-03-08 2016-05-20
AOE462 LAM Ting Wai, Anita 林庭慧 RE Asset Management 2006-11-17 2007-05-28
AOE462 LAM Ting Wai, Anita 林庭慧 RE Asset Management 2011-03-08 2016-05-20
AOG481 HO Andrew Patrick Siu Choong 何劭聰 RE Dealing in Securities 2010-07-20 2014-08-28
AOG481 HO Andrew Patrick Siu Choong 何劭聰 RE Advising on Securities 2010-07-20 2014-08-28
AOG481 HO Andrew Patrick Siu Choong 何劭聰 RE Advising on Futures Contracts 2010-07-20 2014-08-28
AOG481 HO Andrew Patrick Siu Choong 何劭聰 RE Asset Management 2010-07-20 2014-08-28
AOH090 LAW Nerida Jane RE Dealing in Securities 2006-12-07 2008-05-21
AOH090 LAW Nerida Jane RE Advising on Securities 2006-12-07 2008-05-21
AOH090 LAW Nerida Jane RE Asset Management 2006-12-07 2008-05-21
AOI932 LAI Lun Yee, Jackie 黎麟兒 RE Dealing in Securities 2007-01-04 2007-01-17
AOI932 LAI Lun Yee, Jackie 黎麟兒 RE Advising on Securities 2007-01-04 2007-01-17
AOI932 LAI Lun Yee, Jackie 黎麟兒 RE Asset Management 2007-01-04 2007-01-17
AOJ316 LEE Kwan Tung, Jeanette 李君彤 RE Dealing in Securities 2015-10-22
AOJ316 LEE Kwan Tung, Jeanette 李君彤 RE Advising on Securities 2015-10-22
AOJ316 LEE Kwan Tung, Jeanette 李君彤 RE Asset Management 2015-10-22
AOK816 ONG Chee Ling 王智齡 RE Dealing in Securities 2007-11-19 2008-11-13
AOK816 ONG Chee Ling 王智齡 RE Advising on Securities 2007-11-19 2008-11-13
AOR777 MAXWELL Jonathan RE Dealing in Securities 2007-03-19 2007-04-20
AOT458 CHAN Oi Wan 陳靄雲 RE Advising on Securities 2007-07-04 2013-02-21
AOT458 CHAN Oi Wan 陳靄雲 RE Asset Management 2007-08-02 2013-02-21
AOU037 CHAN Siu Man, Simon 陳兆文 RE Dealing in Securities 2013-07-12 2015-11-16
AOU037 CHAN Siu Man, Simon 陳兆文 RE Advising on Securities 2013-07-12 2015-11-16
AOU037 CHAN Siu Man, Simon 陳兆文 RE Asset Management 2013-07-12 2015-11-16
AOV443 CHEUNG Wai Ying 張慧盈 RE Dealing in Securities 2007-04-27 2008-10-02
AOV443 CHEUNG Wai Ying 張慧盈 RE Advising on Securities 2007-04-27 2008-10-02
AOV443 CHEUNG Wai Ying 張慧盈 RE Asset Management 2007-04-27 2008-10-02
APA404 LAU Yee Man 劉綺文 RE Dealing in Securities 2010-08-06 2010-10-29
APA404 LAU Yee Man 劉綺文 RE Advising on Securities 2010-08-06 2010-10-29
APA404 LAU Yee Man 劉綺文 RE Asset Management 2010-08-06 2010-10-29
APC553 APENBRINK Rudolf Eduard Walter RO Dealing in Securities 2007-07-03 2010-10-01
APC553 APENBRINK Rudolf Eduard Walter RO Advising on Securities 2007-07-03 2010-10-01
APC553 APENBRINK Rudolf Eduard Walter RO Asset Management 2007-07-03 2010-10-01
APC729 YEUNG Wai Shum 楊惠深 RE Dealing in Securities 2011-02-24 2016-12-30
APC729 YEUNG Wai Shum 楊惠深 RE Advising on Securities 2011-02-24 2016-12-30
APC729 YEUNG Wai Shum 楊惠深 RE Asset Management 2011-02-24 2016-12-30
APG270 SHEEHAN Benjamin Septimus RE Dealing in Securities 2011-12-16
APG270 SHEEHAN Benjamin Septimus RE Advising on Securities 2007-07-12
APG270 SHEEHAN Benjamin Septimus RE Asset Management 2007-07-12
APH605 HO Kwok Wai, Ivan 何國威 RE Dealing in Securities 2007-07-23 2009-11-06
APH605 HO Kwok Wai, Ivan 何國威 RE Advising on Securities 2007-07-23 2009-11-06
APH605 HO Kwok Wai, Ivan 何國威 RE Asset Management 2007-07-23 2009-11-06
APH941 PANG Piao Hsin, Philip 馮標新 RE Dealing in Securities 2007-07-26 2012-08-17
APH941 PANG Piao Hsin, Philip 馮標新 RE Advising on Securities 2007-07-26 2012-08-17
APH941 PANG Piao Hsin, Philip 馮標新 RE Asset Management 2007-07-26 2012-08-17
APJ190 LAM Lap Fai 林立輝 RE Dealing in Securities 2010-01-06 2011-11-18
APJ190 LAM Lap Fai 林立輝 RE Advising on Securities 2009-11-17 2011-11-18
APJ190 LAM Lap Fai 林立輝 RE Asset Management 2010-03-15 2011-11-18
APL001 NG Hung Leuk 吳雄畧 RE Dealing in Securities 2007-08-17
APL001 NG Hung Leuk 吳雄畧 RE Advising on Securities 2007-08-17
APL001 NG Hung Leuk 吳雄畧 RE Asset Management 2007-08-17
APL604 CHOI Christian Man-Hon 蔡文翰 RE Dealing in Securities 2007-08-21 2008-09-25
APL604 CHOI Christian Man-Hon 蔡文翰 RE Advising on Securities 2007-08-21 2008-09-25
APL604 CHOI Christian Man-Hon 蔡文翰 RE Asset Management 2007-08-21 2008-09-25
APL963 TANG Annie Yue Wai 鄧宇蕙 RE Advising on Securities 2011-01-26 2011-12-07
APL963 TANG Annie Yue Wai 鄧宇蕙 RE Asset Management 2011-01-26 2011-12-07
APP525 CHOW Chui Ping 周翠萍 RE Dealing in Securities 2012-10-26 2016-05-17
APP525 CHOW Chui Ping 周翠萍 RE Advising on Securities 2012-10-26 2016-05-17
APQ483 LAU Tsui Heung 劉翠香 RE Dealing in Securities 2007-09-17 2008-11-28
APQ483 LAU Tsui Heung 劉翠香 RE Advising on Securities 2007-09-17 2008-11-28
APQ483 LAU Tsui Heung 劉翠香 RE Asset Management 2007-09-17 2008-11-28
APQ491 KWAN Kai Tai 關啟泰 RE Dealing in Securities 2007-09-17 2015-01-30
APQ491 KWAN Kai Tai 關啟泰 RE Advising on Securities 2007-09-17 2015-01-30
APQ491 KWAN Kai Tai 關啟泰 RE Asset Management 2007-09-17 2015-01-30
APR021 TSANG Nap Yin 曾納賢 RE Dealing in Securities 2010-07-26
APR021 TSANG Nap Yin 曾納賢 RE Advising on Securities 2010-07-26
APR021 TSANG Nap Yin 曾納賢 RE Advising on Futures Contracts 2010-07-26 2017-04-10
APR021 TSANG Nap Yin 曾納賢 RE Asset Management 2010-07-26
APR856 PARK Young Ki RE Dealing in Securities 2007-09-24 2012-06-29
APR856 PARK Young Ki RE Advising on Securities 2007-09-24 2012-06-29
APR856 PARK Young Ki RE Asset Management 2007-09-24 2012-06-29
APU255 CHEN Stanley RE Advising on Securities 2012-10-31 2017-08-04
APU255 CHEN Stanley RE Asset Management 2012-10-31 2017-08-04
APW365 TSE Ka Lee 謝嘉莉 RE Dealing in Securities 2015-12-17
APW365 TSE Ka Lee 謝嘉莉 RE Advising on Securities 2015-12-17
APW365 TSE Ka Lee 謝嘉莉 RE Asset Management 2015-12-17
APW681 DUGGAL Sanjiv RE Dealing in Securities 2009-08-31 2009-10-31
APW681 DUGGAL Sanjiv RE Dealing in Securities 2010-09-07 2010-09-21
APW681 DUGGAL Sanjiv RE Dealing in Securities 2012-09-10 2012-09-24
APW681 DUGGAL Sanjiv RE Dealing in Securities 2013-01-25 2013-02-08
APW681 DUGGAL Sanjiv RE Dealing in Securities 2013-03-18 2013-03-31
APW681 DUGGAL Sanjiv RE Dealing in Securities 2013-06-25 2017-03-23
APW681 DUGGAL Sanjiv RO Dealing in Securities 2017-03-23
APW681 DUGGAL Sanjiv RE Dealing in Futures Contracts 2013-06-25
APW681 DUGGAL Sanjiv RE Advising on Securities 2013-06-25 2017-03-23
APW681 DUGGAL Sanjiv RO Advising on Securities 2017-03-23
APW681 DUGGAL Sanjiv RE Advising on Futures Contracts 2013-06-25 2017-03-23
APW681 DUGGAL Sanjiv RO Advising on Futures Contracts 2017-03-23
APW681 DUGGAL Sanjiv RE Asset Management 2013-06-25 2017-03-23
APW681 DUGGAL Sanjiv RO Asset Management 2017-03-23
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Dealing in Securities 2010-02-26 2012-01-31
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Advising on Securities 2010-02-26 2012-01-31
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Asset Management 2010-02-26 2012-01-31
AQA565 NIU Yien-Li 牛延莉 RE Dealing in Securities 2011-05-13 2013-03-15
AQA565 NIU Yien-Li 牛延莉 RE Advising on Securities 2011-05-13 2013-03-15
AQA565 NIU Yien-Li 牛延莉 RE Asset Management 2011-05-13 2013-03-15
AQC326 RODRIGUES Gordon Pierre RE Dealing in Securities 2007-12-04
AQC326 RODRIGUES Gordon Pierre RE Advising on Securities 2007-12-04
AQC326 RODRIGUES Gordon Pierre RE Asset Management 2007-12-04
AQD385 HAN Bin 韓檳 RE Dealing in Securities 2017-03-20
AQD385 HAN Bin 韓檳 RE Advising on Securities 2017-03-20
AQD385 HAN Bin 韓檳 RE Asset Management 2017-03-20
AQE835 HILLIMAN HOPKINSON Michelle RE Dealing in Securities 2007-12-24 2014-03-31
AQE835 HILLIMAN HOPKINSON Michelle RE Advising on Securities 2007-12-24 2014-03-31
AQE835 HILLIMAN HOPKINSON Michelle RE Asset Management 2007-12-24 2014-03-31
AQF077 LEAP Ming RE Dealing in Securities 2010-07-26
AQF077 LEAP Ming RE Advising on Securities 2010-07-26
AQF077 LEAP Ming RE Advising on Futures Contracts 2010-07-26
AQF077 LEAP Ming RE Asset Management 2010-07-26
AQG676 WONG Kar Po 黃家寶 RE Dealing in Securities 2018-02-20
AQG676 WONG Kar Po 黃家寶 RE Advising on Securities 2018-02-20
AQH633 FOUCHET Olivier Louis Roger RE Dealing in Securities 2010-07-26 2012-05-31
AQH633 FOUCHET Olivier Louis Roger RE Advising on Securities 2010-07-26 2012-05-31
AQH633 FOUCHET Olivier Louis Roger RE Advising on Futures Contracts 2010-07-26 2012-05-31
AQH633 FOUCHET Olivier Louis Roger RE Asset Management 2010-07-26 2012-05-31
AQI992 SHIU Pui Kuen, Vivian 邵佩娟 RE Dealing in Securities 2008-01-25 2010-09-01
AQI992 SHIU Pui Kuen, Vivian 邵佩娟 RE Advising on Securities 2008-01-25 2010-09-01
AQI992 SHIU Pui Kuen, Vivian 邵佩娟 RE Asset Management 2008-01-25 2010-09-01
AQM265 YANG Yao-Wei 楊曜維 RE Dealing in Securities 2008-02-11 2008-09-25
AQM265 YANG Yao-Wei 楊曜維 RE Advising on Securities 2008-02-11 2008-09-25
AQM265 YANG Yao-Wei 楊曜維 RE Asset Management 2008-02-11 2008-09-25
AQM268 GIBB David Thomas RE Dealing in Securities 2008-02-11
AQM268 GIBB David Thomas RE Dealing in Futures Contracts 2014-03-06
AQM268 GIBB David Thomas RE Advising on Securities 2008-02-11
AQM268 GIBB David Thomas RE Advising on Futures Contracts 2014-03-06
AQM268 GIBB David Thomas RE Asset Management 2008-02-11
AQM760 KWAN Man Chung 關文聰 RE Advising on Securities 2010-06-24
AQM760 KWAN Man Chung 關文聰 RE Asset Management 2010-06-24
AQN985 BREITFUSS Sascha Franz RE Dealing in Securities 2008-02-25 2009-08-26
AQN985 BREITFUSS Sascha Franz RE Advising on Securities 2008-02-25 2009-08-26
AQN985 BREITFUSS Sascha Franz RE Asset Management 2008-02-25 2009-08-26
AQR075 BROWN Alison Rosemary RE Dealing in Securities 2015-07-30 2018-07-10
AQR075 BROWN Alison Rosemary RO Dealing in Securities 2018-07-10
AQR075 BROWN Alison Rosemary RE Advising on Securities 2015-07-30 2018-07-10
AQR075 BROWN Alison Rosemary RO Advising on Securities 2018-07-10
AQR075 BROWN Alison Rosemary RE Asset Management 2015-07-30
AQS278 DAVEY Alexander Rupert Gabriel RE Dealing in Securities 2016-07-13 2016-07-15
AQU581 CHEN Ying-jo 陳瑩若 RE Dealing in Securities 2012-05-02
AQU581 CHEN Ying-jo 陳瑩若 RE Advising on Securities 2012-05-02
AQU581 CHEN Ying-jo 陳瑩若 RE Asset Management 2012-05-02
AQU629 BERTRAND Jean-Charles RE Dealing in Securities 2010-06-23 2010-07-07
AQX377 CHEUNG Sau Ki 張秀琪 RE Dealing in Securities 2008-04-23 2010-06-07
AQX377 CHEUNG Sau Ki 張秀琪 RE Advising on Securities 2008-04-23 2010-06-07
AQX377 CHEUNG Sau Ki 張秀琪 RE Asset Management 2008-04-23 2010-06-07
AQX385 WONG Siu Yung 王小蓉 RE Dealing in Securities 2008-04-23 2009-09-30
AQX385 WONG Siu Yung 王小蓉 RE Advising on Securities 2008-04-23 2009-09-30
AQX385 WONG Siu Yung 王小蓉 RE Asset Management 2008-04-23 2009-09-30
AQX401 BONFA Juliana Campos De Araujo RE Dealing in Securities 2008-04-23 2008-11-13
AQX401 BONFA Juliana Campos De Araujo RE Advising on Securities 2008-04-23 2008-11-13
AQX572 YU Pik Sim 余碧嬋 RE Dealing in Securities 2008-05-13 2014-02-10
AQX572 YU Pik Sim 余碧嬋 RE Advising on Securities 2008-05-13 2014-02-10
AQX572 YU Pik Sim 余碧嬋 RE Asset Management 2008-05-13 2014-02-10
AQZ995 HUI Lam 許琳 RE Dealing in Securities 2008-05-09 2013-07-31
AQZ995 HUI Lam 許琳 RE Advising on Securities 2008-05-09 2013-07-31
AQZ995 HUI Lam 許琳 RE Asset Management 2008-05-09 2013-07-31
ARB760 KWOK Danny 郭世傑 RE Dealing in Securities 2011-10-27 2017-05-23
ARB760 KWOK Danny 郭世傑 RE Dealing in Futures Contracts 2011-10-27 2017-05-23
ARB760 KWOK Danny 郭世傑 RE Advising on Securities 2011-10-27 2017-05-23
ARB760 KWOK Danny 郭世傑 RE Asset Management 2011-10-27 2017-05-23
ARE684 LI Wai Ming 李偉明 RE Dealing in Securities 2008-06-16 2013-08-23
ARE684 LI Wai Ming 李偉明 RE Advising on Securities 2008-06-16 2013-08-23
ARE684 LI Wai Ming 李偉明 RE Asset Management 2008-06-16 2013-08-23
ARF416 HELFER Paul Douglas RE Dealing in Securities 2008-06-20 2008-07-20
ARF416 HELFER Paul Douglas RE Dealing in Securities 2009-09-28 2009-10-12
ARF416 HELFER Paul Douglas RE Dealing in Securities 2010-03-03 2010-04-02
ARF416 HELFER Paul Douglas RE Dealing in Securities 2010-09-07 2010-09-21
ARF416 HELFER Paul Douglas RE Dealing in Securities 2012-09-26 2012-10-10
ARF416 HELFER Paul Douglas RE Dealing in Securities 2018-03-02 2018-03-12
ARG947 KHOUEIRI Elie RE Dealing in Securities 2010-07-20 2013-04-05
ARG947 KHOUEIRI Elie RE Advising on Securities 2010-07-20 2013-04-05
ARG947 KHOUEIRI Elie RE Advising on Futures Contracts 2010-07-20 2013-04-05
ARG947 KHOUEIRI Elie RE Asset Management 2010-07-20 2013-04-05
ARH239 KAN Lap Hang 簡立恆 RE Dealing in Securities 2008-07-07 2011-10-12
ARH239 KAN Lap Hang 簡立恆 RE Advising on Securities 2008-07-07 2011-10-12
ARH239 KAN Lap Hang 簡立恆 RE Asset Management 2008-07-07 2011-10-12
ARI510 ABOUZAHR Sami Julian RE Advising on Securities 2010-06-24 2013-04-30
ARI510 ABOUZAHR Sami Julian RE Asset Management 2010-06-24 2013-04-30
ARI513 MAK Ka Ying 麥嘉盈 RE Dealing in Securities 2008-07-17
ARI513 MAK Ka Ying 麥嘉盈 RE Advising on Securities 2008-07-17
ARI513 MAK Ka Ying 麥嘉盈 RE Asset Management 2008-07-17
ARJ905 LAM Chun Pong 林俊邦 RE Dealing in Securities 2015-01-14 2015-11-30
ARJ905 LAM Chun Pong 林俊邦 RE Advising on Securities 2015-01-14 2015-11-30
ARJ905 LAM Chun Pong 林俊邦 RE Asset Management 2015-01-14 2015-11-30
ARL756 PANG So Sum, Rio 彭素心 RE Dealing in Securities 2008-08-07
ARL756 PANG So Sum, Rio 彭素心 RE Advising on Securities 2008-08-07
ARL756 PANG So Sum, Rio 彭素心 RE Asset Management 2008-08-07
ARR132 HUGHES James Richard RE Dealing in Securities 2008-09-29 2010-04-30
ARR132 HUGHES James Richard RE Advising on Securities 2008-09-29 2010-04-30
ARR132 HUGHES James Richard RE Asset Management 2008-09-29 2010-04-30
ARV365 CHAN Chi Tat 陳志達 RE Dealing in Securities 2016-03-23 2018-01-19
ARV365 CHAN Chi Tat 陳志達 RE Advising on Securities 2016-03-23 2018-01-19
ARV365 CHAN Chi Tat 陳志達 RE Asset Management 2016-03-23 2018-01-19
ARW168 CHAN King Ki, Celia 陳景琪 RE Dealing in Securities 2010-06-11 2011-01-12
ARW168 CHAN King Ki, Celia 陳景琪 RE Advising on Securities 2010-06-11 2011-01-12
ARW168 CHAN King Ki, Celia 陳景琪 RE Asset Management 2010-06-11 2011-01-12
ASH964 GOULD Denis James RE Dealing in Securities 2011-07-07 2011-10-12
ASH964 GOULD Denis James RO Dealing in Securities 2011-10-12
ASH964 GOULD Denis James RO Dealing in Futures Contracts 2011-10-12
ASH964 GOULD Denis James RE Advising on Securities 2011-07-07 2011-10-12
ASH964 GOULD Denis James RO Advising on Securities 2011-10-12
ASH964 GOULD Denis James RE Advising on Futures Contracts 2011-07-07 2011-10-12
ASH964 GOULD Denis James RO Advising on Futures Contracts 2011-10-12
ASH964 GOULD Denis James RE Asset Management 2011-07-07 2011-10-12
ASH964 GOULD Denis James RO Asset Management 2011-10-12
ASU334 LEUNG Ming Yan 梁明欣 RE Dealing in Securities 2012-03-20 2017-08-24
ASU334 LEUNG Ming Yan 梁明欣 RE Advising on Securities 2012-03-20 2017-08-24
ASU334 LEUNG Ming Yan 梁明欣 RE Asset Management 2012-03-20 2017-08-24
ASX060 WONG Cho Sze 黃楚斯 RE Dealing in Securities 2009-04-29 2013-10-31
ASX060 WONG Cho Sze 黃楚斯 RE Advising on Securities 2009-04-29 2013-10-31
ATB907 YEOH Seok Poh 楊淑寶 RE Dealing in Securities 2012-03-14
ATB907 YEOH Seok Poh 楊淑寶 RE Advising on Securities 2012-03-14
ATB907 YEOH Seok Poh 楊淑寶 RE Asset Management 2012-03-14
ATO947 WANG Chao 王超 RE Advising on Securities 2015-07-13 2018-03-26
ATO947 WANG Chao 王超 RE Asset Management 2015-07-13 2018-03-26
ATV304 BOTELHO BASTOS Pedro Augusto RE Dealing in Securities 2009-09-28 2009-10-12
ATV304 BOTELHO BASTOS Pedro Augusto RE Dealing in Securities 2014-06-12 2014-06-25
ATV304 BOTELHO BASTOS Pedro Augusto RO Dealing in Securities 2014-06-25
ATV304 BOTELHO BASTOS Pedro Augusto RO Dealing in Futures Contracts 2018-08-07
ATV304 BOTELHO BASTOS Pedro Augusto RE Advising on Securities 2014-06-12 2014-06-25
ATV304 BOTELHO BASTOS Pedro Augusto RO Advising on Securities 2014-06-25
ATV304 BOTELHO BASTOS Pedro Augusto RO Advising on Futures Contracts 2018-08-07
ATV304 BOTELHO BASTOS Pedro Augusto RE Asset Management 2014-06-12 2014-06-25
ATV304 BOTELHO BASTOS Pedro Augusto RO Asset Management 2014-06-25
ATV360 MEHTA Viresh Navnitray RE Dealing in Securities 2009-10-20 2009-11-03
ATV360 MEHTA Viresh Navnitray RE Dealing in Securities 2011-03-14 2011-03-28
ATX917 YIP Lai Chuen 葉禮荃 RE Dealing in Securities 2009-10-12 2010-04-07
ATX917 YIP Lai Chuen 葉禮荃 RE Advising on Securities 2009-10-12 2010-04-07
ATX917 YIP Lai Chuen 葉禮荃 RE Asset Management 2009-10-12 2010-04-07
ATY073 VENEAU James Christopher RE Dealing in Securities 2011-03-30 2013-11-01
ATY073 VENEAU James Christopher RE Advising on Securities 2010-06-24 2013-11-01
ATY073 VENEAU James Christopher RE Asset Management 2010-06-24 2013-11-01
ATY716 VARINO III George Vincent RE Dealing in Securities 2009-10-22 2009-11-05
AUA731 WONG Hok Yuen 黃學炫 RE Dealing in Securities 2010-07-26
AUA731 WONG Hok Yuen 黃學炫 RE Advising on Securities 2010-07-26
AUA731 WONG Hok Yuen 黃學炫 RE Advising on Futures Contracts 2010-07-26
AUA731 WONG Hok Yuen 黃學炫 RE Asset Management 2010-07-26
AUC354 LAM Fung Ling 林鋒凌 RE Dealing in Securities 2014-07-10
AUC354 LAM Fung Ling 林鋒凌 RE Advising on Securities 2014-07-10
AUC354 LAM Fung Ling 林鋒凌 RE Asset Management 2014-07-10
AUE037 TIGNARD Laurent Charles RE Dealing in Securities 2009-11-23 2009-12-07
AUE059 LEGUAY Frederic Hubert Francois RE Dealing in Securities 2009-11-23 2009-12-07
AUE059 LEGUAY Frederic Hubert Francois RE Dealing in Securities 2011-04-20 2011-05-04
AUE059 LEGUAY Frederic Hubert Francois RE Dealing in Securities 2014-03-03 2014-03-10
AUM594 HO May Wai, Judy 何美蕙 RE Dealing in Securities 2015-11-11
AUM594 HO May Wai, Judy 何美蕙 RE Advising on Securities 2015-11-11
AUM594 HO May Wai, Judy 何美蕙 RE Asset Management 2015-11-11
AUM940 LAM Pik Lin 林碧蓮 RE Dealing in Securities 2010-01-15 2015-01-30
AUM940 LAM Pik Lin 林碧蓮 RE Advising on Securities 2010-01-15 2015-01-30
AUM940 LAM Pik Lin 林碧蓮 RE Asset Management 2010-01-15 2015-01-30
AUQ036 SWAN Dominic Noel RE Dealing in Securities 2010-01-26 2010-02-25
AUQ758 SIMON Denise Sarah RE Dealing in Securities 2010-02-08 2010-02-19
AUT767 KARNER Marge RE Dealing in Securities 2011-04-07 2011-04-21
AUW071 MUNRO Joanna Mary RE Dealing in Securities 2010-03-09 2010-03-22
AUW071 MUNRO Joanna Mary RO Dealing in Securities 2011-05-09 2014-07-03
AUW071 MUNRO Joanna Mary RO Advising on Securities 2011-05-09 2014-07-03
AUW071 MUNRO Joanna Mary RO Asset Management 2011-05-09 2014-07-03
AUW826 MEHTA Nilang Jitendra RE Dealing in Securities 2010-03-16 2010-03-29
AUW826 MEHTA Nilang Jitendra RE Dealing in Securities 2010-11-24 2010-12-08
AUW826 MEHTA Nilang Jitendra RE Dealing in Securities 2012-09-10 2012-09-24
AUW826 MEHTA Nilang Jitendra RE Dealing in Securities 2014-11-25
AUW826 MEHTA Nilang Jitendra RE Advising on Securities 2014-11-25
AUW826 MEHTA Nilang Jitendra RE Advising on Futures Contracts 2014-11-25
AUW826 MEHTA Nilang Jitendra RE Asset Management 2014-11-25
AUX242 LEUNG Karen Ka Ying 梁家瑩 RE Dealing in Securities 2013-11-14 2015-11-18
AUX242 LEUNG Karen Ka Ying 梁家瑩 RE Advising on Securities 2013-11-14 2015-11-18
AUX242 LEUNG Karen Ka Ying 梁家瑩 RE Asset Management 2013-11-14 2015-11-18
AUZ503 MEGHJI Mohammed Azim RE Dealing in Securities 2010-04-16 2010-04-29
AUZ503 MEGHJI Mohammed Azim RE Dealing in Securities 2011-03-29 2011-04-12
AVA504 MELLOR Eric Peter RE Dealing in Securities 2010-04-20 2011-05-20
AVA504 MELLOR Eric Peter RE Advising on Securities 2010-04-20 2011-05-20
AVA504 MELLOR Eric Peter RE Asset Management 2010-04-20 2011-05-20
AVC110 BARATON Xavier Francois RE Dealing in Securities 2010-04-27 2010-05-10
AVC110 BARATON Xavier Francois RE Dealing in Securities 2010-11-26 2010-12-10
AVC110 BARATON Xavier Francois RE Dealing in Securities 2011-02-22 2011-03-08
AVC110 BARATON Xavier Francois RE Dealing in Securities 2011-05-11 2011-05-25
AVC110 BARATON Xavier Francois RE Dealing in Securities 2012-05-14 2012-05-28
AVC110 BARATON Xavier Francois RE Dealing in Securities 2013-09-30 2013-10-13
AVC110 BARATON Xavier Francois RE Dealing in Securities 2014-05-16 2014-05-23
AVC110 BARATON Xavier Francois RE Dealing in Securities 2017-03-21 2017-03-27
AVC110 BARATON Xavier Francois RE Dealing in Securities 2017-06-15 2017-06-24
AVC110 BARATON Xavier Francois RE Dealing in Securities 2018-03-16 2018-03-26
AVG427 ARAKAKI Victor Crisol RE Dealing in Securities 2010-05-27 2010-06-09
AVG427 ARAKAKI Victor Crisol RE Dealing in Securities 2012-09-27 2012-10-11
AVH849 CHOI Kar Lam 蔡嘉霖 RE Dealing in Securities 2015-01-20
AVH849 CHOI Kar Lam 蔡嘉霖 RE Advising on Securities 2015-01-20
AVH849 CHOI Kar Lam 蔡嘉霖 RE Asset Management 2015-01-20
AVN304 SCHMITT Jean-Francois Andre RE Dealing in Securities 2010-07-27 2010-08-10
AVN307 CHANG Jennifer Ting RE Dealing in Securities 2010-07-21 2014-12-08
AVN307 CHANG Jennifer Ting RE Advising on Securities 2010-07-21 2014-12-08
AVN307 CHANG Jennifer Ting RE Asset Management 2010-07-21 2014-12-08
AVV774 CHEUNG Hing Ying, Jessica 張卿瑩 RE Dealing in Securities 2012-07-04
AVV774 CHEUNG Hing Ying, Jessica 張卿瑩 RE Advising on Securities 2012-07-04
AVV774 CHEUNG Hing Ying, Jessica 張卿瑩 RE Asset Management 2012-07-04
AVX940 AU Wing Tung 歐穎桐 RE Asset Management 2010-09-22 2010-12-29
AVY117 LIU Yawen 劉雅雯 RE Dealing in Securities 2011-11-17

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