Hong Kong SFC licence institution AAF806, Haitong International Securities Company Limited 海通國際證券有限公司

These are the licence-holders that were found for SFC licence institution AAF806 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA034 YU Wah Foo, Kevin 余華富 RE Dealing in Securities 2003-04-01 2008-10-18
AAA034 YU Wah Foo, Kevin 余華富 RE Leveraged Foreign Exchange Trading 2004-03-20 2008-10-18
AAA034 YU Wah Foo, Kevin 余華富 RE Advising on Securities 2003-04-01 2004-03-20
AAA034 YU Wah Foo, Kevin 余華富 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAA034 YU Wah Foo, Kevin 余華富 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AAA034 YU Wah Foo, Kevin 余華富 RE Asset Management 2003-04-01 2003-09-29
AAA153 WONG Chung Mun 黃仲文 RE Dealing in Securities 2003-04-01 2003-12-22
AAA153 WONG Chung Mun 黃仲文 RO Leveraged Foreign Exchange Trading 2003-09-30 2003-12-22
AAA153 WONG Chung Mun 黃仲文 RE Advising on Securities 2003-04-01 2003-08-26
AAA153 WONG Chung Mun 黃仲文 RE Advising on Corporate Finance 2003-04-01 2003-08-26
AAA153 WONG Chung Mun 黃仲文 RE Providing Automated Trading Services 2003-04-01 2003-08-26
AAA153 WONG Chung Mun 黃仲文 RE Asset Management 2003-04-01 2003-08-26
AAA545 KWAN Lap Ki, Carrives 關立基 RE Dealing in Securities 2003-04-01
AAA545 KWAN Lap Ki, Carrives 關立基 RE Advising on Securities 2003-04-01 2003-08-25
AAA545 KWAN Lap Ki, Carrives 關立基 RE Advising on Corporate Finance 2003-04-01 2003-08-25
AAA545 KWAN Lap Ki, Carrives 關立基 RE Providing Automated Trading Services 2003-04-01 2003-08-25
AAA545 KWAN Lap Ki, Carrives 關立基 RE Asset Management 2003-04-01 2003-08-25
AAA552 TSE Wai Chou 謝慧秋 RE Dealing in Securities 2003-04-01
AAA552 TSE Wai Chou 謝慧秋 RE Advising on Securities 2003-04-01 2003-10-06
AAA552 TSE Wai Chou 謝慧秋 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAA552 TSE Wai Chou 謝慧秋 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AAA552 TSE Wai Chou 謝慧秋 RE Asset Management 2003-04-01 2003-09-29
AAA632 MA Kai Sun, Caesar 馬啟新 RE Dealing in Securities 2007-03-02 2007-09-03
AAA632 MA Kai Sun, Caesar 馬啟新 RE Leveraged Foreign Exchange Trading 2007-03-02 2007-09-03
AAA737 LAM Hok Wing 林鶴榮 RE Dealing in Securities 2005-07-11 2014-01-04
AAA953 NG Wai Ming, Michael 吳偉明 RE Dealing in Securities 2003-07-11 2005-05-20
AAA953 NG Wai Ming, Michael 吳偉明 RE Dealing in Securities 2005-10-13 2006-04-27
AAB645 KWOK Ching Oi, San 郭靜愛 RE Dealing in Securities 2004-08-24 2005-01-11
AAB645 KWOK Ching Oi, San 郭靜愛 RE Leveraged Foreign Exchange Trading 2004-08-24 2005-01-11
AAC013 WU Lap Heung 胡腊香 RE Dealing in Securities 2003-04-01 2017-06-30
AAC013 WU Lap Heung 胡腊香 RE Advising on Securities 2003-04-01 2003-09-24
AAC013 WU Lap Heung 胡腊香 RE Advising on Corporate Finance 2003-04-01 2003-09-24
AAC013 WU Lap Heung 胡腊香 RE Providing Automated Trading Services 2003-04-01 2003-09-24
AAC013 WU Lap Heung 胡腊香 RE Asset Management 2003-04-01 2003-09-24
AAC629 TSANG Chun Wah 曾振華 RE Dealing in Securities 2003-11-13 2008-08-30
AAC644 LEE Wong, Tommy 李旺 RE Dealing in Securities 2003-08-07
AAC861 LAU Tim Fai, Timothy 劉添輝 RE Dealing in Securities 2010-04-15 2010-05-28
AAD599 TO Koon Hung, Andrew 杜冠雄 RE Dealing in Securities 2003-08-14 2011-03-01
AAD599 TO Koon Hung, Andrew 杜冠雄 RO Dealing in Securities 2003-04-01 2003-08-14
AAD599 TO Koon Hung, Andrew 杜冠雄 RE Leveraged Foreign Exchange Trading 2004-01-29 2011-03-01
AAD599 TO Koon Hung, Andrew 杜冠雄 RO Advising on Securities 2003-04-01 2003-08-14
AAD599 TO Koon Hung, Andrew 杜冠雄 RO Advising on Corporate Finance 2003-04-01 2003-08-14
AAD599 TO Koon Hung, Andrew 杜冠雄 RO Providing Automated Trading Services 2003-04-01 2003-08-14
AAD599 TO Koon Hung, Andrew 杜冠雄 RO Asset Management 2003-04-01 2003-08-14
AAD702 TUNG Chi Wai 董志偉 RE Dealing in Securities 2003-04-01 2003-05-01
AAD702 TUNG Chi Wai 董志偉 RE Advising on Securities 2003-04-01 2003-05-01
AAD702 TUNG Chi Wai 董志偉 RE Advising on Corporate Finance 2003-04-01 2003-05-01
AAD702 TUNG Chi Wai 董志偉 RE Providing Automated Trading Services 2003-04-01 2003-05-01
AAD702 TUNG Chi Wai 董志偉 RE Asset Management 2003-04-01 2003-05-01
AAD945 KWOK Chau Keung 郭秋強 RE Dealing in Securities 2011-11-09 2017-05-31
AAE138 HO To, Alan 何鍍 RE Dealing in Securities 2010-04-15 2018-10-03
AAE457 CHENG Pok Him 鄭博謙 RE Dealing in Securities 2003-04-01
AAE457 CHENG Pok Him 鄭博謙 RE Advising on Securities 2003-04-01 2003-08-14
AAE457 CHENG Pok Him 鄭博謙 RE Advising on Corporate Finance 2003-04-01 2003-08-14
AAE457 CHENG Pok Him 鄭博謙 RE Providing Automated Trading Services 2003-04-01 2003-08-14
AAE457 CHENG Pok Him 鄭博謙 RE Asset Management 2003-04-01 2003-08-14
AAF036 LO Pui Chi Lyon 盧佩芝 RE Dealing in Securities 2009-08-21 2015-06-04
AAF064 KWOK Siu Ling 郭小玲 RE Dealing in Securities 2003-04-01
AAF064 KWOK Siu Ling 郭小玲 RE Advising on Securities 2003-04-01 2003-08-21
AAF064 KWOK Siu Ling 郭小玲 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AAF064 KWOK Siu Ling 郭小玲 RE Providing Automated Trading Services 2003-04-01 2003-08-21
AAF064 KWOK Siu Ling 郭小玲 RE Asset Management 2003-04-01 2003-08-21
AAF306 CHIANG Shek Lun, Allan 蔣錫麟 RE Dealing in Securities 2004-08-12 2009-10-01
AAF306 CHIANG Shek Lun, Allan 蔣錫麟 RO Leveraged Foreign Exchange Trading 2003-09-30 2009-10-01
AAF442 NG Chung Tim, Richard 吳松添 RE Dealing in Securities 2003-04-01 2004-09-14
AAF442 NG Chung Tim, Richard 吳松添 RE Dealing in Securities 2004-10-06 2007-03-14
AAF442 NG Chung Tim, Richard 吳松添 RE Advising on Securities 2003-04-01 2003-10-06
AAF442 NG Chung Tim, Richard 吳松添 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAF442 NG Chung Tim, Richard 吳松添 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AAF442 NG Chung Tim, Richard 吳松添 RE Asset Management 2003-04-01 2003-09-29
AAF478 CHANG CHOW Kam Wen, Margaret 張周錦雲 RE Dealing in Securities 2003-07-25 2009-08-01
AAF478 CHANG CHOW Kam Wen, Margaret 張周錦雲 RO Dealing in Securities 2003-04-01 2003-07-25
AAF478 CHANG CHOW Kam Wen, Margaret 張周錦雲 RO Advising on Securities 2003-04-01 2003-07-25
AAF478 CHANG CHOW Kam Wen, Margaret 張周錦雲 RO Advising on Corporate Finance 2003-04-01 2003-07-25
AAF478 CHANG CHOW Kam Wen, Margaret 張周錦雲 RO Providing Automated Trading Services 2003-04-01 2003-07-25
AAF478 CHANG CHOW Kam Wen, Margaret 張周錦雲 RO Asset Management 2003-04-01 2003-07-25
AAF495 CHOW Huck Ho, Steven 周克浩 RE Dealing in Securities 2003-04-01 2017-06-15
AAF495 CHOW Huck Ho, Steven 周克浩 RE Advising on Securities 2003-04-01 2003-08-15
AAF495 CHOW Huck Ho, Steven 周克浩 RE Advising on Corporate Finance 2003-04-01 2003-08-15
AAF495 CHOW Huck Ho, Steven 周克浩 RE Providing Automated Trading Services 2003-04-01 2003-08-15
AAF495 CHOW Huck Ho, Steven 周克浩 RE Asset Management 2003-04-01 2003-08-15
AAF500 CHUEN Sau Chun, Connie 全秀珍 RE Dealing in Securities 2003-04-01
AAF500 CHUEN Sau Chun, Connie 全秀珍 RE Advising on Securities 2003-04-01 2003-08-19
AAF500 CHUEN Sau Chun, Connie 全秀珍 RE Advising on Corporate Finance 2003-04-01 2003-08-19
AAF500 CHUEN Sau Chun, Connie 全秀珍 RE Providing Automated Trading Services 2003-04-01 2003-08-19
AAF500 CHUEN Sau Chun, Connie 全秀珍 RE Asset Management 2003-04-01 2003-08-19
AAF508 CHUNG Sean Kwang 鍾現光 RE Dealing in Securities 2003-04-01
AAF508 CHUNG Sean Kwang 鍾現光 RE Advising on Securities 2003-04-01 2003-08-15
AAF508 CHUNG Sean Kwang 鍾現光 RE Advising on Corporate Finance 2003-04-01 2003-08-15
AAF508 CHUNG Sean Kwang 鍾現光 RE Providing Automated Trading Services 2003-04-01 2003-08-15
AAF508 CHUNG Sean Kwang 鍾現光 RE Asset Management 2003-04-01 2003-08-15
AAF516 FONG Kin Hung 方健洪 RE Dealing in Securities 2003-04-01 2017-08-01
AAF516 FONG Kin Hung 方健洪 RE Advising on Securities 2003-04-01 2003-08-14
AAF516 FONG Kin Hung 方健洪 RE Advising on Corporate Finance 2003-04-01 2003-08-14
AAF516 FONG Kin Hung 方健洪 RE Providing Automated Trading Services 2003-04-01 2003-08-14
AAF516 FONG Kin Hung 方健洪 RE Asset Management 2003-04-01 2003-08-14
AAF548 LAU Wing Kon, Lincoln 劉永檊 RE Dealing in Securities 2003-04-01 2017-04-05
AAF548 LAU Wing Kon, Lincoln 劉永檊 RE Advising on Securities 2003-04-01 2003-09-02
AAF548 LAU Wing Kon, Lincoln 劉永檊 RE Advising on Corporate Finance 2003-04-01 2003-09-02
AAF548 LAU Wing Kon, Lincoln 劉永檊 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AAF548 LAU Wing Kon, Lincoln 劉永檊 RE Asset Management 2003-04-01 2003-09-02
AAF558 LEE Kai Lun, Alan 李啟倫 RE Dealing in Securities 2003-04-01 2017-06-30
AAF558 LEE Kai Lun, Alan 李啟倫 RE Dealing in Securities 2018-01-26
AAF558 LEE Kai Lun, Alan 李啟倫 RE Advising on Securities 2003-04-01 2003-09-26
AAF558 LEE Kai Lun, Alan 李啟倫 RE Advising on Corporate Finance 2003-04-01 2003-09-26
AAF558 LEE Kai Lun, Alan 李啟倫 RE Providing Automated Trading Services 2003-04-01 2003-09-26
AAF558 LEE Kai Lun, Alan 李啟倫 RE Asset Management 2003-04-01 2003-09-26
AAF578 LEE Wai Oi, Esther 李惠愛 RE Dealing in Securities 2003-04-01 2015-01-02
AAF578 LEE Wai Oi, Esther 李惠愛 RE Advising on Securities 2003-04-01 2003-09-22
AAF578 LEE Wai Oi, Esther 李惠愛 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AAF578 LEE Wai Oi, Esther 李惠愛 RE Providing Automated Trading Services 2003-04-01 2003-09-22
AAF578 LEE Wai Oi, Esther 李惠愛 RE Asset Management 2003-04-01 2003-09-22
AAF656 SO Alice Kam Luen 蘇錦鑾 RE Dealing in Securities 2003-04-01 2007-07-01
AAF656 SO Alice Kam Luen 蘇錦鑾 RE Advising on Securities 2003-04-01 2003-10-06
AAF656 SO Alice Kam Luen 蘇錦鑾 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAF656 SO Alice Kam Luen 蘇錦鑾 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AAF656 SO Alice Kam Luen 蘇錦鑾 RE Asset Management 2003-04-01 2003-09-29
AAF667 TANG Bing Woon 鄧炳垣 RE Dealing in Securities 2003-04-01
AAF667 TANG Bing Woon 鄧炳垣 RE Advising on Securities 2003-04-01 2003-10-06
AAF667 TANG Bing Woon 鄧炳垣 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAF667 TANG Bing Woon 鄧炳垣 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AAF667 TANG Bing Woon 鄧炳垣 RE Asset Management 2003-04-01 2003-09-29
AAF674 TAI Chuen Ying, Deborah 戴傳英 RE Dealing in Securities 2003-04-01 2014-04-21
AAF674 TAI Chuen Ying, Deborah 戴傳英 RE Advising on Securities 2003-04-01 2003-10-06
AAF674 TAI Chuen Ying, Deborah 戴傳英 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAF674 TAI Chuen Ying, Deborah 戴傳英 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AAF674 TAI Chuen Ying, Deborah 戴傳英 RE Asset Management 2003-04-01 2003-09-29
AAF678 TSUI Man Chee, Joseph 徐文之 RE Dealing in Securities 2003-04-01
AAF678 TSUI Man Chee, Joseph 徐文之 RE Advising on Securities 2003-04-01 2003-10-06
AAF678 TSUI Man Chee, Joseph 徐文之 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAF678 TSUI Man Chee, Joseph 徐文之 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AAF678 TSUI Man Chee, Joseph 徐文之 RE Asset Management 2003-04-01 2003-09-29
AAF722 WOO Sau Man, Rosalind 胡秀雯 RE Dealing in Securities 2003-04-01 2011-02-12
AAF722 WOO Sau Man, Rosalind 胡秀雯 RE Advising on Securities 2003-04-01 2003-09-25
AAF722 WOO Sau Man, Rosalind 胡秀雯 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AAF722 WOO Sau Man, Rosalind 胡秀雯 RE Providing Automated Trading Services 2003-04-01 2003-09-25
AAF722 WOO Sau Man, Rosalind 胡秀雯 RE Asset Management 2003-04-01 2003-09-25
AAF760 YUE Yuk Chun 茹玉進 RE Dealing in Securities 2003-04-01
AAF760 YUE Yuk Chun 茹玉進 RE Advising on Securities 2003-04-01 2003-12-30
AAF760 YUE Yuk Chun 茹玉進 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAF760 YUE Yuk Chun 茹玉進 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AAF760 YUE Yuk Chun 茹玉進 RE Asset Management 2003-04-01 2003-09-29
AAF821 WONG Shiu Hoi, Peter 黃紹開 RO Dealing in Securities 2003-04-01 2011-04-29
AAF821 WONG Shiu Hoi, Peter 黃紹開 RO Advising on Securities 2003-04-01 2011-04-29
AAF821 WONG Shiu Hoi, Peter 黃紹開 RO Advising on Corporate Finance 2003-04-01 2003-09-26
AAF821 WONG Shiu Hoi, Peter 黃紹開 RO Providing Automated Trading Services 2003-04-01 2003-09-26
AAF821 WONG Shiu Hoi, Peter 黃紹開 RO Asset Management 2003-04-01 2003-09-26
AAF937 KWAN Kwok Wah 關國華 RE Dealing in Securities 2003-09-03
AAG747 NG Wai Ki, Michael 吳維祺 RE Dealing in Securities 2003-04-01 2017-08-24
AAG747 NG Wai Ki, Michael 吳維祺 RE Leveraged Foreign Exchange Trading 2004-04-21 2017-08-24
AAG747 NG Wai Ki, Michael 吳維祺 RE Advising on Securities 2003-04-01 2003-10-06
AAG747 NG Wai Ki, Michael 吳維祺 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAG747 NG Wai Ki, Michael 吳維祺 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AAG747 NG Wai Ki, Michael 吳維祺 RE Asset Management 2003-04-01 2003-09-29
AAH057 LO Dzan Hoi, Dominic 勞鎮海 RE Dealing in Securities 2003-04-01 2005-02-01
AAH057 LO Dzan Hoi, Dominic 勞鎮海 RE Advising on Securities 2003-04-01 2003-09-22
AAH057 LO Dzan Hoi, Dominic 勞鎮海 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AAH057 LO Dzan Hoi, Dominic 勞鎮海 RE Providing Automated Trading Services 2003-04-01 2003-09-22
AAH057 LO Dzan Hoi, Dominic 勞鎮海 RE Asset Management 2003-04-01 2003-09-22
AAI338 KAM Wing Shu, Stephen 甘永樹 RE Dealing in Securities 2003-07-25 2017-08-16
AAI338 KAM Wing Shu, Stephen 甘永樹 RE Leveraged Foreign Exchange Trading 2004-01-28 2017-08-16
AAI586 LEE Shuk Ying, Nancy 李淑英 RE Dealing in Securities 2008-10-09 2009-01-10
AAK357 LEE Chun 李駿 RE Dealing in Securities 2014-01-30
AAK357 LEE Chun 李駿 RE Leveraged Foreign Exchange Trading 2014-01-30
AAK623 CHEUNG Chun Wing 張晉榮 RE Dealing in Securities 2006-12-12 2011-11-23
AAK623 CHEUNG Chun Wing 張晉榮 RE Leveraged Foreign Exchange Trading 2006-12-12 2011-11-23
AAQ123 YIM Ying Yee, Eric 嚴英宜 RE Dealing in Securities 2015-03-30 2018-02-06
AAV276 HO Kin Bor 何建波 RE Dealing in Securities 2012-01-13 2012-05-12
AAV286 CHEUNG Kwok Ting, Adolf 張國鼎 RE Dealing in Securities 2010-01-12
AAW043 CHEUNG Wing Sing, Andy 張永勝 RE Dealing in Securities 2003-04-01 2016-05-28
AAW043 CHEUNG Wing Sing, Andy 張永勝 RE Advising on Securities 2003-04-01 2003-08-20
AAW043 CHEUNG Wing Sing, Andy 張永勝 RE Advising on Corporate Finance 2003-04-01 2003-08-20
AAW043 CHEUNG Wing Sing, Andy 張永勝 RE Providing Automated Trading Services 2003-04-01 2003-08-20
AAW043 CHEUNG Wing Sing, Andy 張永勝 RE Asset Management 2003-04-01 2003-08-20
AAW154 LAI Ming Tak 黎明德 RE Dealing in Securities 2003-04-01
AAW154 LAI Ming Tak 黎明德 RE Leveraged Foreign Exchange Trading 2003-12-16 2004-05-17
AAW154 LAI Ming Tak 黎明德 RE Leveraged Foreign Exchange Trading 2011-08-11
AAW154 LAI Ming Tak 黎明德 RO Leveraged Foreign Exchange Trading 2004-05-17 2011-08-11
AAW154 LAI Ming Tak 黎明德 RE Advising on Securities 2003-04-01 2003-08-21
AAW154 LAI Ming Tak 黎明德 RE Advising on Securities 2005-05-03 2017-08-02
AAW154 LAI Ming Tak 黎明德 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AAW154 LAI Ming Tak 黎明德 RE Providing Automated Trading Services 2003-04-01 2003-08-21
AAW154 LAI Ming Tak 黎明德 RE Asset Management 2003-04-01 2003-08-21
AAW371 YIM Ming Kuen 嚴明娟 RE Dealing in Securities 2003-04-01
AAW371 YIM Ming Kuen 嚴明娟 RE Advising on Securities 2003-04-01 2003-09-24
AAW371 YIM Ming Kuen 嚴明娟 RE Advising on Corporate Finance 2003-04-01 2003-09-24
AAW371 YIM Ming Kuen 嚴明娟 RE Providing Automated Trading Services 2003-04-01 2003-09-24
AAW371 YIM Ming Kuen 嚴明娟 RE Asset Management 2003-04-01 2003-09-24
AAW372 CHAN Kam Moon 陳金滿 RE Dealing in Securities 2003-04-01
AAW372 CHAN Kam Moon 陳金滿 RE Advising on Securities 2003-04-01 2003-08-12
AAW372 CHAN Kam Moon 陳金滿 RE Advising on Corporate Finance 2003-04-01 2003-08-12
AAW372 CHAN Kam Moon 陳金滿 RE Providing Automated Trading Services 2003-04-01 2003-08-12
AAW372 CHAN Kam Moon 陳金滿 RE Asset Management 2003-04-01 2003-08-12
AAW415 TAM Wai Keung 譚偉強 RE Dealing in Securities 2004-09-07 2005-09-26
AAW459 WONG Him Chi, Angela Natasha 黃謙智 RE Dealing in Securities 2003-04-01 2018-05-16
AAW459 WONG Him Chi, Angela Natasha 黃謙智 RE Leveraged Foreign Exchange Trading 2003-12-16 2017-07-26
AAW459 WONG Him Chi, Angela Natasha 黃謙智 RE Advising on Securities 2003-04-01 2018-05-16
AAW459 WONG Him Chi, Angela Natasha 黃謙智 RE Advising on Corporate Finance 2003-04-01 2003-08-28
AAW459 WONG Him Chi, Angela Natasha 黃謙智 RE Providing Automated Trading Services 2003-04-01 2003-08-28
AAW459 WONG Him Chi, Angela Natasha 黃謙智 RE Asset Management 2003-04-01 2003-09-29
AAW942 CHUI Tai Sun, Derry 徐大新 RE Dealing in Securities 2004-05-24 2009-10-01
AAW942 CHUI Tai Sun, Derry 徐大新 RE Leveraged Foreign Exchange Trading 2004-05-24 2009-10-01
AAY329 SO Suet Ling 蘇雪玲 RE Dealing in Securities 2003-07-14 2004-06-02
AAZ657 CHAU Kin Kei 周建基 RE Dealing in Securities 2005-08-11 2008-03-18
ABE379 CHAN Kar Lok 陳家樂 RO Dealing in Securities 2010-05-20 2012-06-08
ABE379 CHAN Kar Lok 陳家樂 RE Advising on Securities 2010-05-20 2012-06-08
ABI732 HUI Yee, Wilson 許儀 RO Dealing in Securities 2003-04-01 2017-05-31
ABI732 HUI Yee, Wilson 許儀 RO Leveraged Foreign Exchange Trading 2003-10-03 2017-05-31
ABI732 HUI Yee, Wilson 許儀 RO Advising on Securities 2003-04-01 2017-05-31
ABI732 HUI Yee, Wilson 許儀 RO Advising on Corporate Finance 2003-04-01 2003-08-14
ABI732 HUI Yee, Wilson 許儀 RO Providing Automated Trading Services 2003-04-01 2003-08-14
ABI732 HUI Yee, Wilson 許儀 RO Asset Management 2003-04-01 2003-08-14
ABM100 LAM Kai Wing, Kevin 林繼榮 RE Dealing in Securities 2010-04-13 2011-10-29
ABM891 MOK Wai Hung 莫偉雄 RE Dealing in Securities 2003-04-01
ABM891 MOK Wai Hung 莫偉雄 RE Advising on Securities 2003-04-01 2003-10-06
ABM891 MOK Wai Hung 莫偉雄 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ABM891 MOK Wai Hung 莫偉雄 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ABM891 MOK Wai Hung 莫偉雄 RE Asset Management 2003-04-01 2003-09-29
ABM915 GALBRAITH Geoffrey Allen RE Dealing in Securities 2005-04-30 2009-07-20
ABM915 GALBRAITH Geoffrey Allen RE Dealing in Securities 2010-08-23 2015-01-31
ABN303 LUI Kim Man 雷劍民 RE Dealing in Securities 2003-04-01 2003-11-01
ABN303 LUI Kim Man 雷劍民 RE Advising on Securities 2003-04-01 2003-11-01
ABN303 LUI Kim Man 雷劍民 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ABN303 LUI Kim Man 雷劍民 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ABN303 LUI Kim Man 雷劍民 RE Asset Management 2003-04-01 2003-09-29
ABN451 FUNG Suk Fan, Emily 馮淑芬 RE Dealing in Securities 2007-09-12 2008-06-23
ABN455 SUNG Hilda 宋玲鋆 RE Dealing in Securities 2007-11-28 2009-07-23
ABN507 LEE Ching Yee, Anita 李靜儀 RE Dealing in Securities 2003-04-01 2018-05-04
ABN507 LEE Ching Yee, Anita 李靜儀 RE Advising on Securities 2003-04-01 2003-09-24
ABN507 LEE Ching Yee, Anita 李靜儀 RE Advising on Corporate Finance 2003-04-01 2003-09-24
ABN507 LEE Ching Yee, Anita 李靜儀 RE Providing Automated Trading Services 2003-04-01 2003-09-24
ABN507 LEE Ching Yee, Anita 李靜儀 RE Asset Management 2003-04-01 2003-09-24
ABN551 LEUNG Sut Cheng, Stella 梁雪貞 RE Dealing in Securities 2003-04-01
ABN551 LEUNG Sut Cheng, Stella 梁雪貞 RE Advising on Securities 2003-04-01 2003-09-22
ABN551 LEUNG Sut Cheng, Stella 梁雪貞 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ABN551 LEUNG Sut Cheng, Stella 梁雪貞 RE Providing Automated Trading Services 2003-04-01 2003-09-22
ABN551 LEUNG Sut Cheng, Stella 梁雪貞 RE Asset Management 2003-04-01 2003-09-22
ABN714 LEE Yiu Wing 李耀榮 RO Dealing in Securities 2003-04-01 2012-12-01
ABN714 LEE Yiu Wing 李耀榮 RO Advising on Securities 2003-04-01 2012-12-01
ABN714 LEE Yiu Wing 李耀榮 RO Advising on Corporate Finance 2003-04-01 2003-08-14
ABN714 LEE Yiu Wing 李耀榮 RO Providing Automated Trading Services 2003-04-01 2003-08-14
ABN714 LEE Yiu Wing 李耀榮 RO Asset Management 2003-04-01 2003-08-14
ABP299 LAM Wai Yee 林慧儀 RE Dealing in Securities 2003-04-01 2018-04-06
ABP299 LAM Wai Yee 林慧儀 RE Advising on Securities 2003-04-01 2003-08-26
ABP299 LAM Wai Yee 林慧儀 RE Advising on Corporate Finance 2003-04-01 2003-08-26
ABP299 LAM Wai Yee 林慧儀 RE Providing Automated Trading Services 2003-04-01 2003-08-26
ABP299 LAM Wai Yee 林慧儀 RE Asset Management 2003-04-01 2003-08-26
ABP401 LO Wai Ho 盧偉浩 RO Dealing in Securities 2018-02-07
ABP401 LO Wai Ho 盧偉浩 RO Advising on Securities 2018-02-07
ABP463 YU Lap Kwan 余立群 RE Dealing in Securities 2007-07-03 2018-04-07
ABP501 WONG Wai Kuen 王偉權 RE Dealing in Securities 2008-04-17 2008-09-02
ABP501 WONG Wai Kuen 王偉權 RO Dealing in Securities 2008-09-02 2017-01-31
ABP616 CHIU Hon Wah 趙漢華 RE Dealing in Securities 2010-04-13 2010-10-14
ABP744 LEE Chor Har 李楚霞 RE Dealing in Securities 2003-04-01
ABP744 LEE Chor Har 李楚霞 RE Advising on Securities 2003-04-01 2003-10-20
ABP744 LEE Chor Har 李楚霞 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ABP744 LEE Chor Har 李楚霞 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ABP744 LEE Chor Har 李楚霞 RE Asset Management 2003-04-01 2003-09-29
ABQ735 WONG Yiu Keung 黃耀強 RE Dealing in Securities 2003-04-01
ABQ735 WONG Yiu Keung 黃耀強 RE Leveraged Foreign Exchange Trading 2004-11-25 2013-10-21
ABQ735 WONG Yiu Keung 黃耀強 RO Leveraged Foreign Exchange Trading 2013-10-21
ABQ735 WONG Yiu Keung 黃耀強 RE Advising on Securities 2003-04-01 2003-10-06
ABQ735 WONG Yiu Keung 黃耀強 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ABQ735 WONG Yiu Keung 黃耀強 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ABQ735 WONG Yiu Keung 黃耀強 RE Asset Management 2003-04-01 2003-09-29
ABQ737 TANG Wo Cheuk 鄧和暢 RE Dealing in Securities 2003-04-01 2009-07-02
ABQ737 TANG Wo Cheuk 鄧和暢 RE Leveraged Foreign Exchange Trading 2004-04-19 2009-07-02
ABQ737 TANG Wo Cheuk 鄧和暢 RE Advising on Securities 2003-04-01 2003-10-06
ABQ737 TANG Wo Cheuk 鄧和暢 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ABQ737 TANG Wo Cheuk 鄧和暢 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ABQ737 TANG Wo Cheuk 鄧和暢 RE Asset Management 2003-04-01 2003-09-29
ABQ742 YEUNG Wai Kei 楊偉基 RE Dealing in Securities 2003-04-01
ABQ742 YEUNG Wai Kei 楊偉基 RE Leveraged Foreign Exchange Trading 2004-06-09 2013-10-21
ABQ742 YEUNG Wai Kei 楊偉基 RO Leveraged Foreign Exchange Trading 2013-10-21
ABQ742 YEUNG Wai Kei 楊偉基 RE Advising on Securities 2003-04-01 2003-09-24
ABQ742 YEUNG Wai Kei 楊偉基 RE Advising on Corporate Finance 2003-04-01 2003-09-24
ABQ742 YEUNG Wai Kei 楊偉基 RE Providing Automated Trading Services 2003-04-01 2003-09-24
ABQ742 YEUNG Wai Kei 楊偉基 RE Asset Management 2003-04-01 2003-09-24
ABR234 PUN Tit Shan 潘鐵珊 RE Dealing in Securities 2008-01-10 2008-01-29
ABR234 PUN Tit Shan 潘鐵珊 RO Dealing in Securities 2008-01-29 2015-09-15
ABR234 PUN Tit Shan 潘鐵珊 RE Advising on Securities 2008-01-10 2008-01-29
ABR234 PUN Tit Shan 潘鐵珊 RO Advising on Securities 2008-01-29 2015-09-15
ABR456 LAI Chi Kin 黎志堅 RE Dealing in Securities 2003-04-01 2013-04-12
ABR456 LAI Chi Kin 黎志堅 RE Leveraged Foreign Exchange Trading 2004-06-09 2013-04-12
ABR456 LAI Chi Kin 黎志堅 RE Advising on Securities 2003-04-01 2003-08-26
ABR456 LAI Chi Kin 黎志堅 RE Advising on Corporate Finance 2003-04-01 2003-08-26
ABR456 LAI Chi Kin 黎志堅 RE Providing Automated Trading Services 2003-04-01 2003-08-26
ABR456 LAI Chi Kin 黎志堅 RE Asset Management 2003-04-01 2003-08-26
ABS011 CHAN Yat Nam, Daniel 陳日嵐 RE Dealing in Securities 2003-04-01 2012-08-08
ABS011 CHAN Yat Nam, Daniel 陳日嵐 RO Dealing in Securities 2012-08-08
ABS011 CHAN Yat Nam, Daniel 陳日嵐 RE Leveraged Foreign Exchange Trading 2004-11-24 2016-12-01
ABS011 CHAN Yat Nam, Daniel 陳日嵐 RO Leveraged Foreign Exchange Trading 2016-12-01
ABS011 CHAN Yat Nam, Daniel 陳日嵐 RE Advising on Securities 2003-04-01 2003-08-13
ABS011 CHAN Yat Nam, Daniel 陳日嵐 RE Advising on Corporate Finance 2003-04-01 2003-08-13
ABS011 CHAN Yat Nam, Daniel 陳日嵐 RE Providing Automated Trading Services 2003-04-01 2003-08-13
ABS011 CHAN Yat Nam, Daniel 陳日嵐 RE Asset Management 2003-04-01 2003-08-13
ABS477 CHEUNG Ka Keung, Andy 張家強 RE Dealing in Securities 2004-09-16 2004-11-11
ABS848 WONG Yuk Tung 汪旭東 RE Dealing in Securities 2003-04-01
ABS848 WONG Yuk Tung 汪旭東 RE Leveraged Foreign Exchange Trading 2004-04-19
ABS848 WONG Yuk Tung 汪旭東 RE Advising on Securities 2003-04-01 2003-09-25
ABS848 WONG Yuk Tung 汪旭東 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ABS848 WONG Yuk Tung 汪旭東 RE Providing Automated Trading Services 2003-04-01 2003-09-25
ABS848 WONG Yuk Tung 汪旭東 RE Asset Management 2003-04-01 2003-09-25
ABT070 WONG Wing Lun 王榮麟 RE Dealing in Securities 2003-04-01
ABT070 WONG Wing Lun 王榮麟 RE Advising on Securities 2003-04-01 2003-10-20
ABT070 WONG Wing Lun 王榮麟 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ABT070 WONG Wing Lun 王榮麟 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ABT070 WONG Wing Lun 王榮麟 RE Asset Management 2003-04-01 2003-09-29
ABT090 LI Chi Cheung, Kilbert 李志祥 RE Dealing in Securities 2004-02-20 2004-04-16
ABT728 YEUNG Chi Wai 楊志偉 RE Dealing in Securities 2009-11-30 2012-02-15
ABT728 YEUNG Chi Wai 楊志偉 RE Leveraged Foreign Exchange Trading 2008-03-11 2012-02-15
ABU735 AU YEUNG Ka Yee, Deborah 歐陽嘉儀 RE Dealing in Securities 2003-04-01
ABU735 AU YEUNG Ka Yee, Deborah 歐陽嘉儀 RE Advising on Securities 2003-04-01 2003-08-11
ABU735 AU YEUNG Ka Yee, Deborah 歐陽嘉儀 RE Advising on Corporate Finance 2003-04-01 2003-08-11
ABU735 AU YEUNG Ka Yee, Deborah 歐陽嘉儀 RE Providing Automated Trading Services 2003-04-01 2003-08-11
ABU735 AU YEUNG Ka Yee, Deborah 歐陽嘉儀 RE Asset Management 2003-04-01 2003-08-11
ABX470 TSANG Chun Wai, Albert 曾振偉 RE Dealing in Securities 2004-04-30 2006-09-19
ABX637 CHOI Wing Chuen, Yvonne 蔡許詠釧 RE Dealing in Securities 2003-04-01
ABX637 CHOI Wing Chuen, Yvonne 蔡許詠釧 RE Advising on Securities 2003-04-01 2003-08-21
ABX637 CHOI Wing Chuen, Yvonne 蔡許詠釧 RE Advising on Corporate Finance 2003-04-01 2003-08-21
ABX637 CHOI Wing Chuen, Yvonne 蔡許詠釧 RE Providing Automated Trading Services 2003-04-01 2003-08-21
ABX637 CHOI Wing Chuen, Yvonne 蔡許詠釧 RE Asset Management 2003-04-01 2003-08-21
ABX834 WONG Yau Lai 王幼麗 RE Dealing in Securities 2003-04-01
ABX834 WONG Yau Lai 王幼麗 RE Advising on Securities 2003-04-01 2003-09-24
ABX834 WONG Yau Lai 王幼麗 RE Advising on Corporate Finance 2003-04-01 2003-09-24
ABX834 WONG Yau Lai 王幼麗 RE Providing Automated Trading Services 2003-04-01 2003-09-24
ABX834 WONG Yau Lai 王幼麗 RE Asset Management 2003-04-01 2003-09-24
ABY338 LAI Kam Cheong 賴錦昌 RE Dealing in Securities 2004-04-30 2008-10-21
ABZ464 KAN Chung Kwong 簡松光 RE Dealing in Securities 2006-09-05 2006-11-01
ACA520 LO Yam Pui, Eric 盧任培 RE Dealing in Securities 2003-04-01 2008-04-14
ACA520 LO Yam Pui, Eric 盧任培 RO Dealing in Securities 2008-04-14 2018-03-16
ACA520 LO Yam Pui, Eric 盧任培 RE Leveraged Foreign Exchange Trading 2003-12-18 2013-06-17
ACA520 LO Yam Pui, Eric 盧任培 RO Leveraged Foreign Exchange Trading 2013-06-17 2018-03-16
ACA520 LO Yam Pui, Eric 盧任培 RE Advising on Securities 2003-04-01 2003-10-14
ACA520 LO Yam Pui, Eric 盧任培 RE Advising on Securities 2005-05-03 2008-04-14
ACA520 LO Yam Pui, Eric 盧任培 RO Advising on Securities 2008-04-14 2018-03-16
ACA520 LO Yam Pui, Eric 盧任培 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ACA520 LO Yam Pui, Eric 盧任培 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ACA520 LO Yam Pui, Eric 盧任培 RE Asset Management 2003-04-01 2003-09-29
ACA785 HUNG Ching Yeung, Joey 洪政揚 RE Dealing in Securities 2003-04-01 2005-02-22
ACA785 HUNG Ching Yeung, Joey 洪政揚 RE Advising on Securities 2003-04-01 2003-12-15
ACA785 HUNG Ching Yeung, Joey 洪政揚 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ACA785 HUNG Ching Yeung, Joey 洪政揚 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ACA785 HUNG Ching Yeung, Joey 洪政揚 RE Asset Management 2003-04-01 2003-09-29
ACB916 LEE Kwok Wing 李國榮 RE Dealing in Securities 2003-04-01 2004-02-24
ACB916 LEE Kwok Wing 李國榮 RE Advising on Securities 2003-04-01 2003-09-24
ACB916 LEE Kwok Wing 李國榮 RE Advising on Corporate Finance 2003-04-01 2003-09-24
ACB916 LEE Kwok Wing 李國榮 RE Providing Automated Trading Services 2003-04-01 2003-09-24
ACB916 LEE Kwok Wing 李國榮 RE Asset Management 2003-04-01 2003-09-24
ACB938 LAM Fu, Philip 林富 RE Dealing in Securities 2007-08-30 2007-12-08
ACC227 WONG Chun Wa 王振華 RE Dealing in Securities 2003-04-01 2003-12-23
ACC227 WONG Chun Wa 王振華 RE Advising on Securities 2003-04-01 2003-12-02
ACC227 WONG Chun Wa 王振華 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ACC227 WONG Chun Wa 王振華 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ACC227 WONG Chun Wa 王振華 RE Asset Management 2003-04-01 2003-09-29
ACC655 FUNG Yim Hon, Johnny 馮琰漢 RE Dealing in Securities 2009-06-02 2009-10-14
ACC655 FUNG Yim Hon, Johnny 馮琰漢 RE Dealing in Securities 2015-04-09 2016-08-15
ACC655 FUNG Yim Hon, Johnny 馮琰漢 RE Advising on Securities 2015-04-09 2016-08-15
ACD844 LAW Chung Ming, Ivan 羅頌明 RE Dealing in Securities 2007-06-11 2013-08-03
ACD844 LAW Chung Ming, Ivan 羅頌明 RE Leveraged Foreign Exchange Trading 2006-09-15 2011-08-10
ACD844 LAW Chung Ming, Ivan 羅頌明 RO Leveraged Foreign Exchange Trading 2011-08-10 2013-08-03
ACE510 CHEUNG Yat Wing 張日榮 RE Dealing in Securities 2003-04-01 2003-04-18
ACE510 CHEUNG Yat Wing 張日榮 RE Advising on Securities 2003-04-01 2003-04-18
ACE510 CHEUNG Yat Wing 張日榮 RE Advising on Corporate Finance 2003-04-01 2003-04-18
ACE510 CHEUNG Yat Wing 張日榮 RE Providing Automated Trading Services 2003-04-01 2003-04-18
ACE510 CHEUNG Yat Wing 張日榮 RE Asset Management 2003-04-01 2003-04-18
ACE534 YIP Pui Sze, Sara 葉佩詩 RE Dealing in Securities 2003-04-01 2007-05-02
ACE534 YIP Pui Sze, Sara 葉佩詩 RE Advising on Securities 2003-04-01 2003-12-15
ACE534 YIP Pui Sze, Sara 葉佩詩 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ACE534 YIP Pui Sze, Sara 葉佩詩 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ACE534 YIP Pui Sze, Sara 葉佩詩 RE Asset Management 2003-04-01 2003-09-29
ACF724 CHOW Ming Wai 周明偉 RE Dealing in Securities 2005-04-11 2013-04-11
ACF724 CHOW Ming Wai 周明偉 RE Leveraged Foreign Exchange Trading 2004-10-05 2013-04-11
ACH271 TAI Kwong Wah 戴光華 RE Dealing in Securities 2013-04-19 2013-05-14
ACH271 TAI Kwong Wah 戴光華 RE Leveraged Foreign Exchange Trading 2013-04-19 2013-05-14
ACH287 CHAN Sui Yee, Frances 陳瑞兒 RE Dealing in Securities 2008-07-10 2015-04-25
ACI582 TUNG Yim 董艷 RE Dealing in Securities 2003-04-01
ACI582 TUNG Yim 董艷 RE Advising on Securities 2003-04-01 2003-10-06
ACI582 TUNG Yim 董艷 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ACI582 TUNG Yim 董艷 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ACI582 TUNG Yim 董艷 RE Asset Management 2003-04-01 2003-09-29
ACI583 CHAN Kai Yan 陳啟仁 RE Dealing in Securities 2009-04-27 2009-08-28
ACI666 CHU Denise Lee Chun 朱莉真 RE Dealing in Securities 2004-08-24 2004-09-28
ACI993 SIN Pun To 冼本濤 RE Dealing in Securities 2005-11-28 2012-06-01
ACI993 SIN Pun To 冼本濤 RE Leveraged Foreign Exchange Trading 2005-10-17 2012-06-01
ACI997 WU Hing Tong, Michael 胡慶堂 RE Leveraged Foreign Exchange Trading 2008-07-21 2010-04-08
ACI997 WU Hing Tong, Michael 胡慶堂 RO Leveraged Foreign Exchange Trading 2010-04-08 2012-12-06
ACJ105 KWAN Wai Man 關惠文 RO Dealing in Securities 2010-05-20 2016-02-10
ACJ105 KWAN Wai Man 關惠文 RE Leveraged Foreign Exchange Trading 2012-01-13 2016-02-10
ACJ105 KWAN Wai Man 關惠文 RO Advising on Securities 2010-05-20 2016-02-10
ACJ134 SIU Hon Ming 蕭漢明 RE Leveraged Foreign Exchange Trading 2007-08-15 2009-09-22
ACJ168 TSANG Yee Har, Michelle 曾綺霞 RE Dealing in Securities 2016-06-20
ACJ583 TANG Chi 鄧智 RE Dealing in Securities 2010-11-09 2011-05-12
ACJ583 TANG Chi 鄧智 RE Leveraged Foreign Exchange Trading 2010-05-03 2011-05-12
ACJ586 WU Wing Kei 胡永基 RE Dealing in Securities 2006-07-13 2008-03-16
ACJ816 TSOI Wai Hin 蔡緯憲 RE Dealing in Securities 2007-04-18
ACJ816 TSOI Wai Hin 蔡緯憲 RE Leveraged Foreign Exchange Trading 2007-04-18
ACK198 LIU Yat Ting 廖一丁 RE Dealing in Securities 2003-04-01 2005-05-04
ACK198 LIU Yat Ting 廖一丁 RE Advising on Securities 2003-04-01 2003-09-22
ACK198 LIU Yat Ting 廖一丁 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ACK198 LIU Yat Ting 廖一丁 RE Providing Automated Trading Services 2003-04-01 2003-09-22
ACK198 LIU Yat Ting 廖一丁 RE Asset Management 2003-04-01 2003-09-22
ACK304 LEE Cheuk Ming, Louis 李焯明 RE Dealing in Securities 2003-04-01 2013-06-29
ACK304 LEE Cheuk Ming, Louis 李焯明 RE Leveraged Foreign Exchange Trading 2010-08-24 2013-06-29
ACK304 LEE Cheuk Ming, Louis 李焯明 RE Advising on Securities 2003-04-01 2003-08-21
ACK304 LEE Cheuk Ming, Louis 李焯明 RE Advising on Corporate Finance 2003-04-01 2003-08-21
ACK304 LEE Cheuk Ming, Louis 李焯明 RE Providing Automated Trading Services 2003-04-01 2003-08-21
ACK304 LEE Cheuk Ming, Louis 李焯明 RE Asset Management 2003-04-01 2003-08-21
ACK380 WONG Yiu Ming 黃耀明 RE Leveraged Foreign Exchange Trading 2005-09-23 2010-02-18
ACK405 HON Koon Wai 韓冠威 RE Dealing in Securities 2004-05-17 2017-06-30
ACL006 WONG Wai Keung 黃偉強 RE Dealing in Securities 2014-01-22 2014-12-12
ACL006 WONG Wai Keung 黃偉強 RE Advising on Securities 2014-01-22 2014-12-12
ACL071 MAK David K. W. 麥敬榮 RE Dealing in Securities 2003-04-01
ACL071 MAK David K. W. 麥敬榮 RE Leveraged Foreign Exchange Trading 2004-08-30 2007-06-07
ACL071 MAK David K. W. 麥敬榮 RE Advising on Securities 2003-04-01 2003-09-24
ACL071 MAK David K. W. 麥敬榮 RE Advising on Corporate Finance 2003-04-01 2003-09-24
ACL071 MAK David K. W. 麥敬榮 RE Providing Automated Trading Services 2003-04-01 2003-09-24
ACL071 MAK David K. W. 麥敬榮 RE Asset Management 2003-04-01 2003-09-24
ACL576 CHAN Hong Ngai 陳匡毅 RE Dealing in Securities 2003-04-01 2009-10-20
ACL576 CHAN Hong Ngai 陳匡毅 RE Advising on Securities 2003-04-01 2003-08-26
ACL576 CHAN Hong Ngai 陳匡毅 RE Advising on Corporate Finance 2003-04-01 2003-08-26
ACL576 CHAN Hong Ngai 陳匡毅 RE Providing Automated Trading Services 2003-04-01 2003-08-26
ACL576 CHAN Hong Ngai 陳匡毅 RE Asset Management 2003-04-01 2003-08-26
ACL578 LEUNG Chi Wing, Kidney 梁志榮 RE Leveraged Foreign Exchange Trading 2004-04-23 2015-05-01
ACL667 LAI Man Wai 賴敏威 RE Dealing in Securities 2003-04-01 2004-03-03
ACL667 LAI Man Wai 賴敏威 RE Advising on Securities 2003-04-01 2003-08-28
ACL667 LAI Man Wai 賴敏威 RE Advising on Corporate Finance 2003-04-01 2003-08-28
ACL667 LAI Man Wai 賴敏威 RE Providing Automated Trading Services 2003-04-01 2003-08-28
ACL667 LAI Man Wai 賴敏威 RE Asset Management 2003-04-01 2003-08-28
ACM768 LAM Kong Wah 林港華 RE Dealing in Securities 2003-04-01 2003-10-13
ACM768 LAM Kong Wah 林港華 RE Advising on Securities 2003-04-01 2003-08-28
ACM768 LAM Kong Wah 林港華 RE Advising on Corporate Finance 2003-04-01 2003-08-28
ACM768 LAM Kong Wah 林港華 RE Providing Automated Trading Services 2003-04-01 2003-08-28
ACM768 LAM Kong Wah 林港華 RE Asset Management 2003-04-01 2003-08-28
ACN422 CHAN Shun Yat 陳舜日 RE Dealing in Securities 2003-04-01
ACN422 CHAN Shun Yat 陳舜日 RE Leveraged Foreign Exchange Trading 2004-04-19
ACN422 CHAN Shun Yat 陳舜日 RE Advising on Securities 2003-04-01 2003-08-12
ACN422 CHAN Shun Yat 陳舜日 RE Advising on Corporate Finance 2003-04-01 2003-08-12
ACN422 CHAN Shun Yat 陳舜日 RE Providing Automated Trading Services 2003-04-01 2003-08-12
ACN422 CHAN Shun Yat 陳舜日 RE Asset Management 2003-04-01 2003-08-12
ACN478 LAW Cho Kin 羅祖堅 RE Dealing in Securities 2004-06-25 2006-04-05
ACN478 LAW Cho Kin 羅祖堅 RE Dealing in Securities 2009-01-30 2009-04-18
ACN478 LAW Cho Kin 羅祖堅 RE Dealing in Securities 2011-12-13 2015-01-01
ACN478 LAW Cho Kin 羅祖堅 RE Leveraged Foreign Exchange Trading 2005-08-31 2006-04-05
ACN478 LAW Cho Kin 羅祖堅 RE Leveraged Foreign Exchange Trading 2009-01-30 2009-04-18
ACN921 MAN Kin Pong 文建邦 RE Dealing in Securities 2004-02-17 2004-06-02
ACO112 CHAN Wai Man 陳偉文 RE Dealing in Securities 2003-04-01 2017-05-17
ACO112 CHAN Wai Man 陳偉文 RE Advising on Securities 2003-04-01 2003-08-13
ACO112 CHAN Wai Man 陳偉文 RE Advising on Corporate Finance 2003-04-01 2003-08-13
ACO112 CHAN Wai Man 陳偉文 RE Providing Automated Trading Services 2003-04-01 2003-08-13
ACO112 CHAN Wai Man 陳偉文 RE Asset Management 2003-04-01 2003-08-13
ACO120 LI Sheung Ling 李嫦玲 RE Dealing in Securities 2003-04-01
ACO120 LI Sheung Ling 李嫦玲 RE Leveraged Foreign Exchange Trading 2004-01-29 2007-06-07
ACO120 LI Sheung Ling 李嫦玲 RE Advising on Securities 2003-04-01 2003-09-22
ACO120 LI Sheung Ling 李嫦玲 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ACO120 LI Sheung Ling 李嫦玲 RE Providing Automated Trading Services 2003-04-01 2003-09-22
ACO120 LI Sheung Ling 李嫦玲 RE Asset Management 2003-04-01 2003-09-22
ACO692 NG Hon Keung, Jeremy 吳漢強 RE Dealing in Securities 2005-04-08 2017-06-16
ACO692 NG Hon Keung, Jeremy 吳漢強 RE Leveraged Foreign Exchange Trading 2010-09-13 2017-06-16
ACP491 YIP Chun Wai 葉振威 RE Dealing in Securities 2005-05-18
ACP491 YIP Chun Wai 葉振威 RE Leveraged Foreign Exchange Trading 2015-01-29
ACP629 KWOK Ho Hung, David 郭可雄 RE Dealing in Securities 2003-04-01
ACP629 KWOK Ho Hung, David 郭可雄 RE Leveraged Foreign Exchange Trading 2006-11-17
ACP629 KWOK Ho Hung, David 郭可雄 RE Advising on Securities 2003-04-01 2003-08-26
ACP629 KWOK Ho Hung, David 郭可雄 RE Advising on Corporate Finance 2003-04-01 2003-08-26
ACP629 KWOK Ho Hung, David 郭可雄 RE Providing Automated Trading Services 2003-04-01 2003-08-26
ACP629 KWOK Ho Hung, David 郭可雄 RE Asset Management 2003-04-01 2003-08-26
ACQ917 SUN Wing Man, Doris 辛頴敏 RE Dealing in Securities 2014-03-24 2015-06-15
ACQ917 SUN Wing Man, Doris 辛頴敏 RE Advising on Securities 2014-03-24 2015-06-15
ACR621 YIU Chi Chung 姚志忠 RE Dealing in Securities 2014-01-20 2014-06-07
ACR621 YIU Chi Chung 姚志忠 RE Advising on Securities 2014-01-20 2014-06-07
ACR637 LO Cho Yan 盧楚仁 RE Leveraged Foreign Exchange Trading 2005-09-02 2007-06-19
ACR637 LO Cho Yan 盧楚仁 RE Leveraged Foreign Exchange Trading 2008-01-15 2011-06-07
ACR754 SZE Chong Hoi 施滄海 RE Leveraged Foreign Exchange Trading 2007-04-18 2007-11-08
ACR754 SZE Chong Hoi 施滄海 RO Leveraged Foreign Exchange Trading 2007-11-08 2013-08-01
ACS038 WONG Tsan Fai 黃燦輝 RE Dealing in Securities 2003-04-01
ACS038 WONG Tsan Fai 黃燦輝 RE Leveraged Foreign Exchange Trading 2004-01-29
ACS038 WONG Tsan Fai 黃燦輝 RE Advising on Securities 2003-04-01 2003-09-26
ACS038 WONG Tsan Fai 黃燦輝 RE Advising on Corporate Finance 2003-04-01 2003-09-26
ACS038 WONG Tsan Fai 黃燦輝 RE Providing Automated Trading Services 2003-04-01 2003-09-26
ACS038 WONG Tsan Fai 黃燦輝 RE Asset Management 2003-04-01 2003-09-26
ACT922 WONG Kai Kok 黃開豁 RO Dealing in Securities 2003-04-01 2005-07-04
ACT922 WONG Kai Kok 黃開豁 RO Advising on Securities 2003-04-01 2005-07-04
ACT922 WONG Kai Kok 黃開豁 RO Advising on Corporate Finance 2003-04-01 2003-08-14
ACT922 WONG Kai Kok 黃開豁 RO Providing Automated Trading Services 2003-04-01 2003-08-14
ACT922 WONG Kai Kok 黃開豁 RO Asset Management 2003-04-01 2003-08-14
ACU045 LOU Tak Ki 婁德基 RE Dealing in Securities 2006-06-20 2006-11-22
ACU045 LOU Tak Ki 婁德基 RE Leveraged Foreign Exchange Trading 2006-06-20 2006-11-22
ACU461 ZEE Helen 徐閔 RO Dealing in Securities 2013-05-07
ACU461 ZEE Helen 徐閔 RE Advising on Securities 2016-08-17
ACU931 CHENG Yin Kong 鄭延剛 RE Dealing in Securities 2013-02-01 2014-09-01
ACW368 AU Tat Sang 區達生 RE Dealing in Securities 2010-04-15 2011-10-05
ACW368 AU Tat Sang 區達生 RE Leveraged Foreign Exchange Trading 2010-09-22 2011-10-05
ACY227 CHEUNG Yip Wai, Wilson 張業威 RE Dealing in Securities 2003-06-03 2005-12-01
ACY227 CHEUNG Yip Wai, Wilson 張業威 RE Leveraged Foreign Exchange Trading 2004-04-23 2005-12-01
ACY231 CHOW Yin Fun 周燕芬 RE Dealing in Securities 2003-04-01 2004-06-16
ACY231 CHOW Yin Fun 周燕芬 RE Leveraged Foreign Exchange Trading 2004-01-28 2004-06-16
ACY231 CHOW Yin Fun 周燕芬 RE Advising on Securities 2003-04-01 2003-08-18
ACY231 CHOW Yin Fun 周燕芬 RE Advising on Corporate Finance 2003-04-01 2003-08-18
ACY231 CHOW Yin Fun 周燕芬 RE Providing Automated Trading Services 2003-04-01 2003-08-18
ACY231 CHOW Yin Fun 周燕芬 RE Asset Management 2003-04-01 2003-08-18
ACZ125 YIP Ching Shan 葉青山 RE Dealing in Securities 2007-06-21 2008-01-01
ACZ125 YIP Ching Shan 葉青山 RE Dealing in Securities 2009-05-04 2009-10-12
ACZ490 LIU Kin Wah 廖建華 RE Dealing in Securities 2007-08-21 2007-10-10
ADA864 NG Chi Hoi 吳志凱 RE Dealing in Securities 2005-04-12 2005-05-12
ADA905 HO Chi Wai 何志威 RE Leveraged Foreign Exchange Trading 2004-05-28 2004-11-11
ADB357 CHENG Hung Tak, Lawrence 鄭鴻德 RE Dealing in Securities 2003-04-01
ADB357 CHENG Hung Tak, Lawrence 鄭鴻德 RE Leveraged Foreign Exchange Trading 2003-12-18
ADB357 CHENG Hung Tak, Lawrence 鄭鴻德 RE Advising on Securities 2003-04-01 2003-08-14
ADB357 CHENG Hung Tak, Lawrence 鄭鴻德 RE Advising on Corporate Finance 2003-04-01 2003-08-14
ADB357 CHENG Hung Tak, Lawrence 鄭鴻德 RE Providing Automated Trading Services 2003-04-01 2003-08-14
ADB357 CHENG Hung Tak, Lawrence 鄭鴻德 RE Asset Management 2003-04-01 2003-08-14
ADB369 CHONG Kiu Ling, Eling 莊嬌玲 RE Dealing in Securities 2008-02-29
ADB369 CHONG Kiu Ling, Eling 莊嬌玲 RE Leveraged Foreign Exchange Trading 2005-09-02
ADB612 LEE Kwan Wai 李君蔚 RE Dealing in Securities 2004-08-11 2007-08-30
ADD033 FAN Wai Kwok 范偉國 RE Dealing in Securities 2008-04-16 2017-06-30
ADG151 LEUNG Suk Yin 梁淑賢 RE Dealing in Securities 2003-04-01
ADG151 LEUNG Suk Yin 梁淑賢 RE Advising on Securities 2003-04-01 2003-12-15
ADG151 LEUNG Suk Yin 梁淑賢 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ADG151 LEUNG Suk Yin 梁淑賢 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ADG151 LEUNG Suk Yin 梁淑賢 RE Asset Management 2003-04-01 2003-09-29
ADG410 WONG Ka Wai 黃嘉威 RE Dealing in Securities 2013-11-08 2014-05-19
ADH556 KO Tsz Mei,Viola 高紫薇 RE Leveraged Foreign Exchange Trading 2006-11-21 2007-10-12
ADI053 CHAN Ka Keung 陳家強 RE Dealing in Securities 2003-04-01 2013-07-29
ADI053 CHAN Ka Keung 陳家強 RE Advising on Securities 2003-04-01 2003-08-11
ADI053 CHAN Ka Keung 陳家強 RE Advising on Corporate Finance 2003-04-01 2003-08-11
ADI053 CHAN Ka Keung 陳家強 RE Providing Automated Trading Services 2003-04-01 2003-08-11
ADI053 CHAN Ka Keung 陳家強 RE Asset Management 2003-04-01 2003-08-11
ADI064 FUNG Chung Min, Newson 馮琮棉 RE Dealing in Securities 2003-04-01
ADI064 FUNG Chung Min, Newson 馮琮棉 RE Leveraged Foreign Exchange Trading 2004-04-23 2007-06-07
ADI064 FUNG Chung Min, Newson 馮琮棉 RE Leveraged Foreign Exchange Trading 2007-10-08
ADI064 FUNG Chung Min, Newson 馮琮棉 RE Advising on Securities 2003-04-01 2003-08-15
ADI064 FUNG Chung Min, Newson 馮琮棉 RE Advising on Corporate Finance 2003-04-01 2003-08-15
ADI064 FUNG Chung Min, Newson 馮琮棉 RE Providing Automated Trading Services 2003-04-01 2003-08-15
ADI064 FUNG Chung Min, Newson 馮琮棉 RE Asset Management 2003-04-01 2003-08-15
ADI543 YEN Kwok Cheung 任國祥 RE Dealing in Securities 2003-04-01 2016-07-19
ADI543 YEN Kwok Cheung 任國祥 RE Advising on Securities 2003-04-01 2003-09-24
ADI543 YEN Kwok Cheung 任國祥 RE Advising on Corporate Finance 2003-04-01 2003-09-24
ADI543 YEN Kwok Cheung 任國祥 RE Providing Automated Trading Services 2003-04-01 2003-09-24
ADI543 YEN Kwok Cheung 任國祥 RE Asset Management 2003-04-01 2003-09-24
ADI895 MOK Hung Lau 莫紅柳 RE Dealing in Securities 2012-10-25 2015-08-17
ADI908 FU Wing Shing 符永盛 RE Dealing in Securities 2003-04-29 2017-03-31
ADI908 FU Wing Shing 符永盛 RE Leveraged Foreign Exchange Trading 2004-04-23 2007-06-07
ADL300 YEUNG Chim Cheung 楊占祥 RE Dealing in Securities 2009-05-05 2010-03-30
ADL300 YEUNG Chim Cheung 楊占祥 RE Leveraged Foreign Exchange Trading 2009-05-05 2010-03-30
ADL702 NG Suet Hing 吳雪興 RE Leveraged Foreign Exchange Trading 2009-03-30 2009-11-11
ADM985 KWOK Shuk Yee, Vanessa 郭淑儀 RE Dealing in Securities 2006-08-31 2010-07-06
ADM985 KWOK Shuk Yee, Vanessa 郭淑儀 RE Advising on Securities 2006-08-31 2010-07-06
ADN251 LAM Kin 林堅 RE Dealing in Securities 2003-04-01
ADN251 LAM Kin 林堅 RE Leveraged Foreign Exchange Trading 2013-02-08
ADN251 LAM Kin 林堅 RE Advising on Securities 2003-04-01 2003-08-28
ADN251 LAM Kin 林堅 RE Advising on Corporate Finance 2003-04-01 2003-08-28
ADN251 LAM Kin 林堅 RE Providing Automated Trading Services 2003-04-01 2003-08-28
ADN251 LAM Kin 林堅 RE Asset Management 2003-04-01 2003-08-28
ADN286 LUI Cho Mau, Korman 雷祖謀 RE Leveraged Foreign Exchange Trading 2003-11-10 2004-02-05
ADO273 HONG Sin Kee 項倩姬 RE Dealing in Securities 2004-10-19 2006-01-28
ADP870 TSE Wing Sze 謝詠詩 RE Dealing in Securities 2003-04-01
ADP870 TSE Wing Sze 謝詠詩 RE Leveraged Foreign Exchange Trading 2004-01-29
ADP870 TSE Wing Sze 謝詠詩 RE Advising on Securities 2003-04-01 2003-10-06
ADP870 TSE Wing Sze 謝詠詩 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ADP870 TSE Wing Sze 謝詠詩 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ADP870 TSE Wing Sze 謝詠詩 RE Asset Management 2003-04-01 2003-09-29
ADP934 KWAN Mee Kuen 關美娟 RE Dealing in Securities 2003-12-03 2013-10-24
ADP934 KWAN Mee Kuen 關美娟 RE Leveraged Foreign Exchange Trading 2010-07-05 2013-10-24
ADR140 PONG Sum Mei, Semee 龐森美 RE Dealing in Securities 2004-05-10 2004-08-08
ADR217 WONG Ho Ki, Nick 黃灝基 RE Dealing in Securities 2003-04-01 2016-09-08
ADR217 WONG Ho Ki, Nick 黃灝基 RE Leveraged Foreign Exchange Trading 2004-04-23 2007-06-07
ADR217 WONG Ho Ki, Nick 黃灝基 RE Advising on Securities 2003-04-01 2003-10-06
ADR217 WONG Ho Ki, Nick 黃灝基 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ADR217 WONG Ho Ki, Nick 黃灝基 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ADR217 WONG Ho Ki, Nick 黃灝基 RE Asset Management 2003-04-01 2003-09-29
ADS277 LAU Stella Yuet Wah 劉月華 RE Dealing in Securities 2003-04-01
ADS277 LAU Stella Yuet Wah 劉月華 RE Leveraged Foreign Exchange Trading 2004-01-29
ADS277 LAU Stella Yuet Wah 劉月華 RE Advising on Securities 2003-04-01 2003-09-02
ADS277 LAU Stella Yuet Wah 劉月華 RE Advising on Corporate Finance 2003-04-01 2003-09-02
ADS277 LAU Stella Yuet Wah 劉月華 RE Providing Automated Trading Services 2003-04-01 2003-09-02
ADS277 LAU Stella Yuet Wah 劉月華 RE Asset Management 2003-04-01 2003-09-02
ADU225 HUNG Lum, Leon 洪霖 RE Dealing in Securities 2003-11-14 2004-03-23
ADV592 LEE Yik Shan 李亦山 RE Dealing in Securities 2003-04-01 2004-01-28
ADV592 LEE Yik Shan 李亦山 RE Advising on Securities 2003-04-01 2003-09-02
ADV592 LEE Yik Shan 李亦山 RE Advising on Corporate Finance 2003-04-01 2003-09-02
ADV592 LEE Yik Shan 李亦山 RE Providing Automated Trading Services 2003-04-01 2003-09-02
ADV592 LEE Yik Shan 李亦山 RE Asset Management 2003-04-01 2003-09-02
ADV632 TSOI Chi Shing 蔡志誠 RE Dealing in Securities 2003-04-01 2004-07-19
ADV632 TSOI Chi Shing 蔡志誠 RE Leveraged Foreign Exchange Trading 2003-12-16 2004-07-19
ADV632 TSOI Chi Shing 蔡志誠 RE Advising on Securities 2003-04-01 2003-10-06
ADV632 TSOI Chi Shing 蔡志誠 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ADV632 TSOI Chi Shing 蔡志誠 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ADV632 TSOI Chi Shing 蔡志誠 RE Asset Management 2003-04-01 2003-09-29
ADV637 HO Wai Hung 何偉雄 RO Dealing in Securities 2003-04-01 2012-05-01
ADV637 HO Wai Hung 何偉雄 RO Advising on Securities 2003-04-01 2012-05-01
ADV637 HO Wai Hung 何偉雄 RO Advising on Corporate Finance 2003-04-01 2003-08-14
ADV637 HO Wai Hung 何偉雄 RO Providing Automated Trading Services 2003-04-01 2003-08-14
ADV637 HO Wai Hung 何偉雄 RO Asset Management 2003-04-01 2003-08-14
ADV731 SHI Jinjing 史晉京 RE Advising on Securities 2018-06-25
ADV858 SZETO Kwong Wai, Benny 司徒光衛 RE Dealing in Securities 2003-04-01 2003-09-29
ADV858 SZETO Kwong Wai, Benny 司徒光衛 RE Advising on Securities 2003-04-01 2003-09-29
ADV858 SZETO Kwong Wai, Benny 司徒光衛 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ADV858 SZETO Kwong Wai, Benny 司徒光衛 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ADV858 SZETO Kwong Wai, Benny 司徒光衛 RE Asset Management 2003-04-01 2003-09-29
ADW514 HO Sun Ning, Sunning 何新寧 RE Dealing in Securities 2003-04-01 2004-07-19
ADW514 HO Sun Ning, Sunning 何新寧 RE Leveraged Foreign Exchange Trading 2004-04-19 2004-07-19
ADW514 HO Sun Ning, Sunning 何新寧 RE Advising on Securities 2003-04-01 2003-08-14
ADW514 HO Sun Ning, Sunning 何新寧 RE Advising on Corporate Finance 2003-04-01 2003-08-14
ADW514 HO Sun Ning, Sunning 何新寧 RE Providing Automated Trading Services 2003-04-01 2003-08-14
ADW514 HO Sun Ning, Sunning 何新寧 RE Asset Management 2003-04-01 2003-08-14
ADW960 LI Chan Kit 李燦傑 RE Dealing in Securities 2003-04-01 2017-09-07
ADW960 LI Chan Kit 李燦傑 RE Leveraged Foreign Exchange Trading 2004-04-19 2017-09-07
ADW960 LI Chan Kit 李燦傑 RE Advising on Securities 2003-04-01 2003-09-23
ADW960 LI Chan Kit 李燦傑 RE Advising on Corporate Finance 2003-04-01 2003-09-23
ADW960 LI Chan Kit 李燦傑 RE Providing Automated Trading Services 2003-04-01 2003-09-23
ADW960 LI Chan Kit 李燦傑 RE Asset Management 2003-04-01 2003-09-23
ADX159 HON Man Kwong 韓民光 RE Dealing in Securities 2005-10-12
ADX159 HON Man Kwong 韓民光 RE Leveraged Foreign Exchange Trading 2005-08-31
ADX475 CHAN Cheung Wo 陳祥和 RE Dealing in Securities 2003-04-01 2010-08-21
ADX475 CHAN Cheung Wo 陳祥和 RE Advising on Securities 2003-04-01 2003-08-11
ADX475 CHAN Cheung Wo 陳祥和 RE Advising on Securities 2009-08-17 2010-08-21
ADX475 CHAN Cheung Wo 陳祥和 RE Advising on Corporate Finance 2003-04-01 2003-08-11
ADX475 CHAN Cheung Wo 陳祥和 RE Providing Automated Trading Services 2003-04-01 2003-08-11
ADX475 CHAN Cheung Wo 陳祥和 RE Asset Management 2003-04-01 2003-08-11
ADX694 CHEUNG Kwok Wai 張國威 RO Dealing in Securities 2003-04-01 2012-11-01
ADX694 CHEUNG Kwok Wai 張國威 RO Providing Automated Trading Services 2003-04-01 2003-08-14
ADX839 HUI Chun Yee, Bentley 許鎮宜 RE Dealing in Securities 2003-04-01 2007-03-10
ADX839 HUI Chun Yee, Bentley 許鎮宜 RE Leveraged Foreign Exchange Trading 2003-11-08 2007-03-10
ADX839 HUI Chun Yee, Bentley 許鎮宜 RE Advising on Securities 2003-04-01 2003-08-21
ADX839 HUI Chun Yee, Bentley 許鎮宜 RE Advising on Corporate Finance 2003-04-01 2003-08-21
ADX839 HUI Chun Yee, Bentley 許鎮宜 RE Providing Automated Trading Services 2003-04-01 2003-08-21
ADX839 HUI Chun Yee, Bentley 許鎮宜 RE Asset Management 2003-04-01 2003-08-21
ADX847 CHIU Kwok Ming 趙國明 RE Dealing in Securities 2003-04-01
ADX847 CHIU Kwok Ming 趙國明 RE Advising on Securities 2003-04-01 2003-08-18
ADX847 CHIU Kwok Ming 趙國明 RE Advising on Corporate Finance 2003-04-01 2003-08-18
ADX847 CHIU Kwok Ming 趙國明 RE Providing Automated Trading Services 2003-04-01 2003-08-18
ADX847 CHIU Kwok Ming 趙國明 RE Asset Management 2003-04-01 2003-08-18
ADX897 CHANG Yan Wing 張潤榮 RE Dealing in Securities 2011-11-22 2012-02-27
ADX897 CHANG Yan Wing 張潤榮 RO Dealing in Securities 2012-02-27 2012-05-01
ADY295 CHOW Kit Har, Susanna 周潔霞 RE Dealing in Securities 2015-11-19 2017-03-31
ADY726 HO Shiu Yu 何韶頤 RE Dealing in Securities 2007-05-16 2007-09-01
ADZ360 NG Ying Kit, Walter 伍英傑 RE Dealing in Securities 2016-05-05 2017-04-05
ADZ376 YIP Ka Lung 葉家龍 RO Dealing in Securities 2010-05-20 2010-08-18
ADZ376 YIP Ka Lung 葉家龍 RO Advising on Securities 2010-05-20 2010-08-18
ADZ536 TANG Chi Yuen, Nick 鄧智遠 RE Dealing in Securities 2003-04-01 2013-03-07
ADZ536 TANG Chi Yuen, Nick 鄧智遠 RO Dealing in Securities 2013-03-07 2014-02-08
ADZ536 TANG Chi Yuen, Nick 鄧智遠 RE Leveraged Foreign Exchange Trading 2004-01-29 2014-02-08
ADZ536 TANG Chi Yuen, Nick 鄧智遠 RE Advising on Securities 2003-04-01 2003-10-06
ADZ536 TANG Chi Yuen, Nick 鄧智遠 RE Advising on Corporate Finance 2003-04-01 2003-09-29
ADZ536 TANG Chi Yuen, Nick 鄧智遠 RE Providing Automated Trading Services 2003-04-01 2003-09-29
ADZ536 TANG Chi Yuen, Nick 鄧智遠 RE Asset Management 2003-04-01 2003-09-29
ADZ921 FONG Wai Kim 方偉儉 RE Dealing in Securities 2003-04-01 2004-04-28
ADZ921 FONG Wai Kim 方偉儉 RE Leveraged Foreign Exchange Trading 2004-01-28 2004-04-28
ADZ921 FONG Wai Kim 方偉儉 RE Advising on Securities 2003-04-01 2003-08-14
ADZ921 FONG Wai Kim 方偉儉 RE Advising on Corporate Finance 2003-04-01 2003-08-14
ADZ921 FONG Wai Kim 方偉儉 RE Providing Automated Trading Services 2003-04-01 2003-08-14
ADZ921 FONG Wai Kim 方偉儉 RE Asset Management 2003-04-01 2003-08-14
ADZ922 CHEUNG Shing Yat 張聲一 RE Dealing in Securities 2003-04-01 2004-07-13
ADZ922 CHEUNG Shing Yat 張聲一 RE Advising on Securities 2003-04-01 2003-08-18
ADZ922 CHEUNG Shing Yat 張聲一 RE Advising on Corporate Finance 2003-04-01 2003-08-18
ADZ922 CHEUNG Shing Yat 張聲一 RE Providing Automated Trading Services 2003-04-01 2003-08-18
ADZ922 CHEUNG Shing Yat 張聲一 RE Asset Management 2003-04-01 2003-08-18
AEA586 TONG Wing Yung, Richard 唐榮勇 RE Dealing in Securities 2003-04-01 2003-04-29
AEA586 TONG Wing Yung, Richard 唐榮勇 RE Advising on Securities 2003-04-01 2003-04-29
AEA586 TONG Wing Yung, Richard 唐榮勇 RE Advising on Corporate Finance 2003-04-01 2003-04-29
AEA586 TONG Wing Yung, Richard 唐榮勇 RE Providing Automated Trading Services 2003-04-01 2003-04-29
AEA586 TONG Wing Yung, Richard 唐榮勇 RE Asset Management 2003-04-01 2003-04-29
AEA619 CHAU Man Fai, Eric 周民輝 RE Dealing in Securities 2005-08-11 2007-12-11
AEC727 CHU Wah Cheung 朱華章 RE Dealing in Securities 2004-02-03 2004-04-15
AED167 TAM Shuk Mei 譚淑美 RE Dealing in Securities 2003-04-01
AED167 TAM Shuk Mei 譚淑美 RE Advising on Securities 2003-04-01 2003-10-06
AED167 TAM Shuk Mei 譚淑美 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AED167 TAM Shuk Mei 譚淑美 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AED167 TAM Shuk Mei 譚淑美 RE Asset Management 2003-04-01 2003-09-29
AED171 HEUNG Sze Wan, Sylvanne 香詩韻 RE Dealing in Securities 2004-07-27 2005-09-29
AED651 LEE Wing Yin 李詠賢 RE Dealing in Securities 2003-04-01
AED651 LEE Wing Yin 李詠賢 RE Leveraged Foreign Exchange Trading 2004-02-19
AED651 LEE Wing Yin 李詠賢 RE Advising on Securities 2003-04-01 2003-09-02
AED651 LEE Wing Yin 李詠賢 RE Advising on Corporate Finance 2003-04-01 2003-09-02
AED651 LEE Wing Yin 李詠賢 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AED651 LEE Wing Yin 李詠賢 RE Asset Management 2003-04-01 2003-09-02
AED744 LAM Tin Hang 林天恆 RE Dealing in Securities 2003-04-01 2013-03-16
AED744 LAM Tin Hang 林天恆 RE Leveraged Foreign Exchange Trading 2004-01-28 2013-03-16
AED744 LAM Tin Hang 林天恆 RE Advising on Securities 2003-04-01 2003-08-28
AED744 LAM Tin Hang 林天恆 RE Advising on Corporate Finance 2003-04-01 2003-08-28
AED744 LAM Tin Hang 林天恆 RE Providing Automated Trading Services 2003-04-01 2003-08-28
AED744 LAM Tin Hang 林天恆 RE Asset Management 2003-04-01 2003-08-28
AED748 FUNG Wing Hei 馮永熙 RE Dealing in Securities 2003-04-01 2003-10-15
AED748 FUNG Wing Hei 馮永熙 RE Advising on Securities 2003-04-01 2003-08-15
AED748 FUNG Wing Hei 馮永熙 RE Advising on Corporate Finance 2003-04-01 2003-08-15
AED748 FUNG Wing Hei 馮永熙 RE Providing Automated Trading Services 2003-04-01 2003-08-15
AED748 FUNG Wing Hei 馮永熙 RE Asset Management 2003-04-01 2003-08-15
AED937 LEUNG Tak Wah, George 梁德華 RE Dealing in Securities 2003-08-14 2004-08-28
AEE181 HO Kar Yee 何嘉儀 RE Dealing in Securities 2003-07-31
AEE924 LEE Kam On, Vincent 李錦安 RE Dealing in Securities 2003-04-01
AEE924 LEE Kam On, Vincent 李錦安 RE Leveraged Foreign Exchange Trading 2004-04-19
AEE924 LEE Kam On, Vincent 李錦安 RE Advising on Securities 2003-04-01 2003-09-02
AEE924 LEE Kam On, Vincent 李錦安 RE Advising on Corporate Finance 2003-04-01 2003-09-02
AEE924 LEE Kam On, Vincent 李錦安 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AEE924 LEE Kam On, Vincent 李錦安 RE Asset Management 2003-04-01 2003-09-02
AEF253 CHAN Kwok Wai, Spencer 陳國偉 RE Dealing in Securities 2017-06-23
AEF320 CHEUNG Pak Kin, Patrick 張柏堅 RE Dealing in Securities 2003-04-01 2009-08-06
AEF320 CHEUNG Pak Kin, Patrick 張柏堅 RE Dealing in Securities 2010-07-16 2015-06-18
AEF320 CHEUNG Pak Kin, Patrick 張柏堅 RE Leveraged Foreign Exchange Trading 2004-01-28 2009-08-06
AEF320 CHEUNG Pak Kin, Patrick 張柏堅 RE Advising on Securities 2003-04-01 2003-08-19
AEF320 CHEUNG Pak Kin, Patrick 張柏堅 RE Advising on Corporate Finance 2003-04-01 2003-08-19
AEF320 CHEUNG Pak Kin, Patrick 張柏堅 RE Providing Automated Trading Services 2003-04-01 2003-08-19
AEF320 CHEUNG Pak Kin, Patrick 張柏堅 RE Asset Management 2003-04-01 2003-08-19
AEF531 LOK Kung Yao, Perry 陸恭耀 RE Dealing in Securities 2005-02-03 2012-08-25
AEF531 LOK Kung Yao, Perry 陸恭耀 RE Advising on Securities 2011-08-15 2012-08-25
AEH593 CHAN Kam Man 陳錦文 RE Dealing in Securities 2003-04-01
AEH593 CHAN Kam Man 陳錦文 RE Leveraged Foreign Exchange Trading 2004-04-30 2007-06-07
AEH593 CHAN Kam Man 陳錦文 RE Advising on Securities 2003-04-01 2003-09-24
AEH593 CHAN Kam Man 陳錦文 RE Advising on Corporate Finance 2003-04-01 2003-09-24
AEH593 CHAN Kam Man 陳錦文 RE Providing Automated Trading Services 2003-04-01 2003-09-24
AEH593 CHAN Kam Man 陳錦文 RE Asset Management 2003-04-01 2003-09-24
AEH730 WONG Hiu Fung 黃曉峰 RE Dealing in Securities 2003-04-01
AEH730 WONG Hiu Fung 黃曉峰 RE Leveraged Foreign Exchange Trading 2003-12-16
AEH730 WONG Hiu Fung 黃曉峰 RE Advising on Securities 2003-04-01 2003-10-06
AEH730 WONG Hiu Fung 黃曉峰 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AEH730 WONG Hiu Fung 黃曉峰 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AEH730 WONG Hiu Fung 黃曉峰 RE Asset Management 2003-04-01 2003-09-29
AEH873 HO Wan Kam 何韻琴 RE Dealing in Securities 2003-04-01 2003-09-04
AEH873 HO Wan Kam 何韻琴 RE Advising on Securities 2003-04-01 2003-08-21
AEH873 HO Wan Kam 何韻琴 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AEH873 HO Wan Kam 何韻琴 RE Providing Automated Trading Services 2003-04-01 2003-08-21
AEH873 HO Wan Kam 何韻琴 RE Asset Management 2003-04-01 2003-08-21
AEH999 CHEN Shu Har 陳瑞霞 RE Dealing in Securities 2003-04-01 2012-07-14
AEH999 CHEN Shu Har 陳瑞霞 RE Dealing in Securities 2015-04-15 2016-06-10
AEH999 CHEN Shu Har 陳瑞霞 RE Advising on Securities 2003-04-01 2003-08-14
AEH999 CHEN Shu Har 陳瑞霞 RE Advising on Corporate Finance 2003-04-01 2003-08-14
AEH999 CHEN Shu Har 陳瑞霞 RE Providing Automated Trading Services 2003-04-01 2003-08-14
AEH999 CHEN Shu Har 陳瑞霞 RE Asset Management 2003-04-01 2003-08-14
AEI046 CHEUNG Sze Hon, Heath 張詩瀚 RE Dealing in Securities 2003-04-01 2007-02-01
AEI046 CHEUNG Sze Hon, Heath 張詩瀚 RE Dealing in Securities 2008-05-08 2009-03-27
AEI046 CHEUNG Sze Hon, Heath 張詩瀚 RE Leveraged Foreign Exchange Trading 2004-01-28 2007-02-01
AEI046 CHEUNG Sze Hon, Heath 張詩瀚 RE Leveraged Foreign Exchange Trading 2008-10-08 2009-03-27
AEI046 CHEUNG Sze Hon, Heath 張詩瀚 RE Advising on Securities 2003-04-01 2003-08-18
AEI046 CHEUNG Sze Hon, Heath 張詩瀚 RE Advising on Corporate Finance 2003-04-01 2003-08-18
AEI046 CHEUNG Sze Hon, Heath 張詩瀚 RE Providing Automated Trading Services 2003-04-01 2003-08-18
AEI046 CHEUNG Sze Hon, Heath 張詩瀚 RE Asset Management 2003-04-01 2003-08-18
AEI102 TSUI Yick Ki 徐奕基 RE Dealing in Securities 2005-02-16 2006-05-08
AEI102 TSUI Yick Ki 徐奕基 RE Dealing in Securities 2010-07-29 2010-10-05
AEI102 TSUI Yick Ki 徐奕基 RO Dealing in Securities 2006-05-08 2009-07-18
AEI102 TSUI Yick Ki 徐奕基 RO Dealing in Securities 2010-10-05 2011-06-14
AEI209 TO Yu Fai 杜宇輝 RE Dealing in Securities 2004-04-08 2004-08-26
AEI295 CHAN Suk Fong 陳淑芳 RE Dealing in Securities 2003-04-01 2004-09-23
AEI295 CHAN Suk Fong 陳淑芳 RE Advising on Securities 2003-04-01 2003-08-12
AEI295 CHAN Suk Fong 陳淑芳 RE Advising on Corporate Finance 2003-04-01 2003-08-12
AEI295 CHAN Suk Fong 陳淑芳 RE Providing Automated Trading Services 2003-04-01 2003-08-12
AEI295 CHAN Suk Fong 陳淑芳 RE Asset Management 2003-04-01 2003-08-12
AEI339 YAU Kai Lun 邱啟綸 RE Dealing in Securities 2003-04-01 2014-03-06
AEI339 YAU Kai Lun 邱啟綸 RE Advising on Securities 2003-04-01 2003-09-24
AEI339 YAU Kai Lun 邱啟綸 RE Advising on Corporate Finance 2003-04-01 2003-09-24
AEI339 YAU Kai Lun 邱啟綸 RE Providing Automated Trading Services 2003-04-01 2003-09-24
AEI339 YAU Kai Lun 邱啟綸 RE Asset Management 2003-04-01 2003-09-24
AEJ001 LAI Dick Wai 黎廸韋 RE Dealing in Securities 2010-04-15 2012-09-29
AEJ096 CHUANG Ka Chun 莊家俊 RE Dealing in Securities 2010-04-15
AEJ687 LAU Chi Wah, Andy 劉志華 RE Dealing in Securities 2003-04-01 2003-10-10
AEJ687 LAU Chi Wah, Andy 劉志華 RE Advising on Securities 2003-04-01 2003-08-25
AEJ687 LAU Chi Wah, Andy 劉志華 RE Advising on Corporate Finance 2003-04-01 2003-08-25
AEJ687 LAU Chi Wah, Andy 劉志華 RE Providing Automated Trading Services 2003-04-01 2003-08-25
AEJ687 LAU Chi Wah, Andy 劉志華 RE Asset Management 2003-04-01 2003-08-25
AEL276 TANG Ping Sum 鄧炳森 RE Dealing in Securities 2007-06-04 2008-10-01
AEL276 TANG Ping Sum 鄧炳森 RE Leveraged Foreign Exchange Trading 2007-03-01 2007-04-16
AEL276 TANG Ping Sum 鄧炳森 RO Leveraged Foreign Exchange Trading 2007-04-16 2008-10-01
AEL779 CHAN Wang 陳宏 RE Dealing in Securities 2003-06-20
AEL779 CHAN Wang 陳宏 RE Leveraged Foreign Exchange Trading 2012-04-23
AEL844 NG Kai Sui 吳繼萃 RE Dealing in Securities 2003-06-11 2003-10-20
AEL930 CHENG Helen 鄭禧倫 RE Dealing in Securities 2003-04-01
AEL930 CHENG Helen 鄭禧倫 RE Advising on Securities 2003-04-01 2003-08-14
AEL930 CHENG Helen 鄭禧倫 RE Advising on Corporate Finance 2003-04-01 2003-08-14
AEL930 CHENG Helen 鄭禧倫 RE Providing Automated Trading Services 2003-04-01 2003-08-14
AEL930 CHENG Helen 鄭禧倫 RE Asset Management 2003-04-01 2003-08-14
AEM919 AU Kai Yuen 區啟源 RE Dealing in Securities 2015-05-18 2017-09-05
AEM921 TANG Siu Tong 鄧兆堂 RE Dealing in Securities 2003-04-01
AEM921 TANG Siu Tong 鄧兆堂 RE Leveraged Foreign Exchange Trading 2004-01-29
AEM921 TANG Siu Tong 鄧兆堂 RE Advising on Securities 2003-04-01 2003-10-06
AEM921 TANG Siu Tong 鄧兆堂 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AEM921 TANG Siu Tong 鄧兆堂 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AEM921 TANG Siu Tong 鄧兆堂 RE Asset Management 2003-04-01 2003-09-29
AEN199 CHOI Chun Wa 蔡振華 RE Dealing in Securities 2003-10-30 2006-08-24
AEN843 LAW Siu Chu 羅少珠 RE Dealing in Securities 2003-04-01 2017-03-31
AEN843 LAW Siu Chu 羅少珠 RE Advising on Securities 2003-04-01 2003-08-13
AEN843 LAW Siu Chu 羅少珠 RE Advising on Corporate Finance 2003-04-01 2003-08-13
AEN843 LAW Siu Chu 羅少珠 RE Providing Automated Trading Services 2003-04-01 2003-08-13
AEN843 LAW Siu Chu 羅少珠 RE Asset Management 2003-04-01 2003-08-13
AEP560 YANG Kwok Cheung, Marcus 楊國章 RE Dealing in Securities 2004-08-06 2016-07-28
AEP560 YANG Kwok Cheung, Marcus 楊國章 RE Leveraged Foreign Exchange Trading 2012-06-06 2016-07-28
AEP567 FOK Ying Wai, Victor 霍英偉 RE Dealing in Securities 2006-11-28 2011-06-14
AEP567 FOK Ying Wai, Victor 霍英偉 RE Leveraged Foreign Exchange Trading 2006-11-28 2011-06-14
AER825 HO Wai Chuen , Vincent 何偉川 RE Dealing in Securities 2003-04-01 2013-08-01
AER825 HO Wai Chuen , Vincent 何偉川 RE Leveraged Foreign Exchange Trading 2004-05-21 2013-08-01
AER825 HO Wai Chuen , Vincent 何偉川 RE Advising on Securities 2003-04-01 2003-08-14
AER825 HO Wai Chuen , Vincent 何偉川 RE Advising on Corporate Finance 2003-04-01 2003-08-14
AER825 HO Wai Chuen , Vincent 何偉川 RE Providing Automated Trading Services 2003-04-01 2003-08-14
AER825 HO Wai Chuen , Vincent 何偉川 RE Asset Management 2003-04-01 2003-08-14
AEU694 LEUNG Kwok Kuen, Charles 梁國權 RE Dealing in Securities 2016-03-21
AEV843 SULLIVAN Andrew Michael RE Dealing in Securities 2015-01-29 2015-11-19
AEV843 SULLIVAN Andrew Michael RO Dealing in Securities 2015-11-19 2017-05-31
AEV843 SULLIVAN Andrew Michael RE Advising on Securities 2015-03-25 2015-11-19
AEV843 SULLIVAN Andrew Michael RO Advising on Securities 2015-11-19 2017-05-31
AEV975 TSE Hiu Fai 謝曉輝 RE Dealing in Securities 2003-04-01 2008-08-19
AEV975 TSE Hiu Fai 謝曉輝 RE Leveraged Foreign Exchange Trading 2004-04-21 2008-08-19
AEV975 TSE Hiu Fai 謝曉輝 RE Advising on Securities 2003-04-01 2003-10-06
AEV975 TSE Hiu Fai 謝曉輝 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AEV975 TSE Hiu Fai 謝曉輝 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AEV975 TSE Hiu Fai 謝曉輝 RE Asset Management 2003-04-01 2003-09-29
AEX033 CHAU Lee 周莉 RE Dealing in Securities 2004-03-25 2006-11-09
AEX033 CHAU Lee 周莉 RE Leveraged Foreign Exchange Trading 2004-06-01 2006-11-09
AEX662 CHAN Kwong Lam 陳光林 RE Dealing in Securities 2003-04-01
AEX662 CHAN Kwong Lam 陳光林 RE Advising on Securities 2003-04-01 2003-08-11
AEX662 CHAN Kwong Lam 陳光林 RE Advising on Corporate Finance 2003-04-01 2003-08-11
AEX662 CHAN Kwong Lam 陳光林 RE Providing Automated Trading Services 2003-04-01 2003-08-11
AEX662 CHAN Kwong Lam 陳光林 RE Asset Management 2003-04-01 2003-08-11
AEX754 HO Hiu Yeung 何曉陽 RE Dealing in Securities 2006-09-05 2007-07-01
AEY437 CHAN Hon Ping 陳漢平 RE Dealing in Securities 2010-04-15 2012-09-29
AEZ186 HO Magdalene Mai Ting 何美婷 RE Dealing in Securities 2003-11-08 2004-10-29
AEZ398 CHAN Chiu Kwan, Tony 陳超群 RE Dealing in Securities 2003-04-01 2017-09-22
AEZ398 CHAN Chiu Kwan, Tony 陳超群 RE Leveraged Foreign Exchange Trading 2014-08-25 2017-09-22
AEZ398 CHAN Chiu Kwan, Tony 陳超群 RE Advising on Securities 2003-04-01 2003-08-11
AEZ398 CHAN Chiu Kwan, Tony 陳超群 RE Advising on Corporate Finance 2003-04-01 2003-08-11
AEZ398 CHAN Chiu Kwan, Tony 陳超群 RE Providing Automated Trading Services 2003-04-01 2003-08-11
AEZ398 CHAN Chiu Kwan, Tony 陳超群 RE Asset Management 2003-04-01 2003-08-11
AEZ492 TSANG Kim Po 曾劍波 RE Dealing in Securities 2003-04-01 2017-01-24
AEZ492 TSANG Kim Po 曾劍波 RO Dealing in Securities 2017-01-24
AEZ492 TSANG Kim Po 曾劍波 RE Leveraged Foreign Exchange Trading 2004-01-29
AEZ492 TSANG Kim Po 曾劍波 RE Advising on Securities 2003-04-01 2003-10-06
AEZ492 TSANG Kim Po 曾劍波 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AEZ492 TSANG Kim Po 曾劍波 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AEZ492 TSANG Kim Po 曾劍波 RE Asset Management 2003-04-01 2003-09-29
AFA429 LI Tsz Lung, Samson 李子龍 RE Dealing in Securities 2004-04-01
AFA429 LI Tsz Lung, Samson 李子龍 RE Leveraged Foreign Exchange Trading 2004-05-21
AFA762 MAK Ka Sing 麥嘉聲 RE Dealing in Securities 2003-04-01 2008-12-05
AFA762 MAK Ka Sing 麥嘉聲 RE Leveraged Foreign Exchange Trading 2004-04-23 2008-12-05
AFA762 MAK Ka Sing 麥嘉聲 RE Advising on Securities 2003-04-01 2003-09-22
AFA762 MAK Ka Sing 麥嘉聲 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AFA762 MAK Ka Sing 麥嘉聲 RE Providing Automated Trading Services 2003-04-01 2003-09-22
AFA762 MAK Ka Sing 麥嘉聲 RE Asset Management 2003-04-01 2003-09-22
AFB081 CHENG Chin Ming 鄭展明 RE Leveraged Foreign Exchange Trading 2005-09-28 2006-09-19
AFB305 WONG Choi Fan 黃彩芬 RE Dealing in Securities 2003-04-01
AFB305 WONG Choi Fan 黃彩芬 RE Leveraged Foreign Exchange Trading 2004-01-29
AFB305 WONG Choi Fan 黃彩芬 RE Advising on Securities 2003-04-01 2003-10-06
AFB305 WONG Choi Fan 黃彩芬 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AFB305 WONG Choi Fan 黃彩芬 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AFB305 WONG Choi Fan 黃彩芬 RE Asset Management 2003-04-01 2003-09-29
AFB331 LAI Ming Leung 黎名亮 RE Dealing in Securities 2003-06-23 2003-10-20
AFB331 LAI Ming Leung 黎名亮 RE Advising on Securities 2003-04-01 2003-06-25
AFB331 LAI Ming Leung 黎名亮 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AFB331 LAI Ming Leung 黎名亮 RE Asset Management 2003-04-01 2003-06-25
AFB706 YAU Kar Man, Karman 邱嘉雯 RE Dealing in Securities 2004-01-10
AFB706 YAU Kar Man, Karman 邱嘉雯 RE Leveraged Foreign Exchange Trading 2004-07-28
AFD150 LAU Suk Tung 劉叔同 RE Dealing in Securities 2018-04-23 2018-08-10
AFE194 CHENG Kwong Fook, Patrick 鄭廣復 RE Leveraged Foreign Exchange Trading 2010-11-19 2013-07-04
AFG053 LEE Chi Wai 李志偉 RE Dealing in Securities 2003-04-01 2007-01-13
AFG053 LEE Chi Wai 李志偉 RE Leveraged Foreign Exchange Trading 2004-04-19 2007-01-13
AFG053 LEE Chi Wai 李志偉 RE Advising on Securities 2003-04-01 2003-08-25
AFG053 LEE Chi Wai 李志偉 RE Advising on Corporate Finance 2003-04-01 2003-08-25
AFG053 LEE Chi Wai 李志偉 RE Providing Automated Trading Services 2003-04-01 2003-08-25
AFG053 LEE Chi Wai 李志偉 RE Asset Management 2003-04-01 2003-08-25
AFG642 MO William Rainer 毛偉廉 RE Leveraged Foreign Exchange Trading 2005-09-01 2007-07-14
AFG642 MO William Rainer 毛偉廉 RE Leveraged Foreign Exchange Trading 2008-02-06 2011-06-07
AFG794 WONG Tak Ling, Gary 王德寧 RE Dealing in Securities 2003-04-01 2013-05-01
AFG794 WONG Tak Ling, Gary 王德寧 RE Leveraged Foreign Exchange Trading 2009-08-13 2013-05-01
AFG794 WONG Tak Ling, Gary 王德寧 RE Advising on Securities 2003-04-01 2003-10-06
AFG794 WONG Tak Ling, Gary 王德寧 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AFG794 WONG Tak Ling, Gary 王德寧 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AFG794 WONG Tak Ling, Gary 王德寧 RE Asset Management 2003-04-01 2003-09-29
AFG950 KWOK Ka Yiu 郭家耀 RE Dealing in Securities 2010-04-15 2012-12-15
AFG950 KWOK Ka Yiu 郭家耀 RE Advising on Securities 2010-04-15 2012-12-15
AFH174 LEUNG San Kit 梁新傑 RE Dealing in Securities 2003-04-01 2004-02-19
AFH174 LEUNG San Kit 梁新傑 RE Advising on Securities 2003-04-01 2003-09-22
AFH174 LEUNG San Kit 梁新傑 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AFH174 LEUNG San Kit 梁新傑 RE Providing Automated Trading Services 2003-04-01 2003-09-22
AFH174 LEUNG San Kit 梁新傑 RE Asset Management 2003-04-01 2003-09-22
AFI611 YAU Man Fai Wallace 邱玟暉 RE Dealing in Securities 2011-08-09 2011-12-29
AFI649 LAU Wai Mei, Debby 劉惠媚 RE Dealing in Securities 2004-03-02 2014-06-07
AFI961 NG Yam Ming, Tony 吳欽銘 RE Dealing in Securities 2003-04-01 2012-03-24
AFI961 NG Yam Ming, Tony 吳欽銘 RE Advising on Securities 2003-04-01 2003-10-06
AFI961 NG Yam Ming, Tony 吳欽銘 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AFI961 NG Yam Ming, Tony 吳欽銘 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AFI961 NG Yam Ming, Tony 吳欽銘 RE Asset Management 2003-04-01 2003-09-29
AFL097 LUI Keung 雷強 RE Leveraged Foreign Exchange Trading 2006-05-08 2006-09-26
AFN240 WONG Chi Keung 黃志強 RE Dealing in Securities 2004-08-25 2008-09-13
AFN281 YAU Kin Lun 游健麟 RE Dealing in Securities 2003-04-01
AFN281 YAU Kin Lun 游健麟 RE Leveraged Foreign Exchange Trading 2004-01-29
AFN281 YAU Kin Lun 游健麟 RE Advising on Securities 2003-04-01 2003-09-24
AFN281 YAU Kin Lun 游健麟 RE Advising on Corporate Finance 2003-04-01 2003-09-24
AFN281 YAU Kin Lun 游健麟 RE Providing Automated Trading Services 2003-04-01 2003-09-24
AFN281 YAU Kin Lun 游健麟 RE Asset Management 2003-04-01 2003-09-24
AFN727 FOK Wai Hung 霍偉雄 RE Dealing in Securities 2003-04-01 2018-03-13
AFN727 FOK Wai Hung 霍偉雄 RE Leveraged Foreign Exchange Trading 2004-04-23 2018-03-13
AFN727 FOK Wai Hung 霍偉雄 RE Advising on Securities 2003-04-01 2003-08-14
AFN727 FOK Wai Hung 霍偉雄 RE Advising on Corporate Finance 2003-04-01 2003-08-14
AFN727 FOK Wai Hung 霍偉雄 RE Providing Automated Trading Services 2003-04-01 2003-08-14
AFN727 FOK Wai Hung 霍偉雄 RE Asset Management 2003-04-01 2003-08-14
AFN809 HO Kwok Leung 何國樑 RE Dealing in Securities 2003-04-01
AFN809 HO Kwok Leung 何國樑 RE Leveraged Foreign Exchange Trading 2004-07-14
AFN809 HO Kwok Leung 何國樑 RE Advising on Securities 2003-04-01 2003-08-14
AFN809 HO Kwok Leung 何國樑 RE Advising on Corporate Finance 2003-04-01 2003-08-14
AFN809 HO Kwok Leung 何國樑 RE Providing Automated Trading Services 2003-04-01 2003-08-14
AFN809 HO Kwok Leung 何國樑 RE Asset Management 2003-04-01 2003-08-14
AFO607 TJAU Sze Wing 趙詩穎 RE Dealing in Securities 2005-05-09 2006-07-20
AFO607 TJAU Sze Wing 趙詩穎 RE Dealing in Securities 2007-01-09 2007-06-01
AFO902 CHEUNG Kwok Cheung 張國祥 RE Dealing in Securities 2003-04-01
AFO902 CHEUNG Kwok Cheung 張國祥 RE Advising on Securities 2003-04-01 2003-08-19
AFO902 CHEUNG Kwok Cheung 張國祥 RE Advising on Corporate Finance 2003-04-01 2003-08-19
AFO902 CHEUNG Kwok Cheung 張國祥 RE Providing Automated Trading Services 2003-04-01 2003-08-19
AFO902 CHEUNG Kwok Cheung 張國祥 RE Asset Management 2003-04-01 2003-08-19
AFP445 HO Ka Ling 何嘉玲 RE Dealing in Securities 2008-07-31 2010-06-01
AFP669 POON Wing Hong 潘永康 RE Leveraged Foreign Exchange Trading 2006-04-25 2006-08-01
AFQ241 HO Pak Wai 何栢偉 RE Dealing in Securities 2003-04-01 2005-03-23
AFQ241 HO Pak Wai 何栢偉 RE Leveraged Foreign Exchange Trading 2004-01-28 2005-03-23
AFQ241 HO Pak Wai 何栢偉 RE Advising on Securities 2003-04-01 2003-08-21
AFQ241 HO Pak Wai 何栢偉 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AFQ241 HO Pak Wai 何栢偉 RE Providing Automated Trading Services 2003-04-01 2003-08-21
AFQ241 HO Pak Wai 何栢偉 RE Asset Management 2003-04-01 2003-08-21
AFQ256 TJONG Piet Jung 章碧榮 RE Leveraged Foreign Exchange Trading 2005-09-26 2006-09-19
AFQ271 LEE Wai Ling 李慧玲 RE Dealing in Securities 2003-04-01 2003-11-26
AFQ271 LEE Wai Ling 李慧玲 RE Advising on Securities 2003-04-01 2003-09-22
AFQ271 LEE Wai Ling 李慧玲 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AFQ271 LEE Wai Ling 李慧玲 RE Providing Automated Trading Services 2003-04-01 2003-09-22
AFQ271 LEE Wai Ling 李慧玲 RE Asset Management 2003-04-01 2003-09-22
AFQ272 WONG Sau Ching 黃秀菁 RE Dealing in Securities 2003-04-01 2005-12-31
AFQ272 WONG Sau Ching 黃秀菁 RE Advising on Securities 2003-04-01 2003-09-25
AFQ272 WONG Sau Ching 黃秀菁 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AFQ272 WONG Sau Ching 黃秀菁 RE Providing Automated Trading Services 2003-04-01 2003-09-25
AFQ272 WONG Sau Ching 黃秀菁 RE Asset Management 2003-04-01 2003-09-25
AFQ374 YUNG Chi Hong 容志康 RE Dealing in Securities 2018-07-31 2018-08-06
AFR182 SZE Siu Lan 施小蘭 RE Dealing in Securities 2003-04-01 2003-06-28
AFR182 SZE Siu Lan 施小蘭 RE Advising on Securities 2003-04-01 2003-06-28
AFR182 SZE Siu Lan 施小蘭 RE Advising on Corporate Finance 2003-04-01 2003-06-28
AFR182 SZE Siu Lan 施小蘭 RE Providing Automated Trading Services 2003-04-01 2003-06-28
AFR182 SZE Siu Lan 施小蘭 RE Asset Management 2003-04-01 2003-06-28
AFR487 LAI Tek Meng 黎迪明 RE Dealing in Securities 2003-07-23 2004-05-21
AFR488 LAM Siu Kam, Amy 林小琴 RE Dealing in Securities 2003-07-14 2003-09-08
AFR491 TONG Ka Lin 唐家煉 RE Dealing in Securities 2003-07-14
AFR570 SHEA Kai Ming 佘啟明 RE Dealing in Securities 2005-03-16 2008-12-03
AFR570 SHEA Kai Ming 佘啟明 RE Dealing in Securities 2010-01-13 2014-03-07
AFR570 SHEA Kai Ming 佘啟明 RE Advising on Securities 2005-03-16 2008-12-03
AFR570 SHEA Kai Ming 佘啟明 RE Advising on Securities 2010-01-13 2014-03-07
AFR777 HO Ken Hon 何競康 RE Dealing in Securities 2003-04-01 2007-07-03
AFR777 HO Ken Hon 何競康 RE Dealing in Securities 2008-08-07 2017-06-09
AFR777 HO Ken Hon 何競康 RE Leveraged Foreign Exchange Trading 2004-01-28 2007-07-03
AFR777 HO Ken Hon 何競康 RE Leveraged Foreign Exchange Trading 2008-09-23 2017-06-09
AFR777 HO Ken Hon 何競康 RE Advising on Securities 2003-04-01 2003-08-15
AFR777 HO Ken Hon 何競康 RE Advising on Corporate Finance 2003-04-01 2003-08-15
AFR777 HO Ken Hon 何競康 RE Providing Automated Trading Services 2003-04-01 2003-08-15
AFR777 HO Ken Hon 何競康 RE Asset Management 2003-04-01 2003-08-15
AFS636 CHU Yat Pang, Terry 朱逸鵬 RE Dealing in Securities 2010-04-30 2012-09-29
AFS995 NG Ho Chuen 伍浩銓 RE Dealing in Securities 2003-04-01
AFS995 NG Ho Chuen 伍浩銓 RE Advising on Securities 2003-04-01 2003-09-03
AFS995 NG Ho Chuen 伍浩銓 RE Advising on Corporate Finance 2003-04-01 2003-09-03
AFS995 NG Ho Chuen 伍浩銓 RE Providing Automated Trading Services 2003-04-01 2003-09-03
AFS995 NG Ho Chuen 伍浩銓 RE Asset Management 2003-04-01 2003-09-03
AFT306 FONG Wai Lok, Raymond 方偉諾 RE Dealing in Securities 2003-04-01 2005-04-19
AFT306 FONG Wai Lok, Raymond 方偉諾 RE Leveraged Foreign Exchange Trading 2004-01-29 2005-04-19
AFT306 FONG Wai Lok, Raymond 方偉諾 RE Advising on Securities 2003-04-01 2003-08-14
AFT306 FONG Wai Lok, Raymond 方偉諾 RE Advising on Corporate Finance 2003-04-01 2003-08-14
AFT306 FONG Wai Lok, Raymond 方偉諾 RE Providing Automated Trading Services 2003-04-01 2003-08-14
AFT306 FONG Wai Lok, Raymond 方偉諾 RE Asset Management 2003-04-01 2003-08-14
AFT367 LAM Lok Kay 林樂其 RE Dealing in Securities 2003-04-01 2004-10-26
AFT367 LAM Lok Kay 林樂其 RE Leveraged Foreign Exchange Trading 2004-01-28 2004-10-26
AFT367 LAM Lok Kay 林樂其 RE Advising on Securities 2003-04-01 2003-08-21
AFT367 LAM Lok Kay 林樂其 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AFT367 LAM Lok Kay 林樂其 RE Providing Automated Trading Services 2003-04-01 2003-08-21
AFT367 LAM Lok Kay 林樂其 RE Asset Management 2003-04-01 2003-08-21
AFT494 LAU Ping Yau 劉炳有 RE Dealing in Securities 2003-04-01 2003-07-21
AFT494 LAU Ping Yau 劉炳有 RE Dealing in Securities 2004-11-18 2017-04-13
AFT494 LAU Ping Yau 劉炳有 RE Advising on Securities 2003-04-01 2003-07-17
AFT494 LAU Ping Yau 劉炳有 RE Advising on Corporate Finance 2003-04-01 2003-07-17
AFT494 LAU Ping Yau 劉炳有 RE Providing Automated Trading Services 2003-04-01 2003-07-17
AFT494 LAU Ping Yau 劉炳有 RE Asset Management 2003-04-01 2003-07-17
AFT551 NG Shu Wing, Reve 吳樹榮 RE Dealing in Securities 2003-04-01 2007-02-05
AFT551 NG Shu Wing, Reve 吳樹榮 RE Leveraged Foreign Exchange Trading 2004-02-18 2007-02-05
AFT551 NG Shu Wing, Reve 吳樹榮 RE Advising on Securities 2003-04-01 2003-10-06
AFT551 NG Shu Wing, Reve 吳樹榮 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AFT551 NG Shu Wing, Reve 吳樹榮 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AFT551 NG Shu Wing, Reve 吳樹榮 RE Asset Management 2003-04-01 2003-09-29
AFT916 FUNG Sau Lin 馮秀蓮 RE Dealing in Securities 2003-04-01 2004-06-26
AFT916 FUNG Sau Lin 馮秀蓮 RE Advising on Securities 2003-04-01 2003-08-15
AFT916 FUNG Sau Lin 馮秀蓮 RE Advising on Corporate Finance 2003-04-01 2003-08-15
AFT916 FUNG Sau Lin 馮秀蓮 RE Providing Automated Trading Services 2003-04-01 2003-08-15
AFT916 FUNG Sau Lin 馮秀蓮 RE Asset Management 2003-04-01 2003-08-15
AFU271 CHAN Kit Wai 陳傑偉 RE Dealing in Securities 2003-04-01
AFU271 CHAN Kit Wai 陳傑偉 RE Leveraged Foreign Exchange Trading 2004-01-28
AFU271 CHAN Kit Wai 陳傑偉 RE Advising on Securities 2003-04-01 2003-10-14
AFU271 CHAN Kit Wai 陳傑偉 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AFU271 CHAN Kit Wai 陳傑偉 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AFU271 CHAN Kit Wai 陳傑偉 RE Asset Management 2003-04-01 2003-09-29
AFU282 KWOK Sau Wai 郭秀慧 RE Dealing in Securities 2003-04-01
AFU282 KWOK Sau Wai 郭秀慧 RE Advising on Securities 2003-04-01 2003-08-21
AFU282 KWOK Sau Wai 郭秀慧 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AFU282 KWOK Sau Wai 郭秀慧 RE Providing Automated Trading Services 2003-04-01 2003-08-21
AFU282 KWOK Sau Wai 郭秀慧 RE Asset Management 2003-04-01 2003-08-21
AFU487 LIU Chung Ping 廖頌平 RE Dealing in Securities 2009-06-02 2009-10-19
AFU487 LIU Chung Ping 廖頌平 RE Dealing in Securities 2013-07-10 2014-01-16
AFU498 YU Pui Pui 余珮珮 RE Dealing in Securities 2003-04-01 2003-04-26
AFU498 YU Pui Pui 余珮珮 RE Advising on Securities 2003-04-01 2003-04-26
AFU498 YU Pui Pui 余珮珮 RE Advising on Corporate Finance 2003-04-01 2003-04-26
AFU498 YU Pui Pui 余珮珮 RE Providing Automated Trading Services 2003-04-01 2003-04-26
AFU498 YU Pui Pui 余珮珮 RE Asset Management 2003-04-01 2003-04-26
AFU549 MAN Mei Yuk 萬美玉 RE Dealing in Securities 2003-04-01
AFU549 MAN Mei Yuk 萬美玉 RE Leveraged Foreign Exchange Trading 2004-01-29

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