Hong Kong SFC licence institution AAF933, Lloyds TSB Pacific Limited 萊斯遠東有限公司

These are the licence-holders that were found for SFC licence institution AAF933 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG008 LEA Barry Francis 李毅 RO Dealing in Securities 2004-03-23 2007-12-31
AAG008 LEA Barry Francis 李毅 RO Advising on Securities 2003-04-01 2005-11-01
AAG008 LEA Barry Francis 李毅 RO Asset Management 2004-03-23 2005-11-01
AAJ440 YUEN Nap Kie, Eddy 阮立基 RE Dealing in Securities 2003-09-08 2005-01-05
AAJ440 YUEN Nap Kie, Eddy 阮立基 RE Advising on Securities 2003-08-15 2005-01-05
ABD420 KO Tai Fun 高泰芬 RE Dealing in Securities 2004-06-29 2005-10-04
ABD420 KO Tai Fun 高泰芬 RE Advising on Securities 2004-06-29 2005-10-04
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Dealing in Securities 2004-01-20 2004-04-14
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Advising on Securities 2004-01-20 2004-04-14
ACJ577 FORSTER Clifford Rowland RO Dealing in Securities 2003-04-01 2006-09-30
ACJ577 FORSTER Clifford Rowland RO Advising on Securities 2003-04-01 2005-11-01
ACJ577 FORSTER Clifford Rowland RO Asset Management 2003-04-01 2005-11-01
ADA772 VINIK Steven Hilyard RE Dealing in Securities 2003-07-21 2005-08-12
ADA772 VINIK Steven Hilyard RO Dealing in Securities 2005-08-12 2005-10-31
ADA772 VINIK Steven Hilyard RE Advising on Securities 2003-07-21 2005-08-12
ADA772 VINIK Steven Hilyard RO Advising on Securities 2005-08-12 2005-10-31
ADA772 VINIK Steven Hilyard RE Asset Management 2004-08-27 2005-08-12
ADA772 VINIK Steven Hilyard RO Asset Management 2005-08-12 2005-10-31
ADC186 RICHARDS EVANS Stephen Nicholas RO Dealing in Securities 2003-04-01 2004-02-02
ADC186 RICHARDS EVANS Stephen Nicholas RO Advising on Securities 2003-04-01 2004-02-02
ADC186 RICHARDS EVANS Stephen Nicholas RO Advising on Corporate Finance 2003-04-01 2004-02-02
ADC186 RICHARDS EVANS Stephen Nicholas RO Asset Management 2003-04-01 2004-02-02
ADE405 BACKHOLER Albert Edward RO Dealing in Securities 2003-04-01 2005-08-30
ADE405 BACKHOLER Albert Edward RO Advising on Securities 2003-04-01 2005-08-30
ADE405 BACKHOLER Albert Edward RO Advising on Corporate Finance 2003-04-01 2004-03-12
ADE405 BACKHOLER Albert Edward RO Asset Management 2003-04-01 2005-08-30
ADH598 LEONG Sue Jean 梁淑轉 RE Advising on Securities 2003-05-12 2003-07-28
ADR407 FURBER SMITH Gavin Rodney RE Dealing in Securities 2004-02-27 2005-05-13
ADR407 FURBER SMITH Gavin Rodney RE Advising on Securities 2003-04-01 2005-05-13
ADR407 FURBER SMITH Gavin Rodney RE Advising on Corporate Finance 2003-04-01 2004-02-19
ADR407 FURBER SMITH Gavin Rodney RE Asset Management 2003-04-01 2004-02-19
AER416 HARRISON Nicholas Hutson RE Dealing in Securities 2003-10-08 2005-11-01
AER416 HARRISON Nicholas Hutson RE Advising on Securities 2003-04-01 2003-04-12
AER416 HARRISON Nicholas Hutson RE Advising on Securities 2003-10-08 2005-11-01
AER416 HARRISON Nicholas Hutson RE Advising on Corporate Finance 2003-04-01 2003-04-12
AER416 HARRISON Nicholas Hutson RE Asset Management 2003-04-01 2003-04-12
AFD355 LOARING Choi Man, Kristie 沈賽文 RO Advising on Securities 2003-04-01 2003-07-16
AFD355 LOARING Choi Man, Kristie 沈賽文 RO Asset Management 2003-04-01 2003-07-16
AFJ212 LEUNG Kwan Yan 梁群茵 RE Dealing in Securities 2004-02-27 2004-03-04
AFJ212 LEUNG Kwan Yan 梁群茵 RE Advising on Securities 2003-04-01 2004-03-04
AFJ212 LEUNG Kwan Yan 梁群茵 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AFJ212 LEUNG Kwan Yan 梁群茵 RE Asset Management 2003-04-01 2004-02-19
AFM610 MCALLISTER-PELL Stephen John Christopher RE Dealing in Securities 2004-03-04 2004-10-18
AFM610 MCALLISTER-PELL Stephen John Christopher RE Advising on Securities 2003-04-01 2004-10-18
AFM610 MCALLISTER-PELL Stephen John Christopher RE Advising on Corporate Finance 2003-04-01 2004-02-19
AFM610 MCALLISTER-PELL Stephen John Christopher RE Asset Management 2003-04-01 2004-02-19
AFN693 WONG Kim Leong, Sonny 黃劍亮 RE Dealing in Securities 2005-04-20 2005-11-01
AFN693 WONG Kim Leong, Sonny 黃劍亮 RE Advising on Securities 2005-04-20 2005-11-01
AFN693 WONG Kim Leong, Sonny 黃劍亮 RE Asset Management 2005-04-20 2005-11-01
AFR173 CHIU Wan Man, Jimmy 趙允文 RE Dealing in Securities 2003-04-01 2004-05-07
AFR173 CHIU Wan Man, Jimmy 趙允文 RE Advising on Securities 2003-04-01 2004-05-07
AFR173 CHIU Wan Man, Jimmy 趙允文 RE Advising on Corporate Finance 2003-04-01 2004-02-27
AFR173 CHIU Wan Man, Jimmy 趙允文 RE Asset Management 2003-04-01 2004-05-07
AFR791 LEE Mei Ling 李美玲 RE Advising on Securities 2003-04-01 2003-09-16
AFR791 LEE Mei Ling 李美玲 RE Advising on Corporate Finance 2003-04-01 2003-09-16
AFR791 LEE Mei Ling 李美玲 RE Asset Management 2003-04-01 2003-09-16
AFS472 CHAN Siu Kee 陳兆基 RE Dealing in Securities 2004-02-27 2005-06-29
AFS472 CHAN Siu Kee 陳兆基 RE Advising on Securities 2003-04-01 2005-06-29
AFS472 CHAN Siu Kee 陳兆基 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AFS472 CHAN Siu Kee 陳兆基 RE Asset Management 2003-04-01 2004-02-19
AFV103 WHEELER Adrian RE Dealing in Securities 2004-02-27 2004-12-07
AFV103 WHEELER Adrian RE Dealing in Securities 2005-06-10 2005-07-08
AFV103 WHEELER Adrian RO Dealing in Securities 2004-12-07 2005-06-10
AFV103 WHEELER Adrian RE Advising on Securities 2003-04-01 2004-12-07
AFV103 WHEELER Adrian RE Advising on Securities 2005-06-10 2005-07-08
AFV103 WHEELER Adrian RO Advising on Securities 2004-12-07 2005-06-10
AFV103 WHEELER Adrian RE Advising on Corporate Finance 2003-04-01 2004-02-19
AFV103 WHEELER Adrian RE Asset Management 2003-04-01 2004-02-19
AFV103 WHEELER Adrian RE Asset Management 2005-06-10 2005-07-08
AFV103 WHEELER Adrian RO Asset Management 2004-12-07 2005-06-10
AGK962 PUN Nai Sung, Tony 潘乃生 RE Dealing in Securities 2003-04-01 2004-07-05
AGK962 PUN Nai Sung, Tony 潘乃生 RE Advising on Securities 2003-04-01 2004-02-27
AGK962 PUN Nai Sung, Tony 潘乃生 RE Advising on Corporate Finance 2003-04-01 2004-02-27
AGK962 PUN Nai Sung, Tony 潘乃生 RE Asset Management 2003-04-01 2004-07-05
AGM472 CHAN Wai Sum, Henry 陳偉森 RE Dealing in Securities 2004-02-27 2004-07-05
AGM472 CHAN Wai Sum, Henry 陳偉森 RE Advising on Securities 2003-04-01 2004-07-05
AGM472 CHAN Wai Sum, Henry 陳偉森 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AGM472 CHAN Wai Sum, Henry 陳偉森 RE Asset Management 2003-04-01 2004-02-19
AGM564 LEE Ka Lun 李家麟 RO Dealing in Securities 2003-04-01 2007-12-31
AGM564 LEE Ka Lun 李家麟 RO Advising on Securities 2003-04-01 2005-11-01
AGM564 LEE Ka Lun 李家麟 RO Asset Management 2003-04-01 2005-11-01
AHG510 LAI Pui Ming, Amy 黎沛明 RE Dealing in Securities 2004-02-27 2005-04-29
AHG510 LAI Pui Ming, Amy 黎沛明 RE Advising on Securities 2003-04-01 2005-04-29
AHG510 LAI Pui Ming, Amy 黎沛明 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AHG510 LAI Pui Ming, Amy 黎沛明 RE Asset Management 2003-04-01 2004-02-19
AIB791 TANG Chi Tat 鄧志達 RE Dealing in Securities 2004-08-17 2005-01-25
AIL714 YUE Wai Man 余慧文 RE Dealing in Securities 2004-02-27 2004-06-23
AIL714 YUE Wai Man 余慧文 RE Advising on Securities 2003-04-01 2004-06-23
AIL714 YUE Wai Man 余慧文 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AIL714 YUE Wai Man 余慧文 RE Asset Management 2003-04-01 2004-02-19
AIU222 TSANG Yuk Wah 曾玉華 RE Dealing in Securities 2004-02-27 2005-11-01
AIU222 TSANG Yuk Wah 曾玉華 RE Advising on Securities 2003-05-13 2005-11-01
AIU443 KUAN Bernhard 關弘毅 RE Dealing in Securities 2003-04-14 2004-09-06
AIU443 KUAN Bernhard 關弘毅 RE Advising on Securities 2004-01-12 2004-09-06
AIU443 KUAN Bernhard 關弘毅 RE Asset Management 2004-06-05 2004-09-06
AJB209 LAU Han Chew, Raymond 劉漢超 RE Dealing in Securities 2004-03-04 2005-11-01
AJB209 LAU Han Chew, Raymond 劉漢超 RE Advising on Securities 2003-07-25 2005-11-01
AKY527 IP Vivien Hsiao Lin 葉曉霖 RE Dealing in Securities 2004-07-16 2005-09-01
AKY527 IP Vivien Hsiao Lin 葉曉霖 RE Advising on Securities 2004-07-16 2005-09-01
AKY984 TSIM Chin Chung 詹前頌 RE Dealing in Securities 2004-07-21 2005-08-01
AKY984 TSIM Chin Chung 詹前頌 RE Advising on Securities 2004-07-21 2005-08-01
ALA477 MIJATOVIC Aleksandra RE Dealing in Securities 2004-07-26 2005-11-01
ALA477 MIJATOVIC Aleksandra RE Advising on Securities 2004-07-26 2005-11-01
ALB061 MUN Ching Cheng 閔青城 RE Dealing in Securities 2004-07-30 2005-08-01
ALB061 MUN Ching Cheng 閔青城 RE Advising on Securities 2004-07-30 2005-08-01
ALH740 JENSEN Neil Andrew RE Dealing in Securities 2004-10-20 2005-11-01
ALH740 JENSEN Neil Andrew RE Advising on Securities 2004-10-20 2005-11-01
ALI615 KAN Yuk San, Susana 簡育珊 RE Dealing in Securities 2004-10-20 2005-11-01
ALI615 KAN Yuk San, Susana 簡育珊 RE Advising on Securities 2004-10-20 2005-11-01
ALU947 LO Poon Shing RE Advising on Securities 2005-03-18 2005-11-01
ALW168 BROLUND Nils Vad RE Advising on Securities 2005-03-31 2005-11-01
ALW477 BOTTOMLEY Amanda Elizabeth RE Dealing in Securities 2005-04-08 2005-11-01
ALW477 BOTTOMLEY Amanda Elizabeth RE Advising on Securities 2005-04-08 2005-11-01
ALY964 LAU Hiu Ming 劉曉明 RE Dealing in Securities 2005-05-06 2005-07-16
ALY964 LAU Hiu Ming 劉曉明 RE Advising on Securities 2005-05-06 2005-07-16
ALZ553 SCOTT-HAMILTON Wendy Fiona Elizabeth RE Dealing in Securities 2005-05-12 2005-07-23
ALZ553 SCOTT-HAMILTON Wendy Fiona Elizabeth RE Advising on Securities 2005-05-12 2005-07-23
AMK156 FORRER Simon Peter RE Advising on Securities 2005-08-30 2005-11-01

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