Hong Kong SFC licence institution AAF936, Allianz Global Investors Hong Kong Limited

These are the licence-holders that were found for SFC licence institution AAF936 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA180 LUM So Fan 林素芬 RE Dealing in Securities 2014-08-20 2015-05-31
AAA180 LUM So Fan 林素芬 RE Advising on Securities 2014-08-20 2015-05-31
AAD156 EU Andrew Douglas 余義焜 RO Dealing in Securities 2006-11-08 2015-05-31
AAD156 EU Andrew Douglas 余義焜 RO Advising on Securities 2006-11-08 2015-05-31
AAD156 EU Andrew Douglas 余義焜 RO Advising on Futures Contracts 2006-11-08 2007-04-12
AAD156 EU Andrew Douglas 余義焜 RO Asset Management 2006-11-08 2015-05-31
AAD940 LO Pui Leung 羅霈良 RE Advising on Securities 2003-04-01 2005-08-19
AAD940 LO Pui Leung 羅霈良 RO Advising on Securities 2003-04-01 2005-01-31
AAD940 LO Pui Leung 羅霈良 RO Advising on Futures Contracts 2003-04-01 2005-12-01
AAD940 LO Pui Leung 羅霈良 RO Advising on Corporate Finance 2003-04-01 2005-01-31
AAD940 LO Pui Leung 羅霈良 RE Asset Management 2005-08-19 2005-12-01
AAD940 LO Pui Leung 羅霈良 RO Asset Management 2003-04-01 2005-08-19
AAF908 KHO Yaw Huat, Bruce RE Dealing in Securities 2003-04-01 2005-08-19
AAF908 KHO Yaw Huat, Bruce RO Dealing in Securities 2005-08-19 2008-10-18
AAF908 KHO Yaw Huat, Bruce RO Advising on Securities 2003-04-01 2008-10-18
AAF908 KHO Yaw Huat, Bruce RO Advising on Corporate Finance 2003-04-01 2005-01-31
AAF908 KHO Yaw Huat, Bruce RO Asset Management 2003-04-01 2008-10-18
AAK168 KONYN Mark RE Dealing in Securities 2003-04-01 2005-08-19
AAK168 KONYN Mark RO Dealing in Securities 2005-08-19 2008-03-08
AAK168 KONYN Mark RO Advising on Securities 2003-04-01 2008-03-08
AAK168 KONYN Mark RO Advising on Corporate Finance 2003-04-01 2005-01-31
AAK168 KONYN Mark RO Asset Management 2003-04-01 2008-03-08
AAW116 CHUNG Betty RE Advising on Securities 2003-04-01 2003-06-13
AAW116 CHUNG Betty RE Advising on Corporate Finance 2003-04-01 2003-06-13
AAW116 CHUNG Betty RE Asset Management 2003-04-01 2003-06-13
AAW117 LEUNG Chi Chung 梁子忠 RE Advising on Securities 2003-04-01 2003-06-13
AAW117 LEUNG Chi Chung 梁子忠 RE Advising on Corporate Finance 2003-04-01 2003-06-13
AAW117 LEUNG Chi Chung 梁子忠 RE Asset Management 2003-04-01 2003-06-13
AAW772 LAU Chun Fai, Dennis 劉振輝 RE Dealing in Securities 2005-05-04 2007-01-10
AAW772 LAU Chun Fai, Dennis 劉振輝 RE Advising on Securities 2003-11-13 2005-08-03
AAW772 LAU Chun Fai, Dennis 劉振輝 RE Advising on Securities 2006-04-12 2007-01-10
ABY665 KWOK Suet Heung 郭雪香 RE Dealing in Securities 2003-04-01 2005-12-12
ABY665 KWOK Suet Heung 郭雪香 RE Advising on Securities 2003-04-01 2005-03-03
ABY665 KWOK Suet Heung 郭雪香 RE Advising on Corporate Finance 2003-04-01 2005-03-03
ABY665 KWOK Suet Heung 郭雪香 RE Asset Management 2003-04-01 2005-03-03
ACA300 FUNG Gracia Yan Chi 馮恩賜 RE Dealing in Securities 2006-09-20 2007-07-16
ACA300 FUNG Gracia Yan Chi 馮恩賜 RE Asset Management 2006-09-20 2007-07-16
ACC119 LEE Wai Shun, Matthew 李維信 RE Advising on Futures Contracts 2006-03-13 2007-04-12
ACC119 LEE Wai Shun, Matthew 李維信 RE Asset Management 2006-03-13 2007-07-17
ACC753 WINCHESTER Nigel Stuart RE Advising on Securities 2003-04-01 2005-03-03
ACC753 WINCHESTER Nigel Stuart RE Advising on Futures Contracts 2003-04-01 2005-11-26
ACC753 WINCHESTER Nigel Stuart RO Advising on Futures Contracts 2005-11-26 2007-04-12
ACC753 WINCHESTER Nigel Stuart RE Advising on Corporate Finance 2003-04-01 2005-03-03
ACC753 WINCHESTER Nigel Stuart RE Asset Management 2003-04-01 2005-11-26
ACC753 WINCHESTER Nigel Stuart RE Asset Management 2007-04-12 2010-02-08
ACC753 WINCHESTER Nigel Stuart RO Asset Management 2005-11-26 2007-04-12
ACE048 CHAN Chi Keung, Raymond 陳致強 RE Dealing in Securities 2003-04-01 2005-08-19
ACE048 CHAN Chi Keung, Raymond 陳致強 RO Dealing in Securities 2005-08-19 2010-02-08
ACE048 CHAN Chi Keung, Raymond 陳致強 RO Advising on Securities 2003-04-01 2010-02-08
ACE048 CHAN Chi Keung, Raymond 陳致強 RO Advising on Futures Contracts 2003-04-01 2007-04-12
ACE048 CHAN Chi Keung, Raymond 陳致強 RO Asset Management 2003-04-01 2015-05-31
ACF555 LAM Yik Fun 林憶芬 RE Advising on Securities 2003-04-01 2003-08-16
ACF555 LAM Yik Fun 林憶芬 RE Advising on Corporate Finance 2003-04-01 2003-08-16
ACF555 LAM Yik Fun 林憶芬 RE Asset Management 2003-04-01 2003-08-16
ACG470 CHAN Yin Kei, Ronald 陳彥麒 RE Advising on Securities 2003-04-01 2005-03-03
ACG470 CHAN Yin Kei, Ronald 陳彥麒 RE Advising on Corporate Finance 2003-04-01 2005-03-03
ACG470 CHAN Yin Kei, Ronald 陳彥麒 RE Asset Management 2003-04-01 2010-02-08
ACM355 HUI Siu Wing 許小榮 RE Dealing in Securities 2010-12-17 2011-06-20
ACM355 HUI Siu Wing 許小榮 RO Dealing in Securities 2011-06-20 2015-04-30
ACM355 HUI Siu Wing 許小榮 RE Advising on Securities 2010-12-17 2011-06-20
ACM355 HUI Siu Wing 許小榮 RO Advising on Securities 2011-06-20 2015-04-30
ACM355 HUI Siu Wing 許小榮 RE Asset Management 2010-12-17 2011-06-30
ACN116 CHAN Chui Shan 陳翠珊 RE Advising on Securities 2007-09-14 2010-02-08
ACN116 CHAN Chui Shan 陳翠珊 RE Asset Management 2007-09-27 2010-02-08
ACO709 ROSSITER II William Kent RE Dealing in Securities 2006-09-20 2010-02-08
ACO709 ROSSITER II William Kent RE Asset Management 2006-09-20 2010-02-08
ACP342 CHUNG Sau Ha, Christina 鍾秀霞 RE Advising on Securities 2003-04-01 2005-03-03
ACP342 CHUNG Sau Ha, Christina 鍾秀霞 RE Advising on Corporate Finance 2003-04-01 2005-03-03
ACP342 CHUNG Sau Ha, Christina 鍾秀霞 RE Asset Management 2003-04-01 2010-02-08
ACQ909 NG Ka Yiu, Desmond 吳家耀 RE Dealing in Securities 2014-10-29 2015-01-27
ACQ909 NG Ka Yiu, Desmond 吳家耀 RO Dealing in Securities 2015-01-27 2015-05-31
ACQ909 NG Ka Yiu, Desmond 吳家耀 RE Advising on Securities 2014-10-29 2015-01-27
ACQ909 NG Ka Yiu, Desmond 吳家耀 RO Advising on Securities 2015-01-27 2015-05-31
ACR360 LAW Alison Chui Yin 羅翠妍 RE Advising on Securities 2004-10-21 2008-09-06
ACR360 LAW Alison Chui Yin 羅翠妍 RE Asset Management 2004-10-21 2008-09-06
ACR894 LEUNG Luen Cheong 梁聯昌 RE Advising on Securities 2003-04-01 2003-11-18
ACR894 LEUNG Luen Cheong 梁聯昌 RE Advising on Corporate Finance 2003-04-01 2003-11-18
ACR894 LEUNG Luen Cheong 梁聯昌 RE Asset Management 2003-04-01 2003-11-18
ACS167 LAI Yiu Cheung, Dennis 黎耀章 RE Advising on Securities 2003-06-09 2006-07-01
ACS167 LAI Yiu Cheung, Dennis 黎耀章 RE Asset Management 2003-06-09 2010-02-08
ACS519 WAN Yuen Yung 溫婉容 RE Dealing in Securities 2003-05-21 2005-12-06
ACS519 WAN Yuen Yung 溫婉容 RO Dealing in Securities 2005-12-06 2009-01-10
ACS519 WAN Yuen Yung 溫婉容 RE Advising on Securities 2003-05-21 2005-12-06
ACS519 WAN Yuen Yung 溫婉容 RO Advising on Securities 2005-12-06 2009-01-10
ACS788 LUM Kin Keung 林健強 RE Advising on Securities 2003-04-01 2006-07-01
ACS788 LUM Kin Keung 林健強 RE Advising on Corporate Finance 2003-04-01 2005-03-03
ACS788 LUM Kin Keung 林健強 RE Asset Management 2003-04-01 2005-03-03
ACT312 YIAN Chui Wah, Lethe 任翠華 RE Dealing in Securities 2009-08-18 2010-02-08
ACT312 YIAN Chui Wah, Lethe 任翠華 RE Asset Management 2009-08-18 2010-02-08
ADA301 WONG Doris Yuk Ying 黃玉瑩 RE Advising on Securities 2003-04-01 2003-07-19
ADA301 WONG Doris Yuk Ying 黃玉瑩 RE Advising on Corporate Finance 2003-04-01 2003-07-19
ADA301 WONG Doris Yuk Ying 黃玉瑩 RE Asset Management 2003-04-01 2003-07-19
ADB779 WAI Man Shan, Ada 衞敏珊 RE Dealing in Securities 2004-05-24 2010-02-08
ADB779 WAI Man Shan, Ada 衞敏珊 RE Advising on Securities 2004-05-24 2010-02-08
ADC080 LEUNG Lewis Kai Pong 梁啟邦 RE Dealing in Securities 2007-12-06 2010-04-21
ADC080 LEUNG Lewis Kai Pong 梁啟邦 RO Dealing in Securities 2010-04-21 2012-03-29
ADC080 LEUNG Lewis Kai Pong 梁啟邦 RE Advising on Securities 2007-12-06 2010-04-21
ADC080 LEUNG Lewis Kai Pong 梁啟邦 RO Advising on Securities 2010-04-21 2012-03-29
ADC080 LEUNG Lewis Kai Pong 梁啟邦 RE Asset Management 2007-12-06 2010-04-21
ADC080 LEUNG Lewis Kai Pong 梁啟邦 RO Asset Management 2010-04-21 2012-03-29
ADH396 LEUNG Tak Hong 梁德康 RE Advising on Securities 2003-04-01 2005-03-03
ADH396 LEUNG Tak Hong 梁德康 RE Advising on Corporate Finance 2003-04-01 2005-03-03
ADH396 LEUNG Tak Hong 梁德康 RE Asset Management 2003-04-01 2006-03-11
ADJ389 LAW Siu Cheung 羅肇翔 RE Advising on Securities 2005-01-12 2010-02-08
ADJ389 LAW Siu Cheung 羅肇翔 RE Asset Management 2005-01-18 2010-02-08
ADM030 TSE Man Shan, Agnes 謝旻姍 RE Advising on Securities 2003-04-01 2003-09-27
ADM030 TSE Man Shan, Agnes 謝旻姍 RE Advising on Corporate Finance 2003-04-01 2003-09-27
ADM030 TSE Man Shan, Agnes 謝旻姍 RE Asset Management 2003-04-01 2003-09-27
ADO606 LEE Hon Kit 李漢傑 RE Dealing in Securities 2005-04-08 2007-06-15
ADO606 LEE Hon Kit 李漢傑 RO Dealing in Securities 2007-06-15 2007-12-08
ADO606 LEE Hon Kit 李漢傑 RE Advising on Securities 2003-06-16 2005-08-03
ADO606 LEE Hon Kit 李漢傑 RE Advising on Securities 2006-04-12 2007-06-15
ADO606 LEE Hon Kit 李漢傑 RO Advising on Securities 2007-06-15 2007-12-08
ADO606 LEE Hon Kit 李漢傑 RO Asset Management 2007-06-15 2007-12-08
ADR821 CHAN Cathleen Karen 陳嘉綸 RE Dealing in Securities 2007-11-07 2010-02-08
ADR821 CHAN Cathleen Karen 陳嘉綸 RE Advising on Securities 2007-11-07 2010-02-08
ADS911 CHAN Derek Kai-Lek 陳紀律 RE Advising on Securities 2004-08-17 2010-02-08
ADS911 CHAN Derek Kai-Lek 陳紀律 RE Asset Management 2004-08-17 2010-02-08
ADT381 YU Tze Ling 余子玲 RE Dealing in Securities 2011-06-10 2014-01-07
ADT381 YU Tze Ling 余子玲 RO Dealing in Securities 2014-01-07 2015-05-31
ADT381 YU Tze Ling 余子玲 RE Advising on Securities 2011-06-10 2014-01-07
ADT381 YU Tze Ling 余子玲 RO Advising on Securities 2014-01-07 2015-05-31
ADZ303 FUNG On Kei, Angela 馮安琪 RE Advising on Securities 2003-04-01 2007-08-11
ADZ303 FUNG On Kei, Angela 馮安琪 RE Advising on Corporate Finance 2003-04-01 2005-03-03
ADZ303 FUNG On Kei, Angela 馮安琪 RE Asset Management 2003-04-01 2005-03-03
AEB972 TSE Chi Ho 謝志豪 RE Dealing in Securities 2008-03-07 2008-09-26
AEB972 TSE Chi Ho 謝志豪 RO Dealing in Securities 2008-09-26 2011-04-05
AEB972 TSE Chi Ho 謝志豪 RE Advising on Securities 2008-04-08 2008-09-26
AEB972 TSE Chi Ho 謝志豪 RO Advising on Securities 2008-09-26 2011-04-05
AEB972 TSE Chi Ho 謝志豪 RE Asset Management 2008-04-08 2008-09-26
AEB972 TSE Chi Ho 謝志豪 RO Asset Management 2008-09-26 2011-04-05
AEF917 KWOK Ah See, Alice 郭雅思 RE Dealing in Securities 2011-07-20 2012-04-16
AEI864 RICHARDSON Alan Jack Newman RE Asset Management 2006-11-15 2008-10-11
AEK664 AU Yuen Ting, Miranda 區婉婷 RE Dealing in Securities 2006-08-24 2010-02-08
AEK664 AU Yuen Ting, Miranda 區婉婷 RE Asset Management 2006-08-29 2010-02-08
AEP551 KHAN Karima 簡家寶 RE Advising on Securities 2003-04-01 2003-05-26
AEP551 KHAN Karima 簡家寶 RE Advising on Corporate Finance 2003-04-01 2003-05-26
AEP551 KHAN Karima 簡家寶 RE Asset Management 2003-04-01 2003-05-26
AEQ897 CAMPION James Edmund RO Dealing in Securities 2007-03-08 2007-08-01
AEQ897 CAMPION James Edmund RO Advising on Securities 2007-03-08 2007-08-01
AEQ897 CAMPION James Edmund RO Asset Management 2007-03-08 2007-08-01
AEZ033 NG Ching Han 伍靜嫺 RE Dealing in Securities 2007-12-03 2008-03-01
AFD037 LAM Yee Kwan, Helen 林綺君 RE Advising on Securities 2003-04-01 2005-03-03
AFD037 LAM Yee Kwan, Helen 林綺君 RE Advising on Futures Contracts 2003-04-01 2007-04-12
AFD037 LAM Yee Kwan, Helen 林綺君 RE Advising on Corporate Finance 2003-04-01 2005-03-03
AFD037 LAM Yee Kwan, Helen 林綺君 RE Asset Management 2003-04-01 2010-02-08
AFH189 XU Mei 徐梅 RE Advising on Securities 2003-04-01 2003-07-01
AFH189 XU Mei 徐梅 RE Advising on Corporate Finance 2003-04-01 2003-07-01
AFH189 XU Mei 徐梅 RE Asset Management 2003-04-01 2003-07-01
AFL162 LAU Ming Chung 劉明聰 RE Dealing in Securities 2003-11-25 2004-08-20
AFL162 LAU Ming Chung 劉明聰 RE Advising on Securities 2003-11-25 2004-08-20
AFL217 MA Kwai Chuen, Charles 馬桂銓 RE Dealing in Securities 2011-07-12 2015-05-31
AFL217 MA Kwai Chuen, Charles 馬桂銓 RE Advising on Securities 2011-07-12 2015-05-31
AFM342 TANG Ka Nam 鄧嘉南 RE Dealing in Securities 2005-04-08 2005-09-28
AFM342 TANG Ka Nam 鄧嘉南 RE Advising on Securities 2003-09-19 2005-08-03
AFN039 WOO Fook Cheong RE Advising on Securities 2004-09-16 2010-02-08
AFN039 WOO Fook Cheong RE Asset Management 2004-09-16 2010-02-08
AFN641 LI Sai Yiu, Charles 李世耀 RE Dealing in Securities 2006-08-09 2009-08-01
AFN641 LI Sai Yiu, Charles 李世耀 RE Advising on Securities 2006-07-06 2009-08-01
AFN905 LEE Sai Yin 李世賢 RE Dealing in Securities 2005-04-08 2006-07-08
AFN905 LEE Sai Yin 李世賢 RE Advising on Securities 2003-04-01 2005-03-03
AFN905 LEE Sai Yin 李世賢 RE Advising on Corporate Finance 2003-04-01 2005-03-03
AFN905 LEE Sai Yin 李世賢 RE Asset Management 2003-04-01 2006-07-08
AFP587 CHAN Wai Yee 陳慧儀 RE Dealing in Securities 2006-12-14 2010-02-08
AFP587 CHAN Wai Yee 陳慧儀 RE Advising on Securities 2006-10-26 2010-02-08
AFR181 TSANG Ka Man 曾嘉敏 RE Advising on Securities 2007-12-13 2015-05-31
AFT213 LEE Chi Wai 李志偉 RE Advising on Securities 2003-04-01 2005-03-03
AFT213 LEE Chi Wai 李志偉 RE Advising on Futures Contracts 2003-04-01 2007-04-12
AFT213 LEE Chi Wai 李志偉 RE Advising on Corporate Finance 2003-04-01 2005-03-03
AFT213 LEE Chi Wai 李志偉 RE Asset Management 2003-04-01 2010-02-08
AFU102 TSE Lam 謝琳 RE Advising on Securities 2003-04-01 2004-02-19
AFU102 TSE Lam 謝琳 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AFU102 TSE Lam 謝琳 RE Asset Management 2003-04-01 2004-02-19
AFX602 LEE Fanny Yuk Lai 李玉麗 RE Dealing in Securities 2006-09-20 2011-05-28
AFY162 HO Kelly Ngar Ying 何雅盈 RE Dealing in Securities 2012-07-03 2015-05-31
AFZ880 WONG Lok Sang 黃樂生 RE Advising on Securities 2008-08-29 2010-02-08
AFZ880 WONG Lok Sang 黃樂生 RE Asset Management 2008-08-29 2010-02-08
AGD655 MA Mei Suen 馬鎂渲 RE Dealing in Securities 2003-04-01 2010-02-08
AGD655 MA Mei Suen 馬鎂渲 RE Advising on Securities 2003-04-01 2010-02-08
AGD655 MA Mei Suen 馬鎂渲 RE Advising on Corporate Finance 2003-04-01 2005-03-03
AGD655 MA Mei Suen 馬鎂渲 RE Asset Management 2003-04-01 2005-03-03
AGF374 TANG Wing Sze Winnie 鄧詠詩 RE Advising on Securities 2003-04-01 2003-07-23
AGF374 TANG Wing Sze Winnie 鄧詠詩 RE Advising on Corporate Finance 2003-04-01 2003-07-23
AGF374 TANG Wing Sze Winnie 鄧詠詩 RE Asset Management 2003-04-01 2003-07-23
AGG430 CHAN Wan Ying, Debby 陳韻盈 RE Advising on Securities 2004-02-02 2007-08-01
AGG430 CHAN Wan Ying, Debby 陳韻盈 RE Asset Management 2004-02-02 2007-08-01
AGG689 TONG Cheuk Fung, David 湯卓峰 RE Advising on Securities 2004-08-20 2005-02-02
AGG689 TONG Cheuk Fung, David 湯卓峰 RE Asset Management 2004-08-20 2005-02-02
AGI184 PONG Ho Yin 龐浩賢 RE Advising on Securities 2003-04-01 2010-02-08
AGI184 PONG Ho Yin 龐浩賢 RE Advising on Corporate Finance 2003-04-01 2005-03-03
AGI184 PONG Ho Yin 龐浩賢 RE Asset Management 2003-04-01 2010-02-08
AGI953 CHAN Cheong Kin 陳昌健 RE Dealing in Securities 2012-05-10 2015-05-31
AGJ907 CHAN Chun Man 陳俊文 RE Dealing in Securities 2009-08-17 2010-05-01
AGK626 FAN Siu Ying 樊少英 RE Advising on Securities 2003-04-01 2004-04-09
AGK626 FAN Siu Ying 樊少英 RE Advising on Corporate Finance 2003-04-01 2004-04-09
AGK626 FAN Siu Ying 樊少英 RE Asset Management 2003-04-01 2004-04-09
AGK719 YU Tin Yau, Elvin 余天佑 RE Dealing in Securities 2009-08-17 2010-02-08
AGK719 YU Tin Yau, Elvin 余天佑 RE Asset Management 2009-08-17 2010-02-08
AHC732 HO Hoi Wah 何凱華 RE Dealing in Securities 2012-05-07 2015-05-31
AHD490 MAN Wan Ngok 文蘊蕚 RE Dealing in Securities 2004-03-22 2005-05-19
AHD490 MAN Wan Ngok 文蘊蕚 RE Advising on Securities 2004-03-22 2005-05-19
AHN706 THAM Leung-Hwa RE Asset Management 2007-03-05 2007-08-06
AHQ858 LIU Zhigang 劉志剛 RE Advising on Securities 2004-10-21 2010-02-08
AHQ858 LIU Zhigang 劉志剛 RE Advising on Futures Contracts 2005-02-02 2007-04-12
AHQ858 LIU Zhigang 劉志剛 RE Asset Management 2004-10-21 2010-02-08
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Dealing in Securities 2005-02-21 2008-09-26
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Asset Management 2005-02-25 2008-09-26
AIY444 KIM Chi Hyun RE Advising on Securities 2003-05-30 2003-10-15
AJE855 TSE Sum Sum 謝琛琛 RE Dealing in Securities 2005-04-08 2006-06-10
AJE855 TSE Sum Sum 謝琛琛 RE Advising on Securities 2003-10-13 2005-08-03
AJG217 CHAN Oi Sze, Elsie 陳愛詩 RE Advising on Securities 2003-11-14 2004-11-23
AJK607 CHWEI Mein Sze 徐敏思 RE Advising on Securities 2008-01-18 2010-02-08
AJK607 CHWEI Mein Sze 徐敏思 RE Asset Management 2008-01-18 2010-02-08
AJV350 WAN Chiu Ho, Peggy 溫肖荷 RE Dealing in Securities 2010-09-01 2015-05-31
AKP006 FU Chi Wah, Paul 符致華 RE Dealing in Securities 2011-07-25 2015-05-31
AKP006 FU Chi Wah, Paul 符致華 RE Advising on Securities 2011-07-25 2015-05-31
AKW835 CHONG Sai Wai, Shirley 鍾世蕙 RE Dealing in Securities 2008-08-12 2015-05-31
AKW835 CHONG Sai Wai, Shirley 鍾世蕙 RE Advising on Securities 2012-09-12 2015-05-31
ALB958 CHEN Hsi-An RE Advising on Securities 2004-09-13 2006-06-05
ALB958 CHEN Hsi-An RE Asset Management 2004-09-13 2006-06-05
ALC809 HUNG Wing Chi 孔詠枝 RE Advising on Securities 2004-09-21 2007-09-08
ALK097 KAM Wing Ting, Vivian 甘詠婷 RE Dealing in Securities 2005-06-23 2012-04-12
ALK097 KAM Wing Ting, Vivian 甘詠婷 RE Advising on Securities 2005-07-21 2012-04-12
ALW385 CHUNG Yik Ting, Constance 鍾易庭 RE Dealing in Securities 2005-04-14 2006-08-19
AMA948 NG Yiu Ho 吳耀豪 RE Dealing in Securities 2007-03-23 2007-04-18
AMC685 LEUNG Pui Man 梁佩雯 RE Advising on Securities 2007-10-22 2008-04-19
AME416 TAM Victoria RE Dealing in Securities 2007-07-26 2010-02-08
AME416 TAM Victoria RE Asset Management 2007-07-26 2010-02-08
AMF717 YANG Wai Ming, Joanna 楊惠明 RE Advising on Securities 2005-07-19 2010-02-08
AMF717 YANG Wai Ming, Joanna 楊惠明 RE Asset Management 2005-07-19 2010-02-08
AMI284 LEE Wai Han, Louisa 李慧嫻 RE Advising on Securities 2005-09-22 2010-02-08
AMI284 LEE Wai Han, Louisa 李慧嫻 RE Asset Management 2005-09-22 2010-02-08
AMO738 NG Ka Wai, Jenny 吳嘉惠 RE Dealing in Securities 2005-10-17 2009-10-17
AMO738 NG Ka Wai, Jenny 吳嘉惠 RE Asset Management 2005-10-17 2009-10-17
AMR265 KO Wai Ling 高韋玲 RE Dealing in Securities 2005-11-04 2007-06-14
ANN330 WONG Kit Yan, Cecilia 黃潔茵 RE Advising on Securities 2006-07-21 2010-02-08
ANN330 WONG Kit Yan, Cecilia 黃潔茵 RE Asset Management 2006-07-21 2010-02-08
ANW492 LIM Hui Neo, Marie Nicolette 林惠娘 RE Dealing in Securities 2006-09-20 2009-08-01
ANW492 LIM Hui Neo, Marie Nicolette 林惠娘 RE Asset Management 2006-09-20 2009-08-01
ANW496 LOH Tiam Yong RE Dealing in Securities 2006-09-20 2006-10-23
ANW496 LOH Tiam Yong RE Asset Management 2006-09-20 2006-10-23
ANW498 ONG Steven Wei Jeang 王偉獎 RE Dealing in Securities 2006-09-20 2007-05-12
ANW498 ONG Steven Wei Jeang 王偉獎 RE Asset Management 2006-09-20 2007-05-12
ANW500 TAN Ai Ling, Isabella RE Dealing in Securities 2006-09-20 2010-02-08
ANW500 TAN Ai Ling, Isabella RE Asset Management 2006-09-20 2010-02-08
ANW541 PHUA Joo Han Adam RE Dealing in Securities 2006-08-30 2010-02-08
ANW541 PHUA Joo Han Adam RE Asset Management 2006-08-30 2010-02-08
ANW651 CHEN Kuang Yu 陳冠宇 RE Dealing in Securities 2006-09-20 2010-02-08
ANW651 CHEN Kuang Yu 陳冠宇 RE Asset Management 2006-09-20 2010-02-08
ANX209 LIN Tzong-Shyan 林宗賢 RE Advising on Securities 2006-10-18 2008-03-01
ANX209 LIN Tzong-Shyan 林宗賢 RE Asset Management 2006-10-18 2008-03-01
AOB304 BAO Xuming 鮑旭鳴 RE Asset Management 2006-10-17 2007-05-01
AOE058 WONG Suet King, Eldora 王雪瓊 RE Dealing in Securities 2007-09-14 2009-08-13
AOE058 WONG Suet King, Eldora 王雪瓊 RE Asset Management 2007-09-14 2009-08-13
AON053 LO Ka Kin 盧家健 RE Dealing in Securities 2007-03-29 2013-03-11
AON053 LO Ka Kin 盧家健 RE Advising on Securities 2007-03-29 2013-03-11
AOQ623 PAN Yuming 潘宇明 RE Asset Management 2007-02-26 2010-02-08
AOU894 CHAN Chung Sze 陳頌斯 RE Dealing in Securities 2007-04-20 2009-08-01
APA285 KIM Sang Won 金相沅 RE Advising on Futures Contracts 2007-05-29 2007-06-28
APA285 KIM Sang Won 金相沅 RE Asset Management 2007-05-29 2010-02-08
APH865 TAN Keng Beng 陳競明 RE Dealing in Securities 2007-07-26 2009-07-18
APH865 TAN Keng Beng 陳競明 RE Asset Management 2007-07-26 2009-07-18
APN775 CHAN Kwan Ho 陳鈞浩 RE Dealing in Securities 2007-10-25 2011-04-01
APN775 CHAN Kwan Ho 陳鈞浩 RE Advising on Securities 2007-10-25 2011-04-01
APO462 WONG Hau Ying, Gemma 黃巧盈 RE Dealing in Securities 2007-10-11 2010-02-08
APO462 WONG Hau Ying, Gemma 黃巧盈 RE Asset Management 2007-10-11 2010-02-08
APO468 TSUJIMOTO Shinya RE Advising on Securities 2007-09-04 2010-02-08
APO468 TSUJIMOTO Shinya RE Asset Management 2007-09-04 2010-02-08
APR883 YIU Wai Ho 姚偉浩 RE Dealing in Securities 2007-10-08 2009-08-01
APR883 YIU Wai Ho 姚偉浩 RE Advising on Securities 2007-10-08 2009-08-01
APU513 PANG Yan Ni 彭欣妮 RE Dealing in Securities 2007-10-12 2010-09-09
APU513 PANG Yan Ni 彭欣妮 RE Advising on Securities 2007-10-12 2010-09-09
APU629 SCHOFIELD Paul Andrew RE Advising on Securities 2007-10-15 2007-10-19
APU629 SCHOFIELD Paul Andrew RE Advising on Securities 2008-03-03 2008-03-06
APV536 WU Renhao 吳任昊 RE Asset Management 2007-10-16 2010-02-08
AQN833 GRUBBS Lindsey Diane RE Dealing in Securities 2008-08-29 2010-02-08
AQN833 GRUBBS Lindsey Diane RE Advising on Securities 2008-08-29 2010-02-08
AQS326 YAU On Na 丘安娜 RE Dealing in Securities 2008-04-21 2012-02-10
AQS326 YAU On Na 丘安娜 RE Advising on Securities 2008-04-21 2012-02-10
AQT055 SMITH Joshua Hayden RE Advising on Securities 2008-12-09 2010-02-08
AQT055 SMITH Joshua Hayden RE Asset Management 2008-12-09 2010-02-08
ARG193 AN Su Yeon 安粹妍 RE Advising on Securities 2008-06-27 2010-02-08
ARG193 AN Su Yeon 安粹妍 RE Asset Management 2008-06-27 2010-02-08
ARN514 LAU Chi Yan 劉智仁 RE Dealing in Securities 2011-03-01 2015-05-31
ASH883 YEUNG Ka Man, Theresa 楊嘉雯 RE Dealing in Securities 2010-12-23 2011-10-01
ASL549 KLAUSFELDER Frank Achim RE Dealing in Securities 2009-06-11 2013-08-01
ASL549 KLAUSFELDER Frank Achim RO Dealing in Securities 2009-04-07 2009-06-11
ASL549 KLAUSFELDER Frank Achim RE Advising on Securities 2009-06-11 2013-08-01
ASL549 KLAUSFELDER Frank Achim RO Advising on Securities 2009-04-07 2009-06-11
ASL549 KLAUSFELDER Frank Achim RE Asset Management 2009-06-11 2013-08-01
ASL549 KLAUSFELDER Frank Achim RO Asset Management 2009-04-07 2009-06-11
ATR121 TSE Koon Nang, Colin 謝貫能 RE Dealing in Securities 2009-09-07 2010-02-08
ATR121 TSE Koon Nang, Colin 謝貫能 RE Asset Management 2009-09-07 2010-02-08
AUB112 CHOU Yi-ling 周一玲 RE Dealing in Securities 2009-12-01 2013-08-31
AVX038 LI Angel 李安琪 RE Dealing in Securities 2010-09-16 2012-02-10
AVX038 LI Angel 李安琪 RE Advising on Securities 2010-09-16 2012-02-10
AWC707 MAK Kai Ming, Maurice 麥楷明 RE Dealing in Securities 2010-10-21 2010-11-12
AWF326 ZHENG Xiaoxi 鄭小溪 RE Dealing in Securities 2010-11-11 2012-06-03
AWF945 TSANG Hoi Kiu 曾凱翹 RE Dealing in Securities 2010-12-06 2012-06-04
AWH799 LIU Fang-ying 劉方穎 RE Dealing in Securities 2010-11-18 2011-05-20
AWH799 LIU Fang-ying 劉方穎 RE Advising on Securities 2010-11-18 2011-05-20
AWK454 SIM Ryan Gerard Hock Chye RE Dealing in Securities 2010-12-02 2012-05-11
AWK454 SIM Ryan Gerard Hock Chye RE Advising on Securities 2010-12-02 2012-05-11
AWN091 WAN Man Sze, Esther 尹文詩 RE Dealing in Securities 2014-12-17 2015-05-31
AWQ429 GOH Kwang Yi, Angeline RE Dealing in Securities 2011-01-14 2011-05-20
AWQ429 GOH Kwang Yi, Angeline RE Advising on Securities 2011-01-14 2011-05-20
AWU679 FONG Jason Yik Kuen 方奕權 RE Dealing in Securities 2011-02-21 2013-06-24
AXH973 HE Zhiling 何志凌 RE Dealing in Securities 2013-12-30 2015-05-31
AZJ790 WONG Shun Ning 王順寧 RE Dealing in Securities 2012-04-26 2015-05-31
BAL992 FORSYTH Douglas Gorman RE Dealing in Securities 2013-01-02 2013-02-02
BAL992 FORSYTH Douglas Gorman RE Dealing in Securities 2014-01-08 2014-02-07
BAL992 FORSYTH Douglas Gorman RE Dealing in Securities 2014-09-22 2014-09-26
BAL992 FORSYTH Douglas Gorman RE Dealing in Securities 2015-01-12 2015-01-16
BAM226 WINKELMANN Thorsten Lars RE Dealing in Securities 2013-01-02 2013-02-02
BAM226 WINKELMANN Thorsten Lars RE Dealing in Securities 2014-07-09 2014-07-16
BBL197 SEDGWICK-DWANE Neil Peter RE Dealing in Securities 2014-01-08 2014-02-07
BBL197 SEDGWICK-DWANE Neil Peter RE Dealing in Securities 2015-01-12 2015-01-16
BBL197 SEDGWICK-DWANE Neil Peter RE Advising on Securities 2013-06-24 2013-07-24
BBW416 HOFMANN Robert Klaus RE Dealing in Securities 2013-09-23 2013-10-23
BCL773 NEVILLE Andrew James RE Dealing in Securities 2014-01-08 2014-02-07
BCP375 AXLINE Kenly Mathew RE Dealing in Securities 2014-01-08 2014-02-07
BCP382 MC CRAW John Courtney RE Dealing in Securities 2014-01-08 2014-02-07
BDJ934 OBERTO David J. RE Dealing in Securities 2014-07-21 2014-07-25
BFB285 MORRIS-EYTON Marcus Alexander RE Dealing in Securities 2015-03-18 2015-03-20

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