Hong Kong SFC licence institution AAG294, RBC Futures Services (Asia) Limited

These are the licence-holders that were found for SFC licence institution AAG294 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC712 WOO Mo Lai, Eleanor 胡慕麗 RE Dealing in Futures Contracts 2005-06-16 2005-09-30
AAC712 WOO Mo Lai, Eleanor 胡慕麗 RE Advising on Futures Contracts 2005-06-16 2005-09-30
AAE759 CHAN Sau Ying, Doris 陳秀瑛 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AAE759 CHAN Sau Ying, Doris 陳秀瑛 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AAE759 CHAN Sau Ying, Doris 陳秀瑛 RE Asset Management 2003-04-01 2003-06-18
AAG156 KA Shui Pung, Francis 賈樹彬 RO Dealing in Futures Contracts 2003-04-01 2005-09-30
AAG156 KA Shui Pung, Francis 賈樹彬 RO Advising on Futures Contracts 2003-04-01 2005-09-30
AAG156 KA Shui Pung, Francis 賈樹彬 RO Asset Management 2003-04-01 2003-06-18
AAG170 LING Wing Kit 凌榮傑 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AAG170 LING Wing Kit 凌榮傑 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AAG170 LING Wing Kit 凌榮傑 RE Asset Management 2003-04-01 2003-06-18
AAG224 NG Kwok Kee 吳國基 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AAG224 NG Kwok Kee 吳國基 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AAG224 NG Kwok Kee 吳國基 RE Asset Management 2003-04-01 2003-06-18
AAG234 CHEUNG Kin Ming, Terrence 張堅明 RE Dealing in Futures Contracts 2003-04-01 2003-04-04
AAG234 CHEUNG Kin Ming, Terrence 張堅明 RE Advising on Futures Contracts 2003-04-01 2003-04-04
AAG234 CHEUNG Kin Ming, Terrence 張堅明 RE Asset Management 2003-04-01 2003-04-04
AAG239 TANG Kwai Wing, Paulo 鄧季榮 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AAG239 TANG Kwai Wing, Paulo 鄧季榮 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AAG239 TANG Kwai Wing, Paulo 鄧季榮 RE Asset Management 2003-04-01 2003-06-18
AAG244 WONG Wai Kay 黃偉基 RE Dealing in Futures Contracts 2003-04-01 2005-03-24
AAG244 WONG Wai Kay 黃偉基 RO Dealing in Futures Contracts 2005-03-24 2005-09-30
AAG244 WONG Wai Kay 黃偉基 RE Advising on Futures Contracts 2003-04-01 2005-03-24
AAG244 WONG Wai Kay 黃偉基 RO Advising on Futures Contracts 2005-03-24 2005-09-30
AAG244 WONG Wai Kay 黃偉基 RE Asset Management 2003-04-01 2003-06-18
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AAG246 SIN Chi Fong, Rosa 冼志芳 RE Asset Management 2003-04-01 2003-06-18
AAG250 LEUNG Ting Wah 梁定華 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AAG250 LEUNG Ting Wah 梁定華 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AAG250 LEUNG Ting Wah 梁定華 RE Asset Management 2003-04-01 2003-06-18
AAG253 YIP Siu Bing 葉少冰 RE Dealing in Futures Contracts 2003-04-01 2003-07-16
AAG253 YIP Siu Bing 葉少冰 RE Advising on Futures Contracts 2003-04-01 2003-07-16
AAG253 YIP Siu Bing 葉少冰 RE Asset Management 2003-04-01 2003-06-18
AAG259 KA Wai Kam, David 賈偉鑑 RE Dealing in Futures Contracts 2003-04-01 2005-03-24
AAG259 KA Wai Kam, David 賈偉鑑 RO Dealing in Futures Contracts 2005-03-24 2005-09-30
AAG259 KA Wai Kam, David 賈偉鑑 RE Advising on Futures Contracts 2003-04-01 2005-03-24
AAG259 KA Wai Kam, David 賈偉鑑 RO Advising on Futures Contracts 2005-03-24 2005-09-30
AAG259 KA Wai Kam, David 賈偉鑑 RE Asset Management 2003-04-01 2003-06-18
AAG277 AU Sze Dat, Karic 區士達 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AAG277 AU Sze Dat, Karic 區士達 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AAG277 AU Sze Dat, Karic 區士達 RE Asset Management 2003-04-01 2003-06-18
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AAQ009 LEE Tsz Kwun, Rosanna 李旨坤 RE Asset Management 2003-04-01 2003-06-18
AAV771 PHUAR Boon Tuan, Christine RE Dealing in Futures Contracts 2003-04-01 2003-05-16
AAV771 PHUAR Boon Tuan, Christine RE Advising on Futures Contracts 2003-04-01 2003-05-16
AAV771 PHUAR Boon Tuan, Christine RE Asset Management 2003-04-01 2003-05-16
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Dealing in Futures Contracts 2003-04-01 2004-10-15
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Advising on Futures Contracts 2003-04-01 2004-02-17
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Asset Management 2003-04-01 2003-06-18
ABD078 LEE Yiu Fai, Terence 李耀輝 RE Dealing in Futures Contracts 2003-04-01 2003-11-10
ABD078 LEE Yiu Fai, Terence 李耀輝 RE Advising on Futures Contracts 2003-04-01 2003-11-07
ABD078 LEE Yiu Fai, Terence 李耀輝 RE Asset Management 2003-04-01 2003-06-18
ABZ466 LAM Josephine 林黃美玲 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
ABZ466 LAM Josephine 林黃美玲 RE Advising on Futures Contracts 2003-04-01 2005-09-30
ABZ466 LAM Josephine 林黃美玲 RE Asset Management 2003-04-01 2003-06-18
ACH768 CHOW Yat Ming, William 周逸明 RE Dealing in Futures Contracts 2003-04-01 2004-07-06
ACH768 CHOW Yat Ming, William 周逸明 RE Advising on Futures Contracts 2003-04-01 2004-02-17
ACH768 CHOW Yat Ming, William 周逸明 RE Asset Management 2003-04-01 2003-06-18
ACK376 FUNG Hok Kwan, Edmond 馮學群 RE Dealing in Futures Contracts 2003-04-01 2003-08-20
ACK376 FUNG Hok Kwan, Edmond 馮學群 RE Advising on Futures Contracts 2003-04-01 2003-08-19
ACK376 FUNG Hok Kwan, Edmond 馮學群 RE Asset Management 2003-04-01 2003-06-18
ACK600 DUONG My Hanh, Alice 楊惠敏 RO Dealing in Futures Contracts 2003-04-01 2004-10-09
ACW820 WONG Chi Keung, David 黃志強 RE Dealing in Futures Contracts 2003-04-01 2004-09-02
ACW820 WONG Chi Keung, David 黃志強 RE Advising on Futures Contracts 2003-04-01 2004-09-02
ACW820 WONG Chi Keung, David 黃志強 RE Asset Management 2003-04-01 2003-06-18
ADA367 LEE Chi Ming 李志明 RE Dealing in Futures Contracts 2004-12-09 2005-04-25
ADA367 LEE Chi Ming 李志明 RE Advising on Futures Contracts 2004-12-14 2005-04-25
ADW038 YU Mo Sheung, Carmen 余慕嫦 RE Dealing in Futures Contracts 2003-04-01 2005-04-18
ADW038 YU Mo Sheung, Carmen 余慕嫦 RE Advising on Futures Contracts 2003-04-01 2005-04-18
ADW038 YU Mo Sheung, Carmen 余慕嫦 RE Asset Management 2003-04-01 2003-06-18
AEA861 LEUNG Yuen Ping, Dara 梁婉萍 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AEA861 LEUNG Yuen Ping, Dara 梁婉萍 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AEA861 LEUNG Yuen Ping, Dara 梁婉萍 RE Asset Management 2003-04-01 2003-06-18
AFL697 HO On Nar 何安娜 RE Dealing in Futures Contracts 2003-04-01 2005-02-08
AFL697 HO On Nar 何安娜 RE Advising on Futures Contracts 2003-04-01 2005-02-08
AFL697 HO On Nar 何安娜 RE Asset Management 2003-04-01 2003-06-18
AFM556 KUNG King Man, Inna 龔敬雯 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AFM556 KUNG King Man, Inna 龔敬雯 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AFM556 KUNG King Man, Inna 龔敬雯 RE Asset Management 2003-04-01 2003-06-18
AFR592 LI Siu Chong, Hetty 李小莊 RE Dealing in Futures Contracts 2004-04-02 2004-07-20
AFZ385 CHOI Harris Shu Sum 蔡澍森 RE Dealing in Futures Contracts 2003-04-01 2004-03-04
AFZ385 CHOI Harris Shu Sum 蔡澍森 RE Advising on Futures Contracts 2003-04-01 2004-02-17
AFZ385 CHOI Harris Shu Sum 蔡澍森 RE Asset Management 2003-04-01 2003-06-18
AGD631 TSANG Chun Pang 曾振鵬 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AGD631 TSANG Chun Pang 曾振鵬 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AGD631 TSANG Chun Pang 曾振鵬 RE Asset Management 2003-04-01 2003-06-18
AHD642 HARVEY-FROS Christopher Simon Francis RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AHD642 HARVEY-FROS Christopher Simon Francis RE Advising on Futures Contracts 2003-04-01 2005-09-30
AHD642 HARVEY-FROS Christopher Simon Francis RE Asset Management 2003-04-01 2003-06-18
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Dealing in Futures Contracts 2003-04-01 2005-09-30
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Advising on Futures Contracts 2003-04-01 2005-09-30
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Asset Management 2003-04-01 2003-06-18
AID285 LUONG Vanessa 梁美雲 RO Dealing in Futures Contracts 2005-01-26 2005-09-30
AID285 LUONG Vanessa 梁美雲 RO Advising on Futures Contracts 2005-01-26 2005-09-30
ALB815 YU Chun Sing, Sam 余振聲 RO Dealing in Futures Contracts 2004-10-14 2005-03-03
ALB815 YU Chun Sing, Sam 余振聲 RO Advising on Futures Contracts 2004-10-14 2005-03-03

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