Hong Kong SFC licence institution AAG318, GAM Hong Kong Limited 環球投資(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAG318 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG345 LEE Raymond Leonard 李藹謙 RO Dealing in Securities 2003-04-01 2010-01-01
AAG345 LEE Raymond Leonard 李藹謙 RO Advising on Securities 2003-04-01 2010-01-01
AAG345 LEE Raymond Leonard 李藹謙 RO Advising on Futures Contracts 2004-10-28 2010-01-01
AAG345 LEE Raymond Leonard 李藹謙 RO Advising on Corporate Finance 2003-04-01 2004-10-28
AAG345 LEE Raymond Leonard 李藹謙 RO Asset Management 2003-04-01 2010-01-01
AAN711 MOK Man Fai 莫文輝 RE Advising on Securities 2007-08-06 2012-05-26
AAN711 MOK Man Fai 莫文輝 RE Asset Management 2007-08-06 2012-05-26
AAW334 NG Man Yee, Helen 吳敏兒 RE Dealing in Securities 2007-04-17 2007-07-26
AAW334 NG Man Yee, Helen 吳敏兒 RO Dealing in Securities 2007-07-26 2013-04-02
AAW334 NG Man Yee, Helen 吳敏兒 RE Advising on Securities 2007-04-17 2007-07-26
AAW334 NG Man Yee, Helen 吳敏兒 RO Advising on Securities 2007-07-26 2013-04-02
AAW334 NG Man Yee, Helen 吳敏兒 RE Asset Management 2007-04-17 2007-07-26
AAW334 NG Man Yee, Helen 吳敏兒 RO Asset Management 2007-07-26 2013-04-02
AAW514 MUMFORD Robert Vyvyan RE Asset Management 2018-12-03
AAZ512 JALANDONI ORROS Maria Lourdes RE Advising on Securities 2010-07-05 2018-07-06
AAZ512 JALANDONI ORROS Maria Lourdes RE Asset Management 2010-07-05 2015-02-10
AAZ512 JALANDONI ORROS Maria Lourdes RO Asset Management 2015-02-10 2018-07-06
ABG438 SHAW Josephine 邵宜瑜 RE Dealing in Securities 2007-08-22 2012-10-09
ABG438 SHAW Josephine 邵宜瑜 RO Dealing in Securities 2003-04-01 2007-08-22
ABG438 SHAW Josephine 邵宜瑜 RE Advising on Securities 2007-08-22 2012-10-09
ABG438 SHAW Josephine 邵宜瑜 RO Advising on Securities 2003-04-01 2007-08-22
ABG438 SHAW Josephine 邵宜瑜 RO Advising on Futures Contracts 2005-01-05 2005-07-05
ABG438 SHAW Josephine 邵宜瑜 RO Advising on Corporate Finance 2003-04-01 2004-10-28
ABG438 SHAW Josephine 邵宜瑜 RE Asset Management 2007-08-22 2012-10-09
ABG438 SHAW Josephine 邵宜瑜 RO Asset Management 2003-04-01 2007-08-22
ACC013 LEUNG Wang Kit, James 梁宏傑 RE Dealing in Securities 2004-05-13 2006-04-21
ACC013 LEUNG Wang Kit, James 梁宏傑 RE Advising on Securities 2003-04-01 2004-05-11
ACC013 LEUNG Wang Kit, James 梁宏傑 RE Advising on Futures Contracts 2003-04-01 2006-04-21
ACC013 LEUNG Wang Kit, James 梁宏傑 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ACC013 LEUNG Wang Kit, James 梁宏傑 RE Asset Management 2003-04-01 2006-04-21
ACJ034 CHEUNG Wing Ho, Billy 張永豪 RE Dealing in Securities 2003-04-01 2005-07-22
ACJ034 CHEUNG Wing Ho, Billy 張永豪 RE Advising on Securities 2003-04-01 2004-05-13
ACJ034 CHEUNG Wing Ho, Billy 張永豪 RE Advising on Corporate Finance 2003-04-01 2004-05-13
ACJ034 CHEUNG Wing Ho, Billy 張永豪 RE Asset Management 2003-04-01 2004-05-13
ACJ600 YEUNG Oi Yung, Betty 楊愛容 RE Dealing in Securities 2003-04-01 2008-10-28
ACJ600 YEUNG Oi Yung, Betty 楊愛容 RE Advising on Securities 2003-04-01 2004-05-13
ACJ600 YEUNG Oi Yung, Betty 楊愛容 RE Advising on Corporate Finance 2003-04-01 2004-05-13
ACJ600 YEUNG Oi Yung, Betty 楊愛容 RE Asset Management 2003-04-01 2004-05-13
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Dealing in Securities 2005-06-08 2006-06-16
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Advising on Securities 2005-06-08 2006-06-16
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Asset Management 2005-06-08 2006-06-16
ACS637 POON Yun Fong, Pauline 潘潤芳 RE Dealing in Securities 2003-04-01
ACS637 POON Yun Fong, Pauline 潘潤芳 RE Advising on Securities 2003-04-01 2004-05-13
ACS637 POON Yun Fong, Pauline 潘潤芳 RE Advising on Corporate Finance 2003-04-01 2004-05-13
ACS637 POON Yun Fong, Pauline 潘潤芳 RE Asset Management 2003-04-01 2004-05-13
ACT480 LAI Choo Kan, Michael Brian RE Advising on Securities 2003-04-01 2004-05-13
ACT480 LAI Choo Kan, Michael Brian RE Advising on Securities 2004-07-30 2005-08-25
ACT480 LAI Choo Kan, Michael Brian RO Advising on Securities 2005-08-25
ACT480 LAI Choo Kan, Michael Brian RE Advising on Futures Contracts 2003-04-01 2005-08-25
ACT480 LAI Choo Kan, Michael Brian RO Advising on Futures Contracts 2005-08-25 2013-05-28
ACT480 LAI Choo Kan, Michael Brian RE Advising on Corporate Finance 2003-04-01 2004-05-13
ACT480 LAI Choo Kan, Michael Brian RE Asset Management 2003-04-01 2005-08-25
ACT480 LAI Choo Kan, Michael Brian RO Asset Management 2005-08-25
ACV780 MYTTON John Piers RO Dealing in Securities 2003-04-01 2004-12-20
ACV780 MYTTON John Piers RO Advising on Securities 2003-04-01 2004-12-20
ACV780 MYTTON John Piers RO Advising on Futures Contracts 2003-04-01 2004-12-20
ACV780 MYTTON John Piers RO Advising on Corporate Finance 2003-04-01 2004-10-28
ACV780 MYTTON John Piers RO Asset Management 2003-04-01 2004-12-20
ADE695 IP Sum Sum 葉森森 RE Dealing in Securities 2006-05-22 2013-03-27
ADE695 IP Sum Sum 葉森森 RO Dealing in Securities 2013-03-27 2016-11-23
ADE695 IP Sum Sum 葉森森 RE Advising on Securities 2006-06-23 2013-03-27
ADE695 IP Sum Sum 葉森森 RO Advising on Securities 2013-03-27 2016-11-23
ADE695 IP Sum Sum 葉森森 RE Asset Management 2006-06-23 2014-07-03
ADI854 LAM Man Kwong, David 林文光 RO Dealing in Securities 2003-04-01 2013-05-28
ADI854 LAM Man Kwong, David 林文光 RO Advising on Securities 2003-04-01 2013-05-28
ADI854 LAM Man Kwong, David 林文光 RO Advising on Futures Contracts 2003-04-01 2013-05-28
ADI854 LAM Man Kwong, David 林文光 RO Asset Management 2003-04-01 2013-05-28
ADW706 CHAN Man Shun, Anthony 陳文洵 RE Dealing in Securities 2005-08-05 2011-06-11
ADW706 CHAN Man Shun, Anthony 陳文洵 RE Asset Management 2007-01-04 2011-06-11
ADX379 CHOW Yan, Inez 周茵 RE Advising on Securities 2003-04-01 2004-05-13
ADX379 CHOW Yan, Inez 周茵 RE Advising on Securities 2004-07-30 2010-07-01
ADX379 CHOW Yan, Inez 周茵 RE Advising on Futures Contracts 2003-04-01 2010-07-01
ADX379 CHOW Yan, Inez 周茵 RE Advising on Corporate Finance 2003-04-01 2004-05-13
ADX379 CHOW Yan, Inez 周茵 RE Asset Management 2003-04-01 2010-07-01
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Dealing in Securities 2006-11-02 2013-08-09
AEG452 CHU Ho Yan, Babiana 朱皓欣 RO Dealing in Securities 2013-08-09
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Advising on Securities 2006-11-02 2013-08-09
AEG452 CHU Ho Yan, Babiana 朱皓欣 RO Advising on Securities 2013-08-09
AEG452 CHU Ho Yan, Babiana 朱皓欣 RE Asset Management 2006-11-02
AEM271 TSOI Tai Ning, Richard Joseph 蔡大寧 RE Dealing in Securities 2003-04-01 2003-04-16
AEM271 TSOI Tai Ning, Richard Joseph 蔡大寧 RE Advising on Securities 2003-04-01 2003-04-16
AEM271 TSOI Tai Ning, Richard Joseph 蔡大寧 RE Advising on Corporate Finance 2003-04-01 2003-04-16
AEM271 TSOI Tai Ning, Richard Joseph 蔡大寧 RE Asset Management 2003-04-01 2003-04-16
AEO754 KWAN Wai Yee, Anna 關慧儀 RE Dealing in Securities 2003-04-01 2008-08-09
AEO754 KWAN Wai Yee, Anna 關慧儀 RE Dealing in Securities 2011-05-11 2014-04-04
AEO754 KWAN Wai Yee, Anna 關慧儀 RE Advising on Securities 2003-04-01 2004-05-13
AEO754 KWAN Wai Yee, Anna 關慧儀 RE Advising on Corporate Finance 2003-04-01 2004-05-13
AEO754 KWAN Wai Yee, Anna 關慧儀 RE Asset Management 2003-04-01 2008-08-09
AER410 LAM Iok Chan, Michelle 林玉珍 RE Advising on Securities 2004-04-13 2004-05-13
AER410 LAM Iok Chan, Michelle 林玉珍 RE Advising on Securities 2004-07-30
AER410 LAM Iok Chan, Michelle 林玉珍 RE Advising on Futures Contracts 2004-10-07 2013-05-20
AER410 LAM Iok Chan, Michelle 林玉珍 RE Asset Management 2004-04-13 2015-03-10
AER410 LAM Iok Chan, Michelle 林玉珍 RO Asset Management 2015-03-10
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Dealing in Securities 2004-04-14 2013-08-09
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RO Dealing in Securities 2013-08-09
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Advising on Securities 2015-10-14
AFC396 CHENG Wai Chu, Carol 鄭惠珠 RE Dealing in Securities 2003-04-01 2013-06-18
AFC396 CHENG Wai Chu, Carol 鄭惠珠 RE Advising on Securities 2003-04-01 2004-05-13
AFC396 CHENG Wai Chu, Carol 鄭惠珠 RE Advising on Corporate Finance 2003-04-01 2004-05-13
AFC396 CHENG Wai Chu, Carol 鄭惠珠 RE Asset Management 2003-04-01 2004-05-13
AFG128 YEUNG Kit Yin, Mei 楊潔賢 RE Dealing in Securities 2011-09-15 2013-01-01
AFG128 YEUNG Kit Yin, Mei 楊潔賢 RE Asset Management 2011-09-15 2013-01-01
AFO907 SZE Tuan Yee 史端儀 RE Dealing in Securities 2004-05-13 2011-03-12
AFO907 SZE Tuan Yee 史端儀 RE Advising on Securities 2003-04-01 2004-05-13
AFO907 SZE Tuan Yee 史端儀 RE Advising on Corporate Finance 2003-04-01 2004-05-13
AFO907 SZE Tuan Yee 史端儀 RE Asset Management 2003-04-01 2004-05-13
AFR464 CHOON Yew Khee 秦耀奇 RE Dealing in Securities 2013-11-07 2013-12-11
AFR464 CHOON Yew Khee 秦耀奇 RO Dealing in Securities 2013-12-11 2017-04-07
AFR464 CHOON Yew Khee 秦耀奇 RE Advising on Securities 2013-11-07 2013-12-11
AFR464 CHOON Yew Khee 秦耀奇 RO Advising on Securities 2013-12-11 2017-04-07
AFS634 YUEN On Kei 袁安琪 RE Dealing in Securities 2003-04-01 2004-04-16
AFS634 YUEN On Kei 袁安琪 RE Advising on Securities 2003-04-01 2004-04-16
AFS634 YUEN On Kei 袁安琪 RE Advising on Corporate Finance 2003-04-01 2004-04-16
AFS634 YUEN On Kei 袁安琪 RE Asset Management 2003-04-01 2004-04-16
AFU946 WONG Wai Kit 黃偉杰 RE Asset Management 2005-12-12 2007-03-31
AGH925 CHAN Yue Yan 陳宇昕 RE Dealing in Securities 2006-05-17 2007-09-22
AGH925 CHAN Yue Yan 陳宇昕 RE Asset Management 2007-01-04 2007-09-22
AGN137 MAK Yuen Ping 麥婉萍 RE Advising on Securities 2003-04-01 2004-03-26
AGN137 MAK Yuen Ping 麥婉萍 RE Advising on Futures Contracts 2003-04-01 2004-03-26
AGN137 MAK Yuen Ping 麥婉萍 RE Advising on Corporate Finance 2003-04-01 2004-03-26
AGN137 MAK Yuen Ping 麥婉萍 RE Asset Management 2003-04-01 2004-03-26
AGN848 SU Alyce 粟耀瑩 RE Dealing in Securities 2004-05-11 2006-02-28
AGN848 SU Alyce 粟耀瑩 RE Advising on Securities 2003-05-02 2004-05-11
AGN848 SU Alyce 粟耀瑩 RE Advising on Corporate Finance 2003-05-02 2004-05-11
AGN848 SU Alyce 粟耀瑩 RE Asset Management 2003-05-02 2004-05-11
AGO955 YEUNG Ching Lai, Anthony Thomas 楊正禮 RE Dealing in Securities 2004-06-14 2015-09-15
AGO955 YEUNG Ching Lai, Anthony Thomas 楊正禮 RE Advising on Securities 2015-06-24 2015-09-15
AGP751 SIU Sau Man 蕭秀雯 RE Dealing in Securities 2006-02-01 2011-06-22
AGP751 SIU Sau Man 蕭秀雯 RE Asset Management 2006-02-01 2011-06-22
AHA565 CHAN Kevin Evelyn RE Advising on Securities 2012-05-04 2015-07-06
AHA565 CHAN Kevin Evelyn RE Asset Management 2012-05-04 2013-05-22
AHA565 CHAN Kevin Evelyn RO Asset Management 2013-05-22 2015-07-06
AHI337 WONG Suk Wun, Suzanna 黃淑媛 RE Dealing in Securities 2006-12-01 2008-01-01
AHI337 WONG Suk Wun, Suzanna 黃淑媛 RE Dealing in Securities 2009-10-05 2014-04-26
AHI337 WONG Suk Wun, Suzanna 黃淑媛 RE Advising on Securities 2009-10-05 2014-04-26
AHU588 TSANG May Yee, May 曾美儀 RE Dealing in Securities 2004-05-13 2006-10-18
AHU588 TSANG May Yee, May 曾美儀 RE Advising on Securities 2003-04-01 2004-05-13
AHU588 TSANG May Yee, May 曾美儀 RE Advising on Corporate Finance 2003-04-01 2004-05-13
AHU588 TSANG May Yee, May 曾美儀 RE Asset Management 2003-04-01 2004-05-13
AHU588 TSANG May Yee, May 曾美儀 RE Asset Management 2004-06-16 2006-10-18
AIH347 LUI Ka Yin 呂家妍 RE Dealing in Securities 2003-04-01 2003-05-30
AIH347 LUI Ka Yin 呂家妍 RE Advising on Securities 2003-04-01 2003-05-30
AIH347 LUI Ka Yin 呂家妍 RE Advising on Corporate Finance 2003-04-01 2003-05-30
AIH347 LUI Ka Yin 呂家妍 RE Asset Management 2003-04-01 2003-05-30
AJB473 CHONG Shui Yeung RE Dealing in Securities 2003-08-04 2004-10-19
AJE113 YUNG Wai Kwan, Bonnie 容慧君 RE Dealing in Securities 2005-07-22 2008-05-10
AJF102 CHAN Ka Kin 陳家健 RE Dealing in Securities 2005-12-23 2008-11-07
AJF874 LI Philip Yee Lap 李以立 RE Dealing in Securities 2008-02-20 2010-05-21
AJF874 LI Philip Yee Lap 李以立 RE Advising on Securities 2008-02-20 2010-05-21
AJF874 LI Philip Yee Lap 李以立 RE Advising on Futures Contracts 2008-02-20 2010-05-21
AJF874 LI Philip Yee Lap 李以立 RE Asset Management 2008-02-20 2010-05-21
AJH213 CHAN Ying Ying 陳瑩瑩 RE Dealing in Securities 2004-01-06 2008-08-28
AJJ806 WONG Chun Wai 黃鎮威 RE Dealing in Securities 2013-07-18 2017-03-13
AJJ806 WONG Chun Wai 黃鎮威 RO Dealing in Securities 2017-03-13
AJJ806 WONG Chun Wai 黃鎮威 RE Advising on Securities 2013-07-18 2017-05-08
AJJ806 WONG Chun Wai 黃鎮威 RE Advising on Securities 2017-08-03
AJN136 YIN Weiquan 殷瑋荃 RE Advising on Securities 2014-05-19 2017-03-08
AJN136 YIN Weiquan 殷瑋荃 RE Asset Management 2014-05-19 2017-03-08
ALH735 MA Suk Ying 馬淑英 RE Dealing in Securities 2016-05-20
ALL328 LUK Ka Man 陸嘉雯 RE Dealing in Securities 2004-12-31 2011-05-21
ALN635 CHAN On Kei, Angel 陳安琪 RE Dealing in Securities 2006-09-25 2008-11-07
ALO530 KWOK Sze Ho 郭子豪 RE Dealing in Securities 2016-04-07 2017-11-13
ALO530 KWOK Sze Ho 郭子豪 RE Advising on Securities 2016-04-07 2017-11-13
AME649 CHONG Yin Ni 莊燕妮 RE Dealing in Securities 2008-06-17 2016-04-30
AME740 KAN Sheung Tung, Julie 簡尚彤 RE Dealing in Securities 2005-08-02 2011-11-12
AME740 KAN Sheung Tung, Julie 簡尚彤 RE Asset Management 2005-08-02 2011-11-12
ANE699 WONG Elsa Yat Ying 黃逸瑩 RE Dealing in Securities 2006-05-03 2008-03-04
ANR647 LEE John Jay RE Asset Management 2006-08-30 2012-12-07
AOE446 WU Zhao 吳兆 RE Dealing in Securities 2015-03-09 2018-06-29
AOE446 WU Zhao 吳兆 RE Advising on Securities 2015-03-09 2018-06-29
AON048 LEUNG Mei Yee 梁美儀 RE Dealing in Securities 2007-03-15 2008-06-21
AON048 LEUNG Mei Yee 梁美儀 RE Asset Management 2007-03-15 2008-06-21
AOS567 CHAN Winnie Wun-yin 陳韻妍 RE Dealing in Securities 2008-01-18 2008-11-07
AOX343 SO Yuk Fong 蘇玉芳 RE Dealing in Securities 2007-06-18 2011-05-12
AOY608 BENNETT John RE Advising on Securities 2007-06-01 2007-06-08
APC888 LOVELESS Denise Ann RE Asset Management 2007-06-29 2008-02-17
AQE312 YIP Wing Shan 葉穎珊 RE Dealing in Securities 2014-06-13
AQG808 SIU Wing Shan 蕭穎珊 RE Dealing in Securities 2009-10-05 2014-09-13
AQG808 SIU Wing Shan 蕭穎珊 RE Advising on Securities 2009-10-05 2014-09-13
AQM255 HUTSON Andrew Richard RE Asset Management 2008-02-06 2010-12-09
ARG978 CHAN Wing Gee, Hermia 陳穎芝 RE Asset Management 2013-03-08
ARI753 CHAN Kai Yee 陳皆儀 RE Dealing in Securities 2008-07-21 2011-10-15
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Dealing in Securities 2008-09-03 2011-04-30
ASD683 MIVELAZ Gregoire Bernard RE Dealing in Securities 2018-01-31 2018-02-02
ASD683 MIVELAZ Gregoire Bernard RE Dealing in Securities 2018-10-15 2018-10-19
AUS686 MING Chi Ho, Edward 明智豪 RE Asset Management 2018-10-05
AVA790 CHAN Chi Man 陳志雯 RE Dealing in Securities 2016-06-08
AVA790 CHAN Chi Man 陳志雯 RE Advising on Securities 2016-06-08
AXC908 LAM Lai Kwan 林麗君 RE Dealing in Securities 2012-09-04 2014-09-27
AXC908 LAM Lai Kwan 林麗君 RE Advising on Securities 2012-09-04 2014-09-27
AXF089 LIN Huishan 林慧珊 RE Dealing in Securities 2015-03-16 2016-03-01
AXF089 LIN Huishan 林慧珊 RE Advising on Securities 2015-03-16 2016-03-01
AXN025 WONG Cheuk Yen Kristy 黃琸殷 RE Dealing in Securities 2011-06-29
AXN025 WONG Cheuk Yen Kristy 黃琸殷 RE Advising on Securities 2015-08-28
AXW653 FAN Yu-heng 范育恒 RE Advising on Securities 2015-07-17 2018-11-30
AXW653 FAN Yu-heng 范育恒 RO Advising on Securities 2018-11-30
AXW653 FAN Yu-heng 范育恒 RE Asset Management 2015-07-17 2018-11-30
AXW653 FAN Yu-heng 范育恒 RO Asset Management 2018-11-30
AYG235 LO Hiu Yan 羅曉欣 RE Dealing in Securities 2011-10-17 2012-01-19
AYJ799 YEUNG Wai Yin, Eunice 楊慧賢 RE Dealing in Securities 2011-11-07 2012-02-01
AYX607 WONG Daisy Lok Ming 黃洛明 RE Dealing in Securities 2012-02-01 2014-05-29
AZB699 SZETO Ka Yin, Karen 司徒家妍 RE Dealing in Securities 2012-02-21 2016-09-28
AZB699 SZETO Ka Yin, Karen 司徒家妍 RE Advising on Securities 2015-08-28 2016-09-28
AZQ388 TSUI Tsun Ying, Eva 徐俊英 RE Dealing in Securities 2018-01-18
AZQ388 TSUI Tsun Ying, Eva 徐俊英 RE Advising on Securities 2018-01-18
BBE853 WALLIS Craig Brian RO Dealing in Securities 2013-05-24 2014-02-10
BHP910 WONG Man Wai 黃敏慧 RE Dealing in Securities 2016-07-14
BJI365 DJOUNOV Rossen Nikolaev RO Dealing in Securities 2017-05-24
BMP052 KIRK Natalie Marie RE Dealing in Securities 2018-03-22 2018-03-29
BMR111 LAWLER Anthony Michael RE Dealing in Securities 2018-04-06 2018-04-13
BMR292 SMOUHA Jeremy Alan RE Dealing in Securities 2018-04-06 2018-04-20
BMT378 JAEGER Lars Alexis RE Dealing in Securities 2018-04-20 2018-04-27
BMX578 HOWARD Julian Michael RE Dealing in Securities 2018-05-28 2018-06-15
BND495 MCNAMARA Michael Paul RE Dealing in Securities 2018-07-05 2018-07-13
BNU762 HOUGHTON Brett Thomas RE Dealing in Securities 2018-11-16 2018-11-23
BNU977 KAM Lik Ping, Amy 甘力平 RE Dealing in Securities 2018-11-22 2018-11-23

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