Hong Kong SFC licence institution AAG391, Asia Pacific Investment Advisors Limited

These are the licence-holders that were found for SFC licence institution AAG391 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE384 MCLENNAN Jennifer Carver RE Advising on Securities 2012-01-03 2013-04-30
AAE384 MCLENNAN Jennifer Carver RE Asset Management 2012-01-03 2013-04-30
AAG321 WEIR Shane Frederick RO Advising on Securities 2003-04-01
AAG321 WEIR Shane Frederick RO Advising on Corporate Finance 2003-04-01
AAG321 WEIR Shane Frederick RO Asset Management 2003-04-01
AAH622 NESBITT David McWilliams RO Advising on Securities 2003-11-13 2005-04-07
AAH622 NESBITT David McWilliams RO Advising on Securities 2005-10-07 2013-08-31
AAH622 NESBITT David McWilliams RO Advising on Securities 2015-06-23 2017-01-16
AAH622 NESBITT David McWilliams RO Advising on Corporate Finance 2004-08-25 2005-04-07
AAH622 NESBITT David McWilliams RO Advising on Corporate Finance 2005-10-07 2013-08-31
AAH622 NESBITT David McWilliams RO Advising on Corporate Finance 2015-06-23 2017-01-16
AAH622 NESBITT David McWilliams RO Asset Management 2003-11-13 2005-04-07
AAH622 NESBITT David McWilliams RO Asset Management 2005-10-07 2013-08-31
AAH622 NESBITT David McWilliams RO Asset Management 2015-06-23 2017-01-16
ABE511 ERASMUS Bradley Philip RE Advising on Securities 2003-04-01 2003-08-26
ABE511 ERASMUS Bradley Philip RE Advising on Securities 2004-06-16 2013-08-22
ABE511 ERASMUS Bradley Philip RO Advising on Securities 2003-08-26 2004-06-16
ABE511 ERASMUS Bradley Philip RE Advising on Corporate Finance 2003-04-01 2003-08-04
ABE511 ERASMUS Bradley Philip RE Asset Management 2003-04-01 2003-08-26
ABE511 ERASMUS Bradley Philip RE Asset Management 2004-06-16 2013-08-22
ABE511 ERASMUS Bradley Philip RO Asset Management 2003-08-26 2004-06-16
ABZ225 NUTBEAM Melanie Jane RE Advising on Securities 2011-08-15 2011-12-27
ADR136 CHAN Chi Lun 陳子倫 RE Advising on Securities 2008-01-30 2009-12-31
ADR136 CHAN Chi Lun 陳子倫 RE Advising on Corporate Finance 2008-01-30 2009-12-31
ADR136 CHAN Chi Lun 陳子倫 RE Asset Management 2008-01-30 2009-12-31
ADS646 DAVIES Christopher Gareth Edward RO Advising on Securities 2008-10-15 2009-04-15
ADS646 DAVIES Christopher Gareth Edward RE Asset Management 2008-09-17 2008-10-15
ADS646 DAVIES Christopher Gareth Edward RO Asset Management 2008-10-15 2011-11-30
ADV192 JAMES Philip Iorwerth RE Advising on Securities 2003-04-01 2010-11-26
ADV192 JAMES Philip Iorwerth RE Advising on Corporate Finance 2003-04-01 2010-11-26
ADV192 JAMES Philip Iorwerth RE Asset Management 2003-04-01 2010-11-26
AEC527 JONES Richard Evan RE Advising on Securities 2006-12-15 2007-04-27
AEC527 JONES Richard Evan RE Asset Management 2006-12-15 2007-04-27
AEE307 CROUCHER Sean Nicholas RE Advising on Securities 2006-11-24
AEE307 CROUCHER Sean Nicholas RE Asset Management 2007-02-28
AEL045 DUNSTER Glenn RE Advising on Securities 2006-05-23 2008-06-03
AEL045 DUNSTER Glenn RE Asset Management 2006-05-23 2008-06-03
AFT121 CHEUK Mei Fung 卓美鳳 RE Advising on Securities 2003-04-01 2004-07-06
AFT121 CHEUK Mei Fung 卓美鳳 RE Advising on Corporate Finance 2003-04-01 2004-07-06
AFT121 CHEUK Mei Fung 卓美鳳 RE Asset Management 2003-04-01 2004-07-06
AFZ134 AYLIFFE Ronald Henry 孫悟空 RE Advising on Securities 2014-04-25
AFZ134 AYLIFFE Ronald Henry 孫悟空 RE Advising on Corporate Finance 2014-04-25
AFZ134 AYLIFFE Ronald Henry 孫悟空 RE Asset Management 2014-04-25
AGP482 CHAUHAN Deepak Laxman Jinabhai RE Advising on Securities 2004-04-08 2005-01-07
AGP482 CHAUHAN Deepak Laxman Jinabhai RE Asset Management 2004-04-08 2005-01-07
AJD563 BOURMAYAN Vahe Olivier RE Asset Management 2007-10-02 2008-03-31
AJD815 GRAHAM James Stephen RE Advising on Securities 2010-05-03 2015-06-15
AJD815 GRAHAM James Stephen RE Asset Management 2010-05-03 2015-06-15
AON979 LAW Mang Kwan 羅孟君 RE Advising on Securities 2016-02-02 2016-02-23
AON979 LAW Mang Kwan 羅孟君 RO Advising on Securities 2016-02-23 2017-05-31
AON979 LAW Mang Kwan 羅孟君 RE Asset Management 2016-02-02 2016-02-23
AON979 LAW Mang Kwan 羅孟君 RO Asset Management 2016-02-23 2017-05-31
ASH719 MORIN Myles RE Advising on Securities 2014-03-28
ASH719 MORIN Myles RE Advising on Corporate Finance 2014-03-28
ASH719 MORIN Myles RE Asset Management 2014-03-28
ATW222 DAVIES Cedric Stafford RE Advising on Securities 2009-10-21 2011-04-13
ATW222 DAVIES Cedric Stafford RO Advising on Securities 2011-04-13
ATW222 DAVIES Cedric Stafford RE Advising on Corporate Finance 2012-04-25 2013-10-23
ATW222 DAVIES Cedric Stafford RO Advising on Corporate Finance 2013-10-23
ATW222 DAVIES Cedric Stafford RE Asset Management 2009-10-21 2011-04-13
ATW222 DAVIES Cedric Stafford RO Asset Management 2011-04-13
AUO108 BARRETT Peter Richard Stephen RE Advising on Securities 2010-02-24 2016-05-12
AUO108 BARRETT Peter Richard Stephen RO Advising on Securities 2016-05-12
AUO108 BARRETT Peter Richard Stephen RE Asset Management 2010-02-24 2016-05-12
AUO108 BARRETT Peter Richard Stephen RO Asset Management 2016-05-12
AWT838 GORDON Glen RE Advising on Securities 2017-01-13 2017-08-31
BAT994 JOHNSON Maximilian Edward RE Advising on Corporate Finance 2018-09-11
BHK684 MAINGARD De La Ville Es Offran Amedee Cory RE Advising on Securities 2016-05-31 2016-11-11
BHK684 MAINGARD De La Ville Es Offran Amedee Cory RE Advising on Corporate Finance 2016-05-31 2016-11-11
BHK684 MAINGARD De La Ville Es Offran Amedee Cory RE Asset Management 2016-05-31 2016-11-11

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