Hong Kong SFC licence institution AAG443, T. M. Management Limited

These are the licence-holders that were found for SFC licence institution AAG443 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG414 TOPPING Adam Wilson RO Advising on Securities 2003-04-01 2004-12-20
AAG414 TOPPING Adam Wilson RO Advising on Corporate Finance 2003-04-01 2004-12-20
AAG414 TOPPING Adam Wilson RO Asset Management 2003-04-01
AAG420 MORTON Paul Edward RO Asset Management 2004-04-27
BNF102 SUN Chao 孫超 RE Asset Management 2018-10-19

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