Hong Kong SFC licence institution AAG474, Wilfred T. Fry (Personal Financial Planning) Limited

These are the licence-holders that were found for SFC licence institution AAG474 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG447 BARNES Graham Edward RO Dealing in Securities 2007-11-26 2010-07-09
AAG447 BARNES Graham Edward RO Advising on Securities 2003-04-01 2010-07-09
AAG447 BARNES Graham Edward RO Advising on Corporate Finance 2003-04-01 2006-05-30
AAG447 BARNES Graham Edward RO Asset Management 2003-04-01 2007-04-03
AAW084 TRAVIS Stephen Robert RE Advising on Securities 2003-04-01 2008-10-10
AAW084 TRAVIS Stephen Robert RE Advising on Corporate Finance 2003-04-01 2007-04-03
AAW084 TRAVIS Stephen Robert RE Asset Management 2003-04-01 2007-04-03
ABD606 GOODMAN David Sidney RE Advising on Securities 2003-04-01 2005-02-14
ABD606 GOODMAN David Sidney RE Advising on Corporate Finance 2003-04-01 2005-02-14
ABD606 GOODMAN David Sidney RE Asset Management 2003-04-01 2005-02-14
ACE274 RAINSFORD Timothy John RE Advising on Securities 2003-04-01 2007-05-21
ACE274 RAINSFORD Timothy John RE Advising on Corporate Finance 2003-04-01 2007-04-03
ACE274 RAINSFORD Timothy John RE Asset Management 2003-04-01 2007-04-03
AFE987 BAILEY Aidan Patrick RE Advising on Securities 2003-04-01 2010-07-09
AFE987 BAILEY Aidan Patrick RE Advising on Corporate Finance 2003-04-01 2007-04-03
AFE987 BAILEY Aidan Patrick RE Asset Management 2003-04-01 2007-04-03
AKY110 COPPARD Kevin John RO Dealing in Securities 2007-11-26 2010-07-09
AKY110 COPPARD Kevin John RO Advising on Securities 2004-10-11 2010-07-09
ANU041 SUTTON James Peter RE Dealing in Securities 2008-02-19 2010-07-09
ANU041 SUTTON James Peter RE Advising on Securities 2006-08-18 2010-07-09
ART061 DAVIES Justin Paul RE Dealing in Securities 2008-11-17 2010-07-09
ART061 DAVIES Justin Paul RE Advising on Securities 2008-11-17 2010-07-09

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