Hong Kong SFC licence institution AAG627, Lazard Asia (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution AAG627 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ADV731 SHI Jinjing 史晉京 RO Advising on Securities 2005-11-10 2009-05-18
ADV731 SHI Jinjing 史晉京 RE Advising on Corporate Finance 2005-08-24 2005-11-10
ADV731 SHI Jinjing 史晉京 RO Advising on Corporate Finance 2005-11-10 2009-05-18
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RE Dealing in Securities 2009-06-23 2009-09-01
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RO Dealing in Securities 2009-09-01 2010-07-05
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RO Advising on Securities 2009-09-01 2010-07-05
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RE Advising on Corporate Finance 2009-06-23 2009-09-01
AEJ830 TUNG Kenneth Hoi-yi 董凱鐿 RO Advising on Corporate Finance 2009-09-01 2010-07-05
AFU096 LI Man Wai 李文偉 RE Dealing in Securities 2007-05-15 2008-08-13
AFU096 LI Man Wai 李文偉 RE Advising on Securities 2006-06-07 2008-08-13
AFU096 LI Man Wai 李文偉 RE Advising on Corporate Finance 2006-06-07 2008-08-13
AGI984 TIMBLICK David Rhee RO Dealing in Securities 2007-03-20 2013-02-27
AGI984 TIMBLICK David Rhee RO Advising on Securities 2003-04-01 2013-02-27
AGI984 TIMBLICK David Rhee RO Advising on Corporate Finance 2003-04-01 2013-02-27
AGI984 TIMBLICK David Rhee RO Asset Management 2003-04-01 2004-08-03
AGN715 CHANG Lambert Jen Hsiung 張人雄 RE Dealing in Securities 2009-06-11 2010-07-06
AGN715 CHANG Lambert Jen Hsiung 張人雄 RE Advising on Securities 2009-07-22 2010-07-06
AGN715 CHANG Lambert Jen Hsiung 張人雄 RE Advising on Corporate Finance 2009-06-11 2010-07-06
AGO217 KWON Young Bum RO Dealing in Securities 2010-11-19 2011-08-01
AGO217 KWON Young Bum RO Advising on Securities 2010-11-19 2011-08-01
AGO217 KWON Young Bum RO Advising on Corporate Finance 2010-11-19 2011-08-01
AHG113 JIANG Shuangshuang 姜爽爽 RE Advising on Securities 2004-05-19 2005-04-07
AHG113 JIANG Shuangshuang 姜爽爽 RE Advising on Corporate Finance 2004-05-19 2005-04-07
AHH533 KEE Ju-ven 紀儒文 RE Dealing in Securities 2010-04-27 2012-12-27
AHH533 KEE Ju-ven 紀儒文 RE Advising on Securities 2003-04-01 2006-01-16
AHH533 KEE Ju-ven 紀儒文 RE Advising on Securities 2010-04-27 2012-12-27
AHH533 KEE Ju-ven 紀儒文 RE Advising on Corporate Finance 2003-04-01 2006-01-16
AHH533 KEE Ju-ven 紀儒文 RE Advising on Corporate Finance 2010-04-27 2012-12-27
AHH533 KEE Ju-ven 紀儒文 RE Asset Management 2003-04-01 2003-10-30
AHL582 MA Steven Yan Qing 馬延青 RE Advising on Securities 2003-04-01 2004-01-06
AHL582 MA Steven Yan Qing 馬延青 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AHL582 MA Steven Yan Qing 馬延青 RE Asset Management 2003-04-01 2003-10-30
AHO653 SUCKLING Andrew RO Advising on Securities 2003-05-06 2006-06-05
AHO653 SUCKLING Andrew RO Advising on Corporate Finance 2003-05-06 2006-06-05
AHU959 YANG Qiaozhi 楊巧智 RE Advising on Securities 2004-02-17 2004-11-18
AHU959 YANG Qiaozhi 楊巧智 RE Advising on Corporate Finance 2004-02-17 2004-11-18
AJB573 JARMAN Matthew Richard RO Dealing in Securities 2007-03-20 2007-07-18
AJB573 JARMAN Matthew Richard RO Advising on Securities 2003-10-15 2007-07-18
AJB573 JARMAN Matthew Richard RO Advising on Corporate Finance 2003-10-15 2007-07-18
AJD330 HUANG Qun 黃群 RE Dealing in Securities 2017-04-24 2017-07-13
AJD330 HUANG Qun 黃群 RO Dealing in Securities 2017-07-13
AJD330 HUANG Qun 黃群 RE Advising on Securities 2003-10-02 2009-10-29
AJD330 HUANG Qun 黃群 RE Advising on Securities 2017-04-24 2017-07-13
AJD330 HUANG Qun 黃群 RO Advising on Securities 2017-07-13
AJD330 HUANG Qun 黃群 RE Advising on Corporate Finance 2003-10-02 2009-10-29
AJD330 HUANG Qun 黃群 RE Advising on Corporate Finance 2017-04-24 2017-07-13
AJD330 HUANG Qun 黃群 RO Advising on Corporate Finance 2017-07-13
AKW723 KWONG Tony Yu Chun 鄺逸聰 RE Advising on Securities 2004-07-20 2006-02-28
AKW723 KWONG Tony Yu Chun 鄺逸聰 RE Advising on Corporate Finance 2004-07-20 2006-02-28
AKY483 NG Kwong 伍剛 RE Dealing in Securities 2007-11-14 2013-08-31
AKY483 NG Kwong 伍剛 RE Advising on Securities 2007-12-14 2013-08-31
AKY483 NG Kwong 伍剛 RE Advising on Corporate Finance 2007-11-14 2013-08-31
ALU450 KWOK Sigismund Sung Chi 郭頌基 RE Dealing in Securities 2007-05-15 2011-09-15
ALU450 KWOK Sigismund Sung Chi 郭頌基 RE Advising on Securities 2006-08-10 2011-09-15
ALU450 KWOK Sigismund Sung Chi 郭頌基 RE Advising on Corporate Finance 2006-08-10 2011-09-15
ALV393 BAO Yi 鮑毅 RE Advising on Securities 2005-05-05 2006-03-01
ALV393 BAO Yi 鮑毅 RE Advising on Corporate Finance 2005-05-05 2006-03-01
ANH516 WONG Wing To, Alex 黃穎濤 RE Dealing in Securities 2009-04-30 2010-07-06
ANH516 WONG Wing To, Alex 黃穎濤 RE Advising on Securities 2009-05-25 2010-07-06
ANH516 WONG Wing To, Alex 黃穎濤 RE Advising on Corporate Finance 2009-05-25 2010-07-06
ANH886 CHAN Eddy Cheng-Chuan 詹政荃 RO Dealing in Securities 2011-09-09 2012-12-27
ANH886 CHAN Eddy Cheng-Chuan 詹政荃 RE Advising on Securities 2006-06-14 2011-05-12
ANH886 CHAN Eddy Cheng-Chuan 詹政荃 RO Advising on Securities 2011-05-12 2012-12-27
ANH886 CHAN Eddy Cheng-Chuan 詹政荃 RE Advising on Corporate Finance 2006-06-14 2011-05-12
ANH886 CHAN Eddy Cheng-Chuan 詹政荃 RO Advising on Corporate Finance 2011-05-12 2012-12-27
ANW435 KIERNAN Peter Anthony RO Dealing in Securities 2007-09-21 2010-02-28
ANW435 KIERNAN Peter Anthony RO Advising on Securities 2007-09-21 2010-02-28
ANW435 KIERNAN Peter Anthony RO Advising on Corporate Finance 2007-09-21 2010-02-28
AOF923 GU Weiying 顧維穎 RE Advising on Securities 2007-01-18 2007-12-31
AOF923 GU Weiying 顧維穎 RE Advising on Corporate Finance 2007-01-18 2007-12-31
AOM602 SHAN Ming 單明 RE Dealing in Securities 2011-04-08 2012-08-31
AOM602 SHAN Ming 單明 RE Advising on Securities 2011-04-08 2012-08-31
AOM602 SHAN Ming 單明 RE Advising on Corporate Finance 2011-04-08 2012-08-31
AOY392 GILLEN Carolyn Maureen RE Advising on Securities 2007-06-27 2007-09-30
AOY392 GILLEN Carolyn Maureen RE Advising on Corporate Finance 2007-06-27 2007-09-30
APL607 YUEN Andrea Yan RE Advising on Securities 2007-08-27 2007-11-27
APL607 YUEN Andrea Yan RE Advising on Securities 2008-08-25 2008-11-25
APL607 YUEN Andrea Yan RE Advising on Corporate Finance 2007-08-27 2007-11-27
APL607 YUEN Andrea Yan RE Advising on Corporate Finance 2008-08-25 2008-11-25
AQE424 MAN Ho Yan 文可欣 RE Advising on Securities 2008-01-15 2008-04-15
AQE424 MAN Ho Yan 文可欣 RE Advising on Securities 2008-04-28 2008-07-28
AQE424 MAN Ho Yan 文可欣 RE Advising on Corporate Finance 2008-01-15 2008-04-15
AQE424 MAN Ho Yan 文可欣 RE Advising on Corporate Finance 2008-04-28 2008-07-28
AQI145 HU Zhiwei 胡志偉 RE Dealing in Securities 2008-02-11 2009-12-09
AQI145 HU Zhiwei 胡志偉 RE Advising on Securities 2008-02-11 2009-12-09
AQI145 HU Zhiwei 胡志偉 RE Advising on Corporate Finance 2008-02-11 2009-12-09
AQU421 YANG Han 楊韓 RE Dealing in Securities 2008-05-06 2009-04-24
AQU421 YANG Han 楊韓 RE Advising on Securities 2008-05-06 2009-04-24
AQU421 YANG Han 楊韓 RE Advising on Corporate Finance 2008-05-06 2009-04-24
AQU630 ZHU Mengyao 朱梦嶢 RE Dealing in Securities 2014-07-04
AQU630 ZHU Mengyao 朱梦嶢 RE Advising on Securities 2014-07-04
AQU630 ZHU Mengyao 朱梦嶢 RE Advising on Corporate Finance 2014-07-04
ARJ839 CHEN Yuzhe 陳宇哲 RE Dealing in Securities 2009-12-10 2010-07-06
ARJ839 CHEN Yuzhe 陳宇哲 RE Advising on Securities 2009-11-20 2010-07-06
ARJ839 CHEN Yuzhe 陳宇哲 RE Advising on Corporate Finance 2009-11-20 2010-07-06
ARJ941 KUO Peter C RO Dealing in Securities 2011-08-03 2017-03-31
ARJ941 KUO Peter C RE Advising on Securities 2011-07-11 2011-08-03
ARJ941 KUO Peter C RO Advising on Securities 2011-08-03 2017-03-31
ARJ941 KUO Peter C RE Advising on Corporate Finance 2011-07-11 2011-08-03
ARJ941 KUO Peter C RO Advising on Corporate Finance 2011-08-03 2017-03-31
ARM937 KHEMKA Rahul RE Advising on Securities 2008-08-25 2008-11-25
ARM937 KHEMKA Rahul RE Advising on Corporate Finance 2008-08-25 2008-11-25
ASH946 HOWARD Thomas Timothy RE Dealing in Securities 2009-01-21 2009-07-22
ASH946 HOWARD Thomas Timothy RE Advising on Securities 2009-01-21 2009-07-22
ASH946 HOWARD Thomas Timothy RE Advising on Corporate Finance 2009-01-21 2009-07-22
ASK158 ZHENG Chengzhen 鄭成溱 RE Dealing in Securities 2009-03-26 2010-10-31
ASK158 ZHENG Chengzhen 鄭成溱 RE Advising on Securities 2009-03-26 2010-10-31
ASK158 ZHENG Chengzhen 鄭成溱 RE Advising on Corporate Finance 2009-03-26 2010-10-31
AUW126 KAPADIA Cyrus RO Dealing in Securities 2010-08-30 2011-02-28
AUW126 KAPADIA Cyrus RO Advising on Securities 2010-08-30 2011-02-28
AUW126 KAPADIA Cyrus RO Advising on Corporate Finance 2010-08-30 2011-02-28
AVE792 LU Lu 盧璐 RE Dealing in Securities 2010-06-23 2010-07-06
AVE792 LU Lu 盧璐 RE Advising on Securities 2010-06-23 2010-07-06
AVE792 LU Lu 盧璐 RE Advising on Corporate Finance 2010-06-23 2010-07-06
AVO743 QIU Hong 邱宏 RE Dealing in Securities 2014-06-16 2014-09-17
AVO743 QIU Hong 邱宏 RO Dealing in Securities 2014-09-17
AVO743 QIU Hong 邱宏 RE Advising on Securities 2014-06-16 2014-09-17
AVO743 QIU Hong 邱宏 RO Advising on Securities 2014-09-17
AVO743 QIU Hong 邱宏 RE Advising on Corporate Finance 2014-06-16 2014-09-17
AVO743 QIU Hong 邱宏 RO Advising on Corporate Finance 2014-09-17
AVX210 CAI Xiaoxiang 蔡小翔 RE Dealing in Securities 2010-10-26 2013-07-05
AVX210 CAI Xiaoxiang 蔡小翔 RE Advising on Securities 2010-10-26 2013-07-05
AVX210 CAI Xiaoxiang 蔡小翔 RE Advising on Corporate Finance 2010-10-26 2013-07-05
AWE737 DE CLERMONT TONNERRE Charles A. M. A. RE Dealing in Securities 2010-11-24 2011-08-23
AWE737 DE CLERMONT TONNERRE Charles A. M. A. RE Advising on Securities 2010-11-24 2011-08-23
AWE737 DE CLERMONT TONNERRE Charles A. M. A. RE Advising on Corporate Finance 2010-11-24 2011-08-23
AWZ265 LO Sik Lun 盧軾麟 RE Dealing in Securities 2011-04-11
AWZ265 LO Sik Lun 盧軾麟 RE Advising on Securities 2011-04-11
AWZ265 LO Sik Lun 盧軾麟 RE Advising on Corporate Finance 2011-04-11
AXF705 ZHANG Qian 張倩 RE Dealing in Securities 2014-09-01
AXF705 ZHANG Qian 張倩 RE Advising on Securities 2014-09-01
AXF705 ZHANG Qian 張倩 RE Advising on Corporate Finance 2014-09-01
AXS672 LIU Qiuyi 劉秋漪 RE Dealing in Securities 2014-09-26 2016-05-27
AXS672 LIU Qiuyi 劉秋漪 RE Advising on Securities 2014-09-26 2016-05-27
AXS672 LIU Qiuyi 劉秋漪 RE Advising on Corporate Finance 2014-09-26 2016-05-27
AXW873 ZHANG Junnan 張俊楠 RE Dealing in Securities 2015-12-14
AXW873 ZHANG Junnan 張俊楠 RE Advising on Securities 2015-12-14
AXW873 ZHANG Junnan 張俊楠 RE Advising on Corporate Finance 2015-12-14
AXY814 MOMBRU FARMER Juan Luis 蒙布依恩 RE Dealing in Securities 2011-09-26 2013-07-31
AXY814 MOMBRU FARMER Juan Luis 蒙布依恩 RE Advising on Securities 2011-09-26 2013-07-31
AXY814 MOMBRU FARMER Juan Luis 蒙布依恩 RE Advising on Corporate Finance 2011-09-26 2013-07-31
AYN585 LUI Wan Hong 呂雲康 RE Dealing in Securities 2017-11-14
AYN585 LUI Wan Hong 呂雲康 RE Advising on Securities 2017-11-14
AYN585 LUI Wan Hong 呂雲康 RE Advising on Corporate Finance 2017-11-14
AZF338 KOAY Chie Min 郭洁敏 RE Dealing in Securities 2012-04-24 2012-12-27
AZF338 KOAY Chie Min 郭洁敏 RE Advising on Securities 2012-04-24 2012-12-27
AZF338 KOAY Chie Min 郭洁敏 RE Advising on Corporate Finance 2012-04-24 2012-12-27
AZG393 WOO Ian Ying 何穎 RO Dealing in Securities 2012-05-22 2016-07-01
AZG393 WOO Ian Ying 何穎 RO Advising on Securities 2012-05-22 2016-07-01
AZG393 WOO Ian Ying 何穎 RO Advising on Corporate Finance 2012-05-22 2016-07-01
AZR410 PAGE Nicholas Philip Stirling RE Dealing in Securities 2012-07-11 2013-01-09
AZR410 PAGE Nicholas Philip Stirling RE Advising on Securities 2012-07-11 2013-01-09
AZR410 PAGE Nicholas Philip Stirling RE Advising on Corporate Finance 2012-07-11 2013-01-09
BAB812 NIRAPATHPONGPORN Ekapak RO Dealing in Securities 2012-10-19 2017-05-15
BAB812 NIRAPATHPONGPORN Ekapak RO Advising on Securities 2012-10-19 2017-05-15
BAB812 NIRAPATHPONGPORN Ekapak RE Advising on Corporate Finance 2013-04-26 2017-05-15
BAB812 NIRAPATHPONGPORN Ekapak RO Advising on Corporate Finance 2012-10-19 2013-04-26
BAF174 WANG Binran 王彬然 RE Dealing in Securities 2012-10-12 2014-07-18
BAF174 WANG Binran 王彬然 RE Advising on Securities 2012-10-12 2014-07-18
BAF174 WANG Binran 王彬然 RE Advising on Corporate Finance 2012-10-12 2014-07-18
BBQ430 MA Xiao 馬驍 RE Dealing in Securities 2015-09-21
BBQ430 MA Xiao 馬驍 RE Advising on Securities 2015-09-21
BBQ430 MA Xiao 馬驍 RE Advising on Corporate Finance 2015-09-21
BCJ651 ZHANG Junchen 章俊晨 RE Dealing in Securities 2015-09-16 2018-04-27
BCJ651 ZHANG Junchen 章俊晨 RE Advising on Securities 2015-09-16 2018-04-27
BCJ651 ZHANG Junchen 章俊晨 RE Advising on Corporate Finance 2015-09-16 2018-04-27
BCT989 SUN Zhouchuan 孫州川 RE Dealing in Securities 2014-02-21 2014-12-31
BCT989 SUN Zhouchuan 孫州川 RE Advising on Securities 2014-02-21 2014-12-31
BCT989 SUN Zhouchuan 孫州川 RE Advising on Corporate Finance 2014-02-21 2014-12-31
BEW109 YANG Zijiang 楊子江 RE Dealing in Securities 2015-02-16 2015-10-17
BEW109 YANG Zijiang 楊子江 RE Advising on Securities 2015-02-16 2015-10-17
BEW109 YANG Zijiang 楊子江 RE Advising on Corporate Finance 2015-02-16 2015-10-17
BFU968 LI Qing 李青 RE Dealing in Securities 2016-05-16
BFU968 LI Qing 李青 RE Advising on Securities 2016-05-16
BFU968 LI Qing 李青 RE Advising on Corporate Finance 2016-05-16
BHM199 QIAN Chen 錢沉 RE Dealing in Securities 2016-06-27
BHM199 QIAN Chen 錢沉 RE Advising on Securities 2016-06-27
BHM199 QIAN Chen 錢沉 RE Advising on Corporate Finance 2016-06-27
BHZ233 TAN Shaoguang 譚紹光 RE Dealing in Securities 2017-06-12
BHZ233 TAN Shaoguang 譚紹光 RE Advising on Securities 2017-06-12
BHZ233 TAN Shaoguang 譚紹光 RE Advising on Corporate Finance 2017-06-12
BJT980 HE Wenbo 賀文博 RE Dealing in Securities 2018-09-12
BJT980 HE Wenbo 賀文博 RE Advising on Securities 2018-09-12
BJT980 HE Wenbo 賀文博 RE Advising on Corporate Finance 2018-09-12
BLU672 LIU Mengxin 刘梦馨 RE Dealing in Securities 2018-02-05
BLU672 LIU Mengxin 刘梦馨 RE Advising on Securities 2018-02-05
BLU672 LIU Mengxin 刘梦馨 RE Advising on Corporate Finance 2018-02-05

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