Hong Kong SFC licence institution AAG715, Pictet Asset Management (Hong Kong) Limited 百達資產管理(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAG715 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB945 MAK Kan Chong 麥勤創 RE Dealing in Securities 2011-08-11 2012-02-17
AAB945 MAK Kan Chong 麥勤創 RO Dealing in Securities 2012-02-17 2013-05-16
AAB945 MAK Kan Chong 麥勤創 RE Advising on Securities 2011-08-11 2012-02-17
AAB945 MAK Kan Chong 麥勤創 RO Advising on Securities 2012-02-17 2013-05-16
AAB945 MAK Kan Chong 麥勤創 RO Asset Management 2012-02-17 2013-05-16
AAE561 LEE Man Ying 李文櫻 RE Dealing in Securities 2011-09-16 2013-04-30
AAE561 LEE Man Ying 李文櫻 RE Advising on Securities 2011-09-16 2013-04-30
AAH060 KWOK CHAN Yuen Kwan, Serena 郭陳宛筠 RE Advising on Securities 2005-03-15 2007-05-21
AAH060 KWOK CHAN Yuen Kwan, Serena 郭陳宛筠 RE Asset Management 2007-05-02 2007-05-21
AAI951 WONG Chi San, Allan 黃志山 RE Dealing in Securities 2011-06-07 2013-04-30
AAI951 WONG Chi San, Allan 黃志山 RE Advising on Securities 2011-06-07 2013-04-30
AAW332 HABERER Claude Georges RE Dealing in Securities 2011-02-11 2011-03-11
AAW332 HABERER Claude Georges RO Dealing in Securities 2011-03-11 2013-05-16
AAW332 HABERER Claude Georges RE Advising on Securities 2011-02-11 2011-03-11
AAW332 HABERER Claude Georges RO Advising on Securities 2011-03-11 2013-05-16
AAW332 HABERER Claude Georges RE Asset Management 2011-02-11 2011-03-11
AAW332 HABERER Claude Georges RO Asset Management 2011-03-11 2013-05-16
ABS584 YAU Man 游敏 RE Dealing in Securities 2012-06-25 2013-04-30
ABS584 YAU Man 游敏 RE Advising on Securities 2012-06-25 2013-04-30
ACH155 CHU Wai Ping, Randy 朱偉平 RE Dealing in Securities 2012-07-16 2013-04-30
ACH155 CHU Wai Ping, Randy 朱偉平 RE Advising on Securities 2012-07-16 2013-04-30
ACY864 CHENG Ping Kuen 鄭炳權 RO Dealing in Securities 2008-11-13 2012-01-01
ACY864 CHENG Ping Kuen 鄭炳權 RO Advising on Securities 2008-11-13 2012-01-01
ACY864 CHENG Ping Kuen 鄭炳權 RO Asset Management 2008-11-13 2009-05-13
ADC335 DAN Pauline Kai Yin 但啟賢 RE Advising on Securities 2012-08-01 2012-11-07
ADC335 DAN Pauline Kai Yin 但啟賢 RO Advising on Securities 2012-11-07 2017-03-01
ADC335 DAN Pauline Kai Yin 但啟賢 RE Asset Management 2012-08-01 2012-11-07
ADC335 DAN Pauline Kai Yin 但啟賢 RO Asset Management 2012-11-07 2017-03-01
AEB972 TSE Chi Ho 謝志豪 RO Dealing in Securities 2011-06-01
AEB972 TSE Chi Ho 謝志豪 RO Advising on Securities 2011-06-01
AEC085 LIN An Ming 林安明 RE Advising on Securities 2005-08-02 2007-01-31
AEC085 LIN An Ming 林安明 RO Advising on Securities 2003-04-01 2005-08-02
AEM643 CHAN Yuen Ki 陳婉琪 RE Dealing in Securities 2014-02-14 2015-06-05
AEM643 CHAN Yuen Ki 陳婉琪 RE Advising on Securities 2014-02-14 2015-06-05
AFD430 POON Cheuk Nam, Miranda 潘綽嵐 RE Dealing in Securities 2007-02-02 2008-06-30
AFN358 FOONG Hock Meng RO Advising on Securities 2003-04-01 2005-08-02
AFP719 KWOK Peggy 郭碧姿 RE Dealing in Securities 2011-10-19 2013-04-30
AFP719 KWOK Peggy 郭碧姿 RE Advising on Securities 2011-10-19 2013-04-30
AFS918 CHAN Wing Cheong, Eric 陳永昌 RE Advising on Securities 2003-04-01 2003-05-23
AFS918 CHAN Wing Cheong, Eric 陳永昌 RO Advising on Securities 2003-05-23 2004-01-09
AFT509 FOK Pui Shan 霍佩珊 RE Dealing in Securities 2018-11-07
AGA026 CHO Yee Kee, Amy 曹綺琪 RO Dealing in Securities 2006-10-26 2018-11-28
AGA026 CHO Yee Kee, Amy 曹綺琪 RO Advising on Securities 2009-09-28 2018-11-28
AHC185 LAU On Wai 劉安偉 RE Advising on Securities 2012-10-16 2013-04-30
AHC185 LAU On Wai 劉安偉 RE Asset Management 2012-10-16 2013-04-30
AHH541 TSANG Freeman Siu For 曾劭科 RE Dealing in Securities 2007-02-06 2009-10-16
AHH541 TSANG Freeman Siu For 曾劭科 RE Advising on Securities 2009-09-02 2009-10-16
AHO647 ERNE Jean-Claude RO Dealing in Securities 2007-06-25 2011-05-16
AHO647 ERNE Jean-Claude RO Advising on Securities 2003-04-01 2011-05-16
AHO647 ERNE Jean-Claude RO Asset Management 2007-04-30 2011-05-16
AID481 JASUJA Radhika RE Dealing in Securities 2007-11-09 2009-12-14
AID481 JASUJA Radhika RE Advising on Securities 2007-11-09 2009-12-14
AID481 JASUJA Radhika RE Asset Management 2007-11-09 2009-12-14
AIR083 STAERKLE Nicolas RO Dealing in Securities 2006-10-26 2013-05-16
AIR083 STAERKLE Nicolas RO Advising on Securities 2003-04-01 2013-05-16
AIR083 STAERKLE Nicolas RO Asset Management 2007-04-30 2013-05-16
AIR898 LIM Lu Lu, Victoria 林泓秀 RE Dealing in Securities 2017-07-19
AIR898 LIM Lu Lu, Victoria 林泓秀 RE Advising on Securities 2017-07-19
AJB203 YUNG Min Ling, Anne 翁敏玲 RE Dealing in Securities 2012-12-14 2014-05-20
AJB203 YUNG Min Ling, Anne 翁敏玲 RE Advising on Securities 2012-12-14 2014-05-20
AJD784 LO Chun Wah 魯震華 RE Dealing in Securities 2011-10-12 2013-11-25
AJD784 LO Chun Wah 魯震華 RE Advising on Securities 2011-10-12 2013-11-25
AJO165 LEE Kar Shin, Grace 李嘉茜 RE Dealing in Securities 2010-03-12 2011-10-01
AJO165 LEE Kar Shin, Grace 李嘉茜 RE Advising on Securities 2010-03-23 2011-10-01
ALB958 CHEN Hsi-An RE Advising on Securities 2012-10-15 2012-12-03
ALB958 CHEN Hsi-An RE Advising on Securities 2015-05-22 2017-03-27
ALB958 CHEN Hsi-An RO Advising on Securities 2012-12-03 2015-05-22
ALB958 CHEN Hsi-An RE Asset Management 2012-10-15 2012-12-03
ALB958 CHEN Hsi-An RE Asset Management 2015-05-22 2017-03-27
ALB958 CHEN Hsi-An RO Asset Management 2012-12-03 2015-05-22
ALB958 CHEN Hsi-An RO Asset Management 2017-03-27
ALP937 HO Oi Yee, Margaret 何藹儀 RE Dealing in Securities 2008-07-28 2013-04-30
ALP937 HO Oi Yee, Margaret 何藹儀 RE Advising on Securities 2008-07-28 2013-04-30
ALQ272 YEUNG Hau Keung 楊孝強 RE Asset Management 2014-10-08 2014-11-05
ALQ272 YEUNG Hau Keung 楊孝強 RO Asset Management 2014-11-05
AMA108 LODHA Sanjay RE Dealing in Securities 2007-08-24 2007-12-31
AMA108 LODHA Sanjay RE Advising on Securities 2005-06-22 2007-12-31
AMA108 LODHA Sanjay RE Asset Management 2007-05-02 2007-12-31
AMN729 LAI Carmen 黎嘉文 RE Dealing in Securities 2008-07-22
AMN729 LAI Carmen 黎嘉文 RE Advising on Securities 2009-09-02 2018-10-29
AMN729 LAI Carmen 黎嘉文 RO Advising on Securities 2018-10-29
AOA842 FAN Charrissa Wing Sze 范穎詩 RE Dealing in Securities 2015-03-23 2017-02-16
AOA842 FAN Charrissa Wing Sze 范穎詩 RE Advising on Securities 2015-03-23 2017-02-16
AON053 LO Ka Kin 盧家健 RE Dealing in Securities 2013-04-15
AON053 LO Ka Kin 盧家健 RE Advising on Securities 2013-04-15
AOO737 PERRIN Louis-Mathieu, Francois RE Advising on Securities 2007-02-26 2007-03-01
AOQ686 SO Shui Man 蘇瑞雯 RE Dealing in Securities 2014-05-09 2015-12-18
AOQ686 SO Shui Man 蘇瑞雯 RE Advising on Securities 2014-05-09 2015-12-18
APE946 LUE-FONG Simon Nicolas RE Advising on Securities 2007-07-10 2007-07-13
APE946 LUE-FONG Simon Nicolas RE Advising on Securities 2007-10-31 2007-11-03
APE946 LUE-FONG Simon Nicolas RE Advising on Securities 2010-09-08 2010-09-09
APE946 LUE-FONG Simon Nicolas RE Advising on Securities 2011-05-11 2011-05-13
APE946 LUE-FONG Simon Nicolas RE Advising on Securities 2011-09-27 2011-09-28
APE946 LUE-FONG Simon Nicolas RE Advising on Securities 2011-12-13 2011-12-14
APE946 LUE-FONG Simon Nicolas RE Advising on Securities 2012-05-17 2012-05-31
APE946 LUE-FONG Simon Nicolas RE Advising on Securities 2015-03-02 2015-03-06
API005 NG Teck Neng 黃得能 RE Dealing in Securities 2011-01-06
API005 NG Teck Neng 黃得能 RE Advising on Securities 2011-01-06
APJ513 SOLAZZO Giacomo Pietro RE Dealing in Securities 2007-09-10 2009-01-31
APV464 HUI Wing Sang, Janice 許穎笙 RE Dealing in Securities 2015-06-29
APV464 HUI Wing Sang, Janice 許穎笙 RE Advising on Securities 2015-06-29
APV496 ANTOINE EP. REYL Caroline Sophie RE Advising on Securities 2007-10-22 2007-10-26
APV496 ANTOINE EP. REYL Caroline Sophie RE Advising on Securities 2010-11-01 2010-11-01
APV496 ANTOINE EP. REYL Caroline Sophie RE Advising on Securities 2011-03-14 2011-03-18
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Dealing in Securities 2012-02-20 2012-09-18
APY706 CHENG Hoi Yan, Florence 鄭凱恩 RE Advising on Securities 2012-02-20 2012-09-18
APY917 SCHMID Robert Stephane RE Dealing in Securities 2007-12-19 2012-05-17
APY917 SCHMID Robert Stephane RE Advising on Securities 2007-12-19 2012-05-17
APY917 SCHMID Robert Stephane RE Asset Management 2007-12-19 2012-05-17
AQB107 TONG Yi-chih, Kevin RE Dealing in Securities 2008-02-25 2013-02-04
AQB107 TONG Yi-chih, Kevin RE Advising on Securities 2008-02-25 2013-02-04
AQB107 TONG Yi-chih, Kevin RE Asset Management 2008-02-25 2013-02-04
AQC660 DE WECK Philippe Thomas Pierre RE Dealing in Securities 2010-01-19 2010-01-21
AQC660 DE WECK Philippe Thomas Pierre RE Advising on Securities 2007-12-03 2007-12-08
AQQ023 RAVIOLI Christine Marie-madeleine RE Dealing in Securities 2011-02-25 2013-04-30
AQQ023 RAVIOLI Christine Marie-madeleine RE Advising on Securities 2008-04-21 2009-01-31
AQQ023 RAVIOLI Christine Marie-madeleine RE Advising on Securities 2011-02-25 2013-04-30
AQY697 WONG Yin On, Anthony 黃衍安 RE Dealing in Securities 2008-06-20 2011-02-01
AQY697 WONG Yin On, Anthony 黃衍安 RE Advising on Securities 2009-09-02 2011-02-01
AQY698 TSANG Wai Lun 曾慧倫 RE Dealing in Securities 2008-06-20 2011-12-01
AQY698 TSANG Wai Lun 曾慧倫 RE Advising on Securities 2009-09-02 2011-12-01
ARI449 YU Kwok Yeung 羽國揚 RE Dealing in Securities 2008-08-05 2009-10-16
ARI449 YU Kwok Yeung 羽國揚 RE Advising on Securities 2008-08-05 2009-10-16
ARI450 LEUNG Mei Kit 梁美潔 RE Dealing in Securities 2008-07-22 2013-04-30
ARI450 LEUNG Mei Kit 梁美潔 RE Advising on Securities 2008-07-22 2013-04-30
ARI450 LEUNG Mei Kit 梁美潔 RE Asset Management 2008-07-22 2013-04-30
ARI898 KO Tsz Wai 高子蕙 RE Dealing in Securities 2008-07-30 2013-04-30
ARI898 KO Tsz Wai 高子蕙 RE Advising on Securities 2009-09-02 2013-04-30
ARK439 WONG Si Yuen, Andy 黃思遠 RE Asset Management 2017-04-24 2017-05-15
ARK439 WONG Si Yuen, Andy 黃思遠 RO Asset Management 2017-05-15
ARP187 LIPPENS Bruno Andre Joseph RE Dealing in Securities 2010-01-19 2010-01-21
ARP187 LIPPENS Bruno Andre Joseph RE Advising on Securities 2008-09-16 2008-09-19
ARP187 LIPPENS Bruno Andre Joseph RE Advising on Securities 2010-10-18 2010-10-20
ARP187 LIPPENS Bruno Andre Joseph RE Advising on Securities 2011-02-14 2011-02-18
ARP187 LIPPENS Bruno Andre Joseph RE Advising on Securities 2012-09-12 2012-09-14
ARP187 LIPPENS Bruno Andre Joseph RE Advising on Securities 2013-06-20 2013-06-21
ARP187 LIPPENS Bruno Andre Joseph RE Advising on Securities 2015-04-15 2015-04-17
ARS100 MICHELI Gabriel Jean Victor RE Advising on Securities 2008-10-14 2008-10-17
ASE654 HAUSER Rudolf RE Dealing in Securities 2008-12-22 2012-05-21
ASE654 HAUSER Rudolf RE Advising on Securities 2008-12-22 2012-05-21
ASE656 SMITH John Paul RE Advising on Securities 2009-01-07 2009-01-09
ASF535 SAVIOZ Caroline Marie RE Dealing in Securities 2009-02-20 2013-04-30
ASF535 SAVIOZ Caroline Marie RE Advising on Securities 2009-02-20 2013-04-30
ASF932 LUTZ Paul Alexandre RE Dealing in Securities 2009-02-20 2013-04-30
ASF932 LUTZ Paul Alexandre RE Advising on Securities 2009-02-20 2013-04-30
ASL988 CHAN Che Yin, Jeanny 陳智妍 RE Dealing in Securities 2009-03-16
ASL988 CHAN Che Yin, Jeanny 陳智妍 RE Advising on Securities 2009-09-02
ASL990 NGUYEN TANG Xuan Lam RE Dealing in Securities 2009-03-11 2013-04-30
ASL990 NGUYEN TANG Xuan Lam RE Advising on Securities 2009-03-11 2013-04-30
ASL990 NGUYEN TANG Xuan Lam RE Asset Management 2009-03-11 2013-04-30
ATN574 HUGUENIN-VIRCHAUX Steve Pierre RE Advising on Securities 2009-08-13 2009-08-14
ATN574 HUGUENIN-VIRCHAUX Steve Pierre RE Advising on Securities 2010-07-12 2010-07-16
ATO934 RIS Alexandre Hugo RE Advising on Securities 2009-08-31 2009-09-04
ATO934 RIS Alexandre Hugo RE Advising on Securities 2010-05-10 2010-05-20
ATO934 RIS Alexandre Hugo RE Advising on Securities 2010-06-08 2010-06-10
ATR121 TSE Koon Nang, Colin 謝貫能 RE Dealing in Securities 2012-06-08 2012-12-06
ATR121 TSE Koon Nang, Colin 謝貫能 RE Advising on Securities 2012-06-08 2012-12-06
ATY955 CAMPICHE Nicolas Thierry RE Dealing in Securities 2009-11-04 2009-11-06
ATY955 CAMPICHE Nicolas Thierry RE Dealing in Securities 2010-11-22 2010-11-24
ATY957 ILARDI Francesco Saverio RE Dealing in Securities 2009-11-03 2009-11-06
ATY957 ILARDI Francesco Saverio RE Dealing in Securities 2010-12-08 2010-12-11
AUM946 ROHNER Philippe Jean Georges RE Dealing in Securities 2010-01-19 2010-01-21
AUQ324 YU Peijun 余培軍 RE Dealing in Securities 2012-11-29 2013-04-30
AUQ324 YU Peijun 余培軍 RE Advising on Securities 2012-11-29 2013-04-30
AUV596 ZHANG Qin 張琴 RE Asset Management 2014-06-03
AUY915 TAHIRI ALAOUI Mourad RE Advising on Securities 2012-04-30 2013-04-30
AUY915 TAHIRI ALAOUI Mourad RE Asset Management 2012-04-30 2013-04-30
AVH039 BONZON Yves Roger Henri RE Dealing in Securities 2010-06-14 2010-06-18
AVH050 DONAY Christophe Jean Hubert RE Dealing in Securities 2010-06-14 2010-06-18
AVN307 CHANG Jennifer Ting RE Advising on Securities 2015-01-09 2017-03-30
AVN307 CHANG Jennifer Ting RE Asset Management 2015-01-09
AVV119 HUANG Jackson Kuo-kang 黃國綱 RE Dealing in Securities 2010-09-01 2012-06-01
AVV119 HUANG Jackson Kuo-kang 黃國綱 RE Advising on Securities 2010-09-01 2012-06-01
AWD039 LEE Shin Yin RE Dealing in Securities 2010-11-01 2015-08-11
AWD039 LEE Shin Yin RE Advising on Securities 2010-11-01 2015-08-11
AWD039 LEE Shin Yin RE Advising on Securities 2016-09-26 2016-09-30
AWH107 DE RHAM Gregoire Philippe RE Dealing in Securities 2010-11-22 2010-11-24
AWH107 DE RHAM Gregoire Philippe RE Dealing in Securities 2011-10-27 2011-10-29
AWH107 DE RHAM Gregoire Philippe RE Dealing in Securities 2012-05-30 2012-06-01
AWQ674 LAI Chi Wang, Alen 黎智弘 RE Dealing in Securities 2013-07-08 2015-08-26
AWQ674 LAI Chi Wang, Alen 黎智弘 RE Dealing in Futures Contracts 2013-07-08 2015-08-26
AWS708 LAXMINARAYAN Bhaskar RE Dealing in Securities 2011-05-25 2013-04-30
AWS708 LAXMINARAYAN Bhaskar RE Advising on Securities 2011-05-25 2013-04-30
AXP495 GOTTELIER Simon David RE Advising on Securities 2016-06-16 2016-06-17
AXP592 BAIN Hugo Alastair Uniacke RE Advising on Securities 2011-07-18 2011-07-22
AXQ879 TSAI Yue-Long 蔡玉龍 RE Dealing in Securities 2011-09-09 2013-04-30
AXQ879 TSAI Yue-Long 蔡玉龍 RE Advising on Securities 2011-09-09 2013-04-30
AXR420 LOH Kam Ping, Agnes 羅錦屏 RE Dealing in Securities 2011-08-01 2013-04-30
AXR420 LOH Kam Ping, Agnes 羅錦屏 RE Advising on Securities 2011-08-01 2013-04-30
AXV897 BHAUMIK Ananda Prasad RE Dealing in Securities 2011-08-15 2013-04-30
AXV897 BHAUMIK Ananda Prasad RE Advising on Securities 2011-08-15 2013-04-30
AXX253 LAM Ki Wah 林其華 RE Dealing in Securities 2011-08-23 2013-04-30
AXX253 LAM Ki Wah 林其華 RE Advising on Securities 2011-08-23 2013-04-30
AXX788 WHANG Fun, Edith 黃芬 RE Dealing in Securities 2011-08-26 2013-04-30
AXX788 WHANG Fun, Edith 黃芬 RE Advising on Securities 2011-08-26 2013-04-30
AXX901 CHEN Hao 陳昊 RE Dealing in Securities 2014-09-10
AXX901 CHEN Hao 陳昊 RE Dealing in Futures Contracts 2014-09-10
AYB247 VEILLEUX Louis Joseph Gilbert RE Advising on Securities 2011-09-26 2011-09-30
AYC836 POON Pun Pun 潘斌斌 RE Dealing in Securities 2011-09-30 2013-04-30
AYC836 POON Pun Pun 潘斌斌 RE Advising on Securities 2011-09-30 2013-04-30
AYF324 TZENG Shu Hui 曾淑慧 RE Dealing in Securities 2011-10-13 2013-04-30
AYF324 TZENG Shu Hui 曾淑慧 RE Advising on Securities 2011-10-13 2013-04-30
AYF325 HUANG Wen Ruey, Phil 黃文瑞 RE Dealing in Securities 2011-10-14 2013-04-30
AYF325 HUANG Wen Ruey, Phil 黃文瑞 RE Advising on Securities 2011-10-14 2013-04-30
AYG223 BELLONI Laurent RE Advising on Securities 2011-10-24 2011-10-28
AYG223 BELLONI Laurent RE Advising on Securities 2013-09-09 2013-09-13
AYI267 SELVATICO Jean-Pierre, Philippe RE Dealing in Securities 2011-11-02 2011-11-04
AYP972 YEUNG Lawrence King Wai 楊勁威 RE Dealing in Securities 2011-12-07 2013-04-30
AYP972 YEUNG Lawrence King Wai 楊勁威 RE Advising on Securities 2011-12-07 2013-04-30
AYQ410 GIANELLA Sandro RE Dealing in Securities 2011-12-15 2013-04-30
AYQ410 GIANELLA Sandro RE Advising on Securities 2011-12-15 2013-04-30
AYQ422 MA Andrea 馬顯璀 RE Dealing in Securities 2011-12-12 2013-04-30
AYQ422 MA Andrea 馬顯璀 RE Advising on Securities 2011-12-12 2013-04-30
AZB783 CHA Chee Youn RE Dealing in Securities 2012-02-27 2013-04-30
AZB783 CHA Chee Youn RE Advising on Securities 2012-02-27 2013-04-30
AZK031 BENHAIM Mickael RE Advising on Securities 2012-05-07 2012-05-11
AZK031 BENHAIM Mickael RE Advising on Securities 2013-04-22 2013-04-26
AZK203 THOMAS Jean-guillaume Johann Raymond RE Advising on Securities 2012-04-30 2013-04-30
AZK203 THOMAS Jean-guillaume Johann Raymond RE Asset Management 2012-04-30 2013-04-30
AZO339 NG Si Yeuk, Dee 吳思若 RE Dealing in Securities 2012-05-29 2013-04-30
AZO339 NG Si Yeuk, Dee 吳思若 RE Advising on Securities 2012-05-29 2013-04-30
AZV518 ZWEIFEL Patrick RE Advising on Securities 2012-07-11 2012-07-13
BAB819 HOSONO Genji 細野玄司 RE Dealing in Securities 2012-08-20 2013-04-30
BAB819 HOSONO Genji 細野玄司 RE Advising on Securities 2012-08-20 2013-04-30
BAD558 ORA Avo Erik RE Dealing in Securities 2018-01-22 2018-01-27
BAD558 ORA Avo Erik RE Advising on Securities 2013-11-26 2013-12-02
BAD558 ORA Avo Erik RO Advising on Securities 2012-11-14 2013-05-14
BAD558 ORA Avo Erik RO Asset Management 2012-11-14 2013-05-14
BAE073 NAGAI Yukiko RE Dealing in Securities 2012-09-07 2013-04-30
BAE073 NAGAI Yukiko RE Advising on Securities 2012-09-07 2013-04-30
BAF401 CLARK David James RE Dealing in Securities 2012-12-14 2013-01-24
BAF401 CLARK David James RO Dealing in Securities 2013-01-24
BAF401 CLARK David James RO Dealing in Futures Contracts 2013-02-18
BAF402 KIRKMAN Jeremy John RE Dealing in Securities 2013-02-18 2015-08-18
BAF402 KIRKMAN Jeremy John RO Dealing in Securities 2015-08-18
BAF402 KIRKMAN Jeremy John RO Dealing in Futures Contracts 2013-02-18
BAI954 YU See Mun 余詩敏 RE Advising on Securities 2012-10-31 2013-04-30
BAI954 YU See Mun 余詩敏 RE Asset Management 2012-10-31 2013-04-30
BAM236 GRIJNS Andrew Arnold RE Dealing in Securities 2017-02-13 2017-02-22
BAM236 GRIJNS Andrew Arnold RE Advising on Securities 2012-11-26 2012-11-30
BAM236 GRIJNS Andrew Arnold RE Advising on Securities 2013-11-01 2013-11-15
BAM236 GRIJNS Andrew Arnold RE Advising on Securities 2014-11-13 2014-11-14
BAM236 GRIJNS Andrew Arnold RE Advising on Securities 2015-10-12 2015-10-16
BAM236 GRIJNS Andrew Arnold RE Advising on Securities 2016-06-13 2016-06-17
BAU625 XU Chenbin 許宸彬 RE Asset Management 2016-03-18
BAZ737 KIM Lee Seul RE Dealing in Securities 2013-03-13 2014-11-21
BAZ737 KIM Lee Seul RE Advising on Securities 2013-03-13 2014-11-21
BBG377 MUN So Yun RE Dealing in Securities 2013-08-26
BBG377 MUN So Yun RE Advising on Securities 2013-08-26
BBJ795 PAN Jianhui 潘健輝 RE Advising on Securities 2013-06-06 2017-04-19
BBJ795 PAN Jianhui 潘健輝 RE Asset Management 2013-06-06
BBM024 VILICNIK Ivana RE Asset Management 2015-01-07 2015-08-31
BBM024 VILICNIK Ivana RO Asset Management 2013-07-26 2015-01-07
BBP090 HOU BOSSON Ying RE Asset Management 2013-07-18 2013-10-17
BBP090 HOU BOSSON Ying RE Asset Management 2014-07-17 2016-04-01
BBP092 WANG SIMOND Lan 王嵐 RE Asset Management 2013-07-18 2013-10-17
BBP092 WANG SIMOND Lan 王嵐 RO Asset Management 2014-07-17
BCI541 KOTHARI Prashant RE Advising on Securities 2013-11-25 2013-11-29
BCT481 MOUTHON Alexandre Remy RE Dealing in Securities 2017-05-22 2017-05-26
BCT481 MOUTHON Alexandre Remy RE Dealing in Securities 2017-09-18 2017-09-29
BCT481 MOUTHON Alexandre Remy RE Dealing in Securities 2018-03-05 2018-03-16
BCT481 MOUTHON Alexandre Remy RE Dealing in Securities 2018-11-26 2018-11-30
BCT481 MOUTHON Alexandre Remy RE Advising on Securities 2014-02-10 2014-02-14
BCT481 MOUTHON Alexandre Remy RE Advising on Securities 2015-06-15 2015-06-19
BCT481 MOUTHON Alexandre Remy RE Advising on Securities 2016-04-25 2016-04-29
BCW950 FAN James Chi Jing 范致貞 RE Asset Management 2018-11-23
BCY726 HICKEY Adrian Kevin RE Advising on Securities 2014-02-27 2014-02-28
BDI843 SEJOURNET Sylvie Jeanne Colette RE Advising on Securities 2014-05-05 2014-05-20
BDL289 DIANA Luciano RE Dealing in Securities 2018-07-03 2018-07-06
BDL289 DIANA Luciano RE Advising on Securities 2014-06-09 2014-06-13
BEC907 LINCOURT Genevieve RE Advising on Securities 2014-09-22 2014-09-26
BEM899 LAM Karen Antonia RE Advising on Securities 2015-08-24 2015-08-28
BFI044 WONG Li Ping Audrey RE Dealing in Securities 2015-05-04 2015-05-08
BFI044 WONG Li Ping Audrey RE Dealing in Securities 2015-06-15 2015-06-19
BFI044 WONG Li Ping Audrey RE Dealing in Securities 2015-07-28
BFI044 WONG Li Ping Audrey RE Advising on Securities 2015-07-28
BFI045 TOH Shikai RE Dealing in Securities 2015-05-11 2015-06-05
BFI045 TOH Shikai RE Dealing in Securities 2015-07-27 2015-07-31
BFI045 TOH Shikai RE Dealing in Securities 2016-06-13 2016-06-17
BFI045 TOH Shikai RE Dealing in Futures Contracts 2015-05-11 2015-06-05
BFI045 TOH Shikai RE Dealing in Futures Contracts 2015-07-27 2015-07-31
BFI045 TOH Shikai RE Dealing in Futures Contracts 2016-06-13 2016-06-17
BFJ090 BISSCHOP Arnaud Cyrille Daniel RE Advising on Securities 2015-05-04 2015-05-08
BFJ090 BISSCHOP Arnaud Cyrille Daniel RE Advising on Securities 2016-10-17 2016-10-21
BFS335 RAMJEE Shaniel RE Dealing in Securities 2017-09-25 2017-09-29
BFS335 RAMJEE Shaniel RE Dealing in Securities 2018-03-19 2018-03-23
BFS335 RAMJEE Shaniel RE Advising on Securities 2015-07-02 2015-07-03
BFS335 RAMJEE Shaniel RE Advising on Securities 2016-02-22 2016-03-02
BFS335 RAMJEE Shaniel RE Advising on Securities 2016-09-05 2016-09-14
BFU363 JOB Melanie Yvette Suzanne RE Dealing in Securities 2015-07-23 2015-07-24
BFU363 JOB Melanie Yvette Suzanne RE Dealing in Securities 2015-11-30 2015-12-02
BFU363 JOB Melanie Yvette Suzanne RE Dealing in Futures Contracts 2015-07-23 2015-07-24
BFU363 JOB Melanie Yvette Suzanne RE Dealing in Futures Contracts 2015-11-30 2015-12-02
BGH004 ATKINS Edward Anthony James RE Dealing in Securities 2015-10-19 2015-10-23
BGH004 ATKINS Edward Anthony James RE Dealing in Futures Contracts 2015-10-19 2015-10-23
BGI791 YAMAKAWA Hiroki RE Dealing in Securities 2017-08-14 2017-08-25
BGI791 YAMAKAWA Hiroki RE Dealing in Securities 2018-05-14 2018-05-18
BGI791 YAMAKAWA Hiroki RE Dealing in Futures Contracts 2017-08-14 2017-08-25
BGI791 YAMAKAWA Hiroki RE Dealing in Futures Contracts 2018-05-14 2018-05-18
BGV290 KRAMER Yves Dominique RE Dealing in Securities 2018-01-15 2018-01-19
BGV290 KRAMER Yves Dominique RE Advising on Securities 2016-01-20 2016-01-22
BGV485 CHANG Shaun Wen Fee RE Dealing in Securities 2016-02-15
BGV485 CHANG Shaun Wen Fee RE Dealing in Futures Contracts 2016-02-15
BIW578 LINGEN Peter RE Dealing in Securities 2017-01-16 2017-01-20
BJD662 PAOLINI Luca RE Dealing in Securities 2017-03-08 2017-03-15
BJI667 NGUYEN Laurent Huu-Duc RE Dealing in Securities 2017-04-24 2017-04-28
BKM679 BUFFLE Marc-Olivier RE Dealing in Securities 2017-10-09 2017-10-13
BLJ206 NISHIMURA Seiji RE Dealing in Securities 2017-11-07 2017-11-10
BMB304 CAVALIER Jean-Damien Romain Philippe RE Dealing in Securities 2018-01-22 2018-01-25
BMW879 HOFFMEYER Nolan Daniel Michel RE Dealing in Securities 2018-06-05 2018-06-07
BNR635 SCHAUFELBERGER Marie-Laure RE Dealing in Securities 2018-10-29 2018-10-31

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