Hong Kong SFC licence institution AAG749, Financial Partners Limited 泛柏資產管理有限公司

These are the licence-holders that were found for SFC licence institution AAG749 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG736 KENDE Peter Michael RO Dealing in Securities 2014-06-23
AAG736 KENDE Peter Michael RO Advising on Securities 2003-04-01
AAG736 KENDE Peter Michael RO Advising on Corporate Finance 2003-04-01 2004-03-31
AAG736 KENDE Peter Michael RO Asset Management 2003-04-01
AAV200 GARY Carolyn Ann RE Advising on Securities 2003-04-01 2014-07-23
AAV200 GARY Carolyn Ann RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAV200 GARY Carolyn Ann RE Asset Management 2003-04-01 2014-07-23
ABF986 WONG Kai Tai, Michael 黃啟泰 RE Advising on Securities 2008-05-28 2014-11-28
ABF986 WONG Kai Tai, Michael 黃啟泰 RO Advising on Securities 2003-04-01 2008-05-28
ABF986 WONG Kai Tai, Michael 黃啟泰 RE Asset Management 2008-05-28 2014-11-28
ABF986 WONG Kai Tai, Michael 黃啟泰 RO Asset Management 2003-04-01 2008-05-28
ABJ244 WOOLF Adrian Mark RO Advising on Securities 2003-04-01 2004-04-14
ABJ244 WOOLF Adrian Mark RO Asset Management 2003-04-01 2004-04-14
ABW742 DUNFORD Charles Frederick RE Advising on Securities 2007-01-10 2008-07-21
ABW742 DUNFORD Charles Frederick RE Asset Management 2007-01-10 2008-07-21
ACA573 CHAN Mo Yin Edna 陳慕賢 RE Advising on Securities 2003-04-01 2011-12-16
ACA573 CHAN Mo Yin Edna 陳慕賢 RE Advising on Corporate Finance 2003-04-01 2004-03-31
ACA573 CHAN Mo Yin Edna 陳慕賢 RE Asset Management 2003-04-01 2011-12-16
ACP325 ONSLOW-SMITH Stuart Douglas RE Advising on Securities 2003-04-01 2004-08-25
ACP325 ONSLOW-SMITH Stuart Douglas RE Advising on Securities 2005-02-25 2008-05-28
ACP325 ONSLOW-SMITH Stuart Douglas RE Advising on Corporate Finance 2003-04-01 2004-08-24
ACP325 ONSLOW-SMITH Stuart Douglas RE Asset Management 2003-04-01 2004-08-25
ACP325 ONSLOW-SMITH Stuart Douglas RE Asset Management 2005-02-25 2008-05-28
AED916 DAVERN Regina Marie RE Advising on Securities 2003-04-01 2004-10-28
AED916 DAVERN Regina Marie RE Advising on Corporate Finance 2003-04-01 2004-10-13
AED916 DAVERN Regina Marie RE Asset Management 2003-04-01 2004-10-28
AEM238 FONG Ching Man, Jessica 方靜雯 RE Advising on Securities 2003-04-01 2005-03-23
AEM238 FONG Ching Man, Jessica 方靜雯 RE Advising on Corporate Finance 2003-04-01 2005-01-17
AEM238 FONG Ching Man, Jessica 方靜雯 RE Asset Management 2003-04-01 2005-03-23
AEU334 CHUNG Francis Chuan-pu 叢川普 RO Dealing in Securities 2014-11-13
AEU334 CHUNG Francis Chuan-pu 叢川普 RO Advising on Securities 2014-07-11
AEU334 CHUNG Francis Chuan-pu 叢川普 RO Asset Management 2014-07-11
AFA649 ROBERTS Anthony David RE Advising on Securities 2003-04-01 2007-02-01
AFA649 ROBERTS Anthony David RE Advising on Corporate Finance 2003-04-01 2005-01-17
AFA649 ROBERTS Anthony David RE Asset Management 2003-04-01 2007-02-01
AFE830 CLARK-BURTON Howard RO Dealing in Securities 2014-06-23 2014-07-31
AFE830 CLARK-BURTON Howard RO Advising on Securities 2003-04-01 2014-07-31
AFE830 CLARK-BURTON Howard RO Asset Management 2003-04-01 2014-07-31
AGP481 HALSALL Gary William RE Advising on Securities 2003-11-10 2009-10-20
AGP481 HALSALL Gary William RE Asset Management 2003-11-10 2009-10-20
AHT190 CHIN Cheryl Pi I 秦碧儀 RE Advising on Securities 2003-04-01 2004-03-05
AHT190 CHIN Cheryl Pi I 秦碧儀 RE Advising on Corporate Finance 2003-04-01 2004-03-05
AHT190 CHIN Cheryl Pi I 秦碧儀 RE Asset Management 2003-04-01 2004-03-05
AHT196 TRAN Queenie 陳粉娟 RE Advising on Securities 2003-11-10 2004-12-07
AHT196 TRAN Queenie 陳粉娟 RE Asset Management 2003-11-10 2004-12-07
AKX740 CASWELL NG Anita Hoi Ying 伍凱凝 RE Advising on Securities 2004-08-19 2011-12-16
AKX740 CASWELL NG Anita Hoi Ying 伍凱凝 RE Asset Management 2004-08-19 2011-12-16
ALH766 MCGLYNN Kevin RE Dealing in Securities 2014-09-17
ALH766 MCGLYNN Kevin RE Advising on Securities 2004-10-15 2015-03-19
ALH766 MCGLYNN Kevin RE Advising on Securities 2017-03-03
ALH766 MCGLYNN Kevin RO Advising on Securities 2015-03-19 2017-03-03
ALH766 MCGLYNN Kevin RE Asset Management 2004-10-15 2015-03-19
ALH766 MCGLYNN Kevin RE Asset Management 2017-03-03
ALH766 MCGLYNN Kevin RO Asset Management 2015-03-19 2017-03-03
ALN132 PALLETT Todd Barry RE Advising on Securities 2004-12-23 2009-06-15
ALN132 PALLETT Todd Barry RE Asset Management 2004-12-23 2009-06-15
ALQ211 MARSH Ian Forbes RE Advising on Securities 2005-02-15 2010-02-12
ALQ211 MARSH Ian Forbes RE Asset Management 2005-02-15 2010-02-12
ALZ659 KESWANI Linee RE Advising on Securities 2006-12-22 2007-02-01
ALZ659 KESWANI Linee RE Asset Management 2006-12-22 2007-02-01
ALZ814 MA Hsiao-hung, Alisha 馬奕彤 RE Advising on Securities 2005-11-16 2008-04-24
ALZ814 MA Hsiao-hung, Alisha 馬奕彤 RE Asset Management 2006-01-10 2008-04-24
ALZ865 WALKER Alexander David James RE Advising on Securities 2005-07-20 2014-07-23
ALZ865 WALKER Alexander David James RE Asset Management 2005-07-20 2014-07-23
AML753 WONG Hoi Hung 王海紅 RE Advising on Securities 2005-11-07 2007-08-31
AML753 WONG Hoi Hung 王海紅 RE Asset Management 2005-11-07 2007-08-31
ANL933 PATTERSON Brooke Ainsley RE Advising on Securities 2006-07-27 2008-04-30
ANL933 PATTERSON Brooke Ainsley RE Asset Management 2006-07-27 2008-04-30
AOC806 JACKSON Ian David RE Advising on Securities 2007-11-15 2008-12-05
AOQ702 BELL Denise Huey RE Advising on Securities 2007-04-11 2010-09-21
AOQ702 BELL Denise Huey RE Asset Management 2007-04-11 2010-09-21
AOT760 LIN Christine Shui Kwan 林瑞君 RE Advising on Securities 2008-07-16 2009-09-01
APL829 LIST Wendy Gaye RE Advising on Securities 2009-09-21 2010-10-06
AQE453 CROSSAN David Stuart RE Advising on Securities 2010-01-06 2011-04-18
AQU686 RAMSCAR Paul John RE Advising on Securities 2009-06-15 2010-09-17
AQU686 RAMSCAR Paul John RE Asset Management 2009-06-15 2010-09-17
ART650 DASWANI Sabrina Mohan RE Advising on Securities 2009-05-04 2009-09-01
ARU134 CARTER Paul Gordon RE Advising on Securities 2008-12-05 2009-10-28
ASP312 OKULOV Paul RE Advising on Securities 2009-08-05 2010-02-18
ASS774 CHAN Alice 陳雅麗 RE Advising on Securities 2009-04-06 2009-05-26
ATC736 TAUB Vanessa Lee RE Advising on Securities 2009-06-26 2011-09-16
ATC736 TAUB Vanessa Lee RE Asset Management 2010-04-19 2011-09-16
AUI169 NG Hoi Yan, Kyly 吳海甄 RE Advising on Securities 2010-01-13 2010-12-21
AUW197 ZHENG Lucy Xiao-wei 鄭小薇 RE Dealing in Securities 2015-05-20
AUW197 ZHENG Lucy Xiao-wei 鄭小薇 RE Advising on Securities 2015-05-20
AUW197 ZHENG Lucy Xiao-wei 鄭小薇 RE Asset Management 2015-05-20
BDR377 WHITE Jason Gregory RE Dealing in Securities 2014-10-24 2015-04-09
BDR377 WHITE Jason Gregory RE Advising on Securities 2014-08-07 2015-04-09
BDR377 WHITE Jason Gregory RE Asset Management 2014-08-07 2015-04-09
BFB200 WOODWARD Paul Martin RE Dealing in Securities 2015-04-17 2015-07-08
BFB200 WOODWARD Paul Martin RE Advising on Securities 2015-04-17 2015-07-08
BFB200 WOODWARD Paul Martin RE Asset Management 2015-04-17 2015-07-08
BFJ613 MAKSZIN Agost Andras RE Dealing in Securities 2015-05-05 2016-11-15
BFJ613 MAKSZIN Agost Andras RE Advising on Securities 2015-05-05 2016-11-15
BFJ613 MAKSZIN Agost Andras RE Asset Management 2015-05-05 2016-11-15
BFL577 PETKOVA Zorica RE Dealing in Securities 2015-06-18
BFL577 PETKOVA Zorica RE Advising on Securities 2015-06-18
BFL577 PETKOVA Zorica RE Asset Management 2015-06-18

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