These are the licence-holders that were found for SFC licence institution AAG754 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAC300 | POON Leung Man | 潘亮民 | RO | Dealing in Securities | 2017-01-17 | |
| AAC300 | POON Leung Man | 潘亮民 | RO | Advising on Securities | 2003-04-01 | 2011-10-20 |
| AAC300 | POON Leung Man | 潘亮民 | RO | Advising on Securities | 2017-01-17 | |
| AAC300 | POON Leung Man | 潘亮民 | RO | Advising on Futures Contracts | 2003-04-01 | 2005-02-04 |
| AAC300 | POON Leung Man | 潘亮民 | RO | Advising on Corporate Finance | 2003-04-01 | 2005-02-04 |
| AAC300 | POON Leung Man | 潘亮民 | RO | Asset Management | 2003-04-01 | 2005-02-04 |
| AAC300 | POON Leung Man | 潘亮民 | RO | Asset Management | 2017-01-17 | |
| AAC361 | POON WONG Yee See | 潘黃綺施 | RO | Dealing in Securities | 2017-01-17 | |
| AAC361 | POON WONG Yee See | 潘黃綺施 | RO | Advising on Securities | 2005-02-04 | 2011-10-20 |
| AAC361 | POON WONG Yee See | 潘黃綺施 | RO | Advising on Securities | 2017-01-17 | |
| AEV354 | LUNG Ada Lai Qing | 龍麗琼 | RO | Dealing in Securities | 2017-01-17 | |
| AEV354 | LUNG Ada Lai Qing | 龍麗琼 | RE | Advising on Securities | 2003-04-01 | 2011-10-20 |
| AEV354 | LUNG Ada Lai Qing | 龍麗琼 | RO | Advising on Securities | 2017-01-17 | |
| AEV354 | LUNG Ada Lai Qing | 龍麗琼 | RE | Advising on Futures Contracts | 2003-04-01 | 2005-02-01 |
| AEV354 | LUNG Ada Lai Qing | 龍麗琼 | RE | Advising on Corporate Finance | 2003-04-01 | 2005-02-01 |
| AEV354 | LUNG Ada Lai Qing | 龍麗琼 | RE | Asset Management | 2003-04-01 | 2005-02-01 |
| AEV354 | LUNG Ada Lai Qing | 龍麗琼 | RO | Asset Management | 2017-01-17 |
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