Hong Kong SFC licence institution AAH241, Delta Asia Wealth Management Limited 滙業財富管理有限公司

These are the licence-holders that were found for SFC licence institution AAH241 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA969 AU Chong Kit, Stanley 區宗傑 RO Advising on Securities 2003-04-01
AAA969 AU Chong Kit, Stanley 區宗傑 RO Advising on Corporate Finance 2003-04-01 2005-01-14
AAA969 AU Chong Kit, Stanley 區宗傑 RO Asset Management 2003-04-01
AAC486 MUSHKAT Miron RO Advising on Securities 2003-04-01 2004-12-21
AAC486 MUSHKAT Miron RO Asset Management 2003-04-01 2004-12-21
AAE260 ZEE John 徐強生 RE Advising on Securities 2018-08-24 2018-08-24
AAE260 ZEE John 徐強生 RO Advising on Securities 2018-08-24
AAE260 ZEE John 徐強生 RE Asset Management 2018-08-24 2018-08-24
AAE260 ZEE John 徐強生 RO Asset Management 2018-08-24
AAF594 WONG Siu Kee 黃少基 RE Asset Management 2013-06-10 2013-07-09
ABA650 WONG Nim Poon 黃念本 RE Asset Management 2008-11-28 2010-04-29
ABA739 LAM Kwok Kay 林國基 RE Asset Management 2006-05-24 2007-06-21
ABQ709 LAU Kin On, Kenneth 劉健安 RE Advising on Securities 2005-04-28 2007-07-07
ABQ709 LAU Kin On, Kenneth 劉健安 RE Asset Management 2005-04-28 2007-07-07
ABU297 LAU Chak Lam 劉澤林 RO Advising on Securities 2012-08-01 2015-08-06
ABU297 LAU Chak Lam 劉澤林 RE Asset Management 2012-07-04 2012-08-01
ABU297 LAU Chak Lam 劉澤林 RO Asset Management 2012-08-01 2015-08-06
ACB086 LOWE Norman C. 勞樹源 RO Advising on Securities 2005-05-12 2006-05-13
ACB086 LOWE Norman C. 勞樹源 RO Asset Management 2005-05-12 2006-05-13
ADJ935 LAU Siu Lun 劉兆倫 RE Asset Management 2009-02-12 2010-04-23
ADN792 LEE Shuk Yi 李淑儀 RE Asset Management 2014-01-15 2014-04-11
ADQ466 CHAN Yat Kei 陳逸基 RE Advising on Securities 2005-01-24 2007-03-27
ADQ466 CHAN Yat Kei 陳逸基 RO Advising on Securities 2007-03-27 2009-02-09
ADQ466 CHAN Yat Kei 陳逸基 RE Asset Management 2005-01-31 2006-09-19
ADQ466 CHAN Yat Kei 陳逸基 RO Asset Management 2006-09-19 2009-02-09
ADS842 CHAN Kar Wah 陳家驊 RE Asset Management 2013-10-11 2017-09-04
ADV928 HO Ting Hong 何鼎康 RE Asset Management 2013-03-15 2013-06-03
AEC363 MAK Chun Fai, Frankie 麥振輝 RE Asset Management 2009-11-24 2010-09-25
AEM387 TO Wai Man 陶偉民 RE Asset Management 2015-03-06
AER962 KWOK Hon Kuen 郭漢權 RE Asset Management 2009-01-21 2012-07-13
AFX803 CHAN Siu Hong 陳肇康 RE Advising on Securities 2003-11-21 2005-07-19
AFX880 HO Kam Wing 何錦榮 RE Asset Management 2004-11-18 2005-06-10
AGC465 HUNG Lai Ping 熊麗萍 RE Advising on Securities 2003-04-01 2009-03-02
AGC465 HUNG Lai Ping 熊麗萍 RO Advising on Securities 2009-03-02 2012-06-30
AGC465 HUNG Lai Ping 熊麗萍 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AGC465 HUNG Lai Ping 熊麗萍 RE Asset Management 2003-04-01 2005-07-29
AGC465 HUNG Lai Ping 熊麗萍 RE Asset Management 2006-05-10 2009-05-13
AGC465 HUNG Lai Ping 熊麗萍 RO Asset Management 2005-07-29 2006-01-29
AGC465 HUNG Lai Ping 熊麗萍 RO Asset Management 2009-05-13 2012-06-30
AHC732 HO Hoi Wah 何凱華 RE Asset Management 2005-04-25 2005-07-19
AHG563 FOK Yiu Tung 霍耀東 RE Asset Management 2010-07-14 2010-09-18
AHM630 AU Yip Hang 歐業亨 RE Advising on Securities 2015-12-07 2016-02-03
AHM630 AU Yip Hang 歐業亨 RO Advising on Securities 2016-02-03 2017-12-23
AHM630 AU Yip Hang 歐業亨 RE Asset Management 2015-12-07 2016-02-03
AHM630 AU Yip Hang 歐業亨 RO Asset Management 2016-02-03 2017-12-23
AJO748 KWOK Sze Kong 郭詩江 RO Advising on Securities 2015-07-31 2016-06-30
AJO748 KWOK Sze Kong 郭詩江 RE Asset Management 2012-10-08 2015-07-31
AJO748 KWOK Sze Kong 郭詩江 RO Asset Management 2015-07-31 2016-06-30
AKW747 AU Lai Chong 區麗莊 RO Advising on Securities 2017-07-06
AKW747 AU Lai Chong 區麗莊 RO Asset Management 2017-07-06
ALS369 YU Ka Ho 余家豪 RE Advising on Securities 2005-08-08 2005-12-30
AMM283 LO Man Un 羅文遠 RE Advising on Securities 2005-09-20 2006-06-15
AMM283 LO Man Un 羅文遠 RE Asset Management 2005-09-20 2006-06-15
ANL981 CHAN Chi Shun 陳智信 RE Advising on Securities 2006-06-30 2007-02-15
APC770 WONG Kam Wing 黃錦榮 RE Asset Management 2012-10-18 2015-08-18
APF454 FONG Man Kin 方文健 RE Asset Management 2013-03-26 2013-06-30
AQQ011 KWAN Ching 關正 RE Asset Management 2015-12-14
ATR165 FUNG King Hong 馮景康 RE Asset Management 2012-09-20 2013-10-02
AUE426 CHIN Reginald Alvin 陳家暉 RE Asset Management 2012-12-14 2013-09-07
AWK552 CHEUNG Hang Lok 張恒樂 RE Advising on Securities 2014-02-17 2014-09-12
AWP433 YANG Ja Wah 楊家華 RE Asset Management 2012-09-20 2013-08-05
AXB945 DONG Fangming 董方明 RE Asset Management 2012-10-03 2013-02-01
AXX169 CHEN Bo 陳波 RE Advising on Securities 2014-05-22 2015-04-30
AYO398 KWOK Shun Hei, Simon 郭信熙 RE Advising on Securities 2015-11-18
AYO398 KWOK Shun Hei, Simon 郭信熙 RE Asset Management 2015-11-18
AYS704 CHUNG Wing Ying Wylson 鍾永英 RE Asset Management 2012-09-26 2013-08-10
AZB304 LING Man Ping 凌曼冰 RE Advising on Securities 2013-11-18 2014-03-06
AZB304 LING Man Ping 凌曼冰 RE Advising on Securities 2015-12-03 2015-12-18
AZB304 LING Man Ping 凌曼冰 RO Advising on Securities 2015-12-18 2016-10-14
AZB304 LING Man Ping 凌曼冰 RE Asset Management 2012-09-13 2014-03-06
AZB304 LING Man Ping 凌曼冰 RE Asset Management 2015-12-18 2016-10-14
BAZ542 WU Ling 吳凌 RE Advising on Securities 2014-05-29 2015-01-26
BAZ542 WU Ling 吳凌 RE Asset Management 2013-07-05 2015-01-26
BCZ312 CAO Min 曹敏 RE Advising on Securities 2014-02-20 2015-09-30
BDL628 CHAN Siu Ling 陳小鈴 RE Asset Management 2014-08-25 2014-09-29
BET661 CHONG Chi Shing 莊治城 RE Advising on Securities 2018-08-13
BET661 CHONG Chi Shing 莊治城 RE Asset Management 2018-08-13
BEX238 MAK Wing Kwong Anthony 麥永光 RE Asset Management 2015-01-30 2015-04-28
BJM332 HUI Ka Yu 許嘉宇 RE Asset Management 2017-06-02

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