Hong Kong SFC licence institution AAH273, Hang Seng Securities Limited 恒生證券有限公司

These are the licence-holders that were found for SFC licence institution AAH273 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAH135 CHU Wai Keung, Tony 朱偉強 RE Dealing in Securities 2011-10-27
AAK112 CHEUNG Man Keung 張文強 RO Dealing in Securities 2005-12-05 2006-04-19
AAK112 CHEUNG Man Keung 張文強 RO Advising on Securities 2005-12-05 2006-04-19
AAW031 CHAN Kwok Ping 陳國平 RO Dealing in Securities 2003-04-01 2005-02-01
AAW031 CHAN Kwok Ping 陳國平 RO Advising on Securities 2003-04-01 2005-02-01
AAW031 CHAN Kwok Ping 陳國平 RO Advising on Corporate Finance 2003-04-01 2003-11-15
AAW031 CHAN Kwok Ping 陳國平 RO Providing Automated Trading Services 2003-04-01 2003-11-15
AAW031 CHAN Kwok Ping 陳國平 RO Asset Management 2003-04-01 2004-05-07
ABF187 CHEUNG Ka Ming 張加銘 RO Dealing in Securities 2003-04-01 2006-06-10
ABF187 CHEUNG Ka Ming 張加銘 RO Advising on Securities 2003-04-01 2006-06-10
ABF187 CHEUNG Ka Ming 張加銘 RO Advising on Corporate Finance 2003-04-01 2003-11-15
ABF187 CHEUNG Ka Ming 張加銘 RO Providing Automated Trading Services 2003-04-01 2003-11-15
ABF187 CHEUNG Ka Ming 張加銘 RO Asset Management 2003-04-01 2004-05-07
ACA920 CHAN Yiu Cheong 陳耀昌 RO Dealing in Securities 2003-04-01 2017-06-18
ACA920 CHAN Yiu Cheong 陳耀昌 RO Advising on Securities 2003-04-01 2017-06-18
ACA920 CHAN Yiu Cheong 陳耀昌 RO Advising on Corporate Finance 2003-04-01 2003-11-20
ACA920 CHAN Yiu Cheong 陳耀昌 RO Providing Automated Trading Services 2003-04-01 2003-11-20
ACA920 CHAN Yiu Cheong 陳耀昌 RO Asset Management 2003-04-01 2003-11-20
ACG207 TSANG Cheung To 曾祥島 RE Dealing in Securities 2003-04-01 2010-12-13
ACG207 TSANG Cheung To 曾祥島 RE Advising on Securities 2003-04-01 2010-12-13
ACG207 TSANG Cheung To 曾祥島 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ACG207 TSANG Cheung To 曾祥島 RE Providing Automated Trading Services 2003-04-01 2003-12-01
ACG207 TSANG Cheung To 曾祥島 RE Asset Management 2003-04-01 2004-05-07
ACN221 FUNG Hau Chung, Andrew 馮孝忠 RO Dealing in Securities 2006-09-05 2017-06-30
ACN221 FUNG Hau Chung, Andrew 馮孝忠 RO Advising on Securities 2006-09-05 2017-06-30
ACR658 LEE Man Kit, Patrick 李文傑 RE Dealing in Securities 2004-12-23 2005-04-08
ACR658 LEE Man Kit, Patrick 李文傑 RE Advising on Securities 2004-12-23 2005-04-08
ACZ618 HO Wai Yip, Kenny 何偉業 RE Dealing in Securities 2003-04-01 2004-03-08
ACZ618 HO Wai Yip, Kenny 何偉業 RE Advising on Securities 2003-04-01 2004-03-08
ACZ618 HO Wai Yip, Kenny 何偉業 RE Advising on Corporate Finance 2003-04-01 2004-02-13
ACZ618 HO Wai Yip, Kenny 何偉業 RE Providing Automated Trading Services 2003-04-01 2003-12-01
ACZ618 HO Wai Yip, Kenny 何偉業 RE Asset Management 2003-04-01 2004-03-08
ADC625 KWAN Wah On, Horace 關華安 RE Dealing in Securities 2003-04-01
ADC625 KWAN Wah On, Horace 關華安 RE Advising on Securities 2003-04-01
ADC625 KWAN Wah On, Horace 關華安 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ADC625 KWAN Wah On, Horace 關華安 RE Providing Automated Trading Services 2003-04-01 2003-12-01
ADC625 KWAN Wah On, Horace 關華安 RE Asset Management 2003-04-01 2004-05-07
ADT117 LO Kam Wan 盧錦雲 RE Dealing in Securities 2003-04-01 2015-03-16
ADT117 LO Kam Wan 盧錦雲 RE Advising on Securities 2003-04-01 2015-03-16
ADT117 LO Kam Wan 盧錦雲 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ADT117 LO Kam Wan 盧錦雲 RE Providing Automated Trading Services 2003-04-01 2003-12-01
ADT117 LO Kam Wan 盧錦雲 RE Asset Management 2003-04-01 2004-05-07
ADV084 FUNG Wai Yee 馮惠儀 RE Dealing in Securities 2008-02-26 2010-09-09
ADV084 FUNG Wai Yee 馮惠儀 RE Advising on Securities 2008-02-26 2010-09-09
ADW046 LIM Sau Fung 林秀鳳 RE Dealing in Securities 2003-04-01 2015-03-16
ADW046 LIM Sau Fung 林秀鳳 RO Dealing in Securities 2018-06-01
ADW046 LIM Sau Fung 林秀鳳 RE Advising on Securities 2003-04-01 2015-03-16
ADW046 LIM Sau Fung 林秀鳳 RO Advising on Securities 2018-06-01
ADW046 LIM Sau Fung 林秀鳳 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ADW046 LIM Sau Fung 林秀鳳 RE Providing Automated Trading Services 2003-04-01 2003-12-01
ADW046 LIM Sau Fung 林秀鳳 RE Asset Management 2003-04-01 2004-05-07
ADW997 LAM Yuen Man 林苑雯 RE Dealing in Securities 2003-04-01 2003-11-24
ADW997 LAM Yuen Man 林苑雯 RE Advising on Securities 2003-04-01 2003-11-24
ADW997 LAM Yuen Man 林苑雯 RE Advising on Corporate Finance 2003-04-01 2003-11-24
ADW997 LAM Yuen Man 林苑雯 RE Providing Automated Trading Services 2003-04-01 2003-11-24
ADW997 LAM Yuen Man 林苑雯 RE Asset Management 2003-04-01 2003-11-24
ADX653 LEUNG Kit Yee 梁潔儀 RO Dealing in Securities 2007-01-24 2017-12-20
ADX653 LEUNG Kit Yee 梁潔儀 RO Advising on Securities 2007-01-24 2017-12-20
ADY244 LEUNG Pui Kwan 梁佩君 RE Dealing in Securities 2003-04-01 2006-09-11
ADY244 LEUNG Pui Kwan 梁佩君 RE Advising on Securities 2003-04-01 2006-09-11
ADY244 LEUNG Pui Kwan 梁佩君 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ADY244 LEUNG Pui Kwan 梁佩君 RE Providing Automated Trading Services 2003-04-01 2003-12-01
ADY244 LEUNG Pui Kwan 梁佩君 RE Asset Management 2003-04-01 2004-05-07
AED749 LAI Wai Ping 黎惠屏 RE Dealing in Securities 2003-04-01
AED749 LAI Wai Ping 黎惠屏 RE Advising on Securities 2003-04-01
AED749 LAI Wai Ping 黎惠屏 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AED749 LAI Wai Ping 黎惠屏 RE Providing Automated Trading Services 2003-04-01 2003-12-01
AED749 LAI Wai Ping 黎惠屏 RE Asset Management 2003-04-01 2004-05-07
AED751 CHUNG Oi Hoa 鍾愛華 RE Dealing in Securities 2003-04-01
AED751 CHUNG Oi Hoa 鍾愛華 RE Advising on Securities 2003-04-01
AED751 CHUNG Oi Hoa 鍾愛華 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AED751 CHUNG Oi Hoa 鍾愛華 RE Providing Automated Trading Services 2003-04-01 2003-12-01
AED751 CHUNG Oi Hoa 鍾愛華 RE Asset Management 2003-04-01 2004-05-07
AFJ471 TSANG Chi Wai, Philip 曾志偉 RE Dealing in Securities 2012-03-21 2017-02-21
AFN047 HAU Wing Ka, Ricky 侯榮嘉 RE Dealing in Securities 2004-12-22 2005-05-07
AFN047 HAU Wing Ka, Ricky 侯榮嘉 RE Advising on Securities 2004-12-22 2005-05-07
AFV543 LEUNG Kin Ping 梁健平 RE Dealing in Securities 2003-04-01 2010-09-09
AFV543 LEUNG Kin Ping 梁健平 RO Dealing in Securities 2017-05-22
AFV543 LEUNG Kin Ping 梁健平 RE Advising on Securities 2003-04-01 2010-09-09
AFV543 LEUNG Kin Ping 梁健平 RO Advising on Securities 2017-05-22
AFV543 LEUNG Kin Ping 梁健平 RE Advising on Corporate Finance 2003-04-01 2004-05-07
AFV543 LEUNG Kin Ping 梁健平 RE Providing Automated Trading Services 2003-04-01 2003-12-01
AFV543 LEUNG Kin Ping 梁健平 RE Asset Management 2003-04-01 2004-05-07
AFY299 LO Pui Shan, Edith 勞佩珊 RE Dealing in Securities 2010-10-26 2014-04-07
AFY299 LO Pui Shan, Edith 勞佩珊 RE Advising on Securities 2010-10-26 2014-04-07
AFZ918 YIP Sai Ho, Desmond 葉世豪 RE Dealing in Securities 2008-06-04 2010-09-09
AFZ918 YIP Sai Ho, Desmond 葉世豪 RE Advising on Securities 2008-06-12 2010-09-09
AGN480 TSUI Chun Man, Thomas 徐振文 RO Dealing in Securities 2003-04-01 2018-03-23
AGN480 TSUI Chun Man, Thomas 徐振文 RO Advising on Securities 2003-04-01 2018-03-23
AGN480 TSUI Chun Man, Thomas 徐振文 RO Advising on Corporate Finance 2003-04-01 2004-05-07
AGN480 TSUI Chun Man, Thomas 徐振文 RO Providing Automated Trading Services 2003-04-01 2003-12-01
AGN480 TSUI Chun Man, Thomas 徐振文 RO Asset Management 2003-04-01 2004-05-07
AHJ323 LAU Chuen Chung 劉存忠 RO Dealing in Securities 2006-02-02 2015-10-13
AIB379 NG Kai Ni 吳佳妮 RE Dealing in Securities 2007-05-14
AIB379 NG Kai Ni 吳佳妮 RE Advising on Securities 2007-06-07
AJF835 FU Yin Ho 符彥豪 RO Dealing in Securities 2018-05-31
AJF835 FU Yin Ho 符彥豪 RO Advising on Securities 2018-05-31
AJH067 LAW Yuet Ming 羅月明 RE Dealing in Securities 2004-01-06 2006-06-12
AJH067 LAW Yuet Ming 羅月明 RE Advising on Securities 2004-01-06 2006-06-12
AJL761 LO Yee Man, Connie 勞綺雯 RE Dealing in Securities 2004-04-14 2005-11-17
AJL761 LO Yee Man, Connie 勞綺雯 RE Dealing in Securities 2007-03-06 2010-09-09
AJL761 LO Yee Man, Connie 勞綺雯 RE Advising on Securities 2004-04-14 2005-11-17
AJL761 LO Yee Man, Connie 勞綺雯 RE Advising on Securities 2007-03-06 2010-09-09
AJL762 YAU Yuk Ling 丘玉玲 RE Dealing in Securities 2004-04-14 2017-10-05
AJL762 YAU Yuk Ling 丘玉玲 RE Advising on Securities 2004-04-14 2017-10-05
ALO244 SHAM Kai Wah 岑啟華 RE Dealing in Securities 2004-12-22 2007-09-17
ALO244 SHAM Kai Wah 岑啟華 RE Advising on Securities 2004-12-22 2007-09-17
ALU444 LEE Kwan Shing 李均勝 RE Dealing in Securities 2005-03-11 2010-09-09
ALU444 LEE Kwan Shing 李均勝 RE Advising on Securities 2005-03-11 2010-09-09
ALU921 LIN Yik Kwong 練奕光 RO Dealing in Securities 2010-06-24 2018-08-31
ALU921 LIN Yik Kwong 練奕光 RO Advising on Securities 2010-06-24 2018-08-31
ALZ493 TAM Chi Ming 譚志明 RE Dealing in Securities 2005-06-24 2017-08-05
ALZ493 TAM Chi Ming 譚志明 RE Advising on Securities 2005-06-24 2017-08-05
ALZ593 NG Sui Ying 伍穗盈 RE Dealing in Securities 2005-06-24 2014-04-07
ALZ593 NG Sui Ying 伍穗盈 RE Advising on Securities 2005-06-24 2014-04-07
ALZ594 WONG Nga Sze, Fanny 黃雅斯 RE Dealing in Securities 2005-06-24
ALZ594 WONG Nga Sze, Fanny 黃雅斯 RE Advising on Securities 2005-06-24
AMO927 CHENG Chun Kit 鄭俊傑 RE Dealing in Securities 2008-01-14 2010-09-09
AMO927 CHENG Chun Kit 鄭俊傑 RE Dealing in Securities 2012-03-15 2015-11-02
AMO927 CHENG Chun Kit 鄭俊傑 RE Advising on Securities 2008-06-04 2010-09-09
AMO927 CHENG Chun Kit 鄭俊傑 RE Advising on Securities 2012-03-15 2015-11-02
ANQ425 CHONG Sui Wan 莊瑞雲 RO Dealing in Securities 2018-06-01
ANS284 FUNG Lai Fun 馮麗芬 RE Dealing in Securities 2006-09-12 2010-09-09
ANS284 FUNG Lai Fun 馮麗芬 RE Advising on Securities 2006-09-12 2010-09-09
ANS285 LEE Wai Har 李惠霞 RE Dealing in Securities 2006-09-12 2010-09-09
ANS285 LEE Wai Har 李惠霞 RE Advising on Securities 2006-09-12 2010-09-09
ANS286 WONG Chi Chung 黃志聰 RE Dealing in Securities 2006-09-12 2010-09-09
ANS286 WONG Chi Chung 黃志聰 RE Advising on Securities 2006-09-12 2010-09-09
ANS287 TING Wai Yin 丁慧賢 RE Dealing in Securities 2006-09-12 2010-09-09
ANS287 TING Wai Yin 丁慧賢 RE Advising on Securities 2006-09-12 2010-09-09
ANZ963 TONG Lai 唐麗 RE Dealing in Securities 2006-12-12 2010-09-09
ANZ963 TONG Lai 唐麗 RE Advising on Securities 2006-12-12 2010-09-09
ANZ964 PANG Siu Fong, Christina 彭笑芳 RE Dealing in Securities 2006-12-12 2010-09-09
ANZ964 PANG Siu Fong, Christina 彭笑芳 RE Advising on Securities 2006-12-12 2010-09-09
APS102 CHAN Chi Keung 陳志強 RE Dealing in Securities 2007-12-19
APS102 CHAN Chi Keung 陳志強 RE Advising on Securities 2007-12-19
AQH630 WONG Man Han 黃敏嫻 RE Dealing in Securities 2008-02-13 2010-09-09
AQH630 WONG Man Han 黃敏嫻 RE Advising on Securities 2008-02-13 2010-09-09
AQH631 CHAN Shui Lan 陳瑞蘭 RE Dealing in Securities 2008-02-13 2010-09-09
AQH631 CHAN Shui Lan 陳瑞蘭 RE Advising on Securities 2008-02-13 2010-09-09
AQH632 WONG Ka Yiu 黃家耀 RE Dealing in Securities 2008-02-13
AQH632 WONG Ka Yiu 黃家耀 RE Advising on Securities 2008-02-13
AQK218 CHENG Hong Nap 鄭康納 RE Dealing in Securities 2008-02-29 2009-04-10
AQK218 CHENG Hong Nap 鄭康納 RE Advising on Securities 2008-02-29 2009-04-10
AQR229 WONG Pan Yi 黃濱誼 RE Dealing in Securities 2008-04-11 2010-09-09
AQR229 WONG Pan Yi 黃濱誼 RE Advising on Securities 2008-04-11 2010-09-09
ATI022 LAU Hak Lun 劉克麟 RE Dealing in Securities 2009-08-04
ATI022 LAU Hak Lun 劉克麟 RE Advising on Securities 2009-08-04
AVZ100 LEUNG Kwok Yan 梁幗欣 RE Dealing in Securities 2010-11-01 2014-04-07
AVZ100 LEUNG Kwok Yan 梁幗欣 RE Advising on Securities 2010-11-01 2014-04-07
AXP981 TO Yat Hong 杜溢康 RE Dealing in Securities 2011-07-15 2011-10-31
AXP981 TO Yat Hong 杜溢康 RE Dealing in Securities 2017-09-19 2017-11-06
AXP981 TO Yat Hong 杜溢康 RE Advising on Securities 2011-07-15 2011-10-31
AYY546 CHAN Chi Hin, Kevin 陳子軒 RE Dealing in Securities 2012-02-06
AZD608 YU Ka Hing 余家慶 RE Dealing in Securities 2012-03-15
AZD608 YU Ka Hing 余家慶 RE Advising on Securities 2012-03-15
AZD617 PANG Wing Hei, Henry 彭永熙 RE Dealing in Securities 2012-03-29 2012-09-01
AZD617 PANG Wing Hei, Henry 彭永熙 RE Advising on Securities 2012-03-29 2012-09-01
AZF049 CHAN Kwok Hung 陳國鴻 RE Dealing in Securities 2012-03-21
BCX907 WAN Ka Kit 溫家傑 RE Dealing in Securities 2014-02-17 2014-06-02
BGZ156 YIU Kwok To 饒國濤 RE Dealing in Securities 2018-10-26

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