Hong Kong SFC licence institution AAH363, Yu On Securities Company Limited 裕安證券有限公司

These are the licence-holders that were found for SFC licence institution AAH363 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC256 TSANG Wai Lam 曾偉霖 RE Dealing in Securities 2003-04-01 2012-12-15
AAC256 TSANG Wai Lam 曾偉霖 RE Advising on Securities 2003-04-01 2003-10-06
AAC256 TSANG Wai Lam 曾偉霖 RE Advising on Corporate Finance 2003-04-01 2003-10-06
AAC256 TSANG Wai Lam 曾偉霖 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AAC256 TSANG Wai Lam 曾偉霖 RE Asset Management 2003-04-01 2003-10-06
AAH334 CHEUNG Pui Cho 張培初 RE Dealing in Securities 2003-04-01 2003-04-17
AAH334 CHEUNG Pui Cho 張培初 RE Advising on Securities 2003-04-01 2003-04-17
AAH334 CHEUNG Pui Cho 張培初 RE Advising on Corporate Finance 2003-04-01 2003-04-17
AAH334 CHEUNG Pui Cho 張培初 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AAH334 CHEUNG Pui Cho 張培初 RE Asset Management 2003-04-01 2003-04-17
AAH338 LO Kwok Sun 盧國新 RE Dealing in Securities 2003-04-01 2013-01-01
AAH338 LO Kwok Sun 盧國新 RE Advising on Securities 2003-04-01 2003-10-06
AAH338 LO Kwok Sun 盧國新 RE Advising on Corporate Finance 2003-04-01 2003-10-06
AAH338 LO Kwok Sun 盧國新 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AAH338 LO Kwok Sun 盧國新 RE Asset Management 2003-04-01 2003-10-06
AAH354 LAW Shiu Chun, Mervyn 羅肇珍 RO Dealing in Securities 2003-04-01 2004-07-24
AAH354 LAW Shiu Chun, Mervyn 羅肇珍 RO Advising on Securities 2003-04-01 2003-10-03
AAH354 LAW Shiu Chun, Mervyn 羅肇珍 RO Advising on Corporate Finance 2003-04-01 2003-10-03
AAH354 LAW Shiu Chun, Mervyn 羅肇珍 RO Providing Automated Trading Services 2003-04-01 2003-07-03
AAH354 LAW Shiu Chun, Mervyn 羅肇珍 RO Asset Management 2003-04-01 2003-10-03
AAV850 CHEUNG Lo Yau 張盧祐 RO Dealing in Securities 2003-04-01 2013-12-06
AAV850 CHEUNG Lo Yau 張盧祐 RO Dealing in Futures Contracts 2008-01-17 2013-12-06
AAV850 CHEUNG Lo Yau 張盧祐 RO Advising on Securities 2003-04-01 2003-10-03
AAV850 CHEUNG Lo Yau 張盧祐 RO Advising on Corporate Finance 2003-04-01 2003-10-03
AAV850 CHEUNG Lo Yau 張盧祐 RO Providing Automated Trading Services 2003-04-01 2003-07-03
AAV850 CHEUNG Lo Yau 張盧祐 RO Asset Management 2003-04-01 2003-10-03
ABG122 YIP Sing Kit 葉勝傑 RE Dealing in Securities 2003-04-01 2011-05-01
ABG122 YIP Sing Kit 葉勝傑 RE Advising on Securities 2003-04-01 2003-10-06
ABG122 YIP Sing Kit 葉勝傑 RE Advising on Corporate Finance 2003-04-01 2003-10-06
ABG122 YIP Sing Kit 葉勝傑 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ABG122 YIP Sing Kit 葉勝傑 RE Asset Management 2003-04-01 2003-10-06
ABR241 LAU Keng Shing 劉鏡成 RE Dealing in Securities 2003-04-01 2011-04-30
ABR241 LAU Keng Shing 劉鏡成 RE Advising on Securities 2003-04-01 2003-07-24
ABR241 LAU Keng Shing 劉鏡成 RE Advising on Corporate Finance 2003-04-01 2003-07-24
ABR241 LAU Keng Shing 劉鏡成 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ABR241 LAU Keng Shing 劉鏡成 RE Asset Management 2003-04-01 2003-07-24
ABY535 WONG Yuk Kie 黃鋈祺 RE Dealing in Securities 2003-04-01 2005-07-06
ABY535 WONG Yuk Kie 黃鋈祺 RE Advising on Securities 2003-04-01 2003-10-06
ABY535 WONG Yuk Kie 黃鋈祺 RE Advising on Corporate Finance 2003-04-01 2003-10-06
ABY535 WONG Yuk Kie 黃鋈祺 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ABY535 WONG Yuk Kie 黃鋈祺 RE Asset Management 2003-04-01 2003-10-06
ACB576 IP Tsz Tim 葉子添 RE Dealing in Securities 2003-04-01 2012-11-08
ACB576 IP Tsz Tim 葉子添 RO Dealing in Securities 2012-11-08 2013-01-09
ACB576 IP Tsz Tim 葉子添 RO Dealing in Futures Contracts 2008-01-17 2013-01-09
ACB576 IP Tsz Tim 葉子添 RE Advising on Securities 2003-04-01 2003-10-06
ACB576 IP Tsz Tim 葉子添 RE Advising on Corporate Finance 2003-04-01 2003-10-06
ACB576 IP Tsz Tim 葉子添 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ACB576 IP Tsz Tim 葉子添 RE Asset Management 2003-04-01 2003-10-06
ACQ905 WONG Ting Kwok 黃定國 RE Dealing in Securities 2003-04-01 2013-01-01
ACQ905 WONG Ting Kwok 黃定國 RE Advising on Securities 2003-04-01 2003-10-06
ACQ905 WONG Ting Kwok 黃定國 RE Advising on Corporate Finance 2003-04-01 2003-10-06
ACQ905 WONG Ting Kwok 黃定國 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ACQ905 WONG Ting Kwok 黃定國 RE Asset Management 2003-04-01 2003-10-06
ACU695 NG Ping Yee 伍秉彝 RE Dealing in Securities 2003-04-01 2013-01-01
ACU695 NG Ping Yee 伍秉彝 RE Dealing in Futures Contracts 2008-02-04 2013-01-01
ACU695 NG Ping Yee 伍秉彝 RE Advising on Securities 2003-04-01 2003-10-06
ACU695 NG Ping Yee 伍秉彝 RE Advising on Corporate Finance 2003-04-01 2003-10-06
ACU695 NG Ping Yee 伍秉彝 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ACU695 NG Ping Yee 伍秉彝 RE Asset Management 2003-04-01 2003-10-06
ACY597 CHAN Kwok Hung 陳國洪 RE Dealing in Securities 2003-04-01 2013-01-01
ACY597 CHAN Kwok Hung 陳國洪 RE Advising on Securities 2003-04-01 2003-10-06
ACY597 CHAN Kwok Hung 陳國洪 RE Advising on Corporate Finance 2003-04-01 2003-10-06
ACY597 CHAN Kwok Hung 陳國洪 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ACY597 CHAN Kwok Hung 陳國洪 RE Asset Management 2003-04-01 2003-10-06
ADP048 LEE Kwok Fai, Wilfed 李國輝 RE Dealing in Securities 2003-04-01 2003-04-03
ADP048 LEE Kwok Fai, Wilfed 李國輝 RE Advising on Securities 2003-04-01 2003-04-03
ADP048 LEE Kwok Fai, Wilfed 李國輝 RE Advising on Corporate Finance 2003-04-01 2003-04-03
ADP048 LEE Kwok Fai, Wilfed 李國輝 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ADP048 LEE Kwok Fai, Wilfed 李國輝 RE Asset Management 2003-04-01 2003-04-03
ADT690 LAM Wing Lok 林永樂 RE Dealing in Securities 2003-04-01 2008-04-24
ADT690 LAM Wing Lok 林永樂 RE Advising on Securities 2003-04-01 2003-10-06
ADT690 LAM Wing Lok 林永樂 RE Advising on Corporate Finance 2003-04-01 2003-10-06
ADT690 LAM Wing Lok 林永樂 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ADT690 LAM Wing Lok 林永樂 RE Asset Management 2003-04-01 2003-10-06
ADV682 LAU Chi Wing 劉志榮 RE Dealing in Securities 2003-04-01 2013-01-01
ADV682 LAU Chi Wing 劉志榮 RE Advising on Securities 2003-04-01 2003-10-06
ADV682 LAU Chi Wing 劉志榮 RE Advising on Corporate Finance 2003-04-01 2003-10-06
ADV682 LAU Chi Wing 劉志榮 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ADV682 LAU Chi Wing 劉志榮 RE Asset Management 2003-04-01 2003-10-06
ADY245 LEE Bo Yin 李寶賢 RE Dealing in Securities 2003-04-01 2004-07-28
ADY245 LEE Bo Yin 李寶賢 RO Dealing in Securities 2004-07-28 2012-11-19
ADY245 LEE Bo Yin 李寶賢 RE Advising on Securities 2003-04-01 2003-10-06
ADY245 LEE Bo Yin 李寶賢 RE Advising on Corporate Finance 2003-04-01 2003-10-06
ADY245 LEE Bo Yin 李寶賢 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ADY245 LEE Bo Yin 李寶賢 RE Asset Management 2003-04-01 2003-10-06
AEE491 LAU Ka Chun 劉嘉晉 RE Dealing in Securities 2006-12-22 2007-08-01
AEE757 CHAN Shek Wai 陳碩瑋 RE Dealing in Securities 2003-11-08 2007-02-08
AEM576 LAM Wai 林煒 RE Dealing in Securities 2003-04-01 2004-11-08
AEM576 LAM Wai 林煒 RE Dealing in Securities 2005-03-02 2007-02-08
AEM576 LAM Wai 林煒 RE Advising on Securities 2003-04-01 2003-10-06
AEM576 LAM Wai 林煒 RE Advising on Corporate Finance 2003-04-01 2003-10-06
AEM576 LAM Wai 林煒 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AEM576 LAM Wai 林煒 RE Asset Management 2003-04-01 2003-10-06
AFB333 KWOK Wing Pong 郭穎邦 RE Dealing in Securities 2003-04-01 2012-11-10
AFB333 KWOK Wing Pong 郭穎邦 RE Advising on Securities 2003-04-01 2003-10-06
AFB333 KWOK Wing Pong 郭穎邦 RE Advising on Corporate Finance 2003-04-01 2003-10-06
AFB333 KWOK Wing Pong 郭穎邦 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AFB333 KWOK Wing Pong 郭穎邦 RE Asset Management 2003-04-01 2003-10-06
AFS715 NGAN Kin 顏乾 RE Dealing in Securities 2005-03-03 2012-12-01
AFZ505 CHAN Pui Sang 陳培生 RE Dealing in Securities 2003-04-01 2012-12-01
AFZ505 CHAN Pui Sang 陳培生 RE Advising on Securities 2003-04-01 2003-10-06
AFZ505 CHAN Pui Sang 陳培生 RE Advising on Corporate Finance 2003-04-01 2003-10-06
AFZ505 CHAN Pui Sang 陳培生 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AFZ505 CHAN Pui Sang 陳培生 RE Asset Management 2003-04-01 2003-10-06
AGM627 CHAN Man Chiu, Adrian 陳文超 RE Dealing in Securities 2003-04-01 2005-03-02
AGM627 CHAN Man Chiu, Adrian 陳文超 RE Advising on Securities 2003-04-01 2003-10-06
AGM627 CHAN Man Chiu, Adrian 陳文超 RE Advising on Corporate Finance 2003-04-01 2003-10-06
AGM627 CHAN Man Chiu, Adrian 陳文超 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AGM627 CHAN Man Chiu, Adrian 陳文超 RE Asset Management 2003-04-01 2003-10-06
AIL012 CHAN Yiu Lung 陳耀龍 RE Dealing in Securities 2003-04-01 2012-12-01
AIL012 CHAN Yiu Lung 陳耀龍 RE Advising on Securities 2003-04-01 2003-10-06
AIL012 CHAN Yiu Lung 陳耀龍 RE Advising on Corporate Finance 2003-04-01 2003-10-06
AIL012 CHAN Yiu Lung 陳耀龍 RE Providing Automated Trading Services 2003-04-01 2003-07-03
AIL012 CHAN Yiu Lung 陳耀龍 RE Asset Management 2003-04-01 2003-10-06
ALZ356 POON Patrick 潘柏狄 RE Dealing in Securities 2005-06-06 2012-12-15
ANQ015 CHAN Wing Ho 陳永豪 RE Dealing in Securities 2008-07-02 2010-03-20
ANQ015 CHAN Wing Ho 陳永豪 RE Dealing in Futures Contracts 2008-07-02 2010-03-20
AOX809 LIN Kim Yong 連劍勇 RE Dealing in Securities 2007-07-19 2013-01-01
AOX809 LIN Kim Yong 連劍勇 RE Dealing in Futures Contracts 2010-06-08 2013-01-01
AQQ592 CHU Lai Ming 崔麗明 RE Dealing in Securities 2008-05-20 2011-06-27
AVS191 CHOI Chung Ping 蔡忠平 RE Dealing in Securities 2010-09-15 2012-12-01

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