Hong Kong SFC licence institution AAH376, Investec Asia Limited

These are the licence-holders that were found for SFC licence institution AAH376 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF829 ALDCROFT Stewart Robert Kenneth 何國富 RO Advising on Securities 2003-04-01 2004-01-21
AAF829 ALDCROFT Stewart Robert Kenneth 何國富 RO Asset Management 2003-04-01 2003-07-30
ACB033 CHOW Yin Kwan 周妍君 RE Advising on Securities 2003-04-01 2003-04-28
ACB033 CHOW Yin Kwan 周妍君 RE Advising on Corporate Finance 2003-04-01 2003-04-25
ACB033 CHOW Yin Kwan 周妍君 RE Asset Management 2003-04-01 2003-04-28
ACO165 YEUNG Kwok Kwong 楊國光 RO Advising on Securities 2003-04-01 2005-07-01
ACO165 YEUNG Kwok Kwong 楊國光 RO Asset Management 2003-04-01 2003-07-31
ACZ661 CHEUNG Yung Kei, Reno 張勇奇 RO Advising on Securities 2003-04-01 2005-07-01
ACZ661 CHEUNG Yung Kei, Reno 張勇奇 RO Asset Management 2003-04-01 2003-07-31
ADI846 CHAN Ping 陳萍 RO Advising on Securities 2004-03-02 2005-07-01
AIN828 FORLEE Richard Paul Mark Aidan RO Dealing in Securities 2005-11-30 2006-11-30
AMB001 DENT Gary Arthur RO Dealing in Securities 2005-11-30 2006-11-30
AML303 DORE James Anthony RE Dealing in Securities 2006-04-04 2006-05-16
AML303 DORE James Anthony RO Dealing in Securities 2006-05-16 2006-09-08

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