Hong Kong SFC licence institution AAH574, Finet Securities Limited 財華證券有限公司

These are the licence-holders that were found for SFC licence institution AAH574 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG664 HANAI Mitsuru 花井滿 RE Dealing in Securities 2008-04-29 2013-02-14
AAG664 HANAI Mitsuru 花井滿 RE Dealing in Futures Contracts 2007-07-04 2013-02-14
AAH570 WONG Kin Man 黃健敏 RE Dealing in Securities 2010-02-25 2014-07-02
AAH570 WONG Kin Man 黃健敏 RO Dealing in Securities 2003-04-01 2010-02-25
AAH570 WONG Kin Man 黃健敏 RE Dealing in Futures Contracts 2010-02-25 2014-07-02
AAH570 WONG Kin Man 黃健敏 RO Dealing in Futures Contracts 2003-04-01 2010-02-25
AAH570 WONG Kin Man 黃健敏 RO Advising on Securities 2003-04-01 2004-09-23
AAH570 WONG Kin Man 黃健敏 RO Advising on Futures Contracts 2003-04-01 2004-09-23
AAH570 WONG Kin Man 黃健敏 RO Advising on Corporate Finance 2003-04-01 2004-09-23
AAH570 WONG Kin Man 黃健敏 RO Asset Management 2003-04-01 2004-09-23
AAI131 CHUK Chi Wing 卓志永 RE Dealing in Securities 2008-04-18 2008-05-14
AAI131 CHUK Chi Wing 卓志永 RO Dealing in Securities 2008-05-14 2011-05-21
AAI131 CHUK Chi Wing 卓志永 RE Dealing in Futures Contracts 2008-05-14 2011-05-21
AAV119 CHU Sung Hei 朱崇希 RE Dealing in Securities 2008-10-21 2008-12-23
AAV119 CHU Sung Hei 朱崇希 RO Dealing in Securities 2008-12-23 2009-07-31
AAV692 CHAU Chung Yin, Samiel 周中彥 RO Dealing in Securities 2013-02-22 2014-06-18
AAV692 CHAU Chung Yin, Samiel 周中彥 RO Dealing in Futures Contracts 2013-02-22 2014-06-18
AAY751 TUNG Chung Yin, Williams 童忠賢 RO Dealing in Securities 2018-05-23 2018-06-08
AAY751 TUNG Chung Yin, Williams 童忠賢 RO Advising on Securities 2016-11-28 2018-06-08
AAY751 TUNG Chung Yin, Williams 童忠賢 RO Asset Management 2016-11-28 2018-06-08
ABF707 ISO Masahito RO Dealing in Securities 2003-04-01 2012-03-28
ABF707 ISO Masahito RO Dealing in Futures Contracts 2003-04-01 2012-03-28
ABF707 ISO Masahito RO Advising on Securities 2003-04-01 2004-09-23
ABF707 ISO Masahito RO Advising on Futures Contracts 2003-04-01 2004-09-23
ABF707 ISO Masahito RO Advising on Corporate Finance 2003-04-01 2004-09-23
ABF707 ISO Masahito RO Asset Management 2003-04-01 2004-09-23
ABG384 LAM Hiu Ha, Kate 林曉霞 RE Dealing in Securities 2015-05-26 2015-06-04
ABG384 LAM Hiu Ha, Kate 林曉霞 RO Dealing in Securities 2015-06-04 2016-11-04
ABG384 LAM Hiu Ha, Kate 林曉霞 RE Dealing in Futures Contracts 2015-05-26 2015-06-04
ABG384 LAM Hiu Ha, Kate 林曉霞 RO Dealing in Futures Contracts 2015-06-04 2016-11-04
ABK028 PANG Leung Wai, Andrew 彭量為 RO Dealing in Securities 2016-05-06 2016-09-19
ABK028 PANG Leung Wai, Andrew 彭量為 RO Advising on Securities 2016-03-07 2016-09-19
ABK028 PANG Leung Wai, Andrew 彭量為 RO Asset Management 2016-03-07 2016-09-19
ABZ222 LO Kai Ngai 羅啟藝 RE Dealing in Securities 2010-03-22 2010-06-14
ABZ222 LO Kai Ngai 羅啟藝 RO Dealing in Securities 2010-06-14 2013-02-15
ABZ222 LO Kai Ngai 羅啟藝 RE Dealing in Futures Contracts 2010-03-22 2010-06-14
ABZ222 LO Kai Ngai 羅啟藝 RO Dealing in Futures Contracts 2010-06-14 2013-02-15
ACE864 LIU Wei-Yueh 劉維岳 RE Dealing in Securities 2010-06-08 2011-06-01
ACG379 SZE-TO May Ying, Gilda 司徒美英 RO Advising on Securities 2015-12-17 2016-02-02
ACG379 SZE-TO May Ying, Gilda 司徒美英 RO Asset Management 2015-12-17 2016-02-02
ACM222 CHAN Yiu Chung 陳耀宗 RE Dealing in Securities 2006-01-25 2006-08-28
ACM222 CHAN Yiu Chung 陳耀宗 RO Dealing in Securities 2006-08-28 2008-08-20
ACM222 CHAN Yiu Chung 陳耀宗 RE Dealing in Futures Contracts 2006-01-25 2006-08-28
ACM222 CHAN Yiu Chung 陳耀宗 RO Dealing in Futures Contracts 2006-08-28 2008-08-20
ACZ463 CHAN Ki Chu, Micky 陳其曙 RE Dealing in Securities 2003-04-01 2008-05-30
ACZ463 CHAN Ki Chu, Micky 陳其曙 RE Advising on Securities 2003-04-01 2003-12-17
ACZ463 CHAN Ki Chu, Micky 陳其曙 RE Advising on Corporate Finance 2003-04-01 2003-12-17
ACZ463 CHAN Ki Chu, Micky 陳其曙 RE Asset Management 2003-04-01 2003-12-17
ADM527 LEONG Chong Tat 梁宗達 RE Dealing in Securities 2007-09-04 2013-05-15
ADR152 BHATT Jay Hemant RE Dealing in Securities 2015-05-08 2015-05-26
ADR152 BHATT Jay Hemant RO Dealing in Securities 2015-05-26 2016-07-06
ADR152 BHATT Jay Hemant RO Advising on Securities 2015-12-17 2016-07-06
ADR152 BHATT Jay Hemant RO Asset Management 2015-12-17 2016-07-06
AEF828 FAN Chun Man 范俊文 RE Dealing in Futures Contracts 2005-11-04 2006-04-24
AEJ665 CHU Sau Ming 朱秀明 RE Dealing in Securities 2005-09-01 2007-07-31
AEO855 YU Shui Sang, Bernard 余瑞生 RO Dealing in Futures Contracts 2017-03-21 2017-04-11
AET319 LEE Yiu Kai, Godwin 李耀基 RO Asset Management 2017-03-07 2017-06-28
AFH168 NG Kwok Keung 吳國強 RE Dealing in Securities 2008-12-23 2009-07-06
AFT126 LO Chi Yan 盧紫茵 RE Dealing in Securities 2011-05-31 2011-08-02
AFT126 LO Chi Yan 盧紫茵 RO Dealing in Securities 2011-08-02 2014-08-08
AFT126 LO Chi Yan 盧紫茵 RE Dealing in Futures Contracts 2011-05-31 2011-08-02
AFT126 LO Chi Yan 盧紫茵 RO Dealing in Futures Contracts 2011-08-02 2014-08-08
AFV918 ENDO Yukiko 遠藤由紀子 RE Dealing in Securities 2003-04-01 2005-08-05
AFV918 ENDO Yukiko 遠藤由紀子 RE Dealing in Futures Contracts 2003-04-01 2005-08-05
AFV918 ENDO Yukiko 遠藤由紀子 RE Advising on Securities 2003-04-01 2003-12-17
AFV918 ENDO Yukiko 遠藤由紀子 RE Advising on Futures Contracts 2003-04-01 2003-12-17
AFV918 ENDO Yukiko 遠藤由紀子 RE Advising on Corporate Finance 2003-04-01 2003-12-17
AFV918 ENDO Yukiko 遠藤由紀子 RE Asset Management 2003-04-01 2003-12-17
AGH042 CHAN Hok Fu 陳學夫 RE Dealing in Securities 2005-09-27 2006-12-04
AGH042 CHAN Hok Fu 陳學夫 RE Dealing in Futures Contracts 2005-09-27 2006-12-04
AGQ583 LAM Fat, Charles 林發 RO Dealing in Securities 2014-10-30 2015-04-30
AGQ583 LAM Fat, Charles 林發 RO Dealing in Futures Contracts 2014-10-30 2015-04-30
AJE370 LEUNG Chi Chung 梁志聰 RO Dealing in Securities 2018-04-11
AJE370 LEUNG Chi Chung 梁志聰 RO Advising on Securities 2018-04-11
AJE370 LEUNG Chi Chung 梁志聰 RE Asset Management 2018-03-28 2018-04-11
AJE370 LEUNG Chi Chung 梁志聰 RO Asset Management 2018-04-11
ALF771 HUNG Cho Yan 洪祖恩 RO Dealing in Securities 2014-07-17 2014-10-31
ALF771 HUNG Cho Yan 洪祖恩 RO Dealing in Futures Contracts 2014-07-17 2014-10-31
ALN988 MOU Shuk Han 繆淑嫻 RO Dealing in Securities 2014-11-25 2016-04-10
ALN988 MOU Shuk Han 繆淑嫻 RO Dealing in Futures Contracts 2014-11-25 2016-04-10
AMM097 IU Chong Chi 姚仲池 RE Dealing in Securities 2005-11-02 2005-12-07
AMM097 IU Chong Chi 姚仲池 RE Dealing in Futures Contracts 2005-11-02 2005-12-07
AMO748 WONG Ho 黃可 RE Dealing in Futures Contracts 2005-10-13 2006-04-21
AMO749 LI Sai Chung 李世聰 RE Dealing in Securities 2006-02-04 2010-03-24
AMO749 LI Sai Chung 李世聰 RO Dealing in Securities 2010-03-24 2011-04-26
AMO749 LI Sai Chung 李世聰 RE Dealing in Futures Contracts 2005-10-13 2009-10-22
AMO749 LI Sai Chung 李世聰 RO Dealing in Futures Contracts 2009-10-22 2011-04-26
AMU830 LAI Hon Chung 黎漢忠 RE Dealing in Futures Contracts 2005-12-12 2006-06-21
AMU853 LAU Chu Hung 劉柱洪 RE Dealing in Futures Contracts 2005-12-12 2006-03-14
AQA097 WONG Chun Yuen 黃振炫 RO Dealing in Securities 2018-02-20 2018-08-31
AQA097 WONG Chun Yuen 黃振炫 RO Dealing in Futures Contracts 2018-02-20 2018-08-31
AQC579 CHEUNG Wai 張惠 RE Dealing in Securities 2008-01-28 2010-12-01
AQC579 CHEUNG Wai 張惠 RE Dealing in Futures Contracts 2008-01-28 2010-12-01
AQW340 KWAN Ut Hoi 關越海 RE Dealing in Securities 2016-05-25 2016-07-27
AQW340 KWAN Ut Hoi 關越海 RO Dealing in Securities 2016-07-27 2017-07-21
AQW340 KWAN Ut Hoi 關越海 RE Dealing in Futures Contracts 2016-05-25 2016-07-27
AQW340 KWAN Ut Hoi 關越海 RO Dealing in Futures Contracts 2016-07-27 2017-07-21
AQW340 KWAN Ut Hoi 關越海 RO Advising on Securities 2016-11-01 2017-07-21
ARA546 CHEN Hsiang Ju 陳香如 RE Dealing in Securities 2014-03-24 2014-07-23
ARS734 FONG Kwun Wai, Matthew 方貫威 RE Asset Management 2018-09-05 2018-09-14
ATI402 FU Ming 傅鳴 RO Dealing in Securities 2017-11-02
ATI402 FU Ming 傅鳴 RO Dealing in Futures Contracts 2017-11-02
ATO885 NG Hoi Tong 吳海塘 RE Dealing in Securities 2011-06-03 2013-02-08
ATO885 NG Hoi Tong 吳海塘 RE Dealing in Futures Contracts 2011-06-03 2013-02-08
ATS380 LI Kim Ping 李儉炳 RE Dealing in Securities 2016-09-02 2016-09-30
ATS380 LI Kim Ping 李儉炳 RO Dealing in Securities 2016-09-30 2018-01-25
ATS380 LI Kim Ping 李儉炳 RE Dealing in Futures Contracts 2016-09-02 2016-09-30
ATS380 LI Kim Ping 李儉炳 RO Dealing in Futures Contracts 2016-09-30 2018-01-25
ATS380 LI Kim Ping 李儉炳 RO Advising on Securities 2016-11-08 2018-01-25
ATS380 LI Kim Ping 李儉炳 RE Asset Management 2017-03-07 2018-01-25
AVH692 OR Kin 柯堅 RE Dealing in Securities 2017-07-18 2018-06-29
AVH692 OR Kin 柯堅 RE Advising on Securities 2017-07-18 2018-06-29
AWQ110 CHENG Kam Ho, Roy 鄭鑑浩 RE Dealing in Securities 2011-04-21 2011-09-30
AXR725 CHAN Lam Chak 陳林澤 RE Asset Management 2017-03-23 2017-04-26
AXR725 CHAN Lam Chak 陳林澤 RO Asset Management 2017-04-26 2017-06-23
AYR034 YI Chuanghua 易創華 RO Dealing in Securities 2018-11-16
AYR034 YI Chuanghua 易創華 RO Dealing in Futures Contracts 2018-11-16
BDF108 CHEUNG Shing Kit 張成杰 RE Dealing in Securities 2017-06-22 2017-12-22
BDF108 CHEUNG Shing Kit 張成杰 RE Advising on Securities 2017-06-22 2017-12-22

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