Hong Kong SFC licence institution AAH625, PGIM (Hong Kong) Limited 保德信(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAH625 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE261 FERGUSSON Douglas William Meiklejohn RO Dealing in Securities 2003-04-01 2005-03-10
AAE261 FERGUSSON Douglas William Meiklejohn RO Advising on Securities 2003-04-01 2005-03-10
AAE261 FERGUSSON Douglas William Meiklejohn RO Advising on Futures Contracts 2003-04-01 2005-02-04
AAE261 FERGUSSON Douglas William Meiklejohn RO Advising on Corporate Finance 2003-04-01 2005-02-04
AAE261 FERGUSSON Douglas William Meiklejohn RO Asset Management 2003-04-01 2005-02-04
ACT437 HSIN Fanneau Ching RO Dealing in Securities 2011-08-17
ACT437 HSIN Fanneau Ching RO Advising on Securities 2011-08-17
ACW159 TSE Sui Yin, Sally 謝瑞賢 RO Advising on Securities 2003-04-01 2005-02-28
ACW159 TSE Sui Yin, Sally 謝瑞賢 RO Advising on Futures Contracts 2003-04-01 2005-02-28
ACW159 TSE Sui Yin, Sally 謝瑞賢 RO Advising on Corporate Finance 2003-04-01 2005-02-28
ACW159 TSE Sui Yin, Sally 謝瑞賢 RO Asset Management 2003-04-01 2005-02-28
ADL565 ONG Hung Guan 王漢源 RO Dealing in Securities 2006-01-03 2006-02-18
ADL565 ONG Hung Guan 王漢源 RE Advising on Securities 2003-04-01 2003-06-16
ADL565 ONG Hung Guan 王漢源 RO Advising on Securities 2006-01-03 2006-02-18
ADL565 ONG Hung Guan 王漢源 RE Advising on Corporate Finance 2003-04-01 2003-06-16
ADL565 ONG Hung Guan 王漢源 RE Asset Management 2003-04-01 2003-06-16
ADT749 YIP Siu Kee 葉小琪 RE Dealing in Securities 2003-04-01 2005-03-11
ADT749 YIP Siu Kee 葉小琪 RO Dealing in Securities 2005-03-11 2006-01-01
ADT749 YIP Siu Kee 葉小琪 RE Advising on Securities 2003-04-01 2005-03-11
ADT749 YIP Siu Kee 葉小琪 RO Advising on Securities 2005-03-11 2006-01-01
ADT749 YIP Siu Kee 葉小琪 RE Advising on Corporate Finance 2003-04-01 2005-02-28
ADT749 YIP Siu Kee 葉小琪 RE Asset Management 2003-04-01 2005-02-28
ADV039 YE Patty Shi-yi 叶世儀 RO Dealing in Securities 2005-03-23 2005-11-07
ADV039 YE Patty Shi-yi 叶世儀 RO Advising on Securities 2005-03-23 2005-11-07
ADW891 LEE Gek Lang RE Dealing in Securities 2014-06-19 2016-08-01
ADW891 LEE Gek Lang RE Advising on Securities 2014-06-19 2016-08-01
AEU201 UEBELEIN Kevin Charles RO Dealing in Securities 2006-02-17 2008-04-11
AEU201 UEBELEIN Kevin Charles RO Advising on Securities 2006-02-17 2008-04-11
AFJ427 LO Pui Man, Joyce 羅珮文 RE Dealing in Securities 2011-08-18 2014-10-25
AFJ427 LO Pui Man, Joyce 羅珮文 RE Advising on Securities 2011-08-18 2014-10-25
AFJ430 TUNG Tsit Shan 董哲珊 RE Dealing in Securities 2003-04-01 2005-04-25
AFJ430 TUNG Tsit Shan 董哲珊 RE Advising on Securities 2003-04-01 2005-04-25
AFJ430 TUNG Tsit Shan 董哲珊 RE Advising on Corporate Finance 2003-04-01 2005-03-10
AFJ430 TUNG Tsit Shan 董哲珊 RE Asset Management 2003-04-01 2005-03-10
AFU459 WEHRY Eduard-Jan Georges Joseph RE Dealing in Securities 2016-03-03 2016-09-15
AFU459 WEHRY Eduard-Jan Georges Joseph RO Dealing in Securities 2016-09-15
AFU459 WEHRY Eduard-Jan Georges Joseph RE Advising on Securities 2016-03-03 2016-04-18
AFU459 WEHRY Eduard-Jan Georges Joseph RO Advising on Securities 2016-04-18
AGE250 KWOK Pik Shan 郭碧珊 RE Dealing in Securities 2005-07-12 2006-10-11
AGE250 KWOK Pik Shan 郭碧珊 RE Advising on Securities 2005-07-12 2006-10-11
AID042 LAM Hei Ling, Charles 林熙齡 RO Dealing in Securities 2008-05-05 2011-08-18
AID042 LAM Hei Ling, Charles 林熙齡 RO Advising on Securities 2008-05-05 2011-08-18
AIH188 REINEMANN Peter Howlett RE Advising on Securities 2004-11-11 2004-12-11
AJG625 VANBELLE John James RE Advising on Securities 2003-11-20 2004-02-20
ALA802 WONG Hin Lam 黃軒臨 RE Dealing in Securities 2008-01-30 2014-03-23
ALA802 WONG Hin Lam 黃軒臨 RE Advising on Securities 2008-01-30 2014-03-23
ALG409 LIM Eng Cheng RE Advising on Securities 2004-10-11 2004-11-11
ALK806 BOYER Blair Allan RE Advising on Securities 2004-11-11 2004-12-11
ALU603 HUONG Cheong Fai 范昌輝 RE Dealing in Securities 2014-02-24 2015-09-05
ALU603 HUONG Cheong Fai 范昌輝 RE Advising on Securities 2014-02-24 2015-09-05
AMO724 GAN Bee Bee 顏微潓 RO Dealing in Securities 2005-11-04
AMO724 GAN Bee Bee 顏微潓 RO Advising on Securities 2005-11-04
ANR732 SONG Xiaoming 宋晓明 RE Dealing in Securities 2008-07-08 2010-05-24
ANR732 SONG Xiaoming 宋晓明 RE Advising on Securities 2008-07-08 2010-05-24
ANU367 SETO Spencer W RE Dealing in Securities 2015-03-24
ANU367 SETO Spencer W RE Advising on Securities 2015-03-24
ANZ793 NGAN Jim Wah 顏瞻華 RE Advising on Securities 2006-09-29 2006-11-01
AOA645 TAN Yen Keng 陳衍磬 RO Dealing in Securities 2014-06-03 2015-08-01
AOA645 TAN Yen Keng 陳衍磬 RO Advising on Securities 2014-06-03 2015-08-01
APK366 CHANG Linlin 張玲菱 RE Dealing in Securities 2014-12-29 2018-01-19
APK366 CHANG Linlin 張玲菱 RE Advising on Securities 2014-12-29 2018-01-19
APL909 CHIN Wei RE Dealing in Securities 2011-08-15 2012-02-03
APL909 CHIN Wei RO Dealing in Securities 2012-02-03 2013-12-25
APL909 CHIN Wei RE Advising on Securities 2011-08-15 2012-02-03
APL909 CHIN Wei RO Advising on Securities 2012-02-03 2013-12-25
ARK447 CHEW Van Hoong RE Dealing in Securities 2008-07-31 2013-08-31
ARK448 SHARPE Victoria Shigehira RE Dealing in Securities 2008-07-31 2014-04-28
ARL371 TSE Hoi, Alex 謝海 RE Dealing in Securities 2008-08-07 2011-05-14
ARL371 TSE Hoi, Alex 謝海 RE Advising on Securities 2008-08-07 2011-05-14
BIA261 CHEONG Kwok Wing RE Dealing in Securities 2016-08-26
BIA261 CHEONG Kwok Wing RE Advising on Securities 2016-08-26

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