Hong Kong SFC licence institution AAH672, Optima Capital Limited 創越融資有限公司

These are the licence-holders that were found for SFC licence institution AAH672 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC370 FU Yiu Man, Peter 符耀文 RO Advising on Corporate Finance 2004-02-05 2004-05-20
AAJ064 LEUNG Mei Han 梁美嫻 RO Dealing in Securities 2007-10-25
AAJ064 LEUNG Mei Han 梁美嫻 RO Advising on Securities 2007-10-25
AAJ064 LEUNG Mei Han 梁美嫻 RE Advising on Corporate Finance 2007-05-28 2007-06-15
AAJ064 LEUNG Mei Han 梁美嫻 RO Advising on Corporate Finance 2007-06-15
AAM240 KONG Lai Wan 江麗雲 RO Advising on Corporate Finance 2003-04-01 2004-05-11
ABM580 LEUNG Man Kit 梁民傑 RE Advising on Corporate Finance 2005-04-25 2005-06-23
ABM580 LEUNG Man Kit 梁民傑 RO Advising on Corporate Finance 2005-06-23 2005-11-15
ABS419 CHAU Cheuk Wah 周卓華 RO Advising on Corporate Finance 2005-06-01 2007-05-02
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RO Dealing in Securities 2007-10-25
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RO Advising on Securities 2007-10-25
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RE Advising on Corporate Finance 2007-06-04 2007-06-29
ACF128 LUNG Chung Mei, Beatrice 龍松媚 RO Advising on Corporate Finance 2007-06-29
ACX706 TSANG Wing Yee 曾詠儀 RE Advising on Corporate Finance 2005-05-13 2005-06-16
ACX706 TSANG Wing Yee 曾詠儀 RO Advising on Corporate Finance 2005-06-16 2006-03-14
ADK252 CHUNG Kin Shun, Jimmy 鍾建舜 RO Advising on Corporate Finance 2003-04-01 2003-08-11
ADN240 TAM Wing Fai, Johnny 譚永輝 RE Advising on Corporate Finance 2007-06-14 2007-07-09
ADN240 TAM Wing Fai, Johnny 譚永輝 RO Advising on Corporate Finance 2007-07-09 2007-08-08
ADN295 CHAN Pui Ming 陳佩明 RE Dealing in Securities 2008-08-25 2013-03-28
ADN295 CHAN Pui Ming 陳佩明 RE Advising on Securities 2008-08-25 2013-03-28
ADN295 CHAN Pui Ming 陳佩明 RE Advising on Corporate Finance 2008-07-03 2008-09-01
ADN295 CHAN Pui Ming 陳佩明 RO Advising on Corporate Finance 2008-09-01 2013-03-28
ADS746 SHIN Yick Fabian 冼易 RE Advising on Securities 2003-04-01 2003-07-11
ADS746 SHIN Yick Fabian 冼易 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ADS746 SHIN Yick Fabian 冼易 RE Asset Management 2003-04-01 2003-07-11
ADV457 TSANG Tak Chi 曾德芝 RE Advising on Securities 2003-04-01 2003-07-11
ADV457 TSANG Tak Chi 曾德芝 RE Advising on Corporate Finance 2003-04-01 2004-05-07
ADV457 TSANG Tak Chi 曾德芝 RE Asset Management 2003-04-01 2003-07-11
AEA451 CHUM Hon Wang, Michael 覃漢宏 RO Advising on Corporate Finance 2003-04-01 2005-08-04
AEG209 CHAN Shung Fai 陳崇輝 RE Advising on Corporate Finance 2003-06-26 2004-05-01
AEJ588 CHUNG Christine Jui-Mei 鍾瑞美 RE Advising on Securities 2003-04-01 2003-07-11
AEJ588 CHUNG Christine Jui-Mei 鍾瑞美 RE Advising on Corporate Finance 2003-04-01 2004-02-19
AEJ588 CHUNG Christine Jui-Mei 鍾瑞美 RO Advising on Corporate Finance 2004-02-19 2005-12-29
AEJ588 CHUNG Christine Jui-Mei 鍾瑞美 RE Asset Management 2003-04-01 2003-07-11
AEK364 NG Kwok Fai 吳國輝 RE Advising on Securities 2003-04-01 2003-07-11
AEK364 NG Kwok Fai 吳國輝 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AEK364 NG Kwok Fai 吳國輝 RE Asset Management 2003-04-01 2003-07-11
AFH012 CHANG Ludwig RE Advising on Corporate Finance 2003-08-18 2004-05-07
AFL987 MUI Ho Cheung, Gary 梅浩彰 RO Dealing in Securities 2007-10-25 2009-01-09
AFL987 MUI Ho Cheung, Gary 梅浩彰 RE Advising on Corporate Finance 2005-09-14 2005-12-14
AFL987 MUI Ho Cheung, Gary 梅浩彰 RO Advising on Corporate Finance 2005-12-14 2009-01-09
AFP043 MA Hok Ming 馬學銘 RE Advising on Securities 2003-04-01 2003-07-11
AFP043 MA Hok Ming 馬學銘 RE Advising on Corporate Finance 2003-04-01 2004-05-27
AFP043 MA Hok Ming 馬學銘 RE Asset Management 2003-04-01 2003-07-11
AFT282 NG Ming Yui 吳銘銳 RE Dealing in Securities 2009-02-23 2009-08-05
AFT282 NG Ming Yui 吳銘銳 RE Advising on Securities 2009-02-23 2009-08-05
AFT282 NG Ming Yui 吳銘銳 RE Advising on Corporate Finance 2009-02-23 2009-08-05
AFT874 NG Lai Man, Carmen 吳麗文 RE Advising on Corporate Finance 2007-06-13 2007-12-24
AFV100 NG Vivian 伍穎思 RE Dealing in Securities 2008-09-08 2012-10-16
AFV100 NG Vivian 伍穎思 RE Advising on Securities 2008-09-08 2010-03-31
AFV100 NG Vivian 伍穎思 RE Advising on Corporate Finance 2008-08-18 2012-10-16
AGF471 LIU Chi Wai 廖子慧 RE Dealing in Securities 2007-11-26 2009-01-20
AGF471 LIU Chi Wai 廖子慧 RE Advising on Corporate Finance 2005-04-13 2007-04-18
AGF471 LIU Chi Wai 廖子慧 RO Advising on Corporate Finance 2007-04-18 2009-01-20
AGK780 NG Ka Po 吳家保 RE Dealing in Securities 2007-11-20 2008-10-15
AGK780 NG Ka Po 吳家保 RO Dealing in Securities 2008-10-15
AGK780 NG Ka Po 吳家保 RE Advising on Securities 2007-11-20 2008-10-15
AGK780 NG Ka Po 吳家保 RO Advising on Securities 2008-10-15
AGK780 NG Ka Po 吳家保 RE Advising on Corporate Finance 2007-05-23 2008-10-15
AGK780 NG Ka Po 吳家保 RO Advising on Corporate Finance 2008-10-15
AGL509 LEE Chi Hwa, Joshua 李智華 RE Advising on Securities 2003-04-01 2003-07-11
AGL509 LEE Chi Hwa, Joshua 李智華 RE Advising on Corporate Finance 2003-04-01 2003-09-24
AGL509 LEE Chi Hwa, Joshua 李智華 RE Asset Management 2003-04-01 2003-07-11
AHA892 TANG Chun Fai, Billy 鄧振輝 RE Dealing in Securities 2007-11-20 2009-06-30
AHA892 TANG Chun Fai, Billy 鄧振輝 RE Advising on Securities 2007-11-20 2009-06-30
AHA892 TANG Chun Fai, Billy 鄧振輝 RE Advising on Corporate Finance 2007-06-28 2008-09-25
AHA892 TANG Chun Fai, Billy 鄧振輝 RO Advising on Corporate Finance 2008-09-25 2009-06-30
AHN367 TOSE He-man Hubert Wang 王憲文 RE Advising on Corporate Finance 2003-06-26 2004-04-30
AHZ637 CHOI Ho Yi, Phyllis 蔡可兒 RE Dealing in Securities 2009-06-03 2010-02-13
AHZ637 CHOI Ho Yi, Phyllis 蔡可兒 RE Advising on Corporate Finance 2009-06-03 2010-02-13
AIB065 LI Jin Hua 李晉華 RE Advising on Corporate Finance 2003-07-23 2004-04-20
AIC882 YANG Te Hau 楊得灝 RE Advising on Corporate Finance 2003-10-06 2004-05-07
AIX578 KWONG Hoi Yan 鄺愷欣 RE Advising on Corporate Finance 2006-04-10 2006-05-16
AIX578 KWONG Hoi Yan 鄺愷欣 RO Advising on Corporate Finance 2006-05-16 2007-04-01
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Dealing in Securities 2009-07-20 2011-08-05
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Advising on Corporate Finance 2009-07-20 2011-08-05
AJF259 WONG Yin Chi 王彥慈 RE Dealing in Securities 2008-02-11 2010-07-01
AJF259 WONG Yin Chi 王彥慈 RE Dealing in Securities 2014-07-22 2016-07-29
AJF259 WONG Yin Chi 王彥慈 RE Advising on Corporate Finance 2008-01-21 2010-07-01
AJF259 WONG Yin Chi 王彥慈 RE Advising on Corporate Finance 2014-07-22 2014-09-26
AJF259 WONG Yin Chi 王彥慈 RO Advising on Corporate Finance 2014-09-26 2016-07-29
AJO142 LUI Tak Yan 呂德仁 RE Advising on Corporate Finance 2005-08-08 2005-12-20
AKT328 HO Wing Man, Ginny 何詠雯 RE Advising on Corporate Finance 2007-06-12 2007-08-08
AML140 KWOK Lai Ki, Stella 郭勵錡 RE Dealing in Securities 2007-11-20 2007-12-28
AML140 KWOK Lai Ki, Stella 郭勵錡 RE Advising on Corporate Finance 2006-03-21 2007-12-28
ANB383 LO Chi Pang 魯志鵬 RE Dealing in Securities 2014-05-12
ANB383 LO Chi Pang 魯志鵬 RE Advising on Corporate Finance 2014-05-12
ANG331 HONG Tsz Leung 康子亮 RE Advising on Corporate Finance 2006-05-23 2006-10-01
ANO984 WU Lap Yee, Letty 胡立怡 RE Dealing in Securities 2007-11-20 2010-12-03
ANO984 WU Lap Yee, Letty 胡立怡 RE Advising on Securities 2007-11-20 2010-03-31
ANO984 WU Lap Yee, Letty 胡立怡 RE Advising on Corporate Finance 2007-09-05 2010-12-03
AOJ604 YEUNG Yat Chuen 楊日泉 RE Dealing in Securities 2011-10-19 2012-12-31
AOJ604 YEUNG Yat Chuen 楊日泉 RE Advising on Corporate Finance 2011-10-19 2012-12-31
AOQ796 LAU Pui Yu 劉珮瑜 RE Dealing in Securities 2007-11-20 2010-10-19
AOQ796 LAU Pui Yu 劉珮瑜 RE Advising on Corporate Finance 2007-04-10 2010-10-19
AOX999 YEUNG Wai Kei 楊偉基 RE Dealing in Securities 2007-11-20 2014-07-01
AOX999 YEUNG Wai Kei 楊偉基 RE Advising on Securities 2007-11-20 2010-03-31
AOX999 YEUNG Wai Kei 楊偉基 RE Advising on Corporate Finance 2007-05-22 2014-07-01
APB940 FONG Chung Bo 方松波 RE Dealing in Securities 2007-11-21 2010-09-22
APB940 FONG Chung Bo 方松波 RE Advising on Corporate Finance 2007-07-10 2010-09-22
APD587 LEUNG Ada Yuk-Ching 梁玉青 RE Dealing in Securities 2007-11-20 2010-02-13
APD587 LEUNG Ada Yuk-Ching 梁玉青 RE Advising on Securities 2007-11-20 2010-02-13
APD587 LEUNG Ada Yuk-Ching 梁玉青 RE Advising on Corporate Finance 2007-06-29 2010-02-13
APE878 KWOK Chung Ho 郭仲豪 RE Dealing in Securities 2007-11-21 2011-05-24
APE878 KWOK Chung Ho 郭仲豪 RE Advising on Securities 2007-11-21 2010-03-31
APE878 KWOK Chung Ho 郭仲豪 RE Advising on Corporate Finance 2007-07-03 2011-05-24
APE890 HA Yu Ho 夏余昊 RE Dealing in Securities 2007-11-21 2008-03-25
APE890 HA Yu Ho 夏余昊 RE Advising on Corporate Finance 2007-07-10 2008-03-25
API010 TAM Ka Yu 譚家裕 RE Dealing in Securities 2007-11-20 2014-02-13
API010 TAM Ka Yu 譚家裕 RE Advising on Securities 2007-11-20 2010-03-31
API010 TAM Ka Yu 譚家裕 RE Advising on Corporate Finance 2007-08-06 2014-02-13
APZ793 HUI Wai Yan, Kelly 許慧欣 RE Dealing in Securities 2017-06-09 2017-08-05
APZ793 HUI Wai Yan, Kelly 許慧欣 RE Advising on Corporate Finance 2017-06-09 2017-08-05
AQR937 KAM Hay Man 金熙雯 RE Dealing in Securities 2008-11-03 2017-07-04
AQR937 KAM Hay Man 金熙雯 RO Dealing in Securities 2017-07-04
AQR937 KAM Hay Man 金熙雯 RE Advising on Corporate Finance 2008-11-03 2017-07-04
AQR937 KAM Hay Man 金熙雯 RO Advising on Corporate Finance 2017-07-04
ARF331 REN Xiaopeng 任曉鵬 RE Dealing in Securities 2008-06-23 2010-09-30
ARF331 REN Xiaopeng 任曉鵬 RE Advising on Securities 2008-06-23 2010-03-31
ARF331 REN Xiaopeng 任曉鵬 RE Advising on Corporate Finance 2008-06-23 2010-09-30
ARF922 LAI Chun Leung, Barton 黎振良 RE Dealing in Securities 2008-08-01 2011-05-24
ARF922 LAI Chun Leung, Barton 黎振良 RE Advising on Securities 2008-08-01 2010-03-31
ARF922 LAI Chun Leung, Barton 黎振良 RE Advising on Corporate Finance 2008-08-01 2011-05-24
ARG982 CHEUNG Pui Yan, Jennifer 蔣沛欣 RE Dealing in Securities 2008-07-07 2008-07-18
ARG982 CHEUNG Pui Yan, Jennifer 蔣沛欣 RE Advising on Securities 2008-07-07 2008-07-18
ARG982 CHEUNG Pui Yan, Jennifer 蔣沛欣 RE Advising on Corporate Finance 2008-07-07 2008-07-18
ARN749 CHEN Tsun Kit 陳俊傑 RE Dealing in Securities 2018-01-09
ARN749 CHEN Tsun Kit 陳俊傑 RE Advising on Corporate Finance 2018-01-09 2018-03-02
ARN749 CHEN Tsun Kit 陳俊傑 RO Advising on Corporate Finance 2018-03-02
ARS105 SO Yiu Fung 蘇堯鋒 RE Dealing in Securities 2011-11-25 2014-03-08
ARS105 SO Yiu Fung 蘇堯鋒 RE Advising on Corporate Finance 2011-10-07 2014-03-08
ATW421 LEE Cheuk Kwan, Vulcan 李焯鈞 RE Dealing in Securities 2009-10-02 2014-03-08
ATW421 LEE Cheuk Kwan, Vulcan 李焯鈞 RE Advising on Corporate Finance 2009-10-02 2014-03-08
AUW141 YIP Chui Ping, Lisa 葉翠萍 RE Dealing in Securities 2010-03-05 2010-09-07
AUW141 YIP Chui Ping, Lisa 葉翠萍 RE Advising on Corporate Finance 2010-03-05 2010-09-07
AVB954 SO Pak Chee, Percy 蘇柏姿 RE Dealing in Securities 2010-04-26 2010-09-07
AVB954 SO Pak Chee, Percy 蘇柏姿 RE Advising on Corporate Finance 2010-04-26 2010-09-07
AVL138 TSANG Chiu Ping 曾昭平 RE Dealing in Securities 2010-09-01 2014-10-30
AVL138 TSANG Chiu Ping 曾昭平 RE Advising on Corporate Finance 2010-09-01 2014-10-30
AVN236 CHEUNG Yin Man, Monica 張彥文 RE Dealing in Securities 2010-08-02 2010-08-02
AVN236 CHEUNG Yin Man, Monica 張彥文 RE Advising on Corporate Finance 2010-08-02 2010-08-02
AVT530 NG Wing Sang 吳榮燊 RE Dealing in Securities 2010-09-01 2014-04-18
AVT530 NG Wing Sang 吳榮燊 RE Advising on Corporate Finance 2010-09-01 2014-04-18
AVY419 KAM Ka Ka 甘嘉嘉 RE Dealing in Securities 2010-09-30 2018-05-24
AVY419 KAM Ka Ka 甘嘉嘉 RO Dealing in Securities 2018-05-24
AVY419 KAM Ka Ka 甘嘉嘉 RE Advising on Corporate Finance 2010-09-30 2018-05-24
AVY419 KAM Ka Ka 甘嘉嘉 RO Advising on Corporate Finance 2018-05-24
AWB780 LAM Kwun Wai 林冠瑋 RE Dealing in Securities 2010-10-20 2017-04-16
AWB780 LAM Kwun Wai 林冠瑋 RE Advising on Corporate Finance 2010-10-20 2017-04-16
AWD244 MAN Nok Yan, Gladys 文諾欣 RE Dealing in Securities 2010-10-26 2012-11-12
AWD244 MAN Nok Yan, Gladys 文諾欣 RE Advising on Corporate Finance 2010-10-26 2012-11-12
AWF133 LAM Ho Yu 林可瑜 RE Dealing in Securities 2010-11-10 2011-09-13
AWF133 LAM Ho Yu 林可瑜 RE Advising on Corporate Finance 2010-11-10 2011-09-13
AYD551 CHENG King Hang 鄭敬鏗 RE Dealing in Securities 2011-10-03
AYD551 CHENG King Hang 鄭敬鏗 RE Advising on Corporate Finance 2011-10-03
AYM415 WONG Chak Sang 王澤生 RE Dealing in Securities 2013-06-03 2015-04-09
AYM415 WONG Chak Sang 王澤生 RE Advising on Corporate Finance 2013-06-03 2015-04-09
AYT810 NG Kin Kwan 吳建群 RE Dealing in Securities 2013-06-03 2017-05-27
AYT810 NG Kin Kwan 吳建群 RE Advising on Corporate Finance 2013-06-03 2017-05-27
AZM714 MAK Ho Bun, John 麥浩彬 RE Advising on Corporate Finance 2012-05-21 2013-05-31
BAF385 WONG Tsz Ying 王子盈 RE Dealing in Securities 2014-04-23 2017-11-24
BAF385 WONG Tsz Ying 王子盈 RE Advising on Corporate Finance 2014-04-23 2017-11-24
BCH635 WONG Ngai Man, Samuel 汪毅民 RE Dealing in Securities 2014-05-16 2016-01-01
BCH635 WONG Ngai Man, Samuel 汪毅民 RE Advising on Corporate Finance 2013-11-19 2016-01-01
BDK988 NG Yuk Wai 吳育偉 RE Dealing in Securities 2014-05-26
BDK988 NG Yuk Wai 吳育偉 RE Advising on Corporate Finance 2014-05-26
BDU954 CHING On Pong, Caspar 程安邦 RE Dealing in Securities 2017-04-12 2018-02-03
BDU954 CHING On Pong, Caspar 程安邦 RE Advising on Corporate Finance 2017-04-12 2018-02-03
BEU026 LEE Sum Yin 李心妍 RE Dealing in Securities 2015-01-09
BEU026 LEE Sum Yin 李心妍 RE Advising on Corporate Finance 2015-01-09
BFE228 CHEUNG Tsz Yui 張子睿 RE Dealing in Securities 2016-11-01
BFE228 CHEUNG Tsz Yui 張子睿 RE Advising on Corporate Finance 2016-11-01
BFP509 LAI Yan Tung 黎欣彤 RE Dealing in Securities 2015-06-15
BFP509 LAI Yan Tung 黎欣彤 RE Advising on Corporate Finance 2015-06-15
BFP512 NG Chung Ka 吳宗家 RE Dealing in Securities 2015-06-15
BFP512 NG Chung Ka 吳宗家 RE Advising on Corporate Finance 2015-06-15
BGB944 KWONG Ka Leung 鄺嘉樑 RE Dealing in Securities 2015-10-02 2016-09-21
BGB944 KWONG Ka Leung 鄺嘉樑 RE Advising on Corporate Finance 2015-10-02 2016-09-21
BGW829 FOK Ka Chun 霍嘉俊 RE Dealing in Securities 2018-03-05
BGW829 FOK Ka Chun 霍嘉俊 RE Advising on Corporate Finance 2018-03-05
BHW629 WONG Kwok Ping 黃國平 RE Dealing in Securities 2018-04-19
BHW629 WONG Kwok Ping 黃國平 RE Advising on Corporate Finance 2018-03-20
BIJ002 HWANG Wai Ki, Christine 黃蔚祺 RE Dealing in Securities 2016-10-13
BIJ002 HWANG Wai Ki, Christine 黃蔚祺 RE Advising on Corporate Finance 2016-10-13
BIK216 NG Cho Wong 吳楚旺 RE Dealing in Securities 2016-10-24
BIK216 NG Cho Wong 吳楚旺 RE Advising on Corporate Finance 2016-10-24
BJO308 NG Derrick Ming Tsun 吳銘浚 RE Dealing in Securities 2017-05-15
BJO308 NG Derrick Ming Tsun 吳銘浚 RE Advising on Corporate Finance 2017-05-15
BLY770 LEUNG Ho Tsin 梁浩正 RE Dealing in Securities 2018-01-09
BLY770 LEUNG Ho Tsin 梁浩正 RE Advising on Corporate Finance 2018-01-09
BMK888 CHAN Kwan Pak 陳君柏 RE Dealing in Securities 2018-02-27
BMK888 CHAN Kwan Pak 陳君柏 RE Advising on Corporate Finance 2018-02-27

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