Hong Kong SFC licence institution AAH853, Soo Pei Shao & Company 蘇佩玿公司

These are the licence-holders that were found for SFC licence institution AAH853 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD210 LEE Kin Fat, Kenneth 李健發 RE Dealing in Securities 2003-04-01 2005-03-31
AAD210 LEE Kin Fat, Kenneth 李健發 RE Advising on Securities 2003-04-01 2005-03-08
AAD210 LEE Kin Fat, Kenneth 李健發 RE Advising on Corporate Finance 2003-04-01 2005-03-08
AAD210 LEE Kin Fat, Kenneth 李健發 RE Asset Management 2003-04-01 2005-03-08
AAH803 SOO Hung Leung, Lincoln 蘇洪亮 RO Dealing in Securities 2003-04-01 2005-03-31
AAH803 SOO Hung Leung, Lincoln 蘇洪亮 RO Advising on Securities 2003-04-01 2005-03-18
AAH803 SOO Hung Leung, Lincoln 蘇洪亮 RO Advising on Corporate Finance 2003-04-01 2005-03-18
AAH803 SOO Hung Leung, Lincoln 蘇洪亮 RO Asset Management 2003-04-01 2005-03-18
AAH813 CHEUNG Shui Lin 張翠蓮 RE Dealing in Securities 2003-04-01 2005-03-31
AAH813 CHEUNG Shui Lin 張翠蓮 RE Advising on Securities 2003-04-01 2005-03-08
AAH813 CHEUNG Shui Lin 張翠蓮 RE Advising on Corporate Finance 2003-04-01 2005-03-08
AAH813 CHEUNG Shui Lin 張翠蓮 RE Asset Management 2003-04-01 2005-03-08
AAH842 SHUM Kwok Hung 岑國雄 RE Dealing in Securities 2003-04-01 2005-03-31
AAH842 SHUM Kwok Hung 岑國雄 RE Advising on Securities 2003-04-01 2005-03-08
AAH842 SHUM Kwok Hung 岑國雄 RE Advising on Corporate Finance 2003-04-01 2005-03-08
AAH842 SHUM Kwok Hung 岑國雄 RE Asset Management 2003-04-01 2005-03-08
ABG499 CHEUNG Suk Chun, Bonita 張淑珍 RE Dealing in Securities 2003-04-01 2005-03-31
ABG499 CHEUNG Suk Chun, Bonita 張淑珍 RE Advising on Securities 2003-04-01 2005-03-31
ABG499 CHEUNG Suk Chun, Bonita 張淑珍 RE Advising on Corporate Finance 2003-04-01 2005-03-31
ABG499 CHEUNG Suk Chun, Bonita 張淑珍 RE Asset Management 2003-04-01 2005-03-31
ACP412 KWONG Siu Ling, Nancy 鄺少齡 RE Dealing in Securities 2003-04-01 2005-03-31
ACP412 KWONG Siu Ling, Nancy 鄺少齡 RE Advising on Securities 2003-04-01 2005-03-08
ACP412 KWONG Siu Ling, Nancy 鄺少齡 RE Advising on Corporate Finance 2003-04-01 2005-03-08
ACP412 KWONG Siu Ling, Nancy 鄺少齡 RE Asset Management 2003-04-01 2005-03-08
ACP414 TAM May Har 譚美霞 RE Dealing in Securities 2003-04-01 2005-03-31
ACP414 TAM May Har 譚美霞 RE Advising on Securities 2003-04-01 2005-03-18
ACP414 TAM May Har 譚美霞 RE Advising on Corporate Finance 2003-04-01 2005-03-18
ACP414 TAM May Har 譚美霞 RE Asset Management 2003-04-01 2005-03-18
ADZ038 SOO Sau Moy, Charmain 蘇秀梅 RE Dealing in Securities 2003-04-01 2003-04-11
ADZ038 SOO Sau Moy, Charmain 蘇秀梅 RE Advising on Securities 2003-04-01 2003-04-11
ADZ038 SOO Sau Moy, Charmain 蘇秀梅 RE Advising on Corporate Finance 2003-04-01 2003-04-11
ADZ038 SOO Sau Moy, Charmain 蘇秀梅 RE Asset Management 2003-04-01 2003-04-11
AFY700 CHIU Ming Lam, Billy 趙明林 RE Dealing in Securities 2003-04-01 2005-03-31
AFY700 CHIU Ming Lam, Billy 趙明林 RE Advising on Securities 2003-04-01 2005-03-08
AFY700 CHIU Ming Lam, Billy 趙明林 RE Advising on Corporate Finance 2003-04-01 2005-03-08
AFY700 CHIU Ming Lam, Billy 趙明林 RE Asset Management 2003-04-01 2005-03-08
AKI601 KOO Sui Yiu 顧瑞瑤 RE Dealing in Securities 2004-05-31 2005-01-31

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