Hong Kong SFC licence institution AAH995, HSBC Private Trustee (Hong Kong) Limited

These are the licence-holders that were found for SFC licence institution AAH995 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACN746 CHAN Lai Yee RE Dealing in Securities 2003-04-01 2004-07-06
ACN746 CHAN Lai Yee RE Advising on Securities 2003-04-01 2004-07-06
ACN746 CHAN Lai Yee RE Asset Management 2003-04-01 2004-07-06
ADT881 MO Wai Kwan, Caroline 毛慧君 RE Dealing in Securities 2003-04-01 2003-05-09
ADT881 MO Wai Kwan, Caroline 毛慧君 RE Advising on Securities 2003-04-01 2003-05-09
ADT881 MO Wai Kwan, Caroline 毛慧君 RE Asset Management 2003-04-01 2003-05-09
AFM264 RENNELL Bernard James RE Dealing in Securities 2003-04-01 2004-03-03
AFM264 RENNELL Bernard James RO Dealing in Securities 2004-03-03 2005-01-05
AFM264 RENNELL Bernard James RE Advising on Securities 2003-04-01 2004-03-03
AFM264 RENNELL Bernard James RO Advising on Securities 2004-03-03 2005-01-05
AFM264 RENNELL Bernard James RE Asset Management 2003-04-01 2004-03-03
AFM264 RENNELL Bernard James RO Asset Management 2004-03-03 2005-01-05
AIR290 BOUTLAND Richard Anthony William RE Dealing in Securities 2003-04-01 2004-04-01
AIR290 BOUTLAND Richard Anthony William RO Dealing in Securities 2004-04-01 2004-11-24
AIR290 BOUTLAND Richard Anthony William RE Advising on Securities 2003-04-01 2004-04-01
AIR290 BOUTLAND Richard Anthony William RO Advising on Securities 2004-04-01 2004-11-24
AIR290 BOUTLAND Richard Anthony William RE Asset Management 2003-04-01 2004-04-01
AIR290 BOUTLAND Richard Anthony William RO Asset Management 2004-04-01 2004-11-24
AIR291 LO Shing Hing Simon 盧成興 RE Dealing in Securities 2003-04-01 2004-04-15
AIR291 LO Shing Hing Simon 盧成興 RO Dealing in Securities 2004-04-15 2005-01-05
AIR291 LO Shing Hing Simon 盧成興 RE Advising on Securities 2003-04-01 2004-04-15
AIR291 LO Shing Hing Simon 盧成興 RO Advising on Securities 2004-04-15 2005-01-05
AIR291 LO Shing Hing Simon 盧成興 RE Asset Management 2003-04-01 2004-04-15
AIR291 LO Shing Hing Simon 盧成興 RO Asset Management 2004-04-15 2005-01-05
AIR294 KEISER Peter Kim RE Dealing in Securities 2003-04-01 2004-06-24
AIR294 KEISER Peter Kim RE Advising on Securities 2003-04-01 2004-06-24
AIR294 KEISER Peter Kim RE Asset Management 2003-04-01 2004-06-24
AIR299 LEE Yuen Mei, Annie 李婉媚 RE Dealing in Securities 2003-04-01 2004-11-02
AIR299 LEE Yuen Mei, Annie 李婉媚 RE Advising on Securities 2003-04-01 2004-11-02
AIR299 LEE Yuen Mei, Annie 李婉媚 RE Asset Management 2003-04-01 2004-11-02
AIR300 MAN Yat Chiu 文日昭 RE Dealing in Securities 2003-04-01 2004-09-06
AIR300 MAN Yat Chiu 文日昭 RE Advising on Securities 2003-04-01 2004-09-06
AIR300 MAN Yat Chiu 文日昭 RE Asset Management 2003-04-01 2004-09-06
AIR301 CHAU Pik Ling, Iris 周碧玲 RE Dealing in Securities 2003-04-01 2004-10-26
AIR301 CHAU Pik Ling, Iris 周碧玲 RE Advising on Securities 2003-04-01 2004-10-26
AIR301 CHAU Pik Ling, Iris 周碧玲 RE Asset Management 2003-04-01 2004-10-26
AIR303 KWONG Lai Kuen, Kristy 鄺麗娟 RE Dealing in Securities 2003-04-01 2005-01-05
AIR303 KWONG Lai Kuen, Kristy 鄺麗娟 RE Advising on Securities 2003-04-01 2005-01-05
AIR303 KWONG Lai Kuen, Kristy 鄺麗娟 RE Asset Management 2003-04-01 2005-01-05
AIR304 LI Suk Wai 李淑慧 RE Dealing in Securities 2003-04-01 2004-09-06
AIR304 LI Suk Wai 李淑慧 RE Advising on Securities 2003-04-01 2004-09-06
AIR304 LI Suk Wai 李淑慧 RE Asset Management 2003-04-01 2004-09-06
AJO196 WONG Anson Gong Wah 黃江華 RE Dealing in Securities 2004-05-18 2004-09-06
AJO196 WONG Anson Gong Wah 黃江華 RE Advising on Securities 2004-05-18 2004-09-06
AJO196 WONG Anson Gong Wah 黃江華 RE Asset Management 2004-05-18 2004-09-06
AJO197 CHUI Suk Yee, Halina 徐淑儀 RE Dealing in Securities 2004-04-13 2005-01-05
AJO197 CHUI Suk Yee, Halina 徐淑儀 RE Advising on Securities 2004-04-13 2005-01-05
AJO197 CHUI Suk Yee, Halina 徐淑儀 RE Asset Management 2004-04-13 2005-01-05

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